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Linking Adaptation to and Mitigation of Climate Change in Policy and Practice: Some Considerations by Leisa Perch  Coordinator – Rural and Sustainable Development IPC-IG Forest Day Central Africa (May 28 th , 2011) Brazzaville, Congo Email:  [email_address]
Introduction to IPC-IG ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Our CC research and this presentation ,[object Object],[object Object],[object Object],[object Object],[object Object]
Uneven Development + climate change = more challenges for Africa  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Whose vulnerability and whose opportunity  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Figure 1: IPCC Framework of Vulnerability, 2001. Source: Tincani, Murray and Perch, 2007; redrawn from Ionescu et al. (2005).
Inclusiveness is both process and outcome ,[object Object]
Climate Change and Growth ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object]
Linking Adaptation and Mitigation ,[object Object],[object Object],[object Object],Source: alertnet // Geoffrey Kamadi  A Kenyan woman peels a potato at the Teret settlement scheme of the Mau Forest Complex in the Rift Valley on July 29, 2009. REUTERS/Thomas Mukoya * One could easily make a number of assumptions about the circumstances of this Kenyan farmer as does mitigation……e.g. suggesting she move to another crop when she may already have “adapted” by moving to potatoes; and also by thinking she needs to improve production – mechanization - without considering affordability or reliability of  access to energy including renewable options.
Even so, current adaptation practice has its limitations in application Table 1. Analysis of inclusion by group or by vulnerability in NAPAs to-date * 10 NAPAs did not make it clear if they were participatory Though the NAPA Guidance speaks to the poor and women and gender and participation – the above suggests a policy struggle exists in making this a reality.  And though these issues  are being considered they are not always succeeding  at the level of prioritization. And the poverty figures and GINIs for many of the countries considered tell a different story to above. Inclusivity factor  YES - % of all NAPAs reviewed NO - %  of all  NAPAS reviewed Yes- % of all African NAPAs No - % of  African NAPAs  Mentions  Gender 78 22 80 20 Prioritizes  Ge nder 37.5 62.5 45 55 Mentions  poverty 97 3 100 0 Prioritizes  poverty  81 19 100 0 Mentions  ethnicity 22 78 15 85 Prioritizes  ethnicity  97 3 0 100 Lists  vulnerable  groups 65.5 34.5 75 25 Identifies  Participatory  actions 56 6 55 45
Disconnects in benefits-sharing in adaptation strategy Table 2.  Adaptation Strategic Entry Points in select African NAPAs (Source: Perch, 2010) What stands out: Largely food security (distribution and access to food?); urban poverty dynamics not clearly defined. Interesting choices – Eritrea on social protection, Sierra Leone on education and HIV/AIDS, Malawi on HIV/AIDS. A number of opportunities for mitigation through emissions reduction as well as the mitigation of social risk could be exploited.. Country Total proposed projects Projects addressing gender, poverty reduction and sustainability Strategy/entry points identified for co-benefits Burundi 12 1 Poverty reduction  Eritrea 5 1 Most vulnerable – women and the poor – social protection program Guinea-Bissau 14 2 Food security Lesotho 8 2 Development and Poverty reduction program Malawi 5 1 AIDS/HIV  Niger 14 6 Food security Promoting peri-urban markets Diversification of income-generation activities São Tomé e Principe 20 4 Poverty reduction  Food security Sierra Leone 24 5 Education  HIV/AIDS  Sudan 5 1 Food security
…… with the implication that :  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Analysis of mitigation practice finds that ............ ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
And REDD??? ,[object Object],[object Object],[object Object],[object Object],[object Object]
Looking at Adaptation and Mitigation Side  by Side : Source: Perch, 2011
Not quite! Some considerations for making adaptation and mitigation more inclusive, more sustainable, more effective and pro-poor
…… without purposive policy ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Who, when and how  ,[object Object],[object Object],[object Object]
Consideration (1): The Viewing Lens: Scale and scope ,[object Object],[object Object],[object Object],[object Object],[object Object]
Consideration (2) -  Move towards a development-oriented approach  ,[object Object],Figure 2. Proposed conceptual framework for linking adaptation, mitigation and climate-compatible development Source: Perch, 2011
Consideration (3): Anticipatory planning/policy:  ,[object Object],[object Object],[object Object],[object Object],A resident of Lusaka's Misisi township wades through waterlogged streets on February 1, 2008.  REUTERS/Mackson Wasamunu. Accessed from AlertNet-  http://www.trust.org/alertnet/news/changing-rains-poor-urban-planning-expose-zambian-capital-to-repeat-of-2010-floods/
Consideration (4): Reducing energy poverty, empowering women and reducing emissions – the Barefoot College example ,[object Object],[object Object],[object Object],[object Object],[object Object],Transport of solar panels in the village of Tindjambane, in the region of Timbuktu, Mali  (From BC webpage) ,[object Object]
Consideration (5): Linking Mitigation and Productive Inclusion (examples from Brazil and Ethiopia ) Source: Perch (2010).  Programme summary Growth co-benefits Gender co-benefits Poverty co-benefits Environmental co-benefits Unique structural elements 1. Brazil’s PNPB adopts an explicit policy to incorporate family farmers into the biodiesel value chain. Incentives by GOB included distribution of seeds, technical assistance, credit and formal contracts for small-scale family farmers. Special economic incentive instruments target the less developed Northeast region (Zapata, et al., 2010). Structures the supply chain of biodiesel in Brazil and expands the sources for the production.  Linked to a regulation that demands biodiesel/diesel blending into gasoline (of at least 5 per cent) (Zapata et al., 2010). Gender is not an issue that has been identified in the policy design of the PNPB. However, several women are small-scale farmers and take part in the programme.   Directly integrates small farmers in new markets and provides a guaranteed additional source of income for them and their families. Expands low-carbon path of development.  The Selo Social (Social Label) certification for purchases, gives tax exemptions to the refineries purchasing a minimum required amount from smallholder farmers, and full tax exemption to those purchasing from farmers in the Northeast region. (Zapata et al., 2010).  2. Ethiopia’s PSNP provides cash and food in exchange for work during the food insecurity and hunger period, (Davies et al., 2008).  Maximises benefits across sectors; reduces need for emergency welfare mechanisms in times of drought.  Includes focus on women and gender dimensions of poverty. Cash transfers alleviate stress and insecurity; build assets and gather funds for mitigating climate-related risks. Prevent the use of environmentally-damaging coping strategies particularly in times of drought. Safety net programme – linking social protection and climate change.
Consideration (5): Benefit-sharing across sectors ,[object Object],[object Object],[object Object],[object Object],[object Object]
Consideration (6): Broadening the analytical framework ,[object Object],[object Object],Figure 3: Adjusted Co-Benefits Framework Based on GGPE Considerations Source: Prepared by the author on the basis of World Bank framework (Perch, 2010).
Getting the Policy Right – Final thoughts……… ,[object Object],[object Object],[object Object]
Thank You!!!!! Contact information: Leisa Perch, IPC-IG Email:  [email_address] or  [email_address]

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Linking Adaptation, Mitigation and Inclusive Growth

  • 1. Linking Adaptation to and Mitigation of Climate Change in Policy and Practice: Some Considerations by Leisa Perch Coordinator – Rural and Sustainable Development IPC-IG Forest Day Central Africa (May 28 th , 2011) Brazzaville, Congo Email: [email_address]
  • 2.
  • 3.
  • 4.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9.
  • 10. Even so, current adaptation practice has its limitations in application Table 1. Analysis of inclusion by group or by vulnerability in NAPAs to-date * 10 NAPAs did not make it clear if they were participatory Though the NAPA Guidance speaks to the poor and women and gender and participation – the above suggests a policy struggle exists in making this a reality. And though these issues are being considered they are not always succeeding at the level of prioritization. And the poverty figures and GINIs for many of the countries considered tell a different story to above. Inclusivity factor YES - % of all NAPAs reviewed NO - % of all NAPAS reviewed Yes- % of all African NAPAs No - % of African NAPAs Mentions Gender 78 22 80 20 Prioritizes Ge nder 37.5 62.5 45 55 Mentions poverty 97 3 100 0 Prioritizes poverty 81 19 100 0 Mentions ethnicity 22 78 15 85 Prioritizes ethnicity 97 3 0 100 Lists vulnerable groups 65.5 34.5 75 25 Identifies Participatory actions 56 6 55 45
  • 11. Disconnects in benefits-sharing in adaptation strategy Table 2. Adaptation Strategic Entry Points in select African NAPAs (Source: Perch, 2010) What stands out: Largely food security (distribution and access to food?); urban poverty dynamics not clearly defined. Interesting choices – Eritrea on social protection, Sierra Leone on education and HIV/AIDS, Malawi on HIV/AIDS. A number of opportunities for mitigation through emissions reduction as well as the mitigation of social risk could be exploited.. Country Total proposed projects Projects addressing gender, poverty reduction and sustainability Strategy/entry points identified for co-benefits Burundi 12 1 Poverty reduction Eritrea 5 1 Most vulnerable – women and the poor – social protection program Guinea-Bissau 14 2 Food security Lesotho 8 2 Development and Poverty reduction program Malawi 5 1 AIDS/HIV Niger 14 6 Food security Promoting peri-urban markets Diversification of income-generation activities São Tomé e Principe 20 4 Poverty reduction Food security Sierra Leone 24 5 Education HIV/AIDS Sudan 5 1 Food security
  • 12.
  • 13.
  • 14.
  • 15. Looking at Adaptation and Mitigation Side by Side : Source: Perch, 2011
  • 16. Not quite! Some considerations for making adaptation and mitigation more inclusive, more sustainable, more effective and pro-poor
  • 17.
  • 18.
  • 19.
  • 20.
  • 21.
  • 22.
  • 23. Consideration (5): Linking Mitigation and Productive Inclusion (examples from Brazil and Ethiopia ) Source: Perch (2010). Programme summary Growth co-benefits Gender co-benefits Poverty co-benefits Environmental co-benefits Unique structural elements 1. Brazil’s PNPB adopts an explicit policy to incorporate family farmers into the biodiesel value chain. Incentives by GOB included distribution of seeds, technical assistance, credit and formal contracts for small-scale family farmers. Special economic incentive instruments target the less developed Northeast region (Zapata, et al., 2010). Structures the supply chain of biodiesel in Brazil and expands the sources for the production. Linked to a regulation that demands biodiesel/diesel blending into gasoline (of at least 5 per cent) (Zapata et al., 2010). Gender is not an issue that has been identified in the policy design of the PNPB. However, several women are small-scale farmers and take part in the programme. Directly integrates small farmers in new markets and provides a guaranteed additional source of income for them and their families. Expands low-carbon path of development. The Selo Social (Social Label) certification for purchases, gives tax exemptions to the refineries purchasing a minimum required amount from smallholder farmers, and full tax exemption to those purchasing from farmers in the Northeast region. (Zapata et al., 2010). 2. Ethiopia’s PSNP provides cash and food in exchange for work during the food insecurity and hunger period, (Davies et al., 2008). Maximises benefits across sectors; reduces need for emergency welfare mechanisms in times of drought. Includes focus on women and gender dimensions of poverty. Cash transfers alleviate stress and insecurity; build assets and gather funds for mitigating climate-related risks. Prevent the use of environmentally-damaging coping strategies particularly in times of drought. Safety net programme – linking social protection and climate change.
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  • 27. Thank You!!!!! Contact information: Leisa Perch, IPC-IG Email: [email_address] or [email_address]

Editor's Notes

  1. 1) The richer and developed countries have undoubtedly contributed to the levels and scale of GHG emissions. Not only directly but through the terms of trade. Both travel and global business contribute.
  2. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  3. While NAPA guidelines state that “particular attention should be given to including the voices of the poor (women and men) during stakeholder consultations” and “should promote consideration of broader social and environmental issues”, our review of the 32 National Adaptation Plans of Action (NAPAs) available in English suggests that the conceptual and operational difficulties highlighted earlier in this section are also reflected at the national level. ActionAid (2009), too, concludes that few NAPAs have been able to effectively link poverty and inequality to vulnerability to climate change. Of the 32 NAPAS reviewed in assessing the scale and scope of participation, only two mentioned any significant participation by other ministries (see Annex 1) .
  4. While NAPA guidelines state that “particular attention should be given to including the voices of the poor (women and men) during stakeholder consultations” and “should promote consideration of broader social and environmental issues”, our review of the 32 National Adaptation Plans of Action (NAPAs) available in English suggests that the conceptual and operational difficulties highlighted earlier in this section are also reflected at the national level. ActionAid (2009), too, concludes that few NAPAs have been able to effectively link poverty and inequality to vulnerability to climate change. Of the 32 NAPAS reviewed in assessing the scale and scope of participation, only two mentioned any significant participation by other ministries (see Annex 1) .
  5. Whether markets in carbon and carbon finance form part of responses to the multiple challenges of climate change, energy poverty and energy security, will depend on how well they are governed University of East Anglia (UEA) (2010). I also add here by whom and for whom .
  6. Whether markets in carbon and carbon finance form part of responses to the multiple challenges of climate change, energy poverty and energy security, will depend on how well they are governed University of East Anglia (UEA) (2010). I also add here by whom and for whom .
  7. Whether markets in carbon and carbon finance form part of responses to the multiple challenges of climate change, energy poverty and energy security, will depend on how well they are governed University of East Anglia (UEA) (2010). I also add here by whom and for whom .
  8. A de-link between benefit-sharing and risk-sharing potentially undermines the sustainability of benefits – either due to them being impacted upon or wiped away by other shocks, negated by other realities (i.e. earnings by women that they are unable to spend due to inability to open bank accounts for example) or which are superficial in nature (these are largely communal or group-owned and no real impact/change occurs in assets, livelihood opportunities and development status).
  9. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  10. SLF approaches which include income, variability, policy and systems Social Responsibility risk reduction model – looks at immediate and delayed consequences of shocks and considers conditional and situational factors of vulnerability And the SRM – prevention, mitigation and coping with stress, shocks and impacts
  11. A de-link between benefit-sharing and risk-sharing potentially undermines the sustainability of benefits – either due to them being impacted upon or wiped away by other shocks, negated by other realities (i.e. earnings by women that they are unable to spend due to inability to open bank accounts for example) or which are superficial in nature (these are largely communal or group-owned and no real impact/change occurs in assets, livelihood opportunities and development status).
  12. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  13. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  14. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.