Charles Feldman is Professor of Pulmonology and Chief Physician at Charlotte Maxeke Johannesburg Academic Hospital. In this talk given at an ICN Victoria meeting last year, he discusses the alphabet soup that represent pneumonia phenotypes and clarifies what it's all about. His unique perspective on the history behind this incredible relevant topic is well worth hearing and hopefully clarifies some misconceptions.
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Pneumonia Phenotypes by Feldman
1. Pneumonia Phenotypes –Pneumonia Phenotypes –
the Alphabet Soupthe Alphabet Soup
Charles Feldman
Professor of Pulmonology and Chief Physician
Charlotte Maxeke Johannesburg Academic Hospital
University of the Witwatersrand
2. The Alphabet Soup of Pneumonia - TopicsThe Alphabet Soup of Pneumonia - Topics
Community Nosocomial
CAP VAT
CABP VAE
NHAP VAC
HCAP IVAC
HAP VAP
Other
3. Pneumonia occurring >48 hours after endotracheal intubation
Risk factors for MDR bacteria causing VAP
Presence of HCAP or HAP risk factors for MDR
VAP
Pneumonia occurring > 48 hours after hospital admission
Risk factors for MDR bacteria causing HAP
Antibiotic therapy within 90 days of infection
Current hospitalization of ≥5 days
High frequency of antibiotic resistance in community or
specific hospital unit
Immunosuppressive disease of therapy
Presence of HCAP risk factors for MDR
HAP
Anand N et al. Semin Respir Crit Care Med 2009; 30: 3-9
The Alphabet Soup of PneumoniaThe Alphabet Soup of Pneumonia
Pneumonia occurring ≤ 48 hours of hospital admission in
patients who do not meet the criteria for HCAP
CAP
4. First introduced in 1978 by GARB et al
Has become an accepted phenotype
Leading cause of morbidity in nursing home residents
and frequently a terminal event
Most patients have one (89-97%) or more co-morbidities
– especially neurological and/or cardiac
Fewer typical symptoms and confusion common
Frequently more severe – clinical and risk scores
Controversy regarding aetiology, although
pneumococcus is a leading cause and GNB and SA rare
Mortality is higher
NHAP
Klapdor B et al. Eur Respir Monogr 2014; 63: 105-116
The Alphabet Soup of PneumoniaThe Alphabet Soup of Pneumonia
5. Pneumonia occurring ≤48 hours of hospital admission in patients
with ≥1 of the following risk factors for MDR bacteria as cause of
infection:
Hospitalization for ≥ 2 days in acute-care facility within 90 days
of infection
Residence in a nursing home or long-term care facility
Antibiotic therapy, chemotherapy, or wound care within 30 days
of current infection
Haemodialysis treatment at a hospital or clinic
Home infusion therapy or home wound care
Family member with infection due to MDR bacteria
HCAP
The Alphabet Soup of PneumoniaThe Alphabet Soup of Pneumonia
Anand N et al. Semin Respir Crit Care Med 2009; 30: 3-9
6. Included in IDSA/ATS guideline for NP in 2005
Essentially NHAP patients and patients with co-morbid illness
who have hospital contact and antibiotics – greater risk of
MDR pathogens
Based on a few, mainly USA, studies
Not found in subsequent studies in USA, Japan, Korea and
Europe
Recent meta-analysis demonstrated similar mortality when
adjusted for co-morbidity
No link between MDR pathogens and mortality – functional
status more important driver of mortality
Reject as possible phenotype
HCAP
The Alphabet Soup of PneumoniaThe Alphabet Soup of Pneumonia
Klapdor B et al. Eur Respir Monogr 2014; 63: 105-116
7. 0 5 10 15 20 25
Patient mortality
Kolief MH, et al. Chest 2005;128 3854
Micek S, et al. Antimicrob Agents Chemother 2007;51:3568
Carratala J, et al. Arch Intern Med 2007;167 1393
P=0.007
P<0.001
P<0.001
CAP
HCAP
Mortality in Patients with CAP and HCAPMortality in Patients with CAP and HCAP
Anand N et al. Semin Respir Crit Care Med 2009; 30: 3-9
8. Mortality from Multi-drug Resistant Infections
Maybe MDR pathogens represent more
invasive pathogens
Partly related to inappropriate choice of empiric
antibiotic therapy
Partly related to the underlying diseases that
are putting patients at risk of MDR pathogens
that also place them at greater risk of a higher
mortality
9. Proposed Algorithm for HCAP TherapyProposed Algorithm for HCAP Therapy
Severe pneumonia
Assess severity of illness (need for mechanical ventilation, ICU admit)
AND
Presence of risk factors for MDR pathogens (recent antibiotics, recent
hospitalization, poor functional status, immune suppression)
HCAP is present: From a nursing home, recent hospitalization,
haemodialysis, home infusion therapy
No Yes
Group 1 (0 – 1 risks)
Treat for common CAP
pathogens (consider
oral Rx) Quinolone or β-
lactam / macrolides.
Group 2 (≥ 2 risks)
Consider hospital.
Treat for MDR
pathogens with HAP
therapy.
Group 3 (0 risks)
Treat for severe
pneumonia in hospital.
β-lactam PLUS
macrolide or quinolone.
Group 4 (≥ 1 risks)
Treat for MDR
pathogens with HAP
recommendations.
Use 3 drugs.
Brito V et al. Curr Opin Infect Dis 2009; 22: 316-325
21. Characteristics of the Included Studies
CharcteristicsCharcteristics
TotalTotal
DesignDesign
ProspectiveProspective
RetrospectiveRetrospective
Definition of HCAPDefinition of HCAP
ATS/DSA definitionATS/DSA definition
Alternative definitionAlternative definition
GeographyGeography
North AmericaNorth America
EuropeEurope
AsiaAsia
Duration of follow-up for outcome assessmentDuration of follow-up for outcome assessment
In hospitalIn hospital
30 days30 days
UnclearUnclear
Quality assessmentQuality assessment
GoodGood
ModerateModerate
PoorPoor
Number of studiesNumber of studies
2424
99
1515
55
1919
33
99
1212
1111
1111
22
44
1010
1010
Chalmers JD et al. Clin Infect Dis 2014; 58: 330-339
22. COMMUNITY-ACQUIRED
CABP
CAP in the elderly
CAP in the younger patient
CAP in COPD patients
Aspiration pneumonia
Other Considerations
The Alphabet Soup of PneumoniaThe Alphabet Soup of Pneumonia
23. In the ER, CAP should be suspected on the
grounds of typical clinical symptoms/signs
and confirmed with chest radiograph
In elderly and patients with altered mental
state, CAP should be considered even
without typical symptoms
Once diagnosed assessment should be made
of severity – e.g. PSI, CURB-65, CRB-65
According to risk, site of care should be
identified
Assess risk of MDR pathogens
Antibiotic therapy based on severity and MDR
risk
Approach to CAP ManagementApproach to CAP Management
Klapdor B et al. Eur Respir Monogr 2014; 63: 105-116
25. Nasopharyngeal colonizationNasopharyngeal colonization
Background secretionsBackground secretions
Leak around ETT cuffLeak around ETT cuff
ETT BiofilmETT Biofilm
Host lung defensesHost lung defensesBacterial pathogensBacterial pathogens
Colonization
VAT
VAP
Craven DE et al. Clin Infect Dis 2010; 51: S59-S66
26. VAP Rates in Selected CountriesVAP Rates in Selected Countries
20
18
16
14
12
10
MeanVAPsper1000ventilatordays
6
4
2
0
8
USA
M
edical
USA
Surgical
Italy
AustriaScotland
France
Spain
Belgium
IN
ICC
Post-intervention
Klompas M. Curr Opin Infect Dis 2012; 25: 176-182
27. 10.0
9.0
8.0
7.0
6.0
5.0
4.0
3.0
2.0
1.0
0.0
2004 2005 2006 2007 2008 2009
1500
2000
1000
2500
3000
500
0
VAPcasesper1000ventilatordays
NumberofhospitalreportingtoCDC
Surgical ICUs
Medical ICUs
Mean VAP rate
Klompas M. Curr Opin Infect Dis 2012; 25: 176-182
VAP Rates in the USAVAP Rates in the USA
28. New onset of purulent sputum or
change in character of sputum or
increased respiratory secretions
or increased suctioning
requirements
Two of theTwo of the
followingfollowing
New or progressive
and persistent
infiltrate
One of theOne of the
followingfollowing
Two or more serialTwo or more serial
radiographs with at leastradiographs with at least
one of the followingone of the following
New onset of worsening cough or
dyspnea, or tachypnea
Leukopenia (<4000
WBC/µL) or
leukocytosis (>12,000
WBC/ µL )
Consolidation
Rales or bronchial breath sounds
For adults ≥70 years
old, altered mental
status with no other
recognised cause
Cavitation
Worsening gas exchange (e.g.
oxygen desaturation, increased
oxygen requirements, or
increased ventilator demand)
Klompas M. Curr Opin Infect Dis 2012; 25: 176-182
CDC Clinical Definition for VAPCDC Clinical Definition for VAP
Fever (>38°C or
>100.4o
F)
29. Simplified Version of the CPISSimplified Version of the CPIS
ValueValueComponentComponent
Temperature °C
PointsPoints
≥ 36.5 and ≤ 38.4
≥ 38.5 and ≤ 38.9
≥ 39.0 and ≤ 36.0
≥ 4 000 and ≤ 11 000
< 4 000 or > 11 000
Blood leukocytes per mm2
0
1
2
0
1
Few
Moderate
Large
Purulent
Tracheal secretions 0
1
2
+1
> 240 or presence of ARDS
≤ 240 or absence of ARDS
Oxygenation Pao2/Fio2,mm
Mg
0
2
No infiltrate
Patchy or diffuse infiltrate
Localised infiltrate
Chest radiograph 0
1
2
Luna C et al. Crit Care Med 2003; 31: 676-682
30. Diagnostic Accuracy of CPIS: A Meta-analysisDiagnostic Accuracy of CPIS: A Meta-analysis
Detailed evaluation
14
Detailed evaluation
14
Assessed with
QUADAS
15
Assessed with
QUADAS
15
Included in the meta-
analysis
13
Included in the meta-
analysis
13
Potentially relevant papers
retrieved from the databases
19
Potentially relevant papers
retrieved from the databases
19
Excluded based on title
or abstract
5
Excluded based on title
or abstract
5
Excluded irrelevant
10
Excluded irrelevant
10
Additional studies
identified in reference lists
11
Additional studies
identified in reference lists
11
Excluded insufficient
data
2
Excluded insufficient
data
2
Shan J et al. Respiratory Care 2011; 56: 1087-1094
34. VAE Definition Algorithm Summary
Respiratory
status
component
Patient on mechanical ventilation >2 days
Baseline period of stability or improvement, followed by
sustained period of worsening oxygenation
Ventilator-associated condition (VAC)
General evidence of infection/inflammation
Infection-related ventilation-associated complication (IVAC)
Positive or probable VAP
Positive results of microbiological testing
Infection /
inflammation
component
Additional
evidence
No CXR
needed!
After www.cdc.org
35. Did not meetDid not meet
criteriacriteria
n=39n=39
Did not meetDid not meet
criteriacriteria
n=52n=52
Did not meetDid not meet
criteriacriteria
n=76n=76
EnrolledEnrolled
n=10n=10
EnrolledEnrolled
n=39n=39
EnrolledEnrolled
n=43n=43
SurvivorsSurvivors
n=2n=2
NonsurvivorsNonsurvivors
n=10n=10
SurvivorsSurvivors
n=9n=9
NonsurvivorsNonsurvivors
n=6n=6
SurvivorsSurvivors
n=3n=3
Nonsurvivors2nNonsurvivors2n
=2=2
SepsisSepsis
n=259n=259
Respiratory ICURespiratory ICU
n=82n=82
Surgical ICUSurgical ICU
n=91n=91
Emergency ICUEmergency ICU
n=86n=86
VAPVAP
n=12n=12
Non-VAPNon-VAP
n=31n=31
VAPVAP
n=15n=15
Non-VAPNon-VAP
n=24n=24
VAPVAP
n=5n=5
Non-VAPNon-VAP
n=5n=5
Diagnosing VAP in Critically Ill PatientsDiagnosing VAP in Critically Ill Patients
Su L-X et al. Am J Crit Care 2012; 21: e110-e119
36. 1.0
0.8
0.4
0.2
0.0
0.2 0.4 0.6 0.8 1.00.0
Sensitivity
0.6
1-Specificity
0.2 0.4 0.6 0.8 1.00.0
1-Specificity
CPIS WBC
sTREM-1PCT
Ref line
sTREM-1 + CPIS
sTREM-1 + WBC
Ref line
A B
Diagnostic Value in VAPDiagnostic Value in VAP
Su L-X et al. Am J Crit Care 2012; 21: e110-e119
37. 1.0
0.8
Sensitivity
0.2 0.4 0.6 0.8 1.0
1-Specificity
0.6
0.4
0.2
0.0
0.0
PCT + CPIS
CPISPCT
Ref line
Prognostic Value in VAPPrognostic Value in VAP
Su L-X et al. Am J Crit Care 2012; 21: e110-e119
38. Initial Empirical Therapy for VAPInitial Empirical Therapy for VAP
CeftriaxoneCeftriaxone
oror
Levofloxacin, moxifloxacin orLevofloxacin, moxifloxacin or
ciprofloxacinciprofloxacin
oror
Ampicillin/sulbactamAmpicillin/sulbactam
oror
EtrapenemEtrapenem
Antipseudomonal cephalosporin (cefepime,
ceftazidime)
or
Antipseudomonal carbepenem (imipenem
or meropenem)
or
β-lactam/β-lactamase inhibitor (piperacillin-
tazobactam)
plus
Antipseudomonal fluroquinolone
(ciprofloxacin or levofloxacin)
or
Aminoglycoside (amikacin, gentamicin or
tobramyicin)
plus
Linezolid or vancomycin (if risk factors for
MRSA are present)
VAP with no risk factors
for MDR pathogens
VAP with risk factors
for MDR pathogens
Joseph NM et al. Eur J Int Med 2010; 21: 360-368
39. Short course vs. Prolonged Antibiotic TherapyShort course vs. Prolonged Antibiotic Therapy
No. of studiesNo. of studies No. of participantsNo. of participants Statistical methodStatistical method Effect sizeEffect sizeOutcome/ subgroup titleOutcome/ subgroup title
28-day mortality 2 431 Odds Ratio
(M-H, Random, 95% CI)
1.08 (0.66, 1.76)
Recurrence of pneumonia 3 508 Odds Ratio
(M-H, Random, 95% CI)
1.37 (0.87, 2.17)
28-d antibiotic-free days 2 431 Mean Difference
(IV, Random, 95% CI)
4.02 (2.26, 5.78)
ITU mortality 2 107 Odds Ratio
(M-H, Random, 95% CI)
0.85 (0.37, 1.91)
Non-res. of pneumonia 1 77 Odds Ratio
(M-H, Fixed. 95% CI)
0.89 (0.49, 7.40)
In-hospital mortality 1 401 Odds Ratio
(M-H, Fixed, 95% CI)
1.09 (0.71, 1.67)
Recurrence - multi-resistant
organism
1 110 Odds Ratio
(M-H, Fixed. 95% CI)
0.44 (0.21, 0.95)
Duration of ITU stay 2 431 Mean Difference
(IV, Random, 95% CI)
-0.01 (- 2.30, 2.27)
Duration of hospital stay 1 30 Mean Difference
(IV, Fixed, 95% CI)
-1.0 (-4.11, 2.11)
Duration of mech. ventilation 2 107 Mean Difference
(IV, Random, 95% CI)
-0.01 (-0.57, 0.55)
28-day mechanical ventilation-
free days
2 431 Mean Difference
(IV, Random, 95% CI)
0.47 (-0.97, 1.92)
Mortality-associated with VAP 1 77 Mean Difference
(IV, Fixed, 95% CI)
1.0 (-8.85, 10.95)
Pugh R et al. Cochrane Database of Systematic Reviews 2012, Issue 2
40. Pharmacologic-based Strategies for Prevention of VAPPharmacologic-based Strategies for Prevention of VAP
Topical iseganan
Orodigestive decontamination
(topical/topical + IV antibiotics)
Oral chlororohexidine
Aerosolized antibiotics
IV antibiotics
Specific stress ulcer prophylaxis regimen
Short-course antibiotic therapy
(when clinically applicable)
Routine antibiotic cycling/rotation/heterogeneity
Restricted (conservative) blood transfusion
Vaccines (influenza, pneumococcal)
StrategyStrategy
No
No
Yes
Nil
Nil
No
Yes
No
Yes
Yes
RecommendationRecommendation
1
1
1
1
1
1
1
2
2
1
Evidence levelEvidence level
Kollef MH. Surgical Infections 2011; 12: 211-220