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LTE Overview
Topics
 What is LTE?
 Why LTE is needed?
 Reference Architecture
 E-UTRAN Architecture
 EPC Components, Functions and Interfaces
   MME
   SGW
   PDN-GW
 Support Information
   Acronyms
   Standards References
LTE, EPS, E-UTRAN and EPC
 3GPP LTE (Long Term Evolution), an evolution of GSM/UMTS, specifies the
 next generation 3GPP mobile broadband network
 The mobile broadband network is called Evolved Packet System (EPS)
 The EPS consists of Evolved UTRAN (E-UTRAN) and Evolved Packet Core
 (EPC)
 For 3GPP high level requirements on UTRA-UTRAN Long Term Evolution
 (LTE) and 3GPP System Architecture Evolution (SAE), read
 http://www.3gpp.org/Highlights/LTE/lte.htm
 Phase 4 Chalk talks, EPC FDD links:
   http://mobility.ih.lucent.com/~jlic/lte.htm
   EPC FDD 7090: http://mobility.ih.lucent.com/~slaha/LTE/
 MME sites:
   https://sps.ndc.lucent.com/sites/wireless.mme/default.aspx - App Arch
   https://sps.ndc.lucent.com/sites/wireless.mme_sae/default.aspx - SAE
Mobile Evolution and 3GPP Releases


    CDMA




                                                                                         Real-Time
  Services           Voice, SMS          Web Browsing     Media Streaming VoIP
                                                                                         Multimedia




Radio Technology


     RAN                 W-CDMA
  Transport        TDM    QPSK        ATM, FR, HDLC               IP/Ethernet
                                   OFDM/SC-FDMA
                                                         Higher access bandwidth, new spectrum available
                                        W-CDMA
                                     W-CDMA
                                      W-CDMA
                                    64QAM/MIMO
                                      16QAM/QPSK
                                     16QAM
                                                         New subscriber apps
                                    64QAM/MIMO
                                                         Lower cost per Mbit transport
                                                        Shift towards All-IP and flat/mesh topologies

              IP is the foundation for new multimedia services and multiservice transport
What Does LTE Mean to End Users & Service Providers?
      Performance                Impact to End User                    Impact to Service Provider
      Improvement

 INCREASED SPECTRAL            Lower costs – flat fee      Can buy the same amount of spectrum and pump
     EFFICIENCY                 pricing                      more data to users, or less spectrum to maintain
  Uplink: 2.00-2.25x vs. 3G                                  the same level of data usage
   Downlink: 1.25x vs. 3G                                   Reduced cost per bit



     FASTER SPEEDS             Faster downloads of multi- More ways to splice bandwidth:
  Uplink: 2.00-2.25x vs. 3G     media                         Same # of users with more bandwidth/user or more
                               Better experience with        users with same bandwidth per user
    Downlink: 3x vs. 3G
   Peak rate = 100 Mbps         blended services

   INCREASED VOICE             Better voice quality        Support more voice users
      CAPACITY
     10 MHz: 2x vs. 3G

  REDUCED LATENCY              Faster reactions when       Can reuse applications across wireless and
          < 50 ms               gaming                       wireline
                               Better voice, video         More capacity for VoIP and TCP-based applications
                                telephony


 Comparisons based on average aggregate performance
3GPP Requirements For LTE
 Spectrum efficiency
     DL : 3-4 times HSDPA for MIMO(2,2)
     UL : 2-3 times E-DCH for MIMO(1,2)
 Frequency Spectrum :
     Scalable bandwidth : 1.4, 3, 5, 10, 15, 20MHz
     To cover all frequencies of IMT-2000: 450 MHz to 2.6 GHz
 Peak data rate (scaling linearly with the spectrum allocation)
     DL : > 100Mb/s for 20MHz spectrum allocation
     UL : > 50Mb/s for 20MHz spectrum allocation
 Capacity
     200 users for 5MHz, 400 users in larger spectrum allocations (active state)
 Latency
     C-plane : < 100ms to establish U-plane
     U-plane : < 10ms from UE to server
 Coverage
     Performance targets up to 5km, slight degradation up to 30km
 Mobility
     LTE is optimized for low speeds 0-15km/h but
    connection maintained for speeds up to 350 or 500km/h
     Handover between 3G & 3G LTE
           Real-time < 300ms
           Non-real-time < 500ms
LTE Key Technologies
 OFDMA (DL) / SC-FDMA (UL) : Robust modulation in dense environments
      Increased spectral efficiency
      Simplified Rx design  cheaper UE
      Scalable - go beyond 5 MHz limitation
 MIMO: Increased link capacity
      Multiple-input, multiple-output UL& DL
      Collaborative MIMO (UL)
      Overcome multi-path interference
 IP Core: flat, scalable                                                                      Call
                                                                                            Servers
      Short TTI: 1 ms (2 ms for HSPA)              eNode B
      Backhaul based on IP / MPLS transport                  MME
                                                                        High availability    Media
      Fits with IMS, VoIP, SIP                                                             Gateways
                                                                          IP Backbone

                                                               S/P GW
LTE End to End Architecture

             E-UTRAN                                   EPC
                                                                              Application
                                                                              servers

                        eNode                   MME
                                                                                                    MD
                        B                                              Service IP                    S
                                                                                            Multi-standard
                 X2
                        IP transport                                   backbone             User Database
                        backbone
                        eNode
                                         S1
                        B
           LTE                                       S/P GW



Network simplification                                                                  EPC - Network Simplification
                                                                              C-plane   U-plane               C-plane   U-plane
     User Plane : 3 functional entities : eNode B, Serving Gateway and PDN                                             S-GW
      Gateway (the gateways can be combined into a single physical entity)       GGSN
                                                                                                                        P-GW
          GGSN  S/P-GW
                                                                                 SGSN                       MME
     Control plane :
          SGSN  MME (Mobility Management Entity)                                RNC
          RNC  eNode B
                                                                                 NodeB                          eNode B
LTE Transforms Wireless Access and Core Networks to All-IP
                                                                                                                        Voice
                                                                                                                            SMS
                                                                                          Circuit Switched
 2G                                                                                         Core (Voice)
                         Voice
 GSM                    Channels
EDGE
                                                                                          Packet Switched                     Email
 3G                                                                                            Core                            VPN
UMTS                                                                                                                          Internet

   3G                        Separate Voice / IP Air Channels           Separate CS / PS Core Networks
  UMTS                                                                                                                  Voice
                                                                                                                            SMS
                                                                                              Circuit Switched
                                                                                                Core (Voice)


 4G
                                                                                                                              Email
 LTE                                                                                         Packet Switched
                                                                                                  Core                         VPN
WIMAX                                                                                                                         Internet



                                                                                                                                      Voice
                                                                                                                                        SMS/MMS
                                                                                                                                             Video
                                                                                                                 VoIP / IMS
                                                                                                                                           Telephony
                                                                                                 Enhanced
                                 IP Channel
                                                                                              Packet Core (IP)                        Email
                                                                                Common Evolved (IP) Packet Core                   VPN
                                                                                                                         Internet
                                                                                                                     IP Video
                    Common Packet (IP) Air Channel
                                                        End-to-End IP Service Delivery
   9 | Technical Sales Forum | May 2008
LTE Network Architecture (Non Roaming Case)

                         GERAN

                                   SGSN              HSS
                         UTRAN


                                         S3               S6a
                   S1-MME
                                   MME
                                                                               PCRF
                                                     S4                                  Rx+
                                              S11                    S7
                                   S10
     “LTE-Uu”
                                                    Serving     S5    PDN       SGi
UE              EUTRAN                                                                Operators IP Services
                                                                                               ’
                                                    Gateway          Gateway           (e.g. IMS, PSS etc.)
                            S1-U
LTE Network Architecture (Roaming Case Home Routed
Traffic)
DO-LTE Reference Architecture – Another look




                                      All interfaces are IP-based
  Source: TSG-X.P0057
DO-LTE Reference Architecture
                                             Gx (S7)
               H-PDN                                                                     Home
                                                                      H-PCRF
                GW                                                                       Agent
                                                                                                   HPLMN
                         S2a                                               S9                       VPLMN
                        (PMIPv6)              V-PDN
           S8a/b                               GW          Gx                                MIPv4 (MIPv6)
           (GTP or                    S5b
           PMIPv6)               (PMIPv6)           S2a               V-PCRF     Ty

                                                                                        Legacy
              Serving               Gxc                      Gxa                         PDSN
                GW
                           S103
     S11
                                             HSGW*                   A10/A11+          A10/A11
                     S1u (GTP)
  MME                                                                           HRPD
                                            S101                                eRNC        * Note: This network
                                                                                            element was also
                                                                                            known as ePDSN
              eNodeB                               MS                           eBTS
                                                            Simple IP over
                                                           HRPD and LTE +
       Enhanced 835 &                                     MIPv4 (MIPv6) over
   TS 23.401/402 Standards                                      HRPD
LTE Standard Reference Points (1 of 2)
 S1-MME: Reference point for the control plane protocol between E-UTRAN and MME.
 S1-U: Reference point between E-UTRAN and Serving GW for the per bearer user plane
 tunnelling and inter eNodeB path switching during handover.
 S2a: It provides the user plane with related control and mobility support between
 trusted non 3GPP IP access and the Gateway.
 S3: It enables user and bearer information exchange for inter 3GPP access network
 mobility in idle and/or active state. It is based on Gn reference point as defined
 between SGSNs.
 S4: It provides related control and mobility support between GPRS Core and the 3GPP
 Anchor function of Serving GW and is based on Gn reference point as defined between
 SGSN and GGSN. In addition, if Direct Tunnel is not established, it provides the user
 plane tunnelling.
 S5-PMIP: It provides user plane tunneling and tunnel management between Serving GW
 and PDN GW. It is used for Serving GW relocation due to UE mobility and in case the
 Serving GW needs to connect to a non collocated PDN GW for the required PDN
 connectivity.
 S6a: This interface is defined between MME and HSS for authentication and
 authorization.
 S6c: It is the reference point between PDN Gateway and 3GPP AAA server/proxy for
 mobility related authentication if needed. This reference point may also be used to
 retrieve and request storage of mobility parameters. This reference point may also be
 used to retrieve static QoS profile for a UE for non-3GPP access in case dynamic PCC is
 not supported.
LTE Standard Reference Points (2 of 2)
 S7: It provides transfer of (QoS) policy and charging rules from PCRF to Policy and
 Charging Enforcement Point (PCEF) ) in the PDN GW.
 S7a: It provides transfer of (QoS) policy information from PCRF to the Trusted Non-3GPP
 accesses.
 S7b: This interface is not specified within this release of the specification.
 S7c: It provides transfer of (QoS) policy information from PCRF to the Serving Gateway
 S8: It is the roaming interface in case of roaming with home routed traffic. It provides
 the user plane with related control between Gateways in the VPLMN and HPLMN.
 S9: It provides transfer of (QoS) policy and charging control information between the
 Home PCRF and the Visited PCRF in order to support local breakout function. In all
 other roaming scenarios, S9 has functionality to provide dynamic QoS control policies
 from the HPLMN.
 S10: This interface is reference point between MMEs for MME relocation and MME to
 MME information transfer.
 S11: This interface is reference point between MME and Serving GW.
 S103-U: This interface is the bearer interface between the EPC Serving Gateway and
 the HSGW,
 S101: This interface is the signaling interface between the EPC MME and the evolved
 HRPD Access Network (eAN/PCF).
 X2: This interface is for eNodeB to eNodeB handoff.
Evolved UTRAN Architecture
Key elements of network
architecture                     MME/SGW               MME/SGW
 No more RNC
 RNC layers/functionalities
moved to eNB




                                                                        EPC
 X2 interface for intra-eNB
mobility (i.e. data/context
forwarding)                                S1     S1
                                                       S1
                                 S1                          S1
eNB Functions
 RRM                                      S1
 Header compression &




                                                                        E-UTRAN
encryption of data streams
 UL/DL resource allocation
 Paging
 BCCH info over the air       eNB                    X2          eNB
 MME selection during call
                                      X2                    X2
 Mobility control in                           eNB
LTE_Active state
Many-to-Many Relation between MME/SGW & eNBs

Benefits                 MME/SGW               MME/SGW
 Network sharing
 Load balancing
 Network robustness




                                                                EPC
                                   S1     S1
                                               S1
                         S1                          S1

                                   S1




                                                                E-UTRAN
                       eNB                    X2          eNB

                              X2                    X2
                                        eNB          X2
S1 Architecture

                                                           MME/    MME/                    MME/    MME/
Key points                                                SAEGW   SAEGW                   SAEGW   SAEGW

 S1 consists of S1-MME
(control traffic) and S1-U                      S1
(User Traffic)
 Flex Architecture for both
interfaces S1-U and S1-MME


                                                         eNB        eNB                 eNB       eNB




                                                    Pool A                                          Pool B
  2 entities for control plane: eNB & MME (S1-MME interface)              Overlapping region
   eNB: UMTS NodeB plus UMTS RNC (RRC, Radio Bearer Management…)
   MME: UMTS MM and SM functions
  2 entities for user plane: eNB & SGW (S1-U interface)
   eNB: UMTS NodeB plus UMTS RNC (PDCP/RLC/MAC…)
   SGW: (Serving Gateway) UMTS packet core user plane
eNB, MME and SGW Pools

           •MME Pool                                 •MME Pool
              A                                         B
           MME
            MME                                       MME
             MME                                       MME
               MME                                      MME



                            •SGW Pool 1                                •SGW Pool 2
                             SGW
                               SGW                                        SGW
                                 SGW                                        SGW




   •eNB1   •eNB2    •eNB3     •eNB4       •eNB5   •eNB6   •eNB7        •eNB8   •eNB9


               •Pool Area                                 •Pool Area
                   X                                          Y
Functional Mapping (from TR 25.813)
eN B                                                                               LTE functions in eNode-B

       I n t e r C e ll R R M
                                                                                   Selection of MME at UE attachment
                                                                                   Routing towards SGW at UE initial access
        R B C o n tr o l                                                           NAS messaging encapsulated by RRC for tx over radio
                                                                                   Scheduling and transmission of paging messages
 C o n n e c tio n M o .b ilit y C o n t                                           Scheduling and transmission of System Information
  R a d io A d m is s io n C o n t r o l                                           Dynamic allocation of resources to UEs in both UL
                                                                                  and DL
   e N B M e a su re m e n t                    MME                                Configuration and provision of eNB measurements
 C o n f ig u r& Pio on v is io n
               at r                                                                Radio Bearer Control
                                                      N A S S e c u r it y         Radio Admission Control
    D y n a m ic R e s o u r c e
   A llo c a t(S c h e d )u le r
               io n                                                                Access restrictions in Active state
                                                   I d le S t a t e M o b ilit y   Connection Mobility Control in LTE_ACTIVE state
    RRC                                                  H a n d lin g             Active mode Handover handling
                                                                                   RRC, header compression, encryption, RLC, MAC,
          PDCP                                    S A E B e a r e r C o n t r o l PHY
                                                                                   Security of User plane and RRC
           R LC
                                                                                   Encryption of both in PDCP, integrity check of RRC
           M AC
                                                S e r v in g G a t e w a y         Scheduling and associated QoS handling
                                           S1
           PHY                                    M o b ilit y A n c h o r in g
                                                                                  in t e r n e t
MME Functions
 NAS signalling
 NAS signalling security
 S101 – Interface between MME and eRNC for inter-RAT handoffs
 Inter CN node signalling for mobility between 3GPP access networks
 (terminating S3)
 UE Reachability in ECM-IDLE state (including control and execution of paging
 retransmission)
 Tracking Area list management
 PDN GW and Serving GW selection
 MME selection for handovers with MME change
 SGSN selection for handovers to 2G or 3G 3GPP access networks
 Roaming (S6a towards home HSS)
 Authentication
 Bearer management functions including dedicated bearer establishment.
 Lawful Interception of signalling traffic.
SGW Functions
 For each UE associated with the EPS, at a given point of time, there is a
 single Serving GW.
 The functions of the Serving GW, for both the GTP-based and the PMIP-based
 S5/S8, include:
   the local Mobility Anchor point for inter-eNodeB handover;
   assist the eNodeB reordering function during inter-eNodeB handover by sending one
    or more "end marker" packets to the source eNodeB immediately after switching the
    path.
   Mobility anchoring for inter-3GPP mobility (terminating S4 and relaying the traffic
    between 2G/3G system and PDN GW);
   ECM-IDLE mode downlink packet buffering and initiation of network triggered
    service request procedure;
   Lawful Interception;
   Packet routeing and forwarding;
   Transport level packet marking in the uplink and the downlink, e.g. setting the
    DiffServ Code Point, based on the QCI of the associated EPS bearer;
   Accounting on user and QCI granularity for inter-operator charging;
   UL and DL charging per UE, PDN, and QCI
    (e.g. for roaming with home routed traffic)
PDN GW Functions
 If a UE is accessing multiple PDNs, there may be more than one PDN GW for that UE,
 however a mix of S5/S8 connectivity and Gn/Gp connectivity is not supported for that
 UE simultaneously.
 PDN GW functions include for both the GTP-based and the PMIP-based S5/S8:
     Per-user based packet filtering (by e.g. deep packet inspection);
     Lawful Interception;
     UE IP address allocation;
     Transport level packet marking in the uplink and downlink, e.g. setting the DiffServ Code Point,
      based on the QCI of the associated EPS bearer;
     UL and DL service level charging as defined in TS 23.203 [6]
      (e.g. based on SDFs defined by the PCRF, or based on deep packet inspection defined by local
      policy);
     UL and DL service level gating control as defined in TS 23.203 [6];
     UL and DL service level rate enforcement as defined in TS 23.203 [6]
      (e.g. by rate policing/shaping per SDF);
     UL and DL rate enforcement based on APN-AMBR
      (e.g. by rate policing/shaping per aggregate of traffic of all SDFs of the same APN that are
      associated with Non-GBR QCIs);
     DL rate enforcement based on the accumulated MBRs of the aggregate of SDFs with the same
      GBR QCI(e.g. by rate policing/shaping);
     DHCPv4 (server and client) and DHCPv6 (client, relay and server) functions;
UE PDN-GW User Plane Protocol Stack for PMIP based
S5/S8
Mobility Management Entity Interfaces

                                         S1-AP is the application
                                         protocol between eNodeB
                                         and MME
                                         SCTP is used to guarantee

                                        NAS
                                         delivery of signaling
                                         messages
                                         Non-Access Stratum
                                         Protocol between UE and
                                         MME supports UE mobility

                                        RRC
                                         and session management
                                         S11 interface between MME
                                         and SGW uses GTP-C for
                                         bearer set up

                                        PDCP
25 | Technical Sales Forum | May 2008
SGW & PDN-GW Interfaces

                      S5 interface uses GTP-C for
                      bearer set up between SGW
                      and PDN-GW




                      Control plane protocol stack
                      for PMIP based S5/S8 messages
HSGW Functions

                 Terminates S103 from SGW
                 PMIP Mobility Access Gateway
                 (inter LTE-HRPD HO)
                 Bearer binding/flow mapping
                 Simple IP A10/A11+
                 ROHC
                 Need to show HSGW to PDN-
                 GW protocol stack
Future Tutorial Topics

   S1-AP
   Mobility management
   Session Management
   Paging Techniques
   LTE-LTE Handoff
   LTE-eHRPD Handoff
   Authentication – AKA Procedure
Support Information
Glossary
 AAA – Authentication, Authorization, &         HSS – Home Subscriber System
 Accounting                                     IMS – IP Multi-media Subsystems
 AM – Access Manager                            LCP – Lucent Control Platform
 AN – Access Node                               LMA – Local Mobility Anchor
 AS – Application Server                        LTE – Long Term Evolution
 ASN-GW – Access Service Network GateWay        MAG – Mobility Access Gateway
 AT – Access Terminal                           MIP – Mobile Internet Protocol
 ATCA – Advanced Telecommunications             MME – Mobility Management Entity
 Computing Architecture                         PCRF – Policy Charging Rules Function
 BTS – Base Transceiver Station                 PDN GW– Packet Data Network GateWay (H=Home
 CMIP – Client MIP                              or V=Visited)
 DO – CDMA Data Only                            PDSN – Packet Data Serving Node
 ENodeB – LTE Base Station (or Cell)            PMIP – Proxy MIP
                                                PPP – Point to Point Protocol
 EVDO – Evolution Data Only (CDMA) – see also
 HRPD                                           ROHC – RObust Header Compression
 4G – Fourth Generation                         SDM – Subscriber DB Manager
 GPRS – General Packet Radio Service            SGW- Signaling GateWay
 GTP – GPRS Tunneling Protocol                  SRNC – Serving Radio Network Controller
                                                TAS – Telephony Application Server
 IPSec – IP Security tunnel protocol
                                                UMB – Ultra Mobile Broadband
 HA – Home Agent
                                                WiMAX – Worldwide Interoperability of Microwave
 HRPD – High Rate Packet Data                   Access
 HSPD – High Speed Packet Data
Specification completion

 LTE Milestone in 3GPP Standard Evolution

Rel’99               Rel’4            Rel’5         Rel’6               Rel’7           Rel’8
                                                                                                 3GPP
                                                                                                Release
UMTS FDD           Core Netw.
                   Evolution        HSDPA                             HSPA+
                                                   HSUPA
DCH up to
2Mbps              FDD              Multimedia     MBMS
                                                                      i.e. MIMO,
                                                                      CPC, DL 64-
                                                                      QAM, UL
                                                                                        LTE
                   repeaters        sub-system                        16-QAM

                   1.28Mcps
                   TDD


            RAN#36       RAN#37       RAN#38     RAN#39      RAN#40          RAN#41
             (Mar.      (Sep. 07)    (Dec. 07)    (Mar.     (Jun. 08)       (Sep. 08)
              07)                                  08)
RAN1          65%          80%          95%        CRs          CRs            CRs

RAN2         20%     60–80% (no ASN.1) 80-95%     CRs           CRs            CRs


RAN3         20%     60-80% (no ASN.1) 80-95%     CRs           CRs            CRs


RAN4         40%                      50-80%     70-95%         CRs            CRs

RAN5          5%                                                40%            80%
Functional Mapping (from TR 25.813)
                                                                                         MME Functions
eN B
                                                                                         Idle mode mobility
       I n t e r C e ll R R M                                                                          Tracking area update
        R B C o n tr o l                                                                               Maintenance of equivalent tracking areas
                                                                                                       Idle mode access restrictions
 C o n n e c tio n M o .b ilit y C o n t                                                               Security Key management

  R a d io A d m is s io n C o n t r o l                                                               S1-u connection establishment
                                                                                                           Idle to active mode transition
   e N B M e a su re m e n t                    MME                                      Session management
 C o n f ig u r& Pio on v is io n
               at r
                                                                                                       RAB and QoS
                                                     N A S S e c u r it y
    D y n a m ic R e s o u r c e                                                         S1 handling during HO
   A llo c a t(S c h e d )u le r
               io n
                                                   I d le S t a t e M o b ilit y
    RRC                                                 H a n d lin g                    SAE GW radio related functionality
                                                                                              Idle S1 GTP bearer end point
          PDCP                                    S A E B e a r e r C o n tr o l              QoS handling & tunnel mgt

           R LC                                                                               S1 path switch during Handover

                                                S e r v in g G a t e w a y
           M AC
                                           S1
           PHY                                     M o b ilit y A n c h o r in g
                                                                                   in t e r n e t
RRM Functions (1/3)
eN B                                                                                      Inter-Cell Interference Coordination
       I n t e r C e ll R R M                                                           (ICIC):
                                                                                                     Managing the radio resources (notably the
        R B C o n tr o l                                                                              radio resource blocks) such that inter-cell
                                                                                                      interference is kept under control
 C o n n e c tio n M o .b ilit y C o n t
                                                                                            Load Balancing (LB):
  R a d io A d m is s io n C o n t r o l                                                             Influence the traffic load distribution in
                                                                                                      such a manner that radio resources remain
   e N B M e a su re m e n t                    MME                                                   highly utilized and the QoS of in-progress
 C o n f ig u r& Pio on v is io n
               at r                                                                                   sessions are maintained to the possible
                                                     N A S S e c u r it y                             extent (may result in handover decisions)
    D y n a m ic R e s o u r c e
   A llo c a t(S c h e d )u le r
               io n                                                                         Inter-RAT Radio Resource Management:
                                                   I d le S t a t e M o b ilit y                     In connection with inter-RAT mobility
    RRC                                                 H a n d lin g                                 (taking into account the involved RAT
                                                                                                      resource situation, UE capabilities &
          PDCP                                                                                        operator policies)
                                                  S A E B e a r e r C o n tr o l

           R LC
                                                S e r v in g G a t e w a y
           M AC
                                           S1
           PHY                                     M o b ilit y A n c h o r in g
                                                                                   in t e r n e t
RRM Functions (2/3)
eN B                                                                                        Connection Mobility Control (CMC):
       I n t e r C e ll R R M                                                                        Management of radio resources in connection
                                                                                                      with idle or active mode
        R B C o n tr o l                                                                             Mobility of radio connections: handover
                                                                                                      decisions based on UE & e-NodeB measurements
 C o n n e c tio n M o .b ilit y C o n t                                                              + potentially: neighbour cell load, traffic
                                                                                                      distribution, transport & HW resources &
                                                                                                      operator defined policies
  R a d io A d m is s io n C o n t r o l
                                                                                            Radio Bearer Control (RBC):
   e N B M e a su re m e n t                    MME                                                  Establishment, maintenance & release of Radio
 C o n f ig u r& Pio on v is io n
               at r                                                                                   Bearers
                                                     N A S S e c u r it y                            Taking into account overall resource situation,
    D y n a m ic R e s o u r c e
                                                                                                      QoS requirements of in-progress sessions and of
   A llo c a t(S c h e d )u le r
               io n
                                                                                                      the new service)
                                                   I d le S t a t e M o b ilit y
    RRC                                                 H a n d lin g                       Radio Admission Control (RAC):
                                                                                                     Admit or reject the establishment requests for
          PDCP                                                                                        new radio bearers (taking into account overall
                                                  S A E B e a r e r C o n tr o l                      resource situation, QoS requirements & priority
                                                                                                      levels)
           R LC
                                                S e r v in g G a t e w a y
           M AC
                                           S1
           PHY                                     M o b ilit y A n c h o r in g
                                                                                   in t e r n e t
RRM Functions (2/3)
eN B                                                                                        Packet Scheduling (PSC)
       I n t e r C e ll R R M                                                                        Allocate/De-allocate resources (including
                                                                                                      buffer, processing resources & resource
        R B C o n tr o l                                                                              blocks) to UP & CP packets including:
                                                                                                        Selection of RB, whose packets are to
 C o n n e c tio n M o .b ilit y C o n t                                                                  be scheduled
                                                                                                        Managing the necessary resources (e.g.
  R a d io A d m is s io n C o n t r o l
                                                                                                          power levels, specific resource blocks)
   e N B M e a su re m e n t                    MME
 C o n f ig u r& Pio on v is io n
               at r
                                                     N A S S e c u r it y
    D y n a m ic R e s o u r c e
   A llo c a t(S c h e d )u le r
               io n
                                                   I d le S t a t e M o b ilit y
    RRC                                                 H a n d lin g

          PDCP                                    S A E B e a r e r C o n tr o l

           R LC
                                                S e r v in g G a t e w a y
           M AC
                                           S1
           PHY                                     M o b ilit y A n c h o r in g
                                                                                   in t e r n e t
LTE-HRPD Interworking 3GPP Standards – Stage 2
 TR36.300 defines LTE Radio Access
   RAN3 defined the ASN1 (coding) of the S1-AP interface to Packet Core

 3GPP Evolved Packet Core (EPC) Architecture
   TS 23.401 Specifies MME, SGW, PDN GW
         S1-U GTP (eNodeB to SGW bearer)
         S1-MME GTP (eNodeB to MME control)
         S10 GTP (MME to MME control)
         S11 GTP (MME to SGW),
         S5a GTP (SGW to Visited PDN-GW),
         S8a GTP (SGW to Home PDN-GW),
         Gx (S7) Diameter (Home PDN-GW to Home PCRF),
         Gxc (S7c) Diameter (SGW to Visited PCRF)
         S6a Diameter (MME to HSS)
   TS 23.402 EPC Enhancements for non 3GPP networks deploying LTE RAN.
         S101    UDP/IP (MME to DO RAN),
         S5b    PMIPv6 (SGW to VPDN-GW)
         S8b    PMIPv6 (SGW to Home PDN-GW)
         S103   GRE (SGW to HSGW)
         S102   A21-like UDP/IP (MME to 3G1x MSC)
   3GPP TS 36.300 “Evolved Universal Terrestrial Radio Access Network
    (E-UTRAN)”
         Defines the E-UTRAN Overall Description
         Defines X2 – eNodeB to eNodeB Handoff
Relevant 3GPP Release 8 Stage 3 Specifications
Reference                                                                                                                             Spec
  Point         Endpoints                                     Usage                                     Protocol          WG        Reference
 S1-MME      E-UTRAN - MME        Session management, mobility management                              EMM, ESM           CT1         24.301
  S1-U       E-UTRAN - MME        User plane tunneling                                                  GTP-U           CT4, RAN3     29.274
   S2a       MAG - PDN GW         Control and user plane from trusted non-3GPP to PDN GW                 PMIP             CT4         29.275
   S2b       ePDG - PDN GW        Control and user plane from ePDG to PDN GW                             PMIP             CT4         29.275
                                  User plane tunneling and tunnel management between S-GW and
 S5 (PMIP)   S-GW - PDN GW                                                                                PMIP            CT4         29.275
                                  PDN GW. Serving GW relocation
   S6a          MME - HSS         Authentication and authorization                                      Diameter          CT4         29.272
                                  Authentication, retrieval of mobility parameters (and static QoS
   S6b        PDN GW - 3GPP       profile for non-3GPP access if PCC is not used) from 3GPP AAA         Diameter          CT4         29.273
                   AAA            server or proxy to PDN GW.
                                  Authentication and mobility parameters from 3GPP AAA proxy to S-
   S6c                                                                                                  Diameter          CT4         29.273
             S-GW - 3GPP AAA      GW
                                  QoS policy and charging rules from PCRF to policy and charging
    Gx                                                                                                  Diameter          CT3         29.212
              PCRF - PDN GW       enforcement point in PDN GW. Based on Gx
             Trusted non-3GPP-
   Gxa                         QoS policy information from PCRF to trusted non-3GPP access              Diameter          CT3         29.212
                   PCRF
   Gxc          PCRF - S-GW    QoS policy information from PCRF to S-GW                                 Diameter          CT3         29.212
                               Inter-PLMN reference point for control and user plane between S-
 S8 (GTP)     S-GW - PDN GW    GW and PDN GW. Inter-PLMN variant of S5, based on Gp.                      GTP             CT4         29.274
                               Inter-PLMN roaming interface for control and user plane between
 S8 (PMIP)    S-GW - PDN GW                                                                               PMIP            CT4         29.275
                               S-GW and PDN GW for home routed traffic case
                               QoS policy and charging information from Home PCRF to visited
    S9       H-PCRF - S-PCRF                                                                            Diameter          CT3         29.125
                               PCRF
   S10           MME-MME       Reference point between two MMEs for MME relocation                        GTP             CT4         29.274
   S11          MME - S-GW     Bearer control between MME and S-GW                                        GTP             CT4         29.274
                               Optional reference point for user plane tunneling in direct tunnel
   S12         UTRAN - S-GW    mode is based on Iu-u                                                     GTP-U            CT4         29.274
   SGi         PDN GW - PDN    Breakout from the PDN GW to packet data network                       Diameter, Radius     CT3         29.061
Relevant 3GPP Release 8 Stage 3 Specifications
Reference                                                                                                                    Spec
  Point       Endpoints                                         Usage                                Protocol        WG    Reference
   Rx        PDN GW - PCRF       Policy and charging information to operator's IP services           Diameter        CT3      29.214
   S14         UE - ANDSF        Dynamic provision of network selection information to UE          Not defined yet   CT1      24,302
              ANDSF - Non-       Dynamic exchange of information between ANDSF and non-3GPP
   S15         3GPP access       IP access network                                                 Not defined yet
            Trusted non-3GPP -   AAA information and mobility and charging information from 3GPP
   Sta                                                                                               Diameter        CT4      29.273
                  PCRF           server or proxy to trusted non-3GPP access
   Swa        untrusted non- AAA information and mobility information from 3GPP server or            Diameter        CT4      29.273
            3GPP - 3GPP AAA proxy to an untrusted non-3GPP access
            3GPP AAA proxy -
  SWd                                                                                                Diameter        CT4      29.273
            3GPP AAA server Links the AAA proxy to the AAA server via intermediate networks
                             AAA information and mobility parameters from 3GPP AAA proxy or
  SWm       3GPP AAA - ePDG                                                                          Diameter        CT4      29.273
                             server to ePDG
              Untrusted non-
  SWn                                                                                                  PMIP          CT4      29.275
              3GPP - ePDG    Forces the tunneled traffic from the UE towards ePDG
                                 UE initiated establishment and tear down of IPSec tunnel. Fast
                                 update of IPSec tunnels during handover between two untrusted
  Swu            UE - ePDG       non-3GPP accesses                                                 IKEv2, MOBIKE     CT1      24,302
                    UE -
                                Access authentication (mandatory for trusted, optional for
   N.N.       trusted/untrusted                                                                      EAP AKA         CT1      24.302
                                untrusted access)
             non-3GPP access
            3GPP AAA Server -
  SWx                           Authentication data from the HSS to 3GPP AAA server                  Diameter        CT4      29.273
                    HSS
                                Optimized Handover Procedures and Protocols between EUTRAN
  S101         MME-HRPD AN                                                                                           CT4      29.277
                                Access and cdma2000 HRPD Access
             cdma2000 HRPD Optimized Handover Procedures and Protocols between EUTRAN
  S102                                                                                                               CT4      29.276
                   access       Access and 1xRTT Access
             cdma2000 1xRTT Optimized Handover Procedures and Protocols between EUTRAN
  S103                                                                                                               CT4      29.277
                   access       Access and cdma2000 HRPD Access
 USIM/ME        USIM - UE        USIM interface                                                         T=0          CT6   31.102, 31.111
Relevant 3GPP Release 8 Stage 3 Specifications
Reference                                                                                                                 Spec
  Point         Endpoints                                      Usage                                Protocol     WG     Reference
  Cx             HSS – CSCF     Location management, user data handling, user authentication        Diameter     CT4   29.228, 29.229
  Dx           I-SCSCF – SLF    Subscription Locator Query, used in conjunction with Cx interface   Diameter     CT4   29.228, 29.229
  Gm            UE – P-CSCF     Multi-media type services                                             SIP        CT1       24.229
  ISC            S-CSCF – AS    Subscription to event notification, convey charging info              SIP        CT1       24.229
   Mw          CSCF – CSCF      Call Control Protocol for use in IP Multimedia CN subsystem          SIP, SDP    CT1       24.229
   Mg          CSCF – MGCF      Call Control Protocol for use in IP Multimedia CN subsystem          SIP, SDP    CT1       24.229
   Mr         S-CSCF – MRFC     Call Control Protocol for use in IP Multimedia CN subsystem          SIP, SDP    CT1       24.229
   Mi                           Call Control Protocol for use in IP Multimedia CN subsystem          SIP, SDP    CT1       24.229
              CSCF – BGCF
   Mj         BGCF – MGCF       Call Control Protocol for use in IP Multimedia CN subsystem          SIP, SDP    CT1       24.229

   Mx          CSCF – IBCF      Call Control Protocol for use in IP Multimedia CN subsystem          SIP, SDP    CT1       24.229

   Mk         BGCF – BGCF       Call Control Protocol for use in IP Multimedia CN subsystem          SIP, SDP    CT1       24.229
   Mm         CSCF – Ext. IMS Call Control Protocol for use in IP Multimedia CN subsystem            SIP, SDP    CT1       24.229
   Mn         MGCF– IMS-MGW Support for PSTN/ISDN emulation as required by ETSI TISPAN                H.248      CT4       29.332
   Mp          MRFC – MRFP    Allows MRFC control of media resources provided by MRFP                 H.248      CT4       29.333
 Presence                     Manage presence information of a user device, service or
                 Various                                                                            SIP, XCAP    CT1       24.141
 Ref Points                   service media
   Rf            AS – CDF       Offline Charging reference point                                     Diameter    SA5   32.260, 32.299
   Ro         AS/MRFC – OCS     Online Charging reference point                                      Diameter    SA5   32.260, 32.299
   Sh            AS – HSS       Data handling, Subscription Notification                             Diameter    CT4   29.328, 29.329
   Dh            AS – SLF       Subscription Locator Query, used in conjunction with Sh interface    Diameter    CT4   29.328, 29.329
   Ut            UE – AS       Service Configuration Data Manipulation for Supplementary Services   XCAP, HTTP   CT4       24.423
NAS sub-layer performs:
                                                          Authentication
LTE ARCHITECTURE – Control Plane Layout over S1           Security control
                                                          Idle mode mobility handling
                                                          Idle mode paging origination


         UE                           eNB                            MME

                   NAS                                                         NAS
                                                   RRC sub-layer performs:
                   RRC                      RRC     Broadcasting
                                                    Paging
                                                    Connection Mgt
                 PDCP                       PDCP    Radio bearer control
                                                    Mobility functions
                                                    UE measurement reporting & control
                   RLC
 PDCP sub-layer performs:
                                            RLC
  Integrity protection & ciphering

                  MAC                       MAC

                   PHY                      PHY


                  UE                  eNode-B                    MME
LTE ARCHITECTURE – Control Plane Layout over S1


     UE                   eNB                     MME

          NAS                                           NAS

          RRC                   RRC

          PDCP                  PDCP

          RLC                   RLC

          MAC                   MAC

          PHY                   PHY


          UE              eNode-B            MME
LTE ARCHITECTURE – User Plane Layout over S1




 UE                      eNB               SAE Gateway


      PDCP                     PDCP

      RLC                       RLC

      MAC                      MAC

      PHY                       PHY


          UE              eNode-B              SAE
LTE ARCHITECTURE – User Plane Layout over S1
Physical sub-layer performs:
                                                                       PDCP sub-layer performs:
 DL: ODFMA, UL: SC-FDMA
                                                                        Header compression
 HARQ
                                                                        Ciphering
 UL power control
 Multi-stream transmission & reception (i.e. MIMO)

   UE                                                 eNB                    SAE Gateway
                                                                   RLC sub-layer performs:

             PDCP                                           PDCP    Transferring upper layer PDUs
                                                                    In-sequence delivery of PDUs
                                                                    No error correction through ARQ
                                                                    Duplicate detection
              RLC                                           RLC     Flow control
                                                                    Concatenation/re-assembly of packets

                                                                   MAC sub-layer performs:
              MAC                                           MAC     Scheduling
                                                                    Error correction through HARQ
                                                                    Priority handling across UEs & logical
              PHY                                           PHY    channels
                                                                    In-sequence delivery of RLC PDUs
                                                                    Multiplexing/de-multiplexing of RLC
                                                                   radio bearers into/from PhCHs on TrCHs


                      UE                              eNode-B                    MME
LTE-HRPD Interworking 3GPP Standards – Stage 2 (continued)

 Three 3GPP2 LTE-HRPD standards documents…
   3GPP2 TSG-C C.S0087-0 Inter-working Specification for cdma2000 1x, High Rate
    Packet Data and Long Term Evolution Systems
         – eAT new ProtocolIDs and new tunneling-related protocols


   TSG-A A.S0022-0 “E-UTRAN-HRPD Connectivity/Interworking: Core Network
    Aspects”: Based on the existing HRPD IOS specification to support:
         – A11+ UDP/IP (DO RAN to HSGW)
         – S101 UDP/IP (DO RAN to MME)


   TSG-X.0057 “E-UTRAN-HRPD Connectivity/Interworking: Core Network Aspects”
         – Defines E-TRAN-eHRPD connectivity and Interworking Architecture
         – Define HSGW functions and interfaces
         – S2a PMIP v6 (HSGW to PDN-GW)
         – Gxa (S7a) Diameter (HSGW to PCRF)
         – S101 UDP/IP (DO RAN to MME)
         – S103 GRE (SGW to HSGW)

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39018631 lte-overview

  • 2. Topics What is LTE? Why LTE is needed? Reference Architecture E-UTRAN Architecture EPC Components, Functions and Interfaces  MME  SGW  PDN-GW Support Information  Acronyms  Standards References
  • 3. LTE, EPS, E-UTRAN and EPC 3GPP LTE (Long Term Evolution), an evolution of GSM/UMTS, specifies the next generation 3GPP mobile broadband network The mobile broadband network is called Evolved Packet System (EPS) The EPS consists of Evolved UTRAN (E-UTRAN) and Evolved Packet Core (EPC) For 3GPP high level requirements on UTRA-UTRAN Long Term Evolution (LTE) and 3GPP System Architecture Evolution (SAE), read http://www.3gpp.org/Highlights/LTE/lte.htm Phase 4 Chalk talks, EPC FDD links:  http://mobility.ih.lucent.com/~jlic/lte.htm  EPC FDD 7090: http://mobility.ih.lucent.com/~slaha/LTE/ MME sites:  https://sps.ndc.lucent.com/sites/wireless.mme/default.aspx - App Arch  https://sps.ndc.lucent.com/sites/wireless.mme_sae/default.aspx - SAE
  • 4. Mobile Evolution and 3GPP Releases CDMA Real-Time Services Voice, SMS Web Browsing Media Streaming VoIP Multimedia Radio Technology RAN W-CDMA Transport TDM QPSK ATM, FR, HDLC IP/Ethernet OFDM/SC-FDMA  Higher access bandwidth, new spectrum available W-CDMA W-CDMA W-CDMA 64QAM/MIMO 16QAM/QPSK 16QAM  New subscriber apps 64QAM/MIMO  Lower cost per Mbit transport Shift towards All-IP and flat/mesh topologies IP is the foundation for new multimedia services and multiservice transport
  • 5. What Does LTE Mean to End Users & Service Providers? Performance Impact to End User Impact to Service Provider Improvement INCREASED SPECTRAL  Lower costs – flat fee  Can buy the same amount of spectrum and pump EFFICIENCY pricing more data to users, or less spectrum to maintain Uplink: 2.00-2.25x vs. 3G the same level of data usage Downlink: 1.25x vs. 3G  Reduced cost per bit FASTER SPEEDS  Faster downloads of multi- More ways to splice bandwidth: Uplink: 2.00-2.25x vs. 3G media Same # of users with more bandwidth/user or more  Better experience with users with same bandwidth per user Downlink: 3x vs. 3G Peak rate = 100 Mbps blended services INCREASED VOICE  Better voice quality  Support more voice users CAPACITY 10 MHz: 2x vs. 3G REDUCED LATENCY  Faster reactions when  Can reuse applications across wireless and < 50 ms gaming wireline  Better voice, video  More capacity for VoIP and TCP-based applications telephony Comparisons based on average aggregate performance
  • 6. 3GPP Requirements For LTE  Spectrum efficiency  DL : 3-4 times HSDPA for MIMO(2,2)  UL : 2-3 times E-DCH for MIMO(1,2)  Frequency Spectrum :  Scalable bandwidth : 1.4, 3, 5, 10, 15, 20MHz  To cover all frequencies of IMT-2000: 450 MHz to 2.6 GHz  Peak data rate (scaling linearly with the spectrum allocation)  DL : > 100Mb/s for 20MHz spectrum allocation  UL : > 50Mb/s for 20MHz spectrum allocation  Capacity  200 users for 5MHz, 400 users in larger spectrum allocations (active state)  Latency  C-plane : < 100ms to establish U-plane  U-plane : < 10ms from UE to server  Coverage  Performance targets up to 5km, slight degradation up to 30km  Mobility  LTE is optimized for low speeds 0-15km/h but connection maintained for speeds up to 350 or 500km/h  Handover between 3G & 3G LTE  Real-time < 300ms  Non-real-time < 500ms
  • 7. LTE Key Technologies OFDMA (DL) / SC-FDMA (UL) : Robust modulation in dense environments  Increased spectral efficiency  Simplified Rx design  cheaper UE  Scalable - go beyond 5 MHz limitation MIMO: Increased link capacity  Multiple-input, multiple-output UL& DL  Collaborative MIMO (UL)  Overcome multi-path interference IP Core: flat, scalable Call Servers  Short TTI: 1 ms (2 ms for HSPA) eNode B  Backhaul based on IP / MPLS transport MME High availability Media  Fits with IMS, VoIP, SIP Gateways IP Backbone S/P GW
  • 8. LTE End to End Architecture E-UTRAN EPC Application servers eNode MME MD B Service IP S Multi-standard X2 IP transport backbone User Database backbone eNode S1 B LTE S/P GW Network simplification EPC - Network Simplification C-plane U-plane C-plane U-plane  User Plane : 3 functional entities : eNode B, Serving Gateway and PDN S-GW Gateway (the gateways can be combined into a single physical entity) GGSN P-GW  GGSN  S/P-GW SGSN MME  Control plane :  SGSN  MME (Mobility Management Entity) RNC  RNC  eNode B NodeB eNode B
  • 9. LTE Transforms Wireless Access and Core Networks to All-IP Voice SMS Circuit Switched 2G Core (Voice) Voice GSM Channels EDGE Packet Switched Email 3G Core VPN UMTS Internet 3G Separate Voice / IP Air Channels Separate CS / PS Core Networks UMTS Voice SMS Circuit Switched Core (Voice) 4G Email LTE Packet Switched Core VPN WIMAX Internet Voice SMS/MMS Video VoIP / IMS Telephony Enhanced IP Channel Packet Core (IP) Email Common Evolved (IP) Packet Core VPN Internet IP Video Common Packet (IP) Air Channel End-to-End IP Service Delivery 9 | Technical Sales Forum | May 2008
  • 10. LTE Network Architecture (Non Roaming Case) GERAN SGSN HSS UTRAN S3 S6a S1-MME MME PCRF S4 Rx+ S11 S7 S10 “LTE-Uu” Serving S5 PDN SGi UE EUTRAN Operators IP Services ’ Gateway Gateway (e.g. IMS, PSS etc.) S1-U
  • 11. LTE Network Architecture (Roaming Case Home Routed Traffic)
  • 12. DO-LTE Reference Architecture – Another look All interfaces are IP-based Source: TSG-X.P0057
  • 13. DO-LTE Reference Architecture Gx (S7) H-PDN Home H-PCRF GW Agent HPLMN S2a S9 VPLMN (PMIPv6) V-PDN S8a/b GW Gx MIPv4 (MIPv6) (GTP or S5b PMIPv6) (PMIPv6) S2a V-PCRF Ty Legacy Serving Gxc Gxa PDSN GW S103 S11 HSGW* A10/A11+ A10/A11 S1u (GTP) MME HRPD S101 eRNC * Note: This network element was also known as ePDSN eNodeB MS eBTS Simple IP over HRPD and LTE + Enhanced 835 & MIPv4 (MIPv6) over TS 23.401/402 Standards HRPD
  • 14. LTE Standard Reference Points (1 of 2) S1-MME: Reference point for the control plane protocol between E-UTRAN and MME. S1-U: Reference point between E-UTRAN and Serving GW for the per bearer user plane tunnelling and inter eNodeB path switching during handover. S2a: It provides the user plane with related control and mobility support between trusted non 3GPP IP access and the Gateway. S3: It enables user and bearer information exchange for inter 3GPP access network mobility in idle and/or active state. It is based on Gn reference point as defined between SGSNs. S4: It provides related control and mobility support between GPRS Core and the 3GPP Anchor function of Serving GW and is based on Gn reference point as defined between SGSN and GGSN. In addition, if Direct Tunnel is not established, it provides the user plane tunnelling. S5-PMIP: It provides user plane tunneling and tunnel management between Serving GW and PDN GW. It is used for Serving GW relocation due to UE mobility and in case the Serving GW needs to connect to a non collocated PDN GW for the required PDN connectivity. S6a: This interface is defined between MME and HSS for authentication and authorization. S6c: It is the reference point between PDN Gateway and 3GPP AAA server/proxy for mobility related authentication if needed. This reference point may also be used to retrieve and request storage of mobility parameters. This reference point may also be used to retrieve static QoS profile for a UE for non-3GPP access in case dynamic PCC is not supported.
  • 15. LTE Standard Reference Points (2 of 2) S7: It provides transfer of (QoS) policy and charging rules from PCRF to Policy and Charging Enforcement Point (PCEF) ) in the PDN GW. S7a: It provides transfer of (QoS) policy information from PCRF to the Trusted Non-3GPP accesses. S7b: This interface is not specified within this release of the specification. S7c: It provides transfer of (QoS) policy information from PCRF to the Serving Gateway S8: It is the roaming interface in case of roaming with home routed traffic. It provides the user plane with related control between Gateways in the VPLMN and HPLMN. S9: It provides transfer of (QoS) policy and charging control information between the Home PCRF and the Visited PCRF in order to support local breakout function. In all other roaming scenarios, S9 has functionality to provide dynamic QoS control policies from the HPLMN. S10: This interface is reference point between MMEs for MME relocation and MME to MME information transfer. S11: This interface is reference point between MME and Serving GW. S103-U: This interface is the bearer interface between the EPC Serving Gateway and the HSGW, S101: This interface is the signaling interface between the EPC MME and the evolved HRPD Access Network (eAN/PCF). X2: This interface is for eNodeB to eNodeB handoff.
  • 16. Evolved UTRAN Architecture Key elements of network architecture MME/SGW MME/SGW  No more RNC  RNC layers/functionalities moved to eNB EPC  X2 interface for intra-eNB mobility (i.e. data/context forwarding) S1 S1 S1 S1 S1 eNB Functions  RRM S1  Header compression & E-UTRAN encryption of data streams  UL/DL resource allocation  Paging  BCCH info over the air eNB X2 eNB  MME selection during call X2 X2  Mobility control in eNB LTE_Active state
  • 17. Many-to-Many Relation between MME/SGW & eNBs Benefits MME/SGW MME/SGW  Network sharing  Load balancing  Network robustness EPC S1 S1 S1 S1 S1 S1 E-UTRAN eNB X2 eNB X2 X2 eNB X2
  • 18. S1 Architecture MME/ MME/ MME/ MME/ Key points SAEGW SAEGW SAEGW SAEGW  S1 consists of S1-MME (control traffic) and S1-U S1 (User Traffic)  Flex Architecture for both interfaces S1-U and S1-MME eNB eNB eNB eNB Pool A Pool B 2 entities for control plane: eNB & MME (S1-MME interface) Overlapping region  eNB: UMTS NodeB plus UMTS RNC (RRC, Radio Bearer Management…)  MME: UMTS MM and SM functions 2 entities for user plane: eNB & SGW (S1-U interface)  eNB: UMTS NodeB plus UMTS RNC (PDCP/RLC/MAC…)  SGW: (Serving Gateway) UMTS packet core user plane
  • 19. eNB, MME and SGW Pools •MME Pool •MME Pool A B MME MME MME MME MME MME MME •SGW Pool 1 •SGW Pool 2 SGW SGW SGW SGW SGW •eNB1 •eNB2 •eNB3 •eNB4 •eNB5 •eNB6 •eNB7 •eNB8 •eNB9 •Pool Area •Pool Area X Y
  • 20. Functional Mapping (from TR 25.813) eN B LTE functions in eNode-B I n t e r C e ll R R M  Selection of MME at UE attachment  Routing towards SGW at UE initial access R B C o n tr o l  NAS messaging encapsulated by RRC for tx over radio  Scheduling and transmission of paging messages C o n n e c tio n M o .b ilit y C o n t  Scheduling and transmission of System Information R a d io A d m is s io n C o n t r o l  Dynamic allocation of resources to UEs in both UL and DL e N B M e a su re m e n t MME  Configuration and provision of eNB measurements C o n f ig u r& Pio on v is io n at r  Radio Bearer Control N A S S e c u r it y  Radio Admission Control D y n a m ic R e s o u r c e A llo c a t(S c h e d )u le r io n  Access restrictions in Active state I d le S t a t e M o b ilit y  Connection Mobility Control in LTE_ACTIVE state RRC H a n d lin g  Active mode Handover handling  RRC, header compression, encryption, RLC, MAC, PDCP S A E B e a r e r C o n t r o l PHY  Security of User plane and RRC R LC  Encryption of both in PDCP, integrity check of RRC M AC S e r v in g G a t e w a y  Scheduling and associated QoS handling S1 PHY M o b ilit y A n c h o r in g in t e r n e t
  • 21. MME Functions NAS signalling NAS signalling security S101 – Interface between MME and eRNC for inter-RAT handoffs Inter CN node signalling for mobility between 3GPP access networks (terminating S3) UE Reachability in ECM-IDLE state (including control and execution of paging retransmission) Tracking Area list management PDN GW and Serving GW selection MME selection for handovers with MME change SGSN selection for handovers to 2G or 3G 3GPP access networks Roaming (S6a towards home HSS) Authentication Bearer management functions including dedicated bearer establishment. Lawful Interception of signalling traffic.
  • 22. SGW Functions For each UE associated with the EPS, at a given point of time, there is a single Serving GW. The functions of the Serving GW, for both the GTP-based and the PMIP-based S5/S8, include:  the local Mobility Anchor point for inter-eNodeB handover;  assist the eNodeB reordering function during inter-eNodeB handover by sending one or more "end marker" packets to the source eNodeB immediately after switching the path.  Mobility anchoring for inter-3GPP mobility (terminating S4 and relaying the traffic between 2G/3G system and PDN GW);  ECM-IDLE mode downlink packet buffering and initiation of network triggered service request procedure;  Lawful Interception;  Packet routeing and forwarding;  Transport level packet marking in the uplink and the downlink, e.g. setting the DiffServ Code Point, based on the QCI of the associated EPS bearer;  Accounting on user and QCI granularity for inter-operator charging;  UL and DL charging per UE, PDN, and QCI (e.g. for roaming with home routed traffic)
  • 23. PDN GW Functions If a UE is accessing multiple PDNs, there may be more than one PDN GW for that UE, however a mix of S5/S8 connectivity and Gn/Gp connectivity is not supported for that UE simultaneously. PDN GW functions include for both the GTP-based and the PMIP-based S5/S8:  Per-user based packet filtering (by e.g. deep packet inspection);  Lawful Interception;  UE IP address allocation;  Transport level packet marking in the uplink and downlink, e.g. setting the DiffServ Code Point, based on the QCI of the associated EPS bearer;  UL and DL service level charging as defined in TS 23.203 [6] (e.g. based on SDFs defined by the PCRF, or based on deep packet inspection defined by local policy);  UL and DL service level gating control as defined in TS 23.203 [6];  UL and DL service level rate enforcement as defined in TS 23.203 [6] (e.g. by rate policing/shaping per SDF);  UL and DL rate enforcement based on APN-AMBR (e.g. by rate policing/shaping per aggregate of traffic of all SDFs of the same APN that are associated with Non-GBR QCIs);  DL rate enforcement based on the accumulated MBRs of the aggregate of SDFs with the same GBR QCI(e.g. by rate policing/shaping);  DHCPv4 (server and client) and DHCPv6 (client, relay and server) functions;
  • 24. UE PDN-GW User Plane Protocol Stack for PMIP based S5/S8
  • 25. Mobility Management Entity Interfaces S1-AP is the application protocol between eNodeB and MME SCTP is used to guarantee NAS delivery of signaling messages Non-Access Stratum Protocol between UE and MME supports UE mobility RRC and session management S11 interface between MME and SGW uses GTP-C for bearer set up PDCP 25 | Technical Sales Forum | May 2008
  • 26. SGW & PDN-GW Interfaces S5 interface uses GTP-C for bearer set up between SGW and PDN-GW Control plane protocol stack for PMIP based S5/S8 messages
  • 27. HSGW Functions Terminates S103 from SGW PMIP Mobility Access Gateway (inter LTE-HRPD HO) Bearer binding/flow mapping Simple IP A10/A11+ ROHC Need to show HSGW to PDN- GW protocol stack
  • 28. Future Tutorial Topics  S1-AP  Mobility management  Session Management  Paging Techniques  LTE-LTE Handoff  LTE-eHRPD Handoff  Authentication – AKA Procedure
  • 30. Glossary AAA – Authentication, Authorization, & HSS – Home Subscriber System Accounting IMS – IP Multi-media Subsystems AM – Access Manager LCP – Lucent Control Platform AN – Access Node LMA – Local Mobility Anchor AS – Application Server LTE – Long Term Evolution ASN-GW – Access Service Network GateWay MAG – Mobility Access Gateway AT – Access Terminal MIP – Mobile Internet Protocol ATCA – Advanced Telecommunications MME – Mobility Management Entity Computing Architecture PCRF – Policy Charging Rules Function BTS – Base Transceiver Station PDN GW– Packet Data Network GateWay (H=Home CMIP – Client MIP or V=Visited) DO – CDMA Data Only PDSN – Packet Data Serving Node ENodeB – LTE Base Station (or Cell) PMIP – Proxy MIP PPP – Point to Point Protocol EVDO – Evolution Data Only (CDMA) – see also HRPD ROHC – RObust Header Compression 4G – Fourth Generation SDM – Subscriber DB Manager GPRS – General Packet Radio Service SGW- Signaling GateWay GTP – GPRS Tunneling Protocol SRNC – Serving Radio Network Controller TAS – Telephony Application Server IPSec – IP Security tunnel protocol UMB – Ultra Mobile Broadband HA – Home Agent WiMAX – Worldwide Interoperability of Microwave HRPD – High Rate Packet Data Access HSPD – High Speed Packet Data
  • 31. Specification completion LTE Milestone in 3GPP Standard Evolution Rel’99 Rel’4 Rel’5 Rel’6 Rel’7 Rel’8 3GPP Release UMTS FDD Core Netw. Evolution HSDPA HSPA+ HSUPA DCH up to 2Mbps FDD Multimedia MBMS i.e. MIMO, CPC, DL 64- QAM, UL LTE repeaters sub-system 16-QAM 1.28Mcps TDD RAN#36 RAN#37 RAN#38 RAN#39 RAN#40 RAN#41 (Mar. (Sep. 07) (Dec. 07) (Mar. (Jun. 08) (Sep. 08) 07) 08) RAN1 65% 80% 95% CRs CRs CRs RAN2 20% 60–80% (no ASN.1) 80-95% CRs CRs CRs RAN3 20% 60-80% (no ASN.1) 80-95% CRs CRs CRs RAN4 40% 50-80% 70-95% CRs CRs RAN5 5% 40% 80%
  • 32. Functional Mapping (from TR 25.813) MME Functions eN B Idle mode mobility I n t e r C e ll R R M  Tracking area update R B C o n tr o l  Maintenance of equivalent tracking areas  Idle mode access restrictions C o n n e c tio n M o .b ilit y C o n t  Security Key management R a d io A d m is s io n C o n t r o l  S1-u connection establishment  Idle to active mode transition e N B M e a su re m e n t MME Session management C o n f ig u r& Pio on v is io n at r  RAB and QoS N A S S e c u r it y D y n a m ic R e s o u r c e S1 handling during HO A llo c a t(S c h e d )u le r io n I d le S t a t e M o b ilit y RRC H a n d lin g SAE GW radio related functionality  Idle S1 GTP bearer end point PDCP S A E B e a r e r C o n tr o l  QoS handling & tunnel mgt R LC  S1 path switch during Handover S e r v in g G a t e w a y M AC S1 PHY M o b ilit y A n c h o r in g in t e r n e t
  • 33. RRM Functions (1/3) eN B Inter-Cell Interference Coordination I n t e r C e ll R R M (ICIC):  Managing the radio resources (notably the R B C o n tr o l radio resource blocks) such that inter-cell interference is kept under control C o n n e c tio n M o .b ilit y C o n t Load Balancing (LB): R a d io A d m is s io n C o n t r o l  Influence the traffic load distribution in such a manner that radio resources remain e N B M e a su re m e n t MME highly utilized and the QoS of in-progress C o n f ig u r& Pio on v is io n at r sessions are maintained to the possible N A S S e c u r it y extent (may result in handover decisions) D y n a m ic R e s o u r c e A llo c a t(S c h e d )u le r io n Inter-RAT Radio Resource Management: I d le S t a t e M o b ilit y  In connection with inter-RAT mobility RRC H a n d lin g (taking into account the involved RAT resource situation, UE capabilities & PDCP operator policies) S A E B e a r e r C o n tr o l R LC S e r v in g G a t e w a y M AC S1 PHY M o b ilit y A n c h o r in g in t e r n e t
  • 34. RRM Functions (2/3) eN B Connection Mobility Control (CMC): I n t e r C e ll R R M  Management of radio resources in connection with idle or active mode R B C o n tr o l  Mobility of radio connections: handover decisions based on UE & e-NodeB measurements C o n n e c tio n M o .b ilit y C o n t + potentially: neighbour cell load, traffic distribution, transport & HW resources & operator defined policies R a d io A d m is s io n C o n t r o l Radio Bearer Control (RBC): e N B M e a su re m e n t MME  Establishment, maintenance & release of Radio C o n f ig u r& Pio on v is io n at r Bearers N A S S e c u r it y  Taking into account overall resource situation, D y n a m ic R e s o u r c e QoS requirements of in-progress sessions and of A llo c a t(S c h e d )u le r io n the new service) I d le S t a t e M o b ilit y RRC H a n d lin g Radio Admission Control (RAC):  Admit or reject the establishment requests for PDCP new radio bearers (taking into account overall S A E B e a r e r C o n tr o l resource situation, QoS requirements & priority levels) R LC S e r v in g G a t e w a y M AC S1 PHY M o b ilit y A n c h o r in g in t e r n e t
  • 35. RRM Functions (2/3) eN B Packet Scheduling (PSC) I n t e r C e ll R R M  Allocate/De-allocate resources (including buffer, processing resources & resource R B C o n tr o l blocks) to UP & CP packets including:  Selection of RB, whose packets are to C o n n e c tio n M o .b ilit y C o n t be scheduled  Managing the necessary resources (e.g. R a d io A d m is s io n C o n t r o l power levels, specific resource blocks) e N B M e a su re m e n t MME C o n f ig u r& Pio on v is io n at r N A S S e c u r it y D y n a m ic R e s o u r c e A llo c a t(S c h e d )u le r io n I d le S t a t e M o b ilit y RRC H a n d lin g PDCP S A E B e a r e r C o n tr o l R LC S e r v in g G a t e w a y M AC S1 PHY M o b ilit y A n c h o r in g in t e r n e t
  • 36. LTE-HRPD Interworking 3GPP Standards – Stage 2 TR36.300 defines LTE Radio Access  RAN3 defined the ASN1 (coding) of the S1-AP interface to Packet Core 3GPP Evolved Packet Core (EPC) Architecture  TS 23.401 Specifies MME, SGW, PDN GW  S1-U GTP (eNodeB to SGW bearer)  S1-MME GTP (eNodeB to MME control)  S10 GTP (MME to MME control)  S11 GTP (MME to SGW),  S5a GTP (SGW to Visited PDN-GW),  S8a GTP (SGW to Home PDN-GW),  Gx (S7) Diameter (Home PDN-GW to Home PCRF),  Gxc (S7c) Diameter (SGW to Visited PCRF)  S6a Diameter (MME to HSS)  TS 23.402 EPC Enhancements for non 3GPP networks deploying LTE RAN.  S101 UDP/IP (MME to DO RAN),  S5b PMIPv6 (SGW to VPDN-GW)  S8b PMIPv6 (SGW to Home PDN-GW)  S103 GRE (SGW to HSGW)  S102 A21-like UDP/IP (MME to 3G1x MSC)  3GPP TS 36.300 “Evolved Universal Terrestrial Radio Access Network (E-UTRAN)”  Defines the E-UTRAN Overall Description  Defines X2 – eNodeB to eNodeB Handoff
  • 37. Relevant 3GPP Release 8 Stage 3 Specifications Reference Spec Point Endpoints Usage Protocol WG Reference S1-MME E-UTRAN - MME Session management, mobility management EMM, ESM CT1 24.301 S1-U E-UTRAN - MME User plane tunneling GTP-U CT4, RAN3 29.274 S2a MAG - PDN GW Control and user plane from trusted non-3GPP to PDN GW PMIP CT4 29.275 S2b ePDG - PDN GW Control and user plane from ePDG to PDN GW PMIP CT4 29.275 User plane tunneling and tunnel management between S-GW and S5 (PMIP) S-GW - PDN GW PMIP CT4 29.275 PDN GW. Serving GW relocation S6a MME - HSS Authentication and authorization Diameter CT4 29.272 Authentication, retrieval of mobility parameters (and static QoS S6b PDN GW - 3GPP profile for non-3GPP access if PCC is not used) from 3GPP AAA Diameter CT4 29.273 AAA server or proxy to PDN GW. Authentication and mobility parameters from 3GPP AAA proxy to S- S6c Diameter CT4 29.273 S-GW - 3GPP AAA GW QoS policy and charging rules from PCRF to policy and charging Gx Diameter CT3 29.212 PCRF - PDN GW enforcement point in PDN GW. Based on Gx Trusted non-3GPP- Gxa QoS policy information from PCRF to trusted non-3GPP access Diameter CT3 29.212 PCRF Gxc PCRF - S-GW QoS policy information from PCRF to S-GW Diameter CT3 29.212 Inter-PLMN reference point for control and user plane between S- S8 (GTP) S-GW - PDN GW GW and PDN GW. Inter-PLMN variant of S5, based on Gp. GTP CT4 29.274 Inter-PLMN roaming interface for control and user plane between S8 (PMIP) S-GW - PDN GW PMIP CT4 29.275 S-GW and PDN GW for home routed traffic case QoS policy and charging information from Home PCRF to visited S9 H-PCRF - S-PCRF Diameter CT3 29.125 PCRF S10 MME-MME Reference point between two MMEs for MME relocation GTP CT4 29.274 S11 MME - S-GW Bearer control between MME and S-GW GTP CT4 29.274 Optional reference point for user plane tunneling in direct tunnel S12 UTRAN - S-GW mode is based on Iu-u GTP-U CT4 29.274 SGi PDN GW - PDN Breakout from the PDN GW to packet data network Diameter, Radius CT3 29.061
  • 38. Relevant 3GPP Release 8 Stage 3 Specifications Reference Spec Point Endpoints Usage Protocol WG Reference Rx PDN GW - PCRF Policy and charging information to operator's IP services Diameter CT3 29.214 S14 UE - ANDSF Dynamic provision of network selection information to UE Not defined yet CT1 24,302 ANDSF - Non- Dynamic exchange of information between ANDSF and non-3GPP S15 3GPP access IP access network Not defined yet Trusted non-3GPP - AAA information and mobility and charging information from 3GPP Sta Diameter CT4 29.273 PCRF server or proxy to trusted non-3GPP access Swa untrusted non- AAA information and mobility information from 3GPP server or Diameter CT4 29.273 3GPP - 3GPP AAA proxy to an untrusted non-3GPP access 3GPP AAA proxy - SWd Diameter CT4 29.273 3GPP AAA server Links the AAA proxy to the AAA server via intermediate networks AAA information and mobility parameters from 3GPP AAA proxy or SWm 3GPP AAA - ePDG Diameter CT4 29.273 server to ePDG Untrusted non- SWn PMIP CT4 29.275 3GPP - ePDG Forces the tunneled traffic from the UE towards ePDG UE initiated establishment and tear down of IPSec tunnel. Fast update of IPSec tunnels during handover between two untrusted Swu UE - ePDG non-3GPP accesses IKEv2, MOBIKE CT1 24,302 UE - Access authentication (mandatory for trusted, optional for N.N. trusted/untrusted EAP AKA CT1 24.302 untrusted access) non-3GPP access 3GPP AAA Server - SWx Authentication data from the HSS to 3GPP AAA server Diameter CT4 29.273 HSS Optimized Handover Procedures and Protocols between EUTRAN S101 MME-HRPD AN CT4 29.277 Access and cdma2000 HRPD Access cdma2000 HRPD Optimized Handover Procedures and Protocols between EUTRAN S102 CT4 29.276 access Access and 1xRTT Access cdma2000 1xRTT Optimized Handover Procedures and Protocols between EUTRAN S103 CT4 29.277 access Access and cdma2000 HRPD Access USIM/ME USIM - UE USIM interface T=0 CT6 31.102, 31.111
  • 39. Relevant 3GPP Release 8 Stage 3 Specifications Reference Spec Point Endpoints Usage Protocol WG Reference Cx HSS – CSCF Location management, user data handling, user authentication Diameter CT4 29.228, 29.229 Dx I-SCSCF – SLF Subscription Locator Query, used in conjunction with Cx interface Diameter CT4 29.228, 29.229 Gm UE – P-CSCF Multi-media type services SIP CT1 24.229 ISC S-CSCF – AS Subscription to event notification, convey charging info SIP CT1 24.229 Mw CSCF – CSCF Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 Mg CSCF – MGCF Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 Mr S-CSCF – MRFC Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 Mi Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 CSCF – BGCF Mj BGCF – MGCF Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 Mx CSCF – IBCF Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 Mk BGCF – BGCF Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 Mm CSCF – Ext. IMS Call Control Protocol for use in IP Multimedia CN subsystem SIP, SDP CT1 24.229 Mn MGCF– IMS-MGW Support for PSTN/ISDN emulation as required by ETSI TISPAN H.248 CT4 29.332 Mp MRFC – MRFP Allows MRFC control of media resources provided by MRFP H.248 CT4 29.333 Presence Manage presence information of a user device, service or Various SIP, XCAP CT1 24.141 Ref Points service media Rf AS – CDF Offline Charging reference point Diameter SA5 32.260, 32.299 Ro AS/MRFC – OCS Online Charging reference point Diameter SA5 32.260, 32.299 Sh AS – HSS Data handling, Subscription Notification Diameter CT4 29.328, 29.329 Dh AS – SLF Subscription Locator Query, used in conjunction with Sh interface Diameter CT4 29.328, 29.329 Ut UE – AS Service Configuration Data Manipulation for Supplementary Services XCAP, HTTP CT4 24.423
  • 40. NAS sub-layer performs:  Authentication LTE ARCHITECTURE – Control Plane Layout over S1  Security control  Idle mode mobility handling  Idle mode paging origination UE eNB MME NAS NAS RRC sub-layer performs: RRC RRC  Broadcasting  Paging  Connection Mgt PDCP PDCP  Radio bearer control  Mobility functions  UE measurement reporting & control RLC PDCP sub-layer performs: RLC  Integrity protection & ciphering MAC MAC PHY PHY UE eNode-B MME
  • 41. LTE ARCHITECTURE – Control Plane Layout over S1 UE eNB MME NAS NAS RRC RRC PDCP PDCP RLC RLC MAC MAC PHY PHY UE eNode-B MME
  • 42. LTE ARCHITECTURE – User Plane Layout over S1 UE eNB SAE Gateway PDCP PDCP RLC RLC MAC MAC PHY PHY UE eNode-B SAE
  • 43. LTE ARCHITECTURE – User Plane Layout over S1 Physical sub-layer performs: PDCP sub-layer performs:  DL: ODFMA, UL: SC-FDMA  Header compression  HARQ  Ciphering  UL power control  Multi-stream transmission & reception (i.e. MIMO) UE eNB SAE Gateway RLC sub-layer performs: PDCP PDCP  Transferring upper layer PDUs  In-sequence delivery of PDUs  No error correction through ARQ  Duplicate detection RLC RLC  Flow control  Concatenation/re-assembly of packets MAC sub-layer performs: MAC MAC  Scheduling  Error correction through HARQ  Priority handling across UEs & logical PHY PHY channels  In-sequence delivery of RLC PDUs  Multiplexing/de-multiplexing of RLC radio bearers into/from PhCHs on TrCHs UE eNode-B MME
  • 44. LTE-HRPD Interworking 3GPP Standards – Stage 2 (continued) Three 3GPP2 LTE-HRPD standards documents…  3GPP2 TSG-C C.S0087-0 Inter-working Specification for cdma2000 1x, High Rate Packet Data and Long Term Evolution Systems – eAT new ProtocolIDs and new tunneling-related protocols  TSG-A A.S0022-0 “E-UTRAN-HRPD Connectivity/Interworking: Core Network Aspects”: Based on the existing HRPD IOS specification to support: – A11+ UDP/IP (DO RAN to HSGW) – S101 UDP/IP (DO RAN to MME)  TSG-X.0057 “E-UTRAN-HRPD Connectivity/Interworking: Core Network Aspects” – Defines E-TRAN-eHRPD connectivity and Interworking Architecture – Define HSGW functions and interfaces – S2a PMIP v6 (HSGW to PDN-GW) – Gxa (S7a) Diameter (HSGW to PCRF) – S101 UDP/IP (DO RAN to MME) – S103 GRE (SGW to HSGW)