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EMPIRICAL EVIDENCE FOR SELECTIVE
REPORTING OF OUTCOMES IN
RANDOMIZED TRIALS
Angad Singh
Wahengbam Bigyananda Meitei
M.Sc. Biostatistics & Demography
2015-17
INTERNATIONAL INSTITUTE FOR POPULATION SCIENCES
MUMBAI
REVIEW
1/29/2018 1
INTRODUCTION
■ SELECTIVE PUBLICATION OF STUDIES with statistically significant results has
received widespread recognition.
■ SELECTIVE REPORTING of favorable outcomes within published studies has not
undergone comparable empirical investigation.
■ The existence of outcome reporting bias has been widely suspected for years, but direct
evidence is limited to case reports that have low generalizability and may themselves be
subject to publication bias.
1/29/2018 2
GOALS OF THE STUDY
1. To determine the prevalence of incomplete outcome reporting
in published reports of randomized trials;
2. To assess the association between outcome reporting and
statistical significance; and
3. To evaluate the consistency between primary outcomes
specified in trial protocols and those defined in the published
articles.
1/29/2018 3
INCLUSION & EXCLUSION
■ February 2003, identified protocols and protocol amendments (Scientific-Ethical
Committees for Copenhagen and Frederiksberg, Denmark, in 1994-1995).
■ A randomized trial was defined as a prospective study assessing the therapeutic,
preventative, adverse, pharmacokinetic, or physiological effects of 1 or more health
care interventions and allocating human participants to study groups using a random
method.
■ Studies were included if they simply claimed to allocate participants randomly or if
they described a truly random sequence of allocation.
■ Pseudorandom methods of allocation, such as alternation or the use of date or case
numbers, were deemed inadequate for inclusion.
1/29/2018 4
INCLUSION & EXCLUSION
■ Trials with at least 1 identified journal article were included in the study cohort.
■ Publication in journals were identified by contacting trial lists and by searching
MEDLINE, EMBASE, and the Cochrane Controlled Trials Register using
investigator names and keywords (final search, May 2003).
■ For each trial, they included all published articles reporting final results.
■ Abstracts and reports of preliminary results were excluded.
1/29/2018 5
DEFINING OUTCOME
■ For each published trial, they reviewed the study protocol, any amendments, and all
published articles to extract the trial characteristics, the number and nature of
reported outcomes, as well as the number and specification of unreported
outcomes.
■ Data from amendments took precedence over data from earlier protocols.
■ An outcome was defined as a variable that was intended for comparison between
randomized groups in order to assess the efficacy or harm of an intervention.
■ Prefer the term “harm” rather than “safety” because all interventions can be
potentially harmful.
■ Unreported outcomes were those that were specified in the most recent protocol
but were not reported in any of the published articles, or that were mentioned in the
“Methods” but not the “Results” sections of any of the published articles.
1/29/2018 6
PRE-PILOTED QUESTIONNAIRE
■ Their statistical significance and the reasons for omitting them were solicited from
contact authors through a pre-piloted questionnaire.
Pre-Piloted Questionnaire
• Initially asked whether there were any outcomes that were intended for
comparison between randomized groups but were not reported in any published
articles, excluding characteristics used only for assessment of baseline
comparability.
• Subsequently provided trial-lists with a list of unreported outcomes identified
from our comparison of protocols with published articles.
• Double-checking of outcome data extraction from a random subset of 20 trials
resulted in corrections to 21 of 362 outcomes (6%), 15 of which were in a single
trial.
1/29/2018 7
Data Required for Meta-analysis of Fully Reported Outcomes
1/29/2018 8
Data Required for Meta-analysis of Fully Reported Outcomes
1/29/2018 9
Hierarchy of LOR
1/29/2018 10
ANALYSIS
■ Analyses were conducted at the trial level and stratified by study design using Stata 7
(Stata Corp, College Station,Tex).
■ Efficacy and harm outcomes were evaluated separately.
■ The reasons given by trial-lists for not reporting outcomes were tabulated, and the
proportion of unreported and incompletely reported outcomes per trial was
determined.
■ For each trial, they tabulated all outcomes in a 22 table relating the level of outcome
reporting (full vs incomplete) to statistical significance (P.05 vs P.05). Outcomes were
ineligible if their statistical significance was unknown.
■ An odds ratio was then calculated from the 22 table for every trial, except when any
entire row or column total was zero.
■ If the table included a single cell frequency of zero or 2 diagonal cell frequencies of
zero, they added 0.5 to all 4 cell frequencies.
■ Odds ratios greater than 1 means that statistically significant outcome had a higher
odds of being fully reported as compared with non-significant outcomes.
1/29/2018 11
ANALYSIS
■ The odds ratios from each trial were pooled using a random-effects meta-
analysis to provide an overall estimate of bias.
■ Exploratory metaregression was used.
■ Sensitivity analyses were conducted when
1. nonresponders to the survey were excluded;
2. pharmacokinetic and physiological trials were excluded; and
3. the level of reporting was dichotomized using a different cutoff (fully or
partially reported vs qualitatively reported or unreported
■ Finally, they evaluated the consistency between primary outcomes and those
defined in the published articles.
1/29/2018 12
DISCREPANCIES
■ The defined major discrepancies are those in which
1. A pre-specified primary outcome was reported as secondary or was not
labeled as either;
2. A pre-specified primary outcome was omitted from the published articles;
3. A new primary outcome was introduced in the published articles; and
4. The outcome used in the power calculation was not the same in the
protocol and the published articles.
■ Discrepancies were verified by 2 independent researchers, with disagreements
resolved by consensus.
1/29/2018 13
1/29/2018 14
Characteristics of the Included Trials (N = 102)
1/29/2018 15
Total Number of Outcomes per Trial
1/29/2018 16
 Identified 3736 outcomes (across 102) from the protocols and the published articles
 99 trials measured efficacy outcomes
 72 trials measured harm outcomes
Prevalence of Unreported Outcomes
■ Only 48% (49/102) of trial-lists responded to the questionnaire regarding unreported
outcomes.
■ Among trials that measured efficacy or harm outcomes, 71% (70/99) and 60% (43/72)
had at least 1 unreported efficacy & harm outcome. In these trials, a median of 4 efficacy
outcomes and 3 harm outcomes were unreported.
■ Received only 24 (78 UO) survey responses (31%).
■ The most common reasons for not reporting efficacy outcomes
1. lack of statistical significance (7/23 trials),
2. journal space restrictions (7/23), and
3. lack of clinical importance (7/23).
■ Similar reasons were provided for harm data.
1/29/2018 17
Prevalence of Incompletely Reported Outcomes
1/29/2018 18
 92% (91/99) had at least 1 incompletely reported efficacy outcome.
 81% (58/72) had at least 1 incompletely reported harm outcome.
 27% (17/63) of the published trials having at least 1 primary outcome were
incompletely reported
Association Between Completeness of Reporting & Statistical
Significance
■ 49 trials (efficacy outcomes) could not contribute to the analysis of reporting bias.
■ 54 trials (harm outcomes) also could not contribute to the analysis of reporting bias.
1/29/2018 19
Pooled Odds Ratio for Outcome Reporting Bias (Fully vs Incompletely
Reported Outcomes), by Study Design and Sensitivity Analyses
1/29/2018 20
Proportion of Trials With Major Discrepancies in the Specification of
Primary Outcomes When Comparing Protocols and Published Articles
1/29/2018 21
Limitations
■ The survey response rate was relatively low.
■ The number of unreported outcomes identified would be underestimated.
■ Missing data on statistical significance also necessitated the exclusion of many
outcomes from our calculation of odds ratios.
■ The questionnaires constituted a secondary source of data, as we relied primarily
on more objective information from protocols and published articles.
■ Assume that trial-lists would have been more likely to respond if their outcome
reporting was more complete and less biased.
1/29/2018 22
Implications for Practice and Research Outcome reporting
■ First, protocols should be made publicly available
■ Second, deviations from trial protocols must be described in the published articles so
that readers can assess the potential for bias.
■ Third, original protocols and any amendments submitted with the trial manuscript
should also be provided to peer reviewers and preferably be made available at the
journal’s Web site.
■ Finally, trial-lists and journal editors should bear in mind that most individual trials
may well be incorporated into subsequent reviews.
1/29/2018 23
1/29/2018 24

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Empirical Evidence for Selective Reporting of Outcomes in Randomized Trials

  • 1. EMPIRICAL EVIDENCE FOR SELECTIVE REPORTING OF OUTCOMES IN RANDOMIZED TRIALS Angad Singh Wahengbam Bigyananda Meitei M.Sc. Biostatistics & Demography 2015-17 INTERNATIONAL INSTITUTE FOR POPULATION SCIENCES MUMBAI REVIEW 1/29/2018 1
  • 2. INTRODUCTION ■ SELECTIVE PUBLICATION OF STUDIES with statistically significant results has received widespread recognition. ■ SELECTIVE REPORTING of favorable outcomes within published studies has not undergone comparable empirical investigation. ■ The existence of outcome reporting bias has been widely suspected for years, but direct evidence is limited to case reports that have low generalizability and may themselves be subject to publication bias. 1/29/2018 2
  • 3. GOALS OF THE STUDY 1. To determine the prevalence of incomplete outcome reporting in published reports of randomized trials; 2. To assess the association between outcome reporting and statistical significance; and 3. To evaluate the consistency between primary outcomes specified in trial protocols and those defined in the published articles. 1/29/2018 3
  • 4. INCLUSION & EXCLUSION ■ February 2003, identified protocols and protocol amendments (Scientific-Ethical Committees for Copenhagen and Frederiksberg, Denmark, in 1994-1995). ■ A randomized trial was defined as a prospective study assessing the therapeutic, preventative, adverse, pharmacokinetic, or physiological effects of 1 or more health care interventions and allocating human participants to study groups using a random method. ■ Studies were included if they simply claimed to allocate participants randomly or if they described a truly random sequence of allocation. ■ Pseudorandom methods of allocation, such as alternation or the use of date or case numbers, were deemed inadequate for inclusion. 1/29/2018 4
  • 5. INCLUSION & EXCLUSION ■ Trials with at least 1 identified journal article were included in the study cohort. ■ Publication in journals were identified by contacting trial lists and by searching MEDLINE, EMBASE, and the Cochrane Controlled Trials Register using investigator names and keywords (final search, May 2003). ■ For each trial, they included all published articles reporting final results. ■ Abstracts and reports of preliminary results were excluded. 1/29/2018 5
  • 6. DEFINING OUTCOME ■ For each published trial, they reviewed the study protocol, any amendments, and all published articles to extract the trial characteristics, the number and nature of reported outcomes, as well as the number and specification of unreported outcomes. ■ Data from amendments took precedence over data from earlier protocols. ■ An outcome was defined as a variable that was intended for comparison between randomized groups in order to assess the efficacy or harm of an intervention. ■ Prefer the term “harm” rather than “safety” because all interventions can be potentially harmful. ■ Unreported outcomes were those that were specified in the most recent protocol but were not reported in any of the published articles, or that were mentioned in the “Methods” but not the “Results” sections of any of the published articles. 1/29/2018 6
  • 7. PRE-PILOTED QUESTIONNAIRE ■ Their statistical significance and the reasons for omitting them were solicited from contact authors through a pre-piloted questionnaire. Pre-Piloted Questionnaire • Initially asked whether there were any outcomes that were intended for comparison between randomized groups but were not reported in any published articles, excluding characteristics used only for assessment of baseline comparability. • Subsequently provided trial-lists with a list of unreported outcomes identified from our comparison of protocols with published articles. • Double-checking of outcome data extraction from a random subset of 20 trials resulted in corrections to 21 of 362 outcomes (6%), 15 of which were in a single trial. 1/29/2018 7
  • 8. Data Required for Meta-analysis of Fully Reported Outcomes 1/29/2018 8
  • 9. Data Required for Meta-analysis of Fully Reported Outcomes 1/29/2018 9
  • 11. ANALYSIS ■ Analyses were conducted at the trial level and stratified by study design using Stata 7 (Stata Corp, College Station,Tex). ■ Efficacy and harm outcomes were evaluated separately. ■ The reasons given by trial-lists for not reporting outcomes were tabulated, and the proportion of unreported and incompletely reported outcomes per trial was determined. ■ For each trial, they tabulated all outcomes in a 22 table relating the level of outcome reporting (full vs incomplete) to statistical significance (P.05 vs P.05). Outcomes were ineligible if their statistical significance was unknown. ■ An odds ratio was then calculated from the 22 table for every trial, except when any entire row or column total was zero. ■ If the table included a single cell frequency of zero or 2 diagonal cell frequencies of zero, they added 0.5 to all 4 cell frequencies. ■ Odds ratios greater than 1 means that statistically significant outcome had a higher odds of being fully reported as compared with non-significant outcomes. 1/29/2018 11
  • 12. ANALYSIS ■ The odds ratios from each trial were pooled using a random-effects meta- analysis to provide an overall estimate of bias. ■ Exploratory metaregression was used. ■ Sensitivity analyses were conducted when 1. nonresponders to the survey were excluded; 2. pharmacokinetic and physiological trials were excluded; and 3. the level of reporting was dichotomized using a different cutoff (fully or partially reported vs qualitatively reported or unreported ■ Finally, they evaluated the consistency between primary outcomes and those defined in the published articles. 1/29/2018 12
  • 13. DISCREPANCIES ■ The defined major discrepancies are those in which 1. A pre-specified primary outcome was reported as secondary or was not labeled as either; 2. A pre-specified primary outcome was omitted from the published articles; 3. A new primary outcome was introduced in the published articles; and 4. The outcome used in the power calculation was not the same in the protocol and the published articles. ■ Discrepancies were verified by 2 independent researchers, with disagreements resolved by consensus. 1/29/2018 13
  • 15. Characteristics of the Included Trials (N = 102) 1/29/2018 15
  • 16. Total Number of Outcomes per Trial 1/29/2018 16  Identified 3736 outcomes (across 102) from the protocols and the published articles  99 trials measured efficacy outcomes  72 trials measured harm outcomes
  • 17. Prevalence of Unreported Outcomes ■ Only 48% (49/102) of trial-lists responded to the questionnaire regarding unreported outcomes. ■ Among trials that measured efficacy or harm outcomes, 71% (70/99) and 60% (43/72) had at least 1 unreported efficacy & harm outcome. In these trials, a median of 4 efficacy outcomes and 3 harm outcomes were unreported. ■ Received only 24 (78 UO) survey responses (31%). ■ The most common reasons for not reporting efficacy outcomes 1. lack of statistical significance (7/23 trials), 2. journal space restrictions (7/23), and 3. lack of clinical importance (7/23). ■ Similar reasons were provided for harm data. 1/29/2018 17
  • 18. Prevalence of Incompletely Reported Outcomes 1/29/2018 18  92% (91/99) had at least 1 incompletely reported efficacy outcome.  81% (58/72) had at least 1 incompletely reported harm outcome.  27% (17/63) of the published trials having at least 1 primary outcome were incompletely reported
  • 19. Association Between Completeness of Reporting & Statistical Significance ■ 49 trials (efficacy outcomes) could not contribute to the analysis of reporting bias. ■ 54 trials (harm outcomes) also could not contribute to the analysis of reporting bias. 1/29/2018 19
  • 20. Pooled Odds Ratio for Outcome Reporting Bias (Fully vs Incompletely Reported Outcomes), by Study Design and Sensitivity Analyses 1/29/2018 20
  • 21. Proportion of Trials With Major Discrepancies in the Specification of Primary Outcomes When Comparing Protocols and Published Articles 1/29/2018 21
  • 22. Limitations ■ The survey response rate was relatively low. ■ The number of unreported outcomes identified would be underestimated. ■ Missing data on statistical significance also necessitated the exclusion of many outcomes from our calculation of odds ratios. ■ The questionnaires constituted a secondary source of data, as we relied primarily on more objective information from protocols and published articles. ■ Assume that trial-lists would have been more likely to respond if their outcome reporting was more complete and less biased. 1/29/2018 22
  • 23. Implications for Practice and Research Outcome reporting ■ First, protocols should be made publicly available ■ Second, deviations from trial protocols must be described in the published articles so that readers can assess the potential for bias. ■ Third, original protocols and any amendments submitted with the trial manuscript should also be provided to peer reviewers and preferably be made available at the journal’s Web site. ■ Finally, trial-lists and journal editors should bear in mind that most individual trials may well be incorporated into subsequent reviews. 1/29/2018 23

Editor's Notes

  1. Outcome reporting bias acts in addition to the selective publication of entire studies and has widespread implications. It increases the prevalence of spurious results, and reviews of the literature will therefore tend to overestimate the effects of interventions. The worst possible situation for patients, health care professionals, and policy-makers occurs when ineffective or harmful interventions are promoted, but it is also a problem when expensive therapies, which are thought to be better than cheaper alternatives, are not truly superior. In light of our findings, major improvements remain to be made in the reporting of outcomes in randomized trials as published. First, protocols should be made publicly available — not only to enable the identification of unreported outcomes and post hoc amendments but also to deter bias. Ideally, protocols should be published online after initial trial registration and prior to trial completion. Although journals constitute one obvious modality for protocol publication, academic and funding institutions should also take responsibility in providing further venues for disseminating research information. Second, deviations from trial protocols must be described in the published articles so that readers can assess the potential for bias. Third, journal editors should not only consider routinely demanding that original protocols and any amendments be submitted with the trial manuscript but that this material should also be provided to peer reviewers and preferably be made available at the journal’s Web site. Finally, trialists and journal editors should bear in mind that most individual trials may well be incorporated into subsequent reviews. Outcomes that are mentioned in published articles, but are reported with insufficient data, may not always matter when interpreting a single trial report, but they can have an important impact on meta-analyses. Unreported outcomes are even more problematic for both trials and reviews. It is therefore crucial that adequate data be reported for prespecified outcomes independent of their results. The increasing use of the Internet by journals may help to provide the space needed to accommodate such data.