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Industrial Hygiene Aspects of
Thermal Degradation Products

Presentation by:
Ron Pearson, M.S., CIH
Environmental Health & Safety, Inc.
Presentation Overview
• Background information/emerging issues of
Thermal Degradation Products (TDPs)
• Information gaps
• Definitions
• Case studies/material examples
• Exposure assessment
• Looking ahead
This presentation is NOT...
• A review of Fire Science
• A treatise on engineering controls
• An outline of specific methodologies for
laboratory/ analytical testing methods
• An expression of opinions on behalf of any
manufacturers of materials cited as case
examples
Background/Emerging Issues
• When you heat most materials
past a certain point….
– new species of air contaminants arise,
typically orders of magnitude more toxic than
the “parent” material
– air contaminants may change phase (e.g.
particulates instead of vapors/gases)
Background/Emerging Issues

• New chemistries/new industrial processes
• Polymers heated past degradation points
• More emphasis among manufacturers on
“Life Cycle Management” and “Product
Responsibility/Stewardship”
Background/Emerging Issues

• Many legal cases have been brought based on
lack of information and/or consideration of
thermal degradation products
• Exposure issues around thermal
decomposition products have been studied
extensively in Scandinavia
Definitions (ASTM)

• Pyrolysis - irreversible chemical decomposition
caused by heat, usually without oxidation
• Combustion - a chemical process of oxidation
that occurs at a rate fast enough to produce
temperature rise, and usually light, either as a
glow or flame
• Fire - destructive burning as manifested by any
or all of the following: light, flame, heat, smoke
Definitions (ASTM)

• We will focus on:

–Pyrolysis
– Combustion
– Fire
More on Pyrolysis...

• More in-depth definition: “...a process, by
which a solid (or a liquid) undergoes
degradation of its chemicals into smaller volatile
molecules under heat, without interaction with
oxygen or any other oxidants, that is necessary
for almost all solids (or liquids) to burn.”
Pyrolysis Basics

1. Decomposition of a material into simpler
compounds by the action of heat alone.
2. The pyrolysis process does not imply a
reaction between an oxidant and a reducing
agent. It is merely decomposition of a
material subjected to heating, without
involving any other substances.
Pyrolysis Basics

3. The more heat that is provided (energy
transferred), the faster the pyrolysis will
occur and eventually, if an oxidant (oxygen)
is present in the correct proportion, a
flaming fire will result.
4. The only solids that do not undergo
pyrolysis prior to burning are the solids that
undergo sublimation.
Information Gaps
• Thermal degradation products may be
synergists to other existing air contaminants in
the workplace atmosphere
• VERY few manufacturers conduct toxicity
testing on thermal degradation products of their
“parent” materials (or even identify them on
MSDSs)
• MSDSs authors routinely ignore or incorrectly
characterize thermal degradation products
Risk Evaluation
• Laboratory studies - headspace analyses,
thermogravimetric analyses (TGAs)
• Ideally, a manufacturer should test samples
as used by a customer or industrial user e.g. including all coatings, adhesives, etc.
• Evaluate both “normal” use scenario, and
abuse scenario
• Test at a wide range of temperatures to
determine variance in TDPs
Risk Evaluation Some industrial processes
•
•
•
•
•
•
•

Fabrication
Extrusion
Injection molding
Laser Cutting
Lamination
Waste disposal - e.g. incineration
Changes in manufacturing processes,
specifically those involving heat
Predicting Thermal
Degradation Products
Some basics of predicting TDPs

•
•
•
•
•

Organic materials - nearly always
CO, CO2
Nitrogen based materials
NH3, NOx, HCNChlorine based materials
HCl, Cl2, phosgene
Sulfur based materials
SO2
Fluorine based materials
HF
Some basics of predicting TDPs Plastics

•
•
•
•

Polypropylene (@270°C)
dimethylheptene
Polystyrene (@280°C)
styrene
Polyvinylchloride (@250°C)
HCl
(polyethylene will be described in more depth in
a later case study)
Some basics of predicting TDPs Miscellaneous materials
• Acrylic (polyacrylonitrile)/nylon fibers
HCN-,
acrylonitrile
• Polyester
benzene, benzoic acid
• Polyolefin
acrolein
• Cellulose
175 different organic compounds (demonstrates complexity of evaluation)
Historical Examples
Historical Example - PCBs

• Under pyrolytic conditions, PCBs
(polychlorinated biphenyls) can be converted to
PCDFs (polychlorinated dibenzofurans)
• PCDFs are orders of magnitude more toxic
than PCBs
• Fires involving PCBs should always be
evaluated for PCDF contamination prior to
establishing necessary cleanup measures
Historical Example - PCBs
• If dichlorbenzenes are also present (was
common in AskarelTM products) can be
converted to even more toxic PCDDs
(polychlorinated dibenzodioxins)
Historical Example - PCBs
• 1981- State Office Building in NY - fire in
basement mechanical room
• 750 litres leaked from a transformer and caught
fire.
• Pyrolysis of the liquid led to the formation of a
fine oily soot that spread throughout the building
via 2 ventilation shafts.
Historical Example - PCBs
• Several days after the fire:
• The average air concentration of PCBs in the
building = 1.5 µg/m3
• Soot samples were analysed:
• average levels of 3 mg TCDD/kg and 199 mg
2,3,7,8-TCDF/kg
Forensic Example - Auto Paints
Methyl
methacrylate

Butyl cyclohexyl phthalate

Dibutyl phthalate

Butyl benzyl
phthalate

Methacrylic acid

Chromatograph of Acrylic Lacquer (Mfr. 1)
Forensic Example - Auto Paints
Styrene
Butanol

Butyl methacrylate
2-ethyl acrylate

Chromatograph of Acrylic Enamel (Mfr. 2)
Forensic Example - Auto Paints
Isobutanol

Phthalic anhydride

Vinyl toluene

Phthalimide

Chromatograph of Alkyd Enamel (Mfr. 3)
Product Example - PTFE
• Polytetrafluoroethylene - Teflon R
• One of the earliest examples of thorough
evaluation of TDPs - 1975 (!)
• Mold filled with resin granules, compacted,
heated to 300°C for several minutes - forms a
rigid mass (sintering)
• Studies were undertaken to determine the
temperatures and types of toxicants evolved
from PTFE
Variables considered in TDP
exposure characterization

• Air flow rate and volume over the sample
while heating
• Relative humidity of the air
• Sample size
• Surface area
Laboratory Testing
• Off-gases analyzed by a gas
chromatographic procedure
– tetrafluoroethylene (TFE) at 450°C.
– hexafluoropropylene (HFP) at 460°C
– perfluoroisobutylene (PFIB) at 475°C

• Other gaseous products
– hydrogen fluoride
– carbonyl fluoride
– fluorinated hydrocarbons
Toxicity of off-gases
• Approximate lethal concentrations (ALC):
– TFE - 45,000 ppm
– HFP - 3000 ppm
– Perfluoroisobutylene (PFIB) - 0.5 ppm

• Polymer-fume fever
• Symptoms similar to metal fume fever
• Poorly understood mechanism of toxicity likely involves ultrafine particles
Study Conclusions
• Safe to sinter PTFE at 300°C
• Ventilation and respirators would provide
adequate protection in the event of any
overheating; at least at temperatures up to
approximately 500°C.
• > 500°C. would require closed, ventilated
system
Industrial Processing Examples
Industrial Example
- Polyurethane Materials
•
•
•
•

Polyurethane foams (PUFs)
Polyurethane plastics (PURs)
Based on TDI or MDI chemistry
Studies found that thermal degradation @
300° - 350°C forms TDI and MDI monomer
• Particulate phase for TDI “parent” is only
3%, but MDI is 75% (!)
Polyurethane Materials - Examples

• Study of car repair shops
– grinding, cutting, welding of painted
metal sheets
– relatively low amounts of MDI vapor
released - 4 µg/m3
– BUT, high concentrations of ultrafine
MDI particles (0.05 µm to 0.2 µm)
Epidemiological Study Nylon Flocking
• Short fibers (flock) are cut from cables of
parallel synthetic monofilaments (tow) and
applied (flocked) to an adhesive-coated substrate
• Followed by heat curing
• The nylon manufacturer's MSDS stated: "As
shipped, Nylon Polyamide Fiber products do not
pose a hazard. Under normal conditions of use,
Nylon Polyamide Fiber does not generate
respirable fibers or dust."
Nylon Flocking
• “Flock worker's lung”
– persistent respiratory symptoms
– previous work in the flocking industry, and;
– histologic evidence of interstitial lung disease
Nylon Flocking

• Nylon 6,6 melts at approximately 260°C
• At higher temperatures, can produce:
– ammonia
– various amines
– hydrogen cyanide
– nitrogen dioxide
Nylon Flocking
• Exposure confounders:
• Potato starch and tannic acid, two constituents
of the finish
• Airborne bacterial endotoxin
• Potato antigens
Industrial ExamplePolyethylene Processing
• Injection molding - PE is melted and injected into
a mold where it hardens.
• Blow molding - a tube is extruded vertically
downwards onto a spigot. The mold halves close on
to the extrudate (‘parison’) and air is blown through
the spigot so that the parison takes the shape of the
mold.
Polyethylene Processing
• Extrusion - granular PE is metered into a
heated barrel or cylinder, in which a rotating
screw moves up the granules, which are
compacted and plasticized. The melt is then
forced through an orifice to give a product of
constant cross section.
Polyethylene Processing
•
•
•
•
•

Typical processing temperatures
Extrusion (pipes): 140 – 170 ºC
Films and coatings: 200 – 340 ºC
Injection molding: 150 – 370 ºC
Welding or thermocutting - may be
significantly higher temperatures than above
mentioned processing applications.
Polyethylene Processing
• Laboratory simulations using degradation
temperatures close to those in industrial
processing identified following major
components:
• formaldehyde
• formic acid
• acetaldehyde
• acetic acid
Polyethylene Processing
• To show the complexity of TDPs - at processing
temps of 264 – 289 °C the following minor
components were identified (!):
Alkoxy radicals
Acrolein
Propionic acid
Heptane
Acrylic acid
Octene
Butyric acid
Octane
Isovaleric acid
Methanol
Hydroxyvaleric acid

Ethanol
Crotonic acid
Furan
Caproic acid
Tetrahydrofuran
Butyrolactone
Formaldehyde
Valerolactone
Acetaldehyde
Hydroperoxides
Propanol

Butene
2–Pentanone
Butane
2–Hexanone
Pentene
2–Heptanone
Hexene
Formic acid
Hexane
Acetic acid
Heptene

Butanal
Isobutanal
Ethene
Pentanal
Propene
Acetone
Propane
Methyl vinyl ketone
Cyclopropane
Methyl ethyl ketone
Polyethylene Processing
•
•
•
•
•
•
•

During processing of polyethylene
Highest measured concentration (mg/m3)
Formaldehyde = 0.2
Acetaldehyde = 0.4
Formic acid = 2.1
Acetic acid = 4.9
But…confounder - aerosols resembling
paraffin
Newer Technologies Plasma Cutting
• Process that uses a high velocity jet of
ionized gas that is delivered from a
constricting orifice to cut through metals
• While cutting through mild steel, primary
contaminants:
– nitrogen dioxide
– formaldehyde
– ozone
Product Example - MSDSs and
Risk Evaluation

• Assume you’re going to initiate a new hot
process involving an acrylic copolymer
• You can buy the material from 4 different
manufacturers
• Let’s look at their MSDSs….
MSDS - Large Manufacturer
MSDS - Medium Manufacturer
MSDS - Specialty Supplier
MSDS - Bulk Chemical Supplier
Product Example Circuit board overheating
• Environmental chamber, over
approximately 30 second period
• Metals:
– tin = 900 ug/m3
– lead = 750 ug/m3
• Acid gases
– 85 mg/m3
– 2 mg/m3
Conclusions and
Future Directions
• Developing processing methods that allow
lower temperatures, hence fewer TDPs e.g. “Squeeze”/pressure methods for
plastics molding
• MSDS quality initiatives may result in
more complete information on TDPs
Conclusions and
Future Directions

• More formal evaluation methods - e.g. TGA
(thermogravimetric analysis) can predict
when molecules will begin to “unzip”
• Inhalation toxicity testing of complex
mixtures, especially ultrafine particles
• GHS may incent more manufacturers to test
for and disclosed TDPs

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Industrial Hygiene Aspects of Thermal Degradation Products

  • 1. Industrial Hygiene Aspects of Thermal Degradation Products Presentation by: Ron Pearson, M.S., CIH Environmental Health & Safety, Inc.
  • 2. Presentation Overview • Background information/emerging issues of Thermal Degradation Products (TDPs) • Information gaps • Definitions • Case studies/material examples • Exposure assessment • Looking ahead
  • 3. This presentation is NOT... • A review of Fire Science • A treatise on engineering controls • An outline of specific methodologies for laboratory/ analytical testing methods • An expression of opinions on behalf of any manufacturers of materials cited as case examples
  • 4. Background/Emerging Issues • When you heat most materials past a certain point…. – new species of air contaminants arise, typically orders of magnitude more toxic than the “parent” material – air contaminants may change phase (e.g. particulates instead of vapors/gases)
  • 5. Background/Emerging Issues • New chemistries/new industrial processes • Polymers heated past degradation points • More emphasis among manufacturers on “Life Cycle Management” and “Product Responsibility/Stewardship”
  • 6. Background/Emerging Issues • Many legal cases have been brought based on lack of information and/or consideration of thermal degradation products • Exposure issues around thermal decomposition products have been studied extensively in Scandinavia
  • 7. Definitions (ASTM) • Pyrolysis - irreversible chemical decomposition caused by heat, usually without oxidation • Combustion - a chemical process of oxidation that occurs at a rate fast enough to produce temperature rise, and usually light, either as a glow or flame • Fire - destructive burning as manifested by any or all of the following: light, flame, heat, smoke
  • 8. Definitions (ASTM) • We will focus on: –Pyrolysis – Combustion – Fire
  • 9. More on Pyrolysis... • More in-depth definition: “...a process, by which a solid (or a liquid) undergoes degradation of its chemicals into smaller volatile molecules under heat, without interaction with oxygen or any other oxidants, that is necessary for almost all solids (or liquids) to burn.”
  • 10. Pyrolysis Basics 1. Decomposition of a material into simpler compounds by the action of heat alone. 2. The pyrolysis process does not imply a reaction between an oxidant and a reducing agent. It is merely decomposition of a material subjected to heating, without involving any other substances.
  • 11. Pyrolysis Basics 3. The more heat that is provided (energy transferred), the faster the pyrolysis will occur and eventually, if an oxidant (oxygen) is present in the correct proportion, a flaming fire will result. 4. The only solids that do not undergo pyrolysis prior to burning are the solids that undergo sublimation.
  • 12. Information Gaps • Thermal degradation products may be synergists to other existing air contaminants in the workplace atmosphere • VERY few manufacturers conduct toxicity testing on thermal degradation products of their “parent” materials (or even identify them on MSDSs) • MSDSs authors routinely ignore or incorrectly characterize thermal degradation products
  • 13. Risk Evaluation • Laboratory studies - headspace analyses, thermogravimetric analyses (TGAs) • Ideally, a manufacturer should test samples as used by a customer or industrial user e.g. including all coatings, adhesives, etc. • Evaluate both “normal” use scenario, and abuse scenario • Test at a wide range of temperatures to determine variance in TDPs
  • 14. Risk Evaluation Some industrial processes • • • • • • • Fabrication Extrusion Injection molding Laser Cutting Lamination Waste disposal - e.g. incineration Changes in manufacturing processes, specifically those involving heat
  • 16. Some basics of predicting TDPs • • • • • Organic materials - nearly always CO, CO2 Nitrogen based materials NH3, NOx, HCNChlorine based materials HCl, Cl2, phosgene Sulfur based materials SO2 Fluorine based materials HF
  • 17. Some basics of predicting TDPs Plastics • • • • Polypropylene (@270°C) dimethylheptene Polystyrene (@280°C) styrene Polyvinylchloride (@250°C) HCl (polyethylene will be described in more depth in a later case study)
  • 18. Some basics of predicting TDPs Miscellaneous materials • Acrylic (polyacrylonitrile)/nylon fibers HCN-, acrylonitrile • Polyester benzene, benzoic acid • Polyolefin acrolein • Cellulose 175 different organic compounds (demonstrates complexity of evaluation)
  • 20. Historical Example - PCBs • Under pyrolytic conditions, PCBs (polychlorinated biphenyls) can be converted to PCDFs (polychlorinated dibenzofurans) • PCDFs are orders of magnitude more toxic than PCBs • Fires involving PCBs should always be evaluated for PCDF contamination prior to establishing necessary cleanup measures
  • 21. Historical Example - PCBs • If dichlorbenzenes are also present (was common in AskarelTM products) can be converted to even more toxic PCDDs (polychlorinated dibenzodioxins)
  • 22. Historical Example - PCBs • 1981- State Office Building in NY - fire in basement mechanical room • 750 litres leaked from a transformer and caught fire. • Pyrolysis of the liquid led to the formation of a fine oily soot that spread throughout the building via 2 ventilation shafts.
  • 23. Historical Example - PCBs • Several days after the fire: • The average air concentration of PCBs in the building = 1.5 µg/m3 • Soot samples were analysed: • average levels of 3 mg TCDD/kg and 199 mg 2,3,7,8-TCDF/kg
  • 24. Forensic Example - Auto Paints Methyl methacrylate Butyl cyclohexyl phthalate Dibutyl phthalate Butyl benzyl phthalate Methacrylic acid Chromatograph of Acrylic Lacquer (Mfr. 1)
  • 25. Forensic Example - Auto Paints Styrene Butanol Butyl methacrylate 2-ethyl acrylate Chromatograph of Acrylic Enamel (Mfr. 2)
  • 26. Forensic Example - Auto Paints Isobutanol Phthalic anhydride Vinyl toluene Phthalimide Chromatograph of Alkyd Enamel (Mfr. 3)
  • 27. Product Example - PTFE • Polytetrafluoroethylene - Teflon R • One of the earliest examples of thorough evaluation of TDPs - 1975 (!) • Mold filled with resin granules, compacted, heated to 300°C for several minutes - forms a rigid mass (sintering) • Studies were undertaken to determine the temperatures and types of toxicants evolved from PTFE
  • 28. Variables considered in TDP exposure characterization • Air flow rate and volume over the sample while heating • Relative humidity of the air • Sample size • Surface area
  • 29. Laboratory Testing • Off-gases analyzed by a gas chromatographic procedure – tetrafluoroethylene (TFE) at 450°C. – hexafluoropropylene (HFP) at 460°C – perfluoroisobutylene (PFIB) at 475°C • Other gaseous products – hydrogen fluoride – carbonyl fluoride – fluorinated hydrocarbons
  • 30. Toxicity of off-gases • Approximate lethal concentrations (ALC): – TFE - 45,000 ppm – HFP - 3000 ppm – Perfluoroisobutylene (PFIB) - 0.5 ppm • Polymer-fume fever • Symptoms similar to metal fume fever • Poorly understood mechanism of toxicity likely involves ultrafine particles
  • 31. Study Conclusions • Safe to sinter PTFE at 300°C • Ventilation and respirators would provide adequate protection in the event of any overheating; at least at temperatures up to approximately 500°C. • > 500°C. would require closed, ventilated system
  • 33. Industrial Example - Polyurethane Materials • • • • Polyurethane foams (PUFs) Polyurethane plastics (PURs) Based on TDI or MDI chemistry Studies found that thermal degradation @ 300° - 350°C forms TDI and MDI monomer • Particulate phase for TDI “parent” is only 3%, but MDI is 75% (!)
  • 34. Polyurethane Materials - Examples • Study of car repair shops – grinding, cutting, welding of painted metal sheets – relatively low amounts of MDI vapor released - 4 µg/m3 – BUT, high concentrations of ultrafine MDI particles (0.05 µm to 0.2 µm)
  • 35. Epidemiological Study Nylon Flocking • Short fibers (flock) are cut from cables of parallel synthetic monofilaments (tow) and applied (flocked) to an adhesive-coated substrate • Followed by heat curing • The nylon manufacturer's MSDS stated: "As shipped, Nylon Polyamide Fiber products do not pose a hazard. Under normal conditions of use, Nylon Polyamide Fiber does not generate respirable fibers or dust."
  • 36. Nylon Flocking • “Flock worker's lung” – persistent respiratory symptoms – previous work in the flocking industry, and; – histologic evidence of interstitial lung disease
  • 37. Nylon Flocking • Nylon 6,6 melts at approximately 260°C • At higher temperatures, can produce: – ammonia – various amines – hydrogen cyanide – nitrogen dioxide
  • 38. Nylon Flocking • Exposure confounders: • Potato starch and tannic acid, two constituents of the finish • Airborne bacterial endotoxin • Potato antigens
  • 39. Industrial ExamplePolyethylene Processing • Injection molding - PE is melted and injected into a mold where it hardens. • Blow molding - a tube is extruded vertically downwards onto a spigot. The mold halves close on to the extrudate (‘parison’) and air is blown through the spigot so that the parison takes the shape of the mold.
  • 40. Polyethylene Processing • Extrusion - granular PE is metered into a heated barrel or cylinder, in which a rotating screw moves up the granules, which are compacted and plasticized. The melt is then forced through an orifice to give a product of constant cross section.
  • 41. Polyethylene Processing • • • • • Typical processing temperatures Extrusion (pipes): 140 – 170 ºC Films and coatings: 200 – 340 ºC Injection molding: 150 – 370 ºC Welding or thermocutting - may be significantly higher temperatures than above mentioned processing applications.
  • 42. Polyethylene Processing • Laboratory simulations using degradation temperatures close to those in industrial processing identified following major components: • formaldehyde • formic acid • acetaldehyde • acetic acid
  • 43. Polyethylene Processing • To show the complexity of TDPs - at processing temps of 264 – 289 °C the following minor components were identified (!): Alkoxy radicals Acrolein Propionic acid Heptane Acrylic acid Octene Butyric acid Octane Isovaleric acid Methanol Hydroxyvaleric acid Ethanol Crotonic acid Furan Caproic acid Tetrahydrofuran Butyrolactone Formaldehyde Valerolactone Acetaldehyde Hydroperoxides Propanol Butene 2–Pentanone Butane 2–Hexanone Pentene 2–Heptanone Hexene Formic acid Hexane Acetic acid Heptene Butanal Isobutanal Ethene Pentanal Propene Acetone Propane Methyl vinyl ketone Cyclopropane Methyl ethyl ketone
  • 44. Polyethylene Processing • • • • • • • During processing of polyethylene Highest measured concentration (mg/m3) Formaldehyde = 0.2 Acetaldehyde = 0.4 Formic acid = 2.1 Acetic acid = 4.9 But…confounder - aerosols resembling paraffin
  • 45. Newer Technologies Plasma Cutting • Process that uses a high velocity jet of ionized gas that is delivered from a constricting orifice to cut through metals • While cutting through mild steel, primary contaminants: – nitrogen dioxide – formaldehyde – ozone
  • 46. Product Example - MSDSs and Risk Evaluation • Assume you’re going to initiate a new hot process involving an acrylic copolymer • You can buy the material from 4 different manufacturers • Let’s look at their MSDSs….
  • 47. MSDS - Large Manufacturer
  • 48. MSDS - Medium Manufacturer
  • 49. MSDS - Specialty Supplier
  • 50. MSDS - Bulk Chemical Supplier
  • 51. Product Example Circuit board overheating • Environmental chamber, over approximately 30 second period • Metals: – tin = 900 ug/m3 – lead = 750 ug/m3 • Acid gases – 85 mg/m3 – 2 mg/m3
  • 52. Conclusions and Future Directions • Developing processing methods that allow lower temperatures, hence fewer TDPs e.g. “Squeeze”/pressure methods for plastics molding • MSDS quality initiatives may result in more complete information on TDPs
  • 53. Conclusions and Future Directions • More formal evaluation methods - e.g. TGA (thermogravimetric analysis) can predict when molecules will begin to “unzip” • Inhalation toxicity testing of complex mixtures, especially ultrafine particles • GHS may incent more manufacturers to test for and disclosed TDPs