Role Of Professionals In Providing Total Compliance Solutions
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This presentation discusses the role of professionals especially Company Secretaries in developing and implementing effective compliance management system in an organisation. It discuss the role of professionals to change mindset of management and assist them take right decisions.
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Role Of Professionals In Providing Total Compliance Solutions
- 1. Total Compliance Solutions Role of Professionals Pavan Kumar Vijay In providing By
- 3. RESPONSIBILITY OBLIGATION DUTY Compliance of Rules, Regulations & Laws of the Land CORRESPONDS TO
- 4. Compliance of Rules, Regulations & Laws of the Land Good Corporate Governance
- 6. Role of Professionals TO CHANGE THE MINDSET
- 8. … Only the culture of Strict adherence to Good Governance can keep a company Ahead on sustainable basis Example – INFOSYS, MICROSOFT, RANBAXY, DABUR
- 9. Transformation of INDIVIDUALITY to PERSONALITY Through PSYCHO-SOCIAL Evolution
- 10. “ Tasmat Yogi Bhav, O Arjuna”
- 11. “ Tasmat Yogi Bhav, O Arjuna” Professional’s role to show the right way Management deliberation/confusion on right & wrong
- 13. Designing effective & user friendly COMPLIANCE MANAGEMENT SYSTEM to lay down strong foundation for GOOD GOVERNANCE
- 14. IMPLEMENTING EFFECTIVE COMPLIANCE MANAGEMENT SYSTEM
- 15. Professional need to Analyze & Understand
- 17. Different Scale of Operations SMALL SCALE MEDIUM SCALE LARGE SCALE
- 18. Different Industries Media And Entertainment Infrastructure, Power And Telecom IT Solutions IT Enabled Services And BPO Textiles Tourism And Hotel Capital Market And Its Intermediaries Engineering and Construction FMCG Agriculture And Food Processing Capital Goods Drugs, Pharma And Healthcare Banking And NBFC Financial Services
- 19. Management Structure & Information Flow
- 23. Preparation for Implementing Compliance Management System
- 24. factual information collection - Company’s History & Background - Capital Structure & Evolution - Promoters & Group Companies - Management & Administration buildup - Financial Soundness & Debt Structure - Risk Management & Protection - Licenses & Approvals - Outstanding Litigations
- 26. identifying compliance timings Compliance Timings Fixed / Regular Event Based
- 27. Fixing Compliance Hierarchy Compliance Manager Zonal Head Area Head Factory Head Departments Head Wings Officers
- 28. Compliance Management Tools Checklists Date wise Act wise
- 29. Compliance Management Tools Software triggering information input triggering date & time
- 31. Making IT Tools works as your Compliance Manager Demo of Compliance Management Software
- 32. IMPLEMENTING EFFECTIVE COMPLIANCE MANAGEMENT SYSTEM A CASE STUDY IT Industry
- 39. Being Updated on Different Compliances Applicability & Keep Management Informed
- 42. Thanking you for an Patient Hearing
Editor's Notes
- Those manning the boards will have to transform themselves by uplifting their individuality to personality through psyco-social evolution with imperative help from professionals.
- It will make one a karma yogi for which sri krishna exhorted arjuna “tasmat yogi bhav, O arjuna” ( therefore be a yogi , arjuna), The yogi of srimad bagwat gita is not a religion. It is rather a comprehensive philosphy of human growth, development & fulfillment. It is towards the achievement of these higher ideals that the corporate Governance system has directed & puts relevant implementation model for the same.
- It will make one a karma yogi for which sri krishna exhorted arjuna “tasmat yogi bhav, O arjuna” ( therefore be a yogi , arjuna), The yogi of srimad bagwat gita is not a religion. It is rather a comprehensive philosphy of human growth, development & fulfillment. It is towards the achievement of these higher ideals that the corporate Governance system has directed & puts relevant implementation model for the same.
- Org type – public/ private / listed /unlisted Cap deployed – auth/ paidup/ plant & machinery deployed Business type – manufacturing/ trading Product profile – hazardous product No of employee – gratuity, PF ESI Location – tax havens Emission – enviornmental laws Income earned – income tax