M A STEIN LIC FLA  BUSINESS BROKER [email_address]   Fax  484 205 32013   EXECUTIVE SUMMARY             STOCK AND BOND MAR...
  STEP ONE IS ISSUE STOCKS AND BONDS    AT THE APPROPRIATE TIMES A DOUBLE BARRELED ISSUE  THAT IS NON SIMULTANEOUS     
 
  REFUNDING BOND ISSUES AT MORE FAVOURABLE         INTEREST RATES
EXECUTIVE SUMMARY             STOCK AND BOND MARKET SWINGS   To take advantage of changing stock and bond pr CONVERTIBLE B...
<ul><li>EXECUTIVE SUMMARY     </li></ul><ul><li>        STOCK AND BOND MARKET SWINGS </li></ul><ul><li>  </li></ul><ul><li...
                             EXECUTIVE SUMMARY  HEDGE AGAINST A MOVE N THE STOCK OR BOND MARKET TO PROTECT A MARKET CAP OF...
Gee I sure am getting a private placement at a big bank for only a small discount. What a Great DEAL!  
INVESTMENT BANKER: GREAT  NOW I RENT OUT THE WHOLE BLOCK TO A SHORT SELLER AND MAKE 7 MORE POINTS IN ADDITION TO THE DISCO...
   ISSUER : WOW MY STOCK PRICE SANK! THE INVESTMENT BANKER ASSURES ME THIS IS JUST DUE TO THE DILUTION OF THE FLOAT, HE IS...
   BUSINESS BROKER: THESE CEO'S  ALWAYS FEED THEIR PRIVATE PLACEMETNS TO THE SHARKS LIKE CHUMS. I THINK I WILL TELL THEM H...
                        EXECUTIVE SUMMARY           STOCK AND BOND MARKET SWINGS                            BOND PRICES GO...
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Executive Summary

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Executive Summary

  1. 1. M A STEIN LIC FLA BUSINESS BROKER [email_address]   Fax  484 205 32013 EXECUTIVE SUMMARY          STOCK AND BOND MARKET SWINGS    
  2. 2.   STEP ONE IS ISSUE STOCKS AND BONDS   AT THE APPROPRIATE TIMES A DOUBLE BARRELED ISSUE THAT IS NON SIMULTANEOUS     
  3. 4.   REFUNDING BOND ISSUES AT MORE FAVOURABLE         INTEREST RATES
  4. 5. EXECUTIVE SUMMARY          STOCK AND BOND MARKET SWINGS   To take advantage of changing stock and bond pr CONVERTIBLE BONDS (less expensive to Issuer)   CONVERTIBLE UNSUBORDINATED DEBENTURES   CALLABLE STOCKS AND BONDS   CALLABLE PREFERRED STOCK (good price for your stock)
  5. 6. <ul><li>EXECUTIVE SUMMARY   </li></ul><ul><li>       STOCK AND BOND MARKET SWINGS </li></ul><ul><li>  </li></ul><ul><li>To take advantage of changing stock and bond </li></ul><ul><li>prices Double Barreled Issues of callable </li></ul><ul><li>stocks and bonds. </li></ul><ul><li>  </li></ul><ul><li>CONVERTIBLE BONDS </li></ul><ul><li>  </li></ul><ul><li>  </li></ul><ul><li>CONVERTIBLE UNSUBORDINATED DEBENTURES </li></ul><ul><li>  </li></ul><ul><li>CALLABLE STOCKS AND BONDS </li></ul><ul><li>  </li></ul><ul><li>CALLABLE PREFERRED STOCK </li></ul><ul><li>  </li></ul>
  6. 7.                             EXECUTIVE SUMMARY  HEDGE AGAINST A MOVE N THE STOCK OR BOND MARKET TO PROTECT A MARKET CAP OF A COMPANY   PROACTIVE ACTION AGAINST SHORT SELLERS TO ENSURE THAT THE COMPANY RECIEVES THE FEES DUE FOR LOANING OUT STOCK TO BE HELD SHORT   PROACTIVE SOLUTION #2 DO NOT CONDUCT PRIVATE PLACEMENTS WITH BANKS AT ARMS LENGTH AND FIND AN INVESTOR WHO WILL HOLD THE STOCK IN A NONMARGIN ACCOUNT   STOCK CAN BE DISCOUNTED AND SOLD AT A DISCOUNT TO PENSION FUNDS AND OTHER FUNDS WHO AGREE IN WRITING NTO TO PLACE A LIEN ON THE STOCK   ISSUE PROVISIONS 'if loaned against is callable at par value'               YOU CAN OFFER THE STOCK AT A
  7. 8. Gee I sure am getting a private placement at a big bank for only a small discount. What a Great DEAL!  
  8. 9. INVESTMENT BANKER: GREAT NOW I RENT OUT THE WHOLE BLOCK TO A SHORT SELLER AND MAKE 7 MORE POINTS IN ADDITION TO THE DISCOUNT! THE ISSUER IS LINING MY POCKETS!
  9. 10.   ISSUER : WOW MY STOCK PRICE SANK! THE INVESTMENT BANKER ASSURES ME THIS IS JUST DUE TO THE DILUTION OF THE FLOAT, HE IS SO SMART WE WILL GO DO THIS ALL OVER AGAIN
  10. 11.   BUSINESS BROKER: THESE CEO'S ALWAYS FEED THEIR PRIVATE PLACEMETNS TO THE SHARKS LIKE CHUMS. I THINK I WILL TELL THEM HOW TO NOT REPEAT THIS
  11. 12.                         EXECUTIVE SUMMARY          STOCK AND BOND MARKET SWINGS                           BOND PRICES GO UP                SELL BONDS     STOCK PRICES GO UP              SELL STOCK             BOND PRICES GO DOWN         BUY BACK BONDS   STOCK PRICES DOWN             BUY BACK STOCK       

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