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PATANJALI ASSOCIATES
                                                    Legal Firm & Corporate Advisors




                                 INTRODUCTION



          Patanjali Associates is a Delhi based Law Firm. The Firm’s partners and

associates bring nearly 50 years of combined corporate advisory, legislative,

litigation and regulatory experience to address client needs. Patanjali Associates

has 360 degree understanding of the unique Indian environment and this allows

the firm to offer customized solutions to its client. Hands–on senior

professionals, substantial in-house experience, wide network in the legal

fraternity are part of its credential. The Firm’s primary focus is on creating value

for clients in each of their core practice areas.




      1
PATANJALI ASSOCIATES
                                         Legal Firm & Corporate Advisors




                            VISION



    To develop Patanjali Associates into

    •   organizations excelling in client servicing;

    •   knowledge-based organizations;

    •   clean, hygienic, system oriented organizations;

    •   organizations promoting and foisting growth

        and expansion of its people and clients together

        with self growth;

    •   Honest, ethical, positive and efficient organizations




2
PATANJALI ASSOCIATES
    Legal Firm & Corporate Advisors




3
PATANJALI ASSOCIATES
                                          Legal Firm & Corporate Advisors

                             SERVICES




                          Patanjali Associates
                           Law Firm & Corporate
                              Advisory Firm




                      Company              Legal             Litigation &
Mergers &
                     Secretarial &     Compliances,            Dispute
Acquisitions
                      Regulatory       Audits & Due           Settlement
                       Services          diligence



   4           IPR                                  HR Laws
PATANJALI ASSOCIATES
                                           Legal Firm & Corporate Advisors




                           Patanjali Associates
                            Law Firm & Corporate
                               Advisory Firm




                       Company              Legal             Litigation &
 Mergers &
                      Secretarial &     Compliances,            Dispute
 Acquisitions
                       Regulatory       Audits & Due           Settlement
                        Services          diligence



                IPR                                  HR Laws




Mergers & Acquisition’s



    5
PATANJALI ASSOCIATES
                                                      Legal Firm & Corporate Advisors

  •       Advice on Formulation, Planning & Execution of Outbound & Inbound

          investment models.

  •       Identifying joint venture partners & acquisition vehicles.

  •       Advice and provide legal opinions on Mergers, Demergers, Restructuring,

          strategic alliances & take- over's.

  •       Undertake and assist in procuring regulatory and statutory approvals.

  •       Prepare all transaction related documentation in a time bound manner.

  •       Assist and facilitate the negotiations to consummate the transactions.




Company Secretarial & Regulatory Function

  •       Incorporation of the Companies

  •       Representation before the Foreign Exchange Promotion Board, stock

          exchanges.

  •       Corporate Compliance including          maintenance of statutory records,

          statutory filings & systematic reporting to clients.

  •       To ensure good Corporate Governance.

  •       Services backed by significant in-house experience in large listed and

          multi-national corporate.




Legal Compliances, Audits & Due Diligence Services


      6
PATANJALI ASSOCIATES
                                                    Legal Firm & Corporate Advisors

  •       Comprehensive legal audit under various laws including:

           Corporate Laws,

           Securities Laws,

           Environmental Laws,

           Labor Laws,

           Other general laws

  •       Recommend measures for improving index of legal compliances

  •       Conduct periodic follow-up audits

  •       System to prevent potential legal exposure and mitigate legal risks

  •       Conducting Legal due diligence




Intellectual Property Rights

  •       Advice on

           Registration of Trade Marks & Service Marks

           Registration of copyrights & design

           Assignments & Licensing

  •       Protection of IPR against Civil & Criminal infringement or passing off

  •       Maintenance of records of IPR’s




HR Laws


      7
PATANJALI ASSOCIATES
                                                       Legal Firm & Corporate Advisors

  •       Drafting of employment contract for both domestic & international

          employees.

  •       Advice on Labor statutes including strategies for maintaining industrial

          relations.

  •       Procuring registration under applicable stature & maintenance of records.

  •       System for compliance under labor stature under all India basis.




Litigation & Dispute Settlement Services

  •       Managing litigation at both civil and criminal courts

  •       Instituting and defending complaints at consumer forums

  •       Managing complaints and appeals at quasi-judicial bodies viz. Debt

          Recovery Tribunal

  •       Dedicated lawyers for labor law litigation and consumer courts

  •       Focused legal research, detailed analysis of facts, precise pleadings and

          effective briefing to counsels to protect clients’ interests.




Few of our Clientele:


      8
PATANJALI ASSOCIATES
    Legal Firm & Corporate Advisors




9
PATANJALI ASSOCIATES
                                                     Legal Firm & Corporate Advisors




Recent Key Assignments:

Mergers & Acquisition:

  •        Joint Venture transaction auto components industry, Entertainment

           Company & other business segments.

  •        Negotiating, preparing documentation and advising on allied issues for

           the pharma business sale transaction of a large Indian Industrial house.

  •        Formulated strategy and implemented the transaction for a large real

           estate company in India for proposed investment in US for software

           development.

  •        Completed merger transaction in real estate & auto component sectors.




      10
PATANJALI ASSOCIATES
                                                        Legal Firm & Corporate Advisors

  •        Shareholder agreement and joint venture agreements for Australian

           companies through a back office arrangement for a Singapore based law

           firm.

  •        Private equity Transaction for a media company, auto component

           manufacturing company, specialty magazine company and other clients.

  •        Joint venture agreement and franchise agreement for an Indian client

           engaged in kids wear for their Middle East and China operations.

  •        Formulated and executed the strategy for reorganization of a partnership

           to a corporate entity.




Company Secretarial work:

  •        Advised Indian subsidiary of the world’s largest accounting company on

           all corporate secretarial and in-house counsel functions.

  •        Executing all corporate Secretarial functions for the Indian Subsidiary of a

           Malaysian auto component conglomerate

  •        Performed compliance audit and compliance review for the largest non-

           alcoholic beverage company in the world and provided legal opinions

  •        A legal service for intra-state shift of registered office of two large BPO’s in

           India and thereafter, merger of two companies.

  •        Stock option schemes.



      11
PATANJALI ASSOCIATES
                                                          Legal Firm & Corporate Advisors

  •        Obtaining approval from Foreign Investment Promotion Board for a

           wholly owned subsidiary in India of a Malaysian auto-component

           conglomerate.




Due Diligence:

  •        Legal due diligence for a readymade garment company conducted on

           behalf of strategic private equity investor.

  •        Preparation of statutory compliance manual for a software development

           and services company for its all India network.

  •        Due diligence and preparation of documents for sale of residential

           premises.




Intellectual Property Rights:

  •        Registration of trademarks for several clients including advertising

           agencies, alcoholic beverages companies etc.

  •        Enforcement action for copyright infringement for Media Company and

           Pharma Company.




Documentation



      12
PATANJALI ASSOCIATES
                                                       Legal Firm & Corporate Advisors

  •        Celebrity endorsement contracts for a footwear manufacturing client, and

           a leading sports channel.

  •        Licensing agreements and international distribution agreement for an

           Indian footwear client with Italian and UK companies.

  •        Software development agreement, service agreement, non-disclosure

           agreement and customer contract for US based software Development

           Company.




Real Estate:

  •        Structured, negotiated and executed long term commercial lease for a

           European Multi National engineering conglomerate including preparation

           of Loan agreement, architect contract, interior designer contract, project

           management contract and construction contract.

  •        Prepared memorandum of understanding for formation, consortium for

           submitting bids for development of township in eastern India.

  •        Conduct search for agricultural lands in Northern India for clients.

Taxes:

  •        Appellate litigation in direct tax for a public sector organization



      13
PATANJALI ASSOCIATES
                                              Legal Firm & Corporate Advisors




                       Mr. Kanti Mohan Rustagi

           Mr. Kanti Mohan Rustagi, a member of the International Bar
     Association, London and Bar Council of India has nearly twenty (20) years
     of professional experience.   He is a member of Institute of Company
     Secretaries of India and a qualified Costs and Works Accountant. Prior to
     founding Patanjali Associates, he was Senior Legal Counsel of Coca-Cola
     India and also served on the Board of one of the three Indian subsidiaries
     of Coca-Cola in India. He was a member of the global legal function of the
     Coca-Cola Company.
           He has handled a number of critical assignments for Coca-Cola
     India and most recently was the only legal representative to structure,
     manage and execute the divestment of equity for Coca-Cola in India to
     comply with government directives. In the past, he had set up the bottling
     and marketing subsidiaries for Coca-Cola in India and procured all
     approvals. During his association with Coca-Cola, he managed important
     litigation like cases, relating to tortuous procurement of breach of
     contracts, contractual disputes, criminal litigation for protection of
     company property etc.
           At Patanjali Associates, he has guided setup and led the growth to
     the present size of the Firm. Mr. Rustagi is serving on the board of many
     companies.




14
PATANJALI ASSOCIATES
                                   Legal Firm & Corporate Advisors




                 Contact details



       PATANjALI ASSOCIATES

       Law Firm & Corporate Advisors

     392, Sanskriti Apartments,

     Sector 19B, Dwarka,

     Delhi - 110 075.

     Tel: +91-11- 456 356 17/18,

     Cell: 91- 98 713 06829

     E-mail: kanti.rustagi@patanjaliassociates.com




15

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PATANJALI ASSOCIATES

  • 1. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors INTRODUCTION Patanjali Associates is a Delhi based Law Firm. The Firm’s partners and associates bring nearly 50 years of combined corporate advisory, legislative, litigation and regulatory experience to address client needs. Patanjali Associates has 360 degree understanding of the unique Indian environment and this allows the firm to offer customized solutions to its client. Hands–on senior professionals, substantial in-house experience, wide network in the legal fraternity are part of its credential. The Firm’s primary focus is on creating value for clients in each of their core practice areas. 1
  • 2. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors VISION To develop Patanjali Associates into • organizations excelling in client servicing; • knowledge-based organizations; • clean, hygienic, system oriented organizations; • organizations promoting and foisting growth and expansion of its people and clients together with self growth; • Honest, ethical, positive and efficient organizations 2
  • 3. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors 3
  • 4. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors SERVICES Patanjali Associates Law Firm & Corporate Advisory Firm Company Legal Litigation & Mergers & Secretarial & Compliances, Dispute Acquisitions Regulatory Audits & Due Settlement Services diligence 4 IPR HR Laws
  • 5. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors Patanjali Associates Law Firm & Corporate Advisory Firm Company Legal Litigation & Mergers & Secretarial & Compliances, Dispute Acquisitions Regulatory Audits & Due Settlement Services diligence IPR HR Laws Mergers & Acquisition’s 5
  • 6. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors • Advice on Formulation, Planning & Execution of Outbound & Inbound investment models. • Identifying joint venture partners & acquisition vehicles. • Advice and provide legal opinions on Mergers, Demergers, Restructuring, strategic alliances & take- over's. • Undertake and assist in procuring regulatory and statutory approvals. • Prepare all transaction related documentation in a time bound manner. • Assist and facilitate the negotiations to consummate the transactions. Company Secretarial & Regulatory Function • Incorporation of the Companies • Representation before the Foreign Exchange Promotion Board, stock exchanges. • Corporate Compliance including maintenance of statutory records, statutory filings & systematic reporting to clients. • To ensure good Corporate Governance. • Services backed by significant in-house experience in large listed and multi-national corporate. Legal Compliances, Audits & Due Diligence Services 6
  • 7. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors • Comprehensive legal audit under various laws including:  Corporate Laws,  Securities Laws,  Environmental Laws,  Labor Laws,  Other general laws • Recommend measures for improving index of legal compliances • Conduct periodic follow-up audits • System to prevent potential legal exposure and mitigate legal risks • Conducting Legal due diligence Intellectual Property Rights • Advice on  Registration of Trade Marks & Service Marks  Registration of copyrights & design  Assignments & Licensing • Protection of IPR against Civil & Criminal infringement or passing off • Maintenance of records of IPR’s HR Laws 7
  • 8. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors • Drafting of employment contract for both domestic & international employees. • Advice on Labor statutes including strategies for maintaining industrial relations. • Procuring registration under applicable stature & maintenance of records. • System for compliance under labor stature under all India basis. Litigation & Dispute Settlement Services • Managing litigation at both civil and criminal courts • Instituting and defending complaints at consumer forums • Managing complaints and appeals at quasi-judicial bodies viz. Debt Recovery Tribunal • Dedicated lawyers for labor law litigation and consumer courts • Focused legal research, detailed analysis of facts, precise pleadings and effective briefing to counsels to protect clients’ interests. Few of our Clientele: 8
  • 9. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors 9
  • 10. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors Recent Key Assignments: Mergers & Acquisition: • Joint Venture transaction auto components industry, Entertainment Company & other business segments. • Negotiating, preparing documentation and advising on allied issues for the pharma business sale transaction of a large Indian Industrial house. • Formulated strategy and implemented the transaction for a large real estate company in India for proposed investment in US for software development. • Completed merger transaction in real estate & auto component sectors. 10
  • 11. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors • Shareholder agreement and joint venture agreements for Australian companies through a back office arrangement for a Singapore based law firm. • Private equity Transaction for a media company, auto component manufacturing company, specialty magazine company and other clients. • Joint venture agreement and franchise agreement for an Indian client engaged in kids wear for their Middle East and China operations. • Formulated and executed the strategy for reorganization of a partnership to a corporate entity. Company Secretarial work: • Advised Indian subsidiary of the world’s largest accounting company on all corporate secretarial and in-house counsel functions. • Executing all corporate Secretarial functions for the Indian Subsidiary of a Malaysian auto component conglomerate • Performed compliance audit and compliance review for the largest non- alcoholic beverage company in the world and provided legal opinions • A legal service for intra-state shift of registered office of two large BPO’s in India and thereafter, merger of two companies. • Stock option schemes. 11
  • 12. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors • Obtaining approval from Foreign Investment Promotion Board for a wholly owned subsidiary in India of a Malaysian auto-component conglomerate. Due Diligence: • Legal due diligence for a readymade garment company conducted on behalf of strategic private equity investor. • Preparation of statutory compliance manual for a software development and services company for its all India network. • Due diligence and preparation of documents for sale of residential premises. Intellectual Property Rights: • Registration of trademarks for several clients including advertising agencies, alcoholic beverages companies etc. • Enforcement action for copyright infringement for Media Company and Pharma Company. Documentation 12
  • 13. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors • Celebrity endorsement contracts for a footwear manufacturing client, and a leading sports channel. • Licensing agreements and international distribution agreement for an Indian footwear client with Italian and UK companies. • Software development agreement, service agreement, non-disclosure agreement and customer contract for US based software Development Company. Real Estate: • Structured, negotiated and executed long term commercial lease for a European Multi National engineering conglomerate including preparation of Loan agreement, architect contract, interior designer contract, project management contract and construction contract. • Prepared memorandum of understanding for formation, consortium for submitting bids for development of township in eastern India. • Conduct search for agricultural lands in Northern India for clients. Taxes: • Appellate litigation in direct tax for a public sector organization 13
  • 14. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors Mr. Kanti Mohan Rustagi Mr. Kanti Mohan Rustagi, a member of the International Bar Association, London and Bar Council of India has nearly twenty (20) years of professional experience. He is a member of Institute of Company Secretaries of India and a qualified Costs and Works Accountant. Prior to founding Patanjali Associates, he was Senior Legal Counsel of Coca-Cola India and also served on the Board of one of the three Indian subsidiaries of Coca-Cola in India. He was a member of the global legal function of the Coca-Cola Company. He has handled a number of critical assignments for Coca-Cola India and most recently was the only legal representative to structure, manage and execute the divestment of equity for Coca-Cola in India to comply with government directives. In the past, he had set up the bottling and marketing subsidiaries for Coca-Cola in India and procured all approvals. During his association with Coca-Cola, he managed important litigation like cases, relating to tortuous procurement of breach of contracts, contractual disputes, criminal litigation for protection of company property etc. At Patanjali Associates, he has guided setup and led the growth to the present size of the Firm. Mr. Rustagi is serving on the board of many companies. 14
  • 15. PATANJALI ASSOCIATES Legal Firm & Corporate Advisors Contact details PATANjALI ASSOCIATES Law Firm & Corporate Advisors 392, Sanskriti Apartments, Sector 19B, Dwarka, Delhi - 110 075. Tel: +91-11- 456 356 17/18, Cell: 91- 98 713 06829 E-mail: kanti.rustagi@patanjaliassociates.com 15