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Don’t Show Me The Money*
  Non-Financial Conflicts of Interest
                           CHEST 2012
                         Atlanta, Georgia

                         Ivan Oransky, MD
                     Executive Editor, Reuters Health
     Clinical Assistant Professor of Medicine, New York University
                      Co-Founder, Retraction Watch


*With apologies to Jerry Maguire and TheConversation.edu.au
The Hidden Problem




                 theconversation.edu.au
The Hidden Problem

                            “The discussion has focused
                            almost exclusively on
                            pecuniary, or financial,
                            interests. But these may
                            play a relatively minor role
                            in medicine.
                            Most doctors or researchers
don’t do what they do primarily to increase their
material wealth. If making money was their primary
goal, they could choose more effective ways of doing
so.”
The Hidden Problem



                              “The motivations that
                              underlie most decisions in
                              medicine are not financial.
Rather they range from an interest in patient care or
research or public welfare, to a commitment to certain
ideas, principles or values and the desire for personal
advancement in career, reputation or status.”
PLoS Editors’ Take




             Published: September 30, 2008
PLoS Editors’ Take
                                 “Non-financial competing
                                 interests (sometimes called
                                 ‘private interests’) can be
                                 personal, political,
                                 academic, ideological, or
                                 religious.
 Like financial interests, they can influence professional
judgment. Much as we'd like to believe that the reporting
and evaluation of research are always objective, there is
substantial evidence to the contrary .”
PLoS Editors’ Take
                                 “Like all human activity …
                                 research and scientific
                                 publishing are inherently
                                 subjective, imperfect, and
                                 prone to bias, corruption,
                                 and self-interest.
Indeed, because professional affinities and rivalries,
nepotism, scientific or technological competition, religious
beliefs, and political or ideological views are often the fuels
for [passions and careers], private competing interests are
perhaps even more potent than financial ones.”
Non-Financial COIs in Grant Review




                       Published: April 9, 2012
Non-Financial COIs in Grant Review
                                “Most participants
                                (73/98) spontaneously
                                reported that non-
                                financial COIs
                                predominated over
                                financial COIs.
 Non-financial COIs mainly involved rivalry among
 disciplines, cronyism, and geographic and academic
 biases.”
Non-Financial COIs in Grant Review


                                “However, none of the
                                participants challenged
                                the validity of peer
                                review.
 Reviewers who felt they might be affected by CoIs said
 they reacted in a variety of ways: routine refusal to
 review, routine attempt to conduct an impartial review,
 or decision on a case-by-case basis.”
Competition vs. Cronyism
• Turf battles between disciplines/specialties
• Geographic biases
• Anticipating peer review

• How to manage: Would open peer review help?
Protectionism
Protectionism

                                “Policies regarding
                                retraction announcements
                                vary widely among
                                journals, and some, such
                                as the Journal of Biological
 Chemistry, routinely decline to provide any explanation
for retraction. These factors have contributed to the
systematic underestimation of the role of misconduct
and the overestimation of the role of error in retractions
(3, 4), and speak to the need for uniform standards
regarding retraction notices (5).”
                             -- Fang F et al. PNAS 2012.
Protectionism
How to manage:

Embrace transparency
  (e.g., detailed retraction notices)
Conflicts between Roles

     Patient Care vs. Clinical Research

How to manage:
Separation of staff
Religious and Political Beliefs

Abortion
Stem cells
End-of-life care

How to manage:

Tricky!
Positive Publication Bias

• Inherent human optimism
• Need to publish quantity for tenure, grants

How to manage:
Journals could publish percentage of studies
  showing positive results
Messy and Imprecise – But Worth It




                    Published: September 30, 2008
Messy and Imprecise – But Worth It

                                  “Despite the messy and
                                  imprecise nature of
                                  private interests,
                                  researchers and editors
                                  must persist in
                                  establishing a better
understanding of their extent and impact. Any
assumption that non-financial competing interests are
less common or influential than financial incentives is
probably misguided.”
Messy and Imprecise – But Worth It

                                  “It's accepted that
                                  political interference in
                                  science is dangerous,
                                  that governments and
                                  funders do not make
                                  decisions on the basis
                                  of science alone,
and that intellectual and professional commitments
often lead to strong personal views. When it comes to
making sense of non-financial competing interests, why
shouldn't we be interested?”
Contact Info/Acknowledgements
      ivan-oransky@erols.com
       Twitter: @ivanoransky


       Thanks to Nancy Lapid

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Don’t Show Me The Money" Non-Financial Conflicts of Interest

  • 1. Don’t Show Me The Money* Non-Financial Conflicts of Interest CHEST 2012 Atlanta, Georgia Ivan Oransky, MD Executive Editor, Reuters Health Clinical Assistant Professor of Medicine, New York University Co-Founder, Retraction Watch *With apologies to Jerry Maguire and TheConversation.edu.au
  • 2. The Hidden Problem theconversation.edu.au
  • 3. The Hidden Problem “The discussion has focused almost exclusively on pecuniary, or financial, interests. But these may play a relatively minor role in medicine. Most doctors or researchers don’t do what they do primarily to increase their material wealth. If making money was their primary goal, they could choose more effective ways of doing so.”
  • 4. The Hidden Problem “The motivations that underlie most decisions in medicine are not financial. Rather they range from an interest in patient care or research or public welfare, to a commitment to certain ideas, principles or values and the desire for personal advancement in career, reputation or status.”
  • 5. PLoS Editors’ Take Published: September 30, 2008
  • 6. PLoS Editors’ Take “Non-financial competing interests (sometimes called ‘private interests’) can be personal, political, academic, ideological, or religious. Like financial interests, they can influence professional judgment. Much as we'd like to believe that the reporting and evaluation of research are always objective, there is substantial evidence to the contrary .”
  • 7. PLoS Editors’ Take “Like all human activity … research and scientific publishing are inherently subjective, imperfect, and prone to bias, corruption, and self-interest. Indeed, because professional affinities and rivalries, nepotism, scientific or technological competition, religious beliefs, and political or ideological views are often the fuels for [passions and careers], private competing interests are perhaps even more potent than financial ones.”
  • 8. Non-Financial COIs in Grant Review Published: April 9, 2012
  • 9. Non-Financial COIs in Grant Review “Most participants (73/98) spontaneously reported that non- financial COIs predominated over financial COIs. Non-financial COIs mainly involved rivalry among disciplines, cronyism, and geographic and academic biases.”
  • 10. Non-Financial COIs in Grant Review “However, none of the participants challenged the validity of peer review. Reviewers who felt they might be affected by CoIs said they reacted in a variety of ways: routine refusal to review, routine attempt to conduct an impartial review, or decision on a case-by-case basis.”
  • 11. Competition vs. Cronyism • Turf battles between disciplines/specialties • Geographic biases • Anticipating peer review • How to manage: Would open peer review help?
  • 13. Protectionism “Policies regarding retraction announcements vary widely among journals, and some, such as the Journal of Biological Chemistry, routinely decline to provide any explanation for retraction. These factors have contributed to the systematic underestimation of the role of misconduct and the overestimation of the role of error in retractions (3, 4), and speak to the need for uniform standards regarding retraction notices (5).” -- Fang F et al. PNAS 2012.
  • 14. Protectionism How to manage: Embrace transparency (e.g., detailed retraction notices)
  • 15. Conflicts between Roles Patient Care vs. Clinical Research How to manage: Separation of staff
  • 16. Religious and Political Beliefs Abortion Stem cells End-of-life care How to manage: Tricky!
  • 17. Positive Publication Bias • Inherent human optimism • Need to publish quantity for tenure, grants How to manage: Journals could publish percentage of studies showing positive results
  • 18. Messy and Imprecise – But Worth It Published: September 30, 2008
  • 19. Messy and Imprecise – But Worth It “Despite the messy and imprecise nature of private interests, researchers and editors must persist in establishing a better understanding of their extent and impact. Any assumption that non-financial competing interests are less common or influential than financial incentives is probably misguided.”
  • 20. Messy and Imprecise – But Worth It “It's accepted that political interference in science is dangerous, that governments and funders do not make decisions on the basis of science alone, and that intellectual and professional commitments often lead to strong personal views. When it comes to making sense of non-financial competing interests, why shouldn't we be interested?”
  • 21. Contact Info/Acknowledgements ivan-oransky@erols.com Twitter: @ivanoransky Thanks to Nancy Lapid