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CCHHAAPPTTEERR 
MMoodduullaattiioonn
Chapter Objectives 
• Explain amplitude, frequency and 
phase shift modulation 
• Give an example of a modulation 
technique used in modems 
• Discuss modem standards 
– Communication, compression etc. 
Continued
Continuation of Chapter 
Objectives 
• Differentiate between bps and Baud 
that are units used for measuring 
communication speed 
• Describe analog-to-digital modulation 
• Explain digital-to-digital interface 
• Summarize the different types of signal 
conversions 
– Digital-to-analog, analog-to-digital, analog-to- 
analog and digital-to-digital
Chapter Modules 
• Amplitude modulation 
• Frequency and phase shift modulation 
•Modems and modulation 
• FM modulation in modems 
• Speed of modulated signals 
• Analog-to-digital modulation 
• Digital-to-digital interfacing
Overview 
• Digital-to-analog modulation 
– Computer-to-telephone interface 
• Analog-to-digital modulation 
– Digitization of audio 
• Digital-to-digital interface 
– Computer-to-ISDN interface
Modulation 
Amplitude Modulation
Overview of Modulation 
Serial link 
RS -232 
Computer Modem 
Phone 
Line 
RJ-11 
Digital Analog
Amplitude Modulation (AM) 
1 
0 
1 
0 
Amp. 1 Amp. 2 
1 = Amp. 1 
0 = Amp. 2 
A B
Characteristics of Amplitude 
Modulation 
• Amplitude of the analog signal is 
modulated 
• One amplitude represents a 0 
• Another amplitude represents a 1 
• Frequency remains unchanged in both 
cases 
• Signals that are modulated at one end 
are demodulated at the other end
Usage 
• Amplitude is susceptible to interference 
– This technique in not normally used in 
modems 
• A variation of this technique is used in 
AM radio transmission 
– Analog-to-analog modulation takes place
AM and Radio Transmission 
Modulated Amplitude 
Voice 
Carrier 
Wave
EEnndd ooff MMoodduullee
Module 
Frequency Modulation
Frequency Modulation (FM) 
1 
0 
1 
0 
Freq. 1 Freq. 2 
1 = Frequency F1 
0 = Frequency F2
Characteristics of Frequency 
Modulation 
• Frequency is modulated 
• Frequency f1 
– Represents 1 
• Frequency f2 
– Represents 0 
• The amplitude remains unaltered in 
both cases
Usage 
• Variations in frequency are easy to 
detect 
– They are less susceptible to interference 
• FM and variations of this technique are 
used in modems 
• Easy to implement full duplex 
transmission under FM 
• A variation of the FM technique 
described here is used in FM radio 
transmission
Use of FM in Early Day Modems 
F1 
0 
F2 
1 
F3 
0 
F4 
1 
Voice 
Band- 
Width 
A B 
Full-duplex Communication
Modulation in Modern Day 
Modems 
•Modern day modems may not use the 
FM technique for modulation 
• They may be using a technique known 
as Phase Shift Modulation (or Phase 
Shift Keying)
EEnndd ooff MMoodduullee
Module 
Phase Shift Keying (PSK) 
Modulation
Phase of an Analog Signal 
Y 
Strength 
X 
0 90 180 270 360 
Time Frame
The Concept of Phase Shift 
90 degrees phase shift 
180 degrees phase shift 
0 90 
0 180
Phase Modulation Technique 
1 
0 
90 Degrees 
0 Degree phase shift 
phase shift 
•This is also known as phase shift keying.
Characteristics of Phase Shift 
Modulation 
• Phase is modulated 
• Phase shift of 0 represents a 0 
• Phase shift of 90 degrees represents a 1 
• Both amplitude and frequency remain 
unaltered is both cases 
• Also known as Phase Shift Keying, it is 
used in a number of modern modems 
as well
EEnndd ooff MMoodduullee
Module 
FM Modulation in Modems
Module Objectives 
• Explain the basic concept of modem 
communication 
• Provide an example of frequency 
modulation used in modems 
• Discuss the importance of call mode 
setting 
– Call mode and receive mode settings
Basic Concepts of Modem 
Communication 
F1 
0 
F2 
1 
F3 
0 
F4 
1 
Voice 
Band- 
Width 
A B 
Full-duplex Communication
FM Details 
• Different frequencies are used for 
transmission 
• At node A 
– F1 for 0 
– F2 for 1 
• At node B 
– F3 for 0 
– F4 for 1
Call and Receive Modes 
• Setting for communication 
– Set one side on call mode 
– Set the other side on receive mode 
– The above would ensures proper 
assignment of frequencies
Mode Setting Rule 
• Calling mainframes or on-line services 
– Set the calling computer on call mode 
• In general 
– Set the home computer on the call mode 
• Fortunately, in a number of cases, the 
modems poll and set themselves 
dynamically for communication 
between the receiver and the sender
EEnndd ooff MMoodduullee
Module 
Terms Used in Measuring the 
Communication speed
Overview 
• In general, the terms used for 
measuring speed are bps and Baud 
• The former is being used more widely 
than the latter 
• bps is the accurate measure of the 
speed of communication 
• In the past, Baud was being used 
interchangeable with bps 
– Both are not interchangeable 
• Only in certain circumstances they 
amount to the same
Definition of bps and Baud 
• bps represents the number of bits 
transmitted per second 
• Baud represents the number of times 
the signal changes its state during a 
given period of time
Example Where bps and Baud 
Represent the Same 
1 
0 
F1 F2 
1 Second 
bps = 1 
Baud = 1
Example Where bps and Baud are 
Different 
00 01 10 11 
bps = 2 
Baud = 1 
1 second
Frequency Representation 
Bits Frequency 
00 1 
01 2 
10 3 
11 4
In Summary 
• bps measures the speed of 
communication correctly in bits per 
second 
• Baud indicates he number of times the 
state of a signal changes in one second
EEnndd ooff MMoodduullee
Module 
Modem Standards
Modem Standardization 
• The International body that 
standardizes the modulation technique 
is known as the ITU 
• ITU is also responsible for setting 
standards pertaining to: 
– Error correction 
– Data compression
Sample ITU Specifications 
• Modulation 
– ITU V.34 
• Error correction 
– ITU V.42 
– MNP 5 
• Data compression 
– ITU V.42 bis 
– MNP 2 to 4
Bell Standard and its 
Implications 
• At 1200 bps and below there were two 
standards 
– CCITT (ITU at present) 
– Bell 
• A Bell modem cannot communicate 
with a CCITT modem 
• Bell standard at that time was used 
predominantly in the US 
• Today, all modems fall under the ITU 
specifications
Sample Protocols and Speed 
• V.92 for 56,000 bps 
• V.90 for 56,000 bps 
• V.34 for 28,800 bps 
• V.32 bis for 14,400 bps 
• V.32 for 9,600 bps 
• A high speed modem could also operate at 
the lower speed 
– High speed modems can thus communicate with a 
low speed modems
A Note on the Protocol Used in 
the Faster 56K Modems 
•When the 56K modems were first 
introduced there were two competing 
standards 
• One was the X2 standard proposed by 
US Robotics that is now part of 3Com 
• The competing protocol was knows as 
the Kflex56 standard 
– A joint effort between Lucent and Rockwell
ITU Standard for 56K Modems 
• Both standards have now been 
superceded by the ITU V.90 standard 
• The vendors now produce modems that 
operate under the ITU V.90 protocol 
• The vendors also offer upgrades to the 
older X2 and Kflex modems so that they 
could operate under V.90
In Summary 
• ITU specified protocols with respect to 
modems exist for the following. 
– Modulation 
– Error correction 
– Data compression 
• Different protocols apply to different 
speeds of communication 
• A high speed modem can communicate 
with a low speed modem
EEnndd ooff MMoodduullee
Module 
Analog-to-Digital Mapping
An Overview of Analog-to- 
Digital Modulation 
• Representation of analog signals by 
digital signals is known as analog-to-digital 
modulation 
• Often the digitized information is 
further coded into binary form for 
computer processing 
• Sample applications include the 
encoding of audio for computer 
processing
Steps Involved in the Representation 
of Analog Signals by Digital Signals 
Analog Signals 
PAM or PDM 
PCM 
* See earlier slides for 
details on PAM and PCM 
Computer 
Processing 
Digitize 
Encode
Modulation Techniques 
• Pulse Amplitude Modulation (PAM) 
• Pulse Code Modulation (PCM) 
• Pulse Duration Modulation (PDM)
Pulse Duration Modulation 
110 001 101 
6 1 
5 
Note: pulse duration is proportional to 
The height of the analog wave
Salient Points of Pulse 
Duration Modulation 
• Sample the analog signal at 
predetermined time intervals 
– Sampling rate 
• Generate digital pulses of duration 
proportional to the amplitude of the 
analog signal at the sampling point 
• Encode the information into binary 
form
Reference 
• More information on Asynchronous Transmission
EEnndd ooff MMoodduullee
Module 
Digital-to-Digital Interfacing
Module Objectives 
• Explain the difference between signal 
modulation (conversion) and digital-to-digital 
signal transformation 
• Explain the concept of digital-to-digital 
interfacing using ISDN as an example 
• Provide a summary of the different 
modulation processes
Overview 
• Analog-to-Digital signal conversion requires 
modulation 
• Digital-to-Digital interfacing 
– Requires conversion and not modulation 
– In this case, digital signals are converted 
from one digital format to another digital 
format 
– Hence, the need for an interface unit even 
though the signals at both ends are 
represented in digital form 
• An example is the Computer-to-ISDN link
Digital-to-Digital Interfacing 
Computer ISDN 
Adapter 
Digital 
RS232C 
Digital 
ISDN 
Phone 
Line 
Adapter Converts 
From Computer To 
ISDN Format
Summary of Modulation 
• Digital-to-analog 
– FM used in modems 
• Analog-to-digital 
– PAM and PCM used in the digitization of audio 
• Analog-to-analog 
– AM used in radio transmission 
• Digital-to-digital 
– This is not a modulation process 
– Used by the ISDN interface to the computer 
– Used in DSL communication
EEnndd ooff MMoodduullaattiioonn
EENNDD OOFF CCHHAAPPTTEERR

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Modulation

  • 2. Chapter Objectives • Explain amplitude, frequency and phase shift modulation • Give an example of a modulation technique used in modems • Discuss modem standards – Communication, compression etc. Continued
  • 3. Continuation of Chapter Objectives • Differentiate between bps and Baud that are units used for measuring communication speed • Describe analog-to-digital modulation • Explain digital-to-digital interface • Summarize the different types of signal conversions – Digital-to-analog, analog-to-digital, analog-to- analog and digital-to-digital
  • 4. Chapter Modules • Amplitude modulation • Frequency and phase shift modulation •Modems and modulation • FM modulation in modems • Speed of modulated signals • Analog-to-digital modulation • Digital-to-digital interfacing
  • 5. Overview • Digital-to-analog modulation – Computer-to-telephone interface • Analog-to-digital modulation – Digitization of audio • Digital-to-digital interface – Computer-to-ISDN interface
  • 7. Overview of Modulation Serial link RS -232 Computer Modem Phone Line RJ-11 Digital Analog
  • 8. Amplitude Modulation (AM) 1 0 1 0 Amp. 1 Amp. 2 1 = Amp. 1 0 = Amp. 2 A B
  • 9. Characteristics of Amplitude Modulation • Amplitude of the analog signal is modulated • One amplitude represents a 0 • Another amplitude represents a 1 • Frequency remains unchanged in both cases • Signals that are modulated at one end are demodulated at the other end
  • 10. Usage • Amplitude is susceptible to interference – This technique in not normally used in modems • A variation of this technique is used in AM radio transmission – Analog-to-analog modulation takes place
  • 11. AM and Radio Transmission Modulated Amplitude Voice Carrier Wave
  • 14. Frequency Modulation (FM) 1 0 1 0 Freq. 1 Freq. 2 1 = Frequency F1 0 = Frequency F2
  • 15. Characteristics of Frequency Modulation • Frequency is modulated • Frequency f1 – Represents 1 • Frequency f2 – Represents 0 • The amplitude remains unaltered in both cases
  • 16. Usage • Variations in frequency are easy to detect – They are less susceptible to interference • FM and variations of this technique are used in modems • Easy to implement full duplex transmission under FM • A variation of the FM technique described here is used in FM radio transmission
  • 17. Use of FM in Early Day Modems F1 0 F2 1 F3 0 F4 1 Voice Band- Width A B Full-duplex Communication
  • 18. Modulation in Modern Day Modems •Modern day modems may not use the FM technique for modulation • They may be using a technique known as Phase Shift Modulation (or Phase Shift Keying)
  • 20. Module Phase Shift Keying (PSK) Modulation
  • 21. Phase of an Analog Signal Y Strength X 0 90 180 270 360 Time Frame
  • 22. The Concept of Phase Shift 90 degrees phase shift 180 degrees phase shift 0 90 0 180
  • 23. Phase Modulation Technique 1 0 90 Degrees 0 Degree phase shift phase shift •This is also known as phase shift keying.
  • 24. Characteristics of Phase Shift Modulation • Phase is modulated • Phase shift of 0 represents a 0 • Phase shift of 90 degrees represents a 1 • Both amplitude and frequency remain unaltered is both cases • Also known as Phase Shift Keying, it is used in a number of modern modems as well
  • 26. Module FM Modulation in Modems
  • 27. Module Objectives • Explain the basic concept of modem communication • Provide an example of frequency modulation used in modems • Discuss the importance of call mode setting – Call mode and receive mode settings
  • 28. Basic Concepts of Modem Communication F1 0 F2 1 F3 0 F4 1 Voice Band- Width A B Full-duplex Communication
  • 29. FM Details • Different frequencies are used for transmission • At node A – F1 for 0 – F2 for 1 • At node B – F3 for 0 – F4 for 1
  • 30. Call and Receive Modes • Setting for communication – Set one side on call mode – Set the other side on receive mode – The above would ensures proper assignment of frequencies
  • 31. Mode Setting Rule • Calling mainframes or on-line services – Set the calling computer on call mode • In general – Set the home computer on the call mode • Fortunately, in a number of cases, the modems poll and set themselves dynamically for communication between the receiver and the sender
  • 33. Module Terms Used in Measuring the Communication speed
  • 34. Overview • In general, the terms used for measuring speed are bps and Baud • The former is being used more widely than the latter • bps is the accurate measure of the speed of communication • In the past, Baud was being used interchangeable with bps – Both are not interchangeable • Only in certain circumstances they amount to the same
  • 35. Definition of bps and Baud • bps represents the number of bits transmitted per second • Baud represents the number of times the signal changes its state during a given period of time
  • 36. Example Where bps and Baud Represent the Same 1 0 F1 F2 1 Second bps = 1 Baud = 1
  • 37. Example Where bps and Baud are Different 00 01 10 11 bps = 2 Baud = 1 1 second
  • 38. Frequency Representation Bits Frequency 00 1 01 2 10 3 11 4
  • 39. In Summary • bps measures the speed of communication correctly in bits per second • Baud indicates he number of times the state of a signal changes in one second
  • 42. Modem Standardization • The International body that standardizes the modulation technique is known as the ITU • ITU is also responsible for setting standards pertaining to: – Error correction – Data compression
  • 43. Sample ITU Specifications • Modulation – ITU V.34 • Error correction – ITU V.42 – MNP 5 • Data compression – ITU V.42 bis – MNP 2 to 4
  • 44. Bell Standard and its Implications • At 1200 bps and below there were two standards – CCITT (ITU at present) – Bell • A Bell modem cannot communicate with a CCITT modem • Bell standard at that time was used predominantly in the US • Today, all modems fall under the ITU specifications
  • 45. Sample Protocols and Speed • V.92 for 56,000 bps • V.90 for 56,000 bps • V.34 for 28,800 bps • V.32 bis for 14,400 bps • V.32 for 9,600 bps • A high speed modem could also operate at the lower speed – High speed modems can thus communicate with a low speed modems
  • 46. A Note on the Protocol Used in the Faster 56K Modems •When the 56K modems were first introduced there were two competing standards • One was the X2 standard proposed by US Robotics that is now part of 3Com • The competing protocol was knows as the Kflex56 standard – A joint effort between Lucent and Rockwell
  • 47. ITU Standard for 56K Modems • Both standards have now been superceded by the ITU V.90 standard • The vendors now produce modems that operate under the ITU V.90 protocol • The vendors also offer upgrades to the older X2 and Kflex modems so that they could operate under V.90
  • 48. In Summary • ITU specified protocols with respect to modems exist for the following. – Modulation – Error correction – Data compression • Different protocols apply to different speeds of communication • A high speed modem can communicate with a low speed modem
  • 51. An Overview of Analog-to- Digital Modulation • Representation of analog signals by digital signals is known as analog-to-digital modulation • Often the digitized information is further coded into binary form for computer processing • Sample applications include the encoding of audio for computer processing
  • 52. Steps Involved in the Representation of Analog Signals by Digital Signals Analog Signals PAM or PDM PCM * See earlier slides for details on PAM and PCM Computer Processing Digitize Encode
  • 53. Modulation Techniques • Pulse Amplitude Modulation (PAM) • Pulse Code Modulation (PCM) • Pulse Duration Modulation (PDM)
  • 54. Pulse Duration Modulation 110 001 101 6 1 5 Note: pulse duration is proportional to The height of the analog wave
  • 55. Salient Points of Pulse Duration Modulation • Sample the analog signal at predetermined time intervals – Sampling rate • Generate digital pulses of duration proportional to the amplitude of the analog signal at the sampling point • Encode the information into binary form
  • 56. Reference • More information on Asynchronous Transmission
  • 59. Module Objectives • Explain the difference between signal modulation (conversion) and digital-to-digital signal transformation • Explain the concept of digital-to-digital interfacing using ISDN as an example • Provide a summary of the different modulation processes
  • 60. Overview • Analog-to-Digital signal conversion requires modulation • Digital-to-Digital interfacing – Requires conversion and not modulation – In this case, digital signals are converted from one digital format to another digital format – Hence, the need for an interface unit even though the signals at both ends are represented in digital form • An example is the Computer-to-ISDN link
  • 61. Digital-to-Digital Interfacing Computer ISDN Adapter Digital RS232C Digital ISDN Phone Line Adapter Converts From Computer To ISDN Format
  • 62. Summary of Modulation • Digital-to-analog – FM used in modems • Analog-to-digital – PAM and PCM used in the digitization of audio • Analog-to-analog – AM used in radio transmission • Digital-to-digital – This is not a modulation process – Used by the ISDN interface to the computer – Used in DSL communication