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Sampling
Yordanos S.
2
Learning objectives
At the end of the session the participant/student
will be able to:
 Differentiate source population, study
population and sample population
 Calculate sample size for the proposed study
 Apply appropriate sampling techniques for the
selection of study units
Population
• In research, measurements are taken from few
people and estimates are derived from these
measurements.
• All kinds of errors prior, during and after the
study can be responsible for bias in the final
results.
• This bias can be caused by measurement
errors, as well as through poorly chosen source
and study populations.
3
Population cont..
• Bias can also be introduced during the sampling
procedure.
• The generalizability of the results could be
limited by these types of bias.
4
Target population
• Refers to the entire group of individuals or objects
to which researchers are interested to generalize
the conclusions.
• But, because of practicalities, entire target
population often cannot be studied.
• Also known as the theoretical population.
5
Study population
• This population is a subset of the
target/source population and is also
known as the accessible population.
• It is from this accessible population that
researchers draw their samples.
• E.g Female patients who are older than 50
years admitted with a diagnosis of
diabetes mellitus.
6
Sample population
• Is a population selected and included in the
study.
• Samples are subsets of study populations
used in research because often not every
member of study population can be
measured.
• However, the results drawn from the
investigation of the sample are interpreted
and applied directly to the study population.
7
8
Sampling methods
• Sampling is a process of choosing a section of the
population for study
• The conclusions drawn from the study are often
based on generalizing the results observed in the
sample to the entire population from which the
sample was drawn
• The accuracy of the conclusions will depend on
how representative the sample is for the target
population
9
Why sampling?
• There are several reasons why samples are
chosen for a study, rather than studying the
entire population
• A researcher wants to minimize the costs of
– Data collection
– processing and
– reporting on the results
10
How to do sampling
• Sample should be representative of the population
• This requires knowledge of the variables and their
distribution in the population
• A representative sample has all the important
characteristics of the population from which it is
drawn
Sampling methods
• There are two types of sampling methods:
A. Probability Sampling methods
B. Non-probability methods
11
Probability sampling methods
• Points to be considered
– Heterogeneity of the population
– Area coverage
– Frame availability
– Analysis to be performed
12
Probability sampling methods
• Simple random sampling
• Systematic random sampling
• Stratified Random sampling
• Cluster random sampling
• Stratified-cluster sampling
• Multistage random sampling
13
Simple random sampling
• Each individual in the population should
have an equal chance to be selected
• Sampling frame is necessary
• Select the required number of study units
using lottery method (for small
population) or a table of random numbers
(for large population)
14
Systematic Random sampling
15
Stratified random sampling
• The total population is divided into smaller
groups (strata) to complete the sampling
process.
• The strata is formed based on some common
characteristics in the population.
• After dividing the population into strata,
randomly select the sample.
16
Stratified random sampling cont…
17
Stratified random sampling cont..
 Types of allocation in stratified sampling
1) Proportional allocation – if the same sampling
fraction is used for each stratum
2) Non-proportional allocation
– if a different sampling fraction is used for
each stratum or
- if the strata are unequal in size and a fixed
number of units is selected from each stratum
18
Stratified Random sampling cont…
19
Cluster sampling
• Cluster (group of population elements)
constitutes the sampling unit, instead of a
single element of the population.
• The main reason for cluster sampling is
cost efficiency
20
Cluster sampling cont..
21
Cluster sampling cont..
Simple one-stage cluster sampling
• List all the clusters in the population
• From the list, select the clusters – usually
by simple random sampling
• All units (elements) in the sampled clusters
are selected.
22
Cluster sampling cont..
Simple two-stage cluster sample
• List all the clusters in the population.
• First, select the clusters.
• The units (elements) in the selected
clusters of the first-stage are then sampled
in the second-stage.
23
Cluster sampling cont..
Multi-stage sampling
• When sampling is done in more than one stage.
• In practice, clusters are also stratified.
24
Stratified-cluster sampling cont..
25
Non-probability sampling methods
• Convenience sampling
• Purposive sampling
• Snowball sampling
• Quota sampling
• Extreme or deviant case sampling
• homogenous sampling
• maximum variation sampling (heterogeneous sampling)
26
Non-probability sampling methods
cont..
Convenience sampling
For convenience sake the study units that
happen to be available at the time of data
collection are selected
27
Non-probability sampling methods cont..
Quota sampling
• Ensures that a certain number of sample units
from different categories with specific
characteristics are represented
• The investigator interviews as many people in each
category of study unit as he can find until he has
filled his quota
28
Non-probability sampling methods
cont..
Purposive sampling
• Involves selection of the most productive sample
to answer a research question
• Ongoing interpretation of data will indicate who
should be approached, including identification of
“missing” voices.
29
Non-probability sampling methods
cont..
Snowball or chain sampling:
• Mainly applied when researcher is not familiar with the
research area
• Is used when the desired sample characteristic is rare.
• It may be extremely difficult or cost prohibitive to
locate respondents in these situations.
30
Non-probability sampling methods
cont..
• Snowball sampling relies on referrals from initial
subjects to generate additional subjects.
• It introduces bias because the technique itself
reduces the likelihood that the sample will
represent a good cross section from the
population
31
Non-probability sampling methods
cont..
Extreme or deviant case sampling
Useful to test emerging theories by
learning from highly unusual
manifestations and/or atypical situations
32
Non-probability sampling methods
cont...
Homogenous sampling
• Useful to identify most common phenomenon
• Focus on similar type of respondents
33
Sample size determination and Types
of data
Yordanos S.
Sample size
• In general it is much better to increase the
accuracy of data collection than to increase
sample size after a certain point
• Also try to get a representative sample rather than
to get a very large sample
• Nowadays computers have made the calculation
of sample size easier
36
Rules of thumb
1. For smaller samples (N ‹ 100), there is little point
in sampling. Survey the entire population.
2. If the population size is around 500, 50% should
be sampled.
3. If the population size is around 1500, 20% should
be sampled.
4. At least 20 respondents for each independent
variable should be considered
37
38
Single population proportion
formula
Where:
n - is the sample size
Zα/2 -is the value of Z from standard normal curve at α/2
For α= 0.05 the Z0.025=1:96
For α =0:1 the Z0.05 = 1:65 and so on.
p= Best estimate of population proportion (When using
the formula, if you let p* = 0.5, this produces the
maximum possible value for n for any given E and α)
E=Margin of error or maximum acceptable difference
2
*
*
2
2
)
1
(
E
p
p
Z
n









Single population proportion cont..
..
Margin of error (E)
• The margin of error (E) measures the precision of
the estimate
• Small value of E indicates high precision
• It lies in the interval (0%, 5%]
• For p close to 50%, E is assumed to be close to
5%
• For smaller value of p, E is assumed to be lower
than 5%
39
Some Considerations
40
Single population proportion cont..
Example:
• We wish to estimate the proportion of males in
‘Country X’ who smoke.
• What sample size do we require to achieve a
95% confidence interval of width ± 5% ( that is
to be within 5% of the true value) ? In a study
some years ago that found approximately 30%
were smokers.
41
Single population proportion
p=0.3
E=.05
(1-α)=0.95
 Z(1-α)= 1.96 for 95% confidence level
Then n = (1.96)2(0.3)(0.7)/(0.05)2 = 322.7
≈ 323
42
Single population proportion cont..
Design Effect
• It is a correction of bias in the variance introduced in
the sampling design, by selecting subjects due to
the use of clusters.
• The design effect is 1 (i.e., no design effect) when
taking a simple random sample.
• The design effect varies using cluster sampling
• It is usually estimated that the design effect is 2 in
multistage sampling having cluster sampling.
43
Group Assignment with presentation
1.What are data?
2.What are the types of data?
Sampling methodologies in research mrhod

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Sampling methodologies in research mrhod

  • 2. 2 Learning objectives At the end of the session the participant/student will be able to:  Differentiate source population, study population and sample population  Calculate sample size for the proposed study  Apply appropriate sampling techniques for the selection of study units
  • 3. Population • In research, measurements are taken from few people and estimates are derived from these measurements. • All kinds of errors prior, during and after the study can be responsible for bias in the final results. • This bias can be caused by measurement errors, as well as through poorly chosen source and study populations. 3
  • 4. Population cont.. • Bias can also be introduced during the sampling procedure. • The generalizability of the results could be limited by these types of bias. 4
  • 5. Target population • Refers to the entire group of individuals or objects to which researchers are interested to generalize the conclusions. • But, because of practicalities, entire target population often cannot be studied. • Also known as the theoretical population. 5
  • 6. Study population • This population is a subset of the target/source population and is also known as the accessible population. • It is from this accessible population that researchers draw their samples. • E.g Female patients who are older than 50 years admitted with a diagnosis of diabetes mellitus. 6
  • 7. Sample population • Is a population selected and included in the study. • Samples are subsets of study populations used in research because often not every member of study population can be measured. • However, the results drawn from the investigation of the sample are interpreted and applied directly to the study population. 7
  • 8. 8 Sampling methods • Sampling is a process of choosing a section of the population for study • The conclusions drawn from the study are often based on generalizing the results observed in the sample to the entire population from which the sample was drawn • The accuracy of the conclusions will depend on how representative the sample is for the target population
  • 9. 9 Why sampling? • There are several reasons why samples are chosen for a study, rather than studying the entire population • A researcher wants to minimize the costs of – Data collection – processing and – reporting on the results
  • 10. 10 How to do sampling • Sample should be representative of the population • This requires knowledge of the variables and their distribution in the population • A representative sample has all the important characteristics of the population from which it is drawn
  • 11. Sampling methods • There are two types of sampling methods: A. Probability Sampling methods B. Non-probability methods 11
  • 12. Probability sampling methods • Points to be considered – Heterogeneity of the population – Area coverage – Frame availability – Analysis to be performed 12
  • 13. Probability sampling methods • Simple random sampling • Systematic random sampling • Stratified Random sampling • Cluster random sampling • Stratified-cluster sampling • Multistage random sampling 13
  • 14. Simple random sampling • Each individual in the population should have an equal chance to be selected • Sampling frame is necessary • Select the required number of study units using lottery method (for small population) or a table of random numbers (for large population) 14
  • 16. Stratified random sampling • The total population is divided into smaller groups (strata) to complete the sampling process. • The strata is formed based on some common characteristics in the population. • After dividing the population into strata, randomly select the sample. 16
  • 18. Stratified random sampling cont..  Types of allocation in stratified sampling 1) Proportional allocation – if the same sampling fraction is used for each stratum 2) Non-proportional allocation – if a different sampling fraction is used for each stratum or - if the strata are unequal in size and a fixed number of units is selected from each stratum 18
  • 20. Cluster sampling • Cluster (group of population elements) constitutes the sampling unit, instead of a single element of the population. • The main reason for cluster sampling is cost efficiency 20
  • 22. Cluster sampling cont.. Simple one-stage cluster sampling • List all the clusters in the population • From the list, select the clusters – usually by simple random sampling • All units (elements) in the sampled clusters are selected. 22
  • 23. Cluster sampling cont.. Simple two-stage cluster sample • List all the clusters in the population. • First, select the clusters. • The units (elements) in the selected clusters of the first-stage are then sampled in the second-stage. 23
  • 24. Cluster sampling cont.. Multi-stage sampling • When sampling is done in more than one stage. • In practice, clusters are also stratified. 24
  • 26. Non-probability sampling methods • Convenience sampling • Purposive sampling • Snowball sampling • Quota sampling • Extreme or deviant case sampling • homogenous sampling • maximum variation sampling (heterogeneous sampling) 26
  • 27. Non-probability sampling methods cont.. Convenience sampling For convenience sake the study units that happen to be available at the time of data collection are selected 27
  • 28. Non-probability sampling methods cont.. Quota sampling • Ensures that a certain number of sample units from different categories with specific characteristics are represented • The investigator interviews as many people in each category of study unit as he can find until he has filled his quota 28
  • 29. Non-probability sampling methods cont.. Purposive sampling • Involves selection of the most productive sample to answer a research question • Ongoing interpretation of data will indicate who should be approached, including identification of “missing” voices. 29
  • 30. Non-probability sampling methods cont.. Snowball or chain sampling: • Mainly applied when researcher is not familiar with the research area • Is used when the desired sample characteristic is rare. • It may be extremely difficult or cost prohibitive to locate respondents in these situations. 30
  • 31. Non-probability sampling methods cont.. • Snowball sampling relies on referrals from initial subjects to generate additional subjects. • It introduces bias because the technique itself reduces the likelihood that the sample will represent a good cross section from the population 31
  • 32. Non-probability sampling methods cont.. Extreme or deviant case sampling Useful to test emerging theories by learning from highly unusual manifestations and/or atypical situations 32
  • 33. Non-probability sampling methods cont... Homogenous sampling • Useful to identify most common phenomenon • Focus on similar type of respondents 33
  • 34.
  • 35. Sample size determination and Types of data Yordanos S.
  • 36. Sample size • In general it is much better to increase the accuracy of data collection than to increase sample size after a certain point • Also try to get a representative sample rather than to get a very large sample • Nowadays computers have made the calculation of sample size easier 36
  • 37. Rules of thumb 1. For smaller samples (N ‹ 100), there is little point in sampling. Survey the entire population. 2. If the population size is around 500, 50% should be sampled. 3. If the population size is around 1500, 20% should be sampled. 4. At least 20 respondents for each independent variable should be considered 37
  • 38. 38 Single population proportion formula Where: n - is the sample size Zα/2 -is the value of Z from standard normal curve at α/2 For α= 0.05 the Z0.025=1:96 For α =0:1 the Z0.05 = 1:65 and so on. p= Best estimate of population proportion (When using the formula, if you let p* = 0.5, this produces the maximum possible value for n for any given E and α) E=Margin of error or maximum acceptable difference 2 * * 2 2 ) 1 ( E p p Z n         
  • 39. Single population proportion cont.. .. Margin of error (E) • The margin of error (E) measures the precision of the estimate • Small value of E indicates high precision • It lies in the interval (0%, 5%] • For p close to 50%, E is assumed to be close to 5% • For smaller value of p, E is assumed to be lower than 5% 39
  • 41. Single population proportion cont.. Example: • We wish to estimate the proportion of males in ‘Country X’ who smoke. • What sample size do we require to achieve a 95% confidence interval of width ± 5% ( that is to be within 5% of the true value) ? In a study some years ago that found approximately 30% were smokers. 41
  • 42. Single population proportion p=0.3 E=.05 (1-α)=0.95  Z(1-α)= 1.96 for 95% confidence level Then n = (1.96)2(0.3)(0.7)/(0.05)2 = 322.7 ≈ 323 42
  • 43. Single population proportion cont.. Design Effect • It is a correction of bias in the variance introduced in the sampling design, by selecting subjects due to the use of clusters. • The design effect is 1 (i.e., no design effect) when taking a simple random sample. • The design effect varies using cluster sampling • It is usually estimated that the design effect is 2 in multistage sampling having cluster sampling. 43
  • 44. Group Assignment with presentation 1.What are data? 2.What are the types of data?