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Specific Programme „Capacities“  Wolfram Rieneck
7th Framework Programme
Capacities
[object Object],[object Object],[object Object],International Cooperation - Objectives
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Classification of third countries
[object Object],[object Object],[object Object],[object Object],[object Object],Capacities INCO - Calls 2007/2008 (1)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Capacities INCO - Calls 2007/2008 (2)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],SME action in Capacities (1)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],SME action in Capacities (2)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],SME action in Capacities (3)
The financial support of the Community in accordance with the Rules for participation will be capped at a value  not exceeding 110% of the estimated price to be invoiced by RTD providers  to SMEsor SMEs Associations.  The default IPR regime remains full ownership by the SMEs or SME Associations.   -> The consortium may however reach different agreement in their own best interests, as long as the SMEs and SME associations are provided with all the rights that are required for their intended use and dissemination of the project results.   SME action in Capacities (4)
SME action in Capacities (5) R&D, demonstration, management, training(!), other activities R&D, demonstration, management, other activities Activities   €   1.5  -  4  Million €  0.5  -  1 .5 Million Total budget 10-15 5-10 Number of partners 2-3 years 1-2 years Duration Research for SME associations  Research for SMEs
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],SME action in Capacities (6)
Calculation of the budget / funding SME action in Capacities (7) Compared to FP6 CRAFT scheme  56,5% Funding rate at project level  71,5% Requested EC contribution (lower value)  715.000 Subcontracting to RTD excl. VAT  650.000 Maximum EC contribution = 110% of subcontracting to RTD  715.000 782.500 1.000.000 50.000 80.000 0 870.000 Total 37.500 50.000 0 0 0 50.000 Other 30.000 30.000 20.000 10.000 RTD 715.000 920.000 30.000 70.000 820.000 SMEs Total Other 100% Manag. 100% Demo 50% RTD 50%/75% EC Contribution Estimated eligible costs Type
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],SME action in Capacities (8)
Evaluation SME action in Capacities (9) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],IMPACT   P otential impact through the development, dissemination and use of project results IMPLEMENTATION   Q uality and efficiency of the implementation and the management S/T QUALITY   S cientific and/or technological excellence (relevant  to the topics / activities addressed by the call)
[object Object],[object Object],[object Object],[object Object],[object Object],SME action in Capacities (10)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],SME action in Capacities (11)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Infrastructures in Capacities (1)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Regional aspects in Capacities (1)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Science in Society in Capacities (1)
Trans-national co-operation among NCPs  Identifier:  FP7-INCO-2007-4  Budget:   €  3 70 000  Deadline:   02 May 2007 Activities of International Cooperation INCO-NET  Identifier:  FP7-INCO-2007-1  Budget:   €  1 7 000 000  Deadline:   02 May 2007   FP7-INFRASTRUCTURES-2007-1  Identifier:  FP7-INFRASTRUCTURES-2007-1  Budget:   €  1 64 400 000  Deadline:   02 May 2007 Regions of Knowledge: Analysis, mentoring and integration of research actors  Identifier:  FP7-REGIONS-2007-1  Budget:   €  8  800 000  Deadline:   24 April 2007 Regions of Knowledge: Facilitating the emergence of new clusters and mutual information  Identifier:  FP7-REGIONS-2007-2  Budget:   €  8 00 000  Deadline:   24 April 2007 Capacities - Recent Calls
Regions of Knowledge: Trans-national co-operation among NCPs  Identifier:  FP7-REGIONS-2007-3  Budget:   € 4 00 000  Deadline:   24 April 2007 Research Potential: Unlocking and developing the research potential in the EU s  convergence regions and outermost regions  Identifier:  FP7-REGPOT-2007-1  Budget:   € 2 3 500 000  Deadline:   24 April 2007 Research Potential: Providing evaluation facilities for research organisation in the EU s  convergence regions and outermost regions  Identifier:  FP7-REGPOT-2007-2  Budget:   €  1  000 000  Deadline:  24 April 2007 Research Potential: International Co-operation  Identifier:  FP7-REGPOT-2007-3  Budget:   € 8  000 000  Deadline:   24 April 2007 Capacities - Recent Calls
Research Potential: Trans-national co-operation among NCPs  Identifier:  FP7-REGPOT-2007-4  Budget:   €  5 00 000  Deadline: 24 April 2007 Science in Society  Identifier:  FP7-SCIENCE-IN-SOCIETY-2007-1  Budget:   €  2 1 798 000  Deadline:   23 May 2007 Research for SMEs Call 1  Identifier:  FP7-SME-2007-1  Budget:   €  1 00 000 000  Deadline:   04 September 2007 Research for SME Associations Call 1  Identifier:  FP7-SME-2007-2  Budget:   €  1 0 000 000  Deadline(s):   01 June 2007, 28 November 2007 Coordination and Support Actions Call 1  Identifier:  FP7-SME-2007-3  Budget:   €  2  000 000  Deadline:   10 May 2007 Capacities - Recent Calls
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Capacities - Participation Rules
[object Object],[object Object],[object Object],[object Object],SME - Particular participation and evaluation rules
[object Object],[object Object],[object Object],SME - Particular participation and evaluation rules
[object Object],[object Object],[object Object],[object Object],[object Object],SME Associations Particular participation and evaluation rules
Evaluation procedure : 2-stage procedure. The first stage will consist of an outline proposal of not more than 12 pages providing the essential aspects of the proposed project. For proposals which successfully pass the first stage, co-ordinators shall be requested to provide a full proposal. The closure date for the submission of the full proposal (stage2) will be detailed in the request (indicative closure date: November 2007). Proposals will not be evaluated anonymously. The evaluation of the first stage proposals will be limited to the criteria "S&T quality" and "Impact" and may be carried out entirely by a remote evaluation procedure.  The evaluation criteria and sub-criteria (including weights and thresholds), together with the eligibility, selection and award criteria, for the different funding schemes are set out in Annex 2 to the work programme. Indicative evaluation and contractual timetable : results of stage 1 evaluation will be available within three months after closure date. Proposers of successful proposals post first stage evaluation will be asked to submit a stage 2 proposal with a specified deadline around November 2007. Contract signature: it is estimated that the first contracts related to this call will come into force 12 months after the first stage closure date.   SME Associations Particular participation and evaluation rules
Consortium agreements  The participants will be required to submit a signed consortium agreement as a deliverable in the early stage of the project to further detail information already reflected in the Technical Annex to the contract.  It addresses issues such as the internal organisation of the consortium, the management of the Community financial contribution, rules on dissemination and use, including intellectual property rights management, settlement of internal disputes. In particular, it should contain provisions related to the remuneration of the RTD-performers especially if different from the default regime, clearly indicating the ceiling for remuneration agreed within the consortium and the related consequences in terms of allocation of ownership and use and dissemination rights. This information is meant to be fully reflected in the Technical Annex to the contract.   SME Associations Particular participation and evaluation rules
Thank you very much for your attention Questions and discussion

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FP7 Specific Programme Capacities (March 2007)

  • 4.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9.
  • 10.
  • 11. The financial support of the Community in accordance with the Rules for participation will be capped at a value not exceeding 110% of the estimated price to be invoiced by RTD providers to SMEsor SMEs Associations. The default IPR regime remains full ownership by the SMEs or SME Associations. -> The consortium may however reach different agreement in their own best interests, as long as the SMEs and SME associations are provided with all the rights that are required for their intended use and dissemination of the project results. SME action in Capacities (4)
  • 12. SME action in Capacities (5) R&D, demonstration, management, training(!), other activities R&D, demonstration, management, other activities Activities € 1.5 - 4 Million € 0.5 - 1 .5 Million Total budget 10-15 5-10 Number of partners 2-3 years 1-2 years Duration Research for SME associations Research for SMEs
  • 13.
  • 14. Calculation of the budget / funding SME action in Capacities (7) Compared to FP6 CRAFT scheme 56,5% Funding rate at project level 71,5% Requested EC contribution (lower value) 715.000 Subcontracting to RTD excl. VAT 650.000 Maximum EC contribution = 110% of subcontracting to RTD 715.000 782.500 1.000.000 50.000 80.000 0 870.000 Total 37.500 50.000 0 0 0 50.000 Other 30.000 30.000 20.000 10.000 RTD 715.000 920.000 30.000 70.000 820.000 SMEs Total Other 100% Manag. 100% Demo 50% RTD 50%/75% EC Contribution Estimated eligible costs Type
  • 15.
  • 16.
  • 17.
  • 18.
  • 19.
  • 20.
  • 21.
  • 22. Trans-national co-operation among NCPs Identifier: FP7-INCO-2007-4 Budget: € 3 70 000 Deadline: 02 May 2007 Activities of International Cooperation INCO-NET Identifier: FP7-INCO-2007-1 Budget: € 1 7 000 000 Deadline: 02 May 2007 FP7-INFRASTRUCTURES-2007-1 Identifier: FP7-INFRASTRUCTURES-2007-1 Budget: € 1 64 400 000 Deadline: 02 May 2007 Regions of Knowledge: Analysis, mentoring and integration of research actors Identifier: FP7-REGIONS-2007-1 Budget: € 8 800 000 Deadline: 24 April 2007 Regions of Knowledge: Facilitating the emergence of new clusters and mutual information Identifier: FP7-REGIONS-2007-2 Budget: € 8 00 000 Deadline: 24 April 2007 Capacities - Recent Calls
  • 23. Regions of Knowledge: Trans-national co-operation among NCPs Identifier: FP7-REGIONS-2007-3 Budget: € 4 00 000 Deadline: 24 April 2007 Research Potential: Unlocking and developing the research potential in the EU s convergence regions and outermost regions Identifier: FP7-REGPOT-2007-1 Budget: € 2 3 500 000 Deadline: 24 April 2007 Research Potential: Providing evaluation facilities for research organisation in the EU s convergence regions and outermost regions Identifier: FP7-REGPOT-2007-2 Budget: € 1 000 000 Deadline: 24 April 2007 Research Potential: International Co-operation Identifier: FP7-REGPOT-2007-3 Budget: € 8 000 000 Deadline: 24 April 2007 Capacities - Recent Calls
  • 24. Research Potential: Trans-national co-operation among NCPs Identifier: FP7-REGPOT-2007-4 Budget: € 5 00 000 Deadline: 24 April 2007 Science in Society Identifier: FP7-SCIENCE-IN-SOCIETY-2007-1 Budget: € 2 1 798 000 Deadline: 23 May 2007 Research for SMEs Call 1 Identifier: FP7-SME-2007-1 Budget: € 1 00 000 000 Deadline: 04 September 2007 Research for SME Associations Call 1 Identifier: FP7-SME-2007-2 Budget: € 1 0 000 000 Deadline(s): 01 June 2007, 28 November 2007 Coordination and Support Actions Call 1 Identifier: FP7-SME-2007-3 Budget: € 2 000 000 Deadline: 10 May 2007 Capacities - Recent Calls
  • 25.
  • 26.
  • 27.
  • 28.
  • 29. Evaluation procedure : 2-stage procedure. The first stage will consist of an outline proposal of not more than 12 pages providing the essential aspects of the proposed project. For proposals which successfully pass the first stage, co-ordinators shall be requested to provide a full proposal. The closure date for the submission of the full proposal (stage2) will be detailed in the request (indicative closure date: November 2007). Proposals will not be evaluated anonymously. The evaluation of the first stage proposals will be limited to the criteria "S&T quality" and "Impact" and may be carried out entirely by a remote evaluation procedure. The evaluation criteria and sub-criteria (including weights and thresholds), together with the eligibility, selection and award criteria, for the different funding schemes are set out in Annex 2 to the work programme. Indicative evaluation and contractual timetable : results of stage 1 evaluation will be available within three months after closure date. Proposers of successful proposals post first stage evaluation will be asked to submit a stage 2 proposal with a specified deadline around November 2007. Contract signature: it is estimated that the first contracts related to this call will come into force 12 months after the first stage closure date. SME Associations Particular participation and evaluation rules
  • 30. Consortium agreements The participants will be required to submit a signed consortium agreement as a deliverable in the early stage of the project to further detail information already reflected in the Technical Annex to the contract. It addresses issues such as the internal organisation of the consortium, the management of the Community financial contribution, rules on dissemination and use, including intellectual property rights management, settlement of internal disputes. In particular, it should contain provisions related to the remuneration of the RTD-performers especially if different from the default regime, clearly indicating the ceiling for remuneration agreed within the consortium and the related consequences in terms of allocation of ownership and use and dissemination rights. This information is meant to be fully reflected in the Technical Annex to the contract. SME Associations Particular participation and evaluation rules
  • 31. Thank you very much for your attention Questions and discussion