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Situated Meeting
 18/5/2012, UCL

     Huayi
1 Current Investigation Approach
(backward heuristic search)
1 Current Investigation Approach
(contd.)
1 Current Investigation Approach
(contd.)
1 Current Investigation Approach
 FEATURES
        - maximising learning
        - causal inference
        - basically ‘patient centered’ (ie. the chronology of events)

   PROS
    - relatively ‘loose’ algorithm (ie. RCA) enables maximal use of relevant past professional experience
    - relatively few suboptimal/not-quite-right notation constraints
      (eg. the difficulties faced in the classification stage in incident reporting)
    - relatively few predetermined bias for the investigation
    - thus better enabling serendipitous discovery of useful findings

   CONS
    - highly variable investigative outcomes (eg. SUI data, the 2 reports used today)
    - lack of a common perspective of the system to support learning ACROSS multiple incidents
    - hard to be sure about the effectiveness of the particular causal tree used for analysis (ie. WYSIWYF)
    - and as a consequence hard to be sure about the effectiveness of the recommended changes to the system
2 Proposed Investigation Approach



    FEATURES
       - NOT INTENDED TO REPLACE existing approaches,
         but to provide additional systematic support for a particular kind of investigation
       - simple and readily extendable
       - ongoing work.. comments and suggestion very welcome


    INSPIRATIONS
       - Distributed cognition (Hutchins)
        - Forcing functions (Norman)
        - Recent joint work with Paolo (NASA short paper)
2 Proposed Investigation Approach - Scope




           Intended to support reasoning about incidents that are clearly
            due to some kind of information mismatch having occurred


        Aims to provide much greater clarity about information trajectories
        within a system and the system features affecting these trajectories



     Discrepancies between model (ie. investigator beliefs about the system) and reality may be
          leveraged to generate specific further potential relevant causes to
                      investigate (via the cause/system-feature correspondence)
2 Proposed Investigation Approach - Our interpretation of a forcing function




    ‘Door’ example




           1 door with handle                             1 door without handle
                                door_pushed(x)     P(x)
    P(x)
                                ¬ door_pushed(x)
           0                                              0
                           x                                              x
2 Proposed Investigation Approach - Main concepts




      human/non-human
      elements

                                       correctness and consistency
                                       (abstracted into +ve and -ve for now)

       ‘system features’
2 Proposed Investigation Approach - Benefits




        - provides a detailed framework in which useful properties about the entire
          socio-technical system may be systematically formulated and checked

        - suggests in detail where missing relevant system elements and system
          features may/ought to exist
        - potentially allows rational and precise comparison and contrast
          across incidents

        - system models may be built up incrementally and
          used even in a partial state
Vincristine Incident
( admin route information trajectories)
                                                                                  Syringe glass
                                                                                    marking
                                          Pharmacy
                                          technician
                                                                                        Syringe drug
                                                                                           colour

                                    Pharmacy
                                    database              Dr Musuka




                                                                           Unknown
            Syringe            Vincristine        Prescription
         packaging label      syringe label          chart


                                                                 Nurse Vallance
                     Dr Mulhem
                                              Dr Morton


                                              THE PATIENT




                                                                                            EXAMPLES..
Fluorouracil Incident
( rate information trajectories)



                                                    Pharmacy
                                                    technician

                                                                 CPOE
               Another nurse
                                                Pharmacy
                                           information system
                                                                        Prescriber
                   Handwritten
                      MAR
                                                   Pharmacy
                                                     label
            Unknown
                                   RN #2


                                           RN #1


                                           Infusion pump


                                           THE PATIENT


                                                                              EXAMPLES..
Vincristine Incident - the effects of a positive ‘system feature’
( admin route )

                                           Pharmacy
                                           technician



                                     Pharmacy
 SF1: Pharmacy database              database              Dr Musuka
  ‘intrathecal constraint’


                                                                            Unknown
             Syringe            Vincristine        Prescription
          packaging label      syringe label          chart


                                                                  Nurse Vallance
                       Dr Mulhem
                                               Dr Morton


                                               THE PATIENT




                                                                                      EXAMPLES..
Vincristine Incident - the effects of a negative ‘system feature’
( admin route )

                                             Pharmacy
                                             technician


        SF2: Providing intravenous
                                       Pharmacy
      and intrathecal drugs together
                                       database              Dr Musuka
                on demand



                                                                              Unknown
             Syringe              Vincristine        Prescription
         packaging label         syringe label          chart


                                                                    Nurse Vallance
                      Dr Mulhem
                                                 Dr Morton


                                                 THE PATIENT




                                                                                        EXAMPLES..
Fluorouracil Incident - more widespread effects..
( rate )



            SF3: Variability of human               Pharmacy
           information interpretation               technician

                                                                 CPOE
                Another nurse
                                                Pharmacy
                                           information system
                                                                        Prescriber
                    Handwritten
                       MAR
                                                   Pharmacy
                                                     label
            Unknown
                                   RN #2


                                           RN #1


                                           Infusion pump


                                           THE PATIENT


                                                                              EXAMPLES..
Vincristine Incident - ‘unconstrained’ interactions (before AND after applying SF3)
( admin route )

                                          Pharmacy
                                          technician



                                    Pharmacy
                                    database              Dr Musuka




                                                                           Unknown
             Syringe           Vincristine        Prescription
          packaging label     syringe label          chart


                                                                 Nurse Vallance
                      Dr Mulhem
                                              Dr Morton


                                              THE PATIENT




                                                                                     EXAMPLES..
THANK YOU FOR LISTENING..
     QUESTIONS ??

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Situated group hh_18_05_2012

  • 2. 1 Current Investigation Approach (backward heuristic search)
  • 3. 1 Current Investigation Approach (contd.)
  • 4. 1 Current Investigation Approach (contd.)
  • 5. 1 Current Investigation Approach FEATURES - maximising learning - causal inference - basically ‘patient centered’ (ie. the chronology of events) PROS - relatively ‘loose’ algorithm (ie. RCA) enables maximal use of relevant past professional experience - relatively few suboptimal/not-quite-right notation constraints (eg. the difficulties faced in the classification stage in incident reporting) - relatively few predetermined bias for the investigation - thus better enabling serendipitous discovery of useful findings CONS - highly variable investigative outcomes (eg. SUI data, the 2 reports used today) - lack of a common perspective of the system to support learning ACROSS multiple incidents - hard to be sure about the effectiveness of the particular causal tree used for analysis (ie. WYSIWYF) - and as a consequence hard to be sure about the effectiveness of the recommended changes to the system
  • 6. 2 Proposed Investigation Approach FEATURES - NOT INTENDED TO REPLACE existing approaches, but to provide additional systematic support for a particular kind of investigation - simple and readily extendable - ongoing work.. comments and suggestion very welcome INSPIRATIONS - Distributed cognition (Hutchins) - Forcing functions (Norman) - Recent joint work with Paolo (NASA short paper)
  • 7. 2 Proposed Investigation Approach - Scope Intended to support reasoning about incidents that are clearly due to some kind of information mismatch having occurred Aims to provide much greater clarity about information trajectories within a system and the system features affecting these trajectories Discrepancies between model (ie. investigator beliefs about the system) and reality may be leveraged to generate specific further potential relevant causes to investigate (via the cause/system-feature correspondence)
  • 8. 2 Proposed Investigation Approach - Our interpretation of a forcing function ‘Door’ example 1 door with handle 1 door without handle door_pushed(x) P(x) P(x) ¬ door_pushed(x) 0 0 x x
  • 9. 2 Proposed Investigation Approach - Main concepts human/non-human elements correctness and consistency (abstracted into +ve and -ve for now) ‘system features’
  • 10. 2 Proposed Investigation Approach - Benefits - provides a detailed framework in which useful properties about the entire socio-technical system may be systematically formulated and checked - suggests in detail where missing relevant system elements and system features may/ought to exist - potentially allows rational and precise comparison and contrast across incidents - system models may be built up incrementally and used even in a partial state
  • 11. Vincristine Incident ( admin route information trajectories) Syringe glass marking Pharmacy technician Syringe drug colour Pharmacy database Dr Musuka Unknown Syringe Vincristine Prescription packaging label syringe label chart Nurse Vallance Dr Mulhem Dr Morton THE PATIENT EXAMPLES..
  • 12. Fluorouracil Incident ( rate information trajectories) Pharmacy technician CPOE Another nurse Pharmacy information system Prescriber Handwritten MAR Pharmacy label Unknown RN #2 RN #1 Infusion pump THE PATIENT EXAMPLES..
  • 13. Vincristine Incident - the effects of a positive ‘system feature’ ( admin route ) Pharmacy technician Pharmacy SF1: Pharmacy database database Dr Musuka ‘intrathecal constraint’ Unknown Syringe Vincristine Prescription packaging label syringe label chart Nurse Vallance Dr Mulhem Dr Morton THE PATIENT EXAMPLES..
  • 14. Vincristine Incident - the effects of a negative ‘system feature’ ( admin route ) Pharmacy technician SF2: Providing intravenous Pharmacy and intrathecal drugs together database Dr Musuka on demand Unknown Syringe Vincristine Prescription packaging label syringe label chart Nurse Vallance Dr Mulhem Dr Morton THE PATIENT EXAMPLES..
  • 15. Fluorouracil Incident - more widespread effects.. ( rate ) SF3: Variability of human Pharmacy information interpretation technician CPOE Another nurse Pharmacy information system Prescriber Handwritten MAR Pharmacy label Unknown RN #2 RN #1 Infusion pump THE PATIENT EXAMPLES..
  • 16. Vincristine Incident - ‘unconstrained’ interactions (before AND after applying SF3) ( admin route ) Pharmacy technician Pharmacy database Dr Musuka Unknown Syringe Vincristine Prescription packaging label syringe label chart Nurse Vallance Dr Mulhem Dr Morton THE PATIENT EXAMPLES..
  • 17. THANK YOU FOR LISTENING.. QUESTIONS ??

Editor's Notes

  1. - Better title
  2. - More of a conclusion slide..?
  3. - Showing whether utility for information-mismatching cases for Dcog.. (turn assumptions into open questions/explorations)
  4. Not truly independent double check, thus RN #2 links to RN #1. We know that RN #1 was the sole programmer of the pump in this case.* the MAR and the Pharmacy-info-system may have multiple copies signify usage of the system-element at substantially different times (thus values may or may not have potentially have changed…) ..ensures that ‘identities’ are explicitly considered and acknowledged. (merged in this case)
  5. Not forced to access at the same time..Should concentrate on just 1 example..DCog framework -> info. Trajs. -> how forcing functions can combine with this to give clear insight into ways in which the system may be further improved.
  6. - In generally assuming 1 ‘feature’ for another scenario.