5. EXECUTIVE SUMMARY STOCK AND BOND MARKET SWINGS To take advantage of changing stock and bond pr CONVERTIBLE BONDS (less expensive to Issuer) CONVERTIBLE UNSUBORDINATED DEBENTURES CALLABLE STOCKS AND BONDS CALLABLE PREFERRED STOCK (good price for your stock)
6.
7. EXECUTIVE SUMMARY HEDGE AGAINST A MOVE N THE STOCK OR BOND MARKET TO PROTECT A MARKET CAP OF A COMPANY PROACTIVE ACTION AGAINST SHORT SELLERS TO ENSURE THAT THE COMPANY RECIEVES THE FEES DUE FOR LOANING OUT STOCK TO BE HELD SHORT PROACTIVE SOLUTION #2 DO NOT CONDUCT PRIVATE PLACEMENTS WITH BANKS AT ARMS LENGTH AND FIND AN INVESTOR WHO WILL HOLD THE STOCK IN A NONMARGIN ACCOUNT STOCK CAN BE DISCOUNTED AND SOLD AT A DISCOUNT TO PENSION FUNDS AND OTHER FUNDS WHO AGREE IN WRITING NTO TO PLACE A LIEN ON THE STOCK ISSUE PROVISIONS 'if loaned against is callable at par value' YOU CAN OFFER THE STOCK AT A
8. Gee I sure am getting a private placement at a big bank for only a small discount. What a Great DEAL!
9. INVESTMENT BANKER: GREAT NOW I RENT OUT THE WHOLE BLOCK TO A SHORT SELLER AND MAKE 7 MORE POINTS IN ADDITION TO THE DISCOUNT! THE ISSUER IS LINING MY POCKETS!
10. ISSUER : WOW MY STOCK PRICE SANK! THE INVESTMENT BANKER ASSURES ME THIS IS JUST DUE TO THE DILUTION OF THE FLOAT, HE IS SO SMART WE WILL GO DO THIS ALL OVER AGAIN
11. BUSINESS BROKER: THESE CEO'S ALWAYS FEED THEIR PRIVATE PLACEMETNS TO THE SHARKS LIKE CHUMS. I THINK I WILL TELL THEM HOW TO NOT REPEAT THIS
12. EXECUTIVE SUMMARY STOCK AND BOND MARKET SWINGS BOND PRICES GO UP SELL BONDS STOCK PRICES GO UP SELL STOCK BOND PRICES GO DOWN BUY BACK BONDS STOCK PRICES DOWN BUY BACK STOCK
![M A STEIN LIC FLA BUSINESS BROKER [email_address] Fax 484 205 32013 EXECUTIVE SUMMARY STOCK AND BOND MARKET SWINGS](https://image.slidesharecdn.com/executivesummary-1226368078233481-9/85/Executive-Summary-1-320.jpg)
