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Mental Capacity Act & Deprivation of Liberty case law round up 
•Hillcroft care home 
•Residual liability 
•Inherent Jurisdiction 
•Capacity and DOLS 
•LB Haringey v FG 
•CC v KK
ill treatment or wilful neglect of a person who lacks capacity 
ill treatment of a person with mental disorder 
bailed until 14 November 2012 
possible sentences of up to five years 
care workers arrested for suspected abuse of residents
psychotic, violent & aggressive 
seclusion for up to two weeks in 2001 / 2002 
reduction in number & frequency of medical reviews 
MHA patient at Ashworth
•seclusion policy in contravention to the MHA Code of Practice 
•incompatible with Articles 3 and 8 ECHR
•seclusion policy was lawful 
•Articles 3 and 8 were not breached 
•is there a right to ‘residual liberty’?
•no - Article 5 did not apply
•ECtHR (July 2012) 
•no breach of Article 3
•seclusion could represent a further deprivation of liberty within the meaning of Article 5 
•BUT no general rule that it would in all cases 
•whether or not there has been a further DoL depends on the circumstances of the case
starting point must be the person’s “concrete 
situation and account must be taken of…the type, 
duration, effects and manner of implementation 
of the measure in question” 
ECtHR
these “must apply with greater force” when 
considering whether there has been a further 
deprivation of liberty 
ECtHR
•no breach of Article 5 
•context was considered, as in Austin
“even when he was not in seclusion, he would 
already have been subjected to greater 
restrictions on his liberty than would normally be 
the case for a mental health patient” 
ECtHR
•AND purpose also seems to have been considered…
seclusion, though coercive was “not imposed … as 
a punishment”
“the very purpose of Ashworth hospital is to 
house patients who cannot be reached by 
treatment and whose persistent illness renders 
them predictably dangerous…the aim of seclusion 
… is to contain severely disturbed behaviour which is likely to cause harm to others” 
ECtHR
greater scrutiny where personal 
autonomy is already restricted 
BUT “in accordance with the law” 
safeguards were protected … 
external review 
compulsory seclusion – interfere with the right to private life
2003 - arranged marriage to AA in Bangladesh 
2009 - AA obtained spousal visa 
and entered UK 
fact of marriage came to the attention of the LD team 
interim declarations re: capacity & contact made to protect DD 
DD - British citizen with severe 
learning difficulties
MARRAGE IMAGE 
•DD had no capacity to consent to marriage, sexual relations, understand pregnancy or care for a child
•what formal steps needed to be taken in respect of the marriage? 
•what are the court’s powers?
•the CoP does not have an inherent jurisdiction 
•high court declare the marriage was not recognised in the U.K.– KC v Westminster 
•MCA provisions were not to be imported into this evaluation 
•high court does have to consider whether a declaration was ‘necessary and proportionate’
•the marriage was not recognised as valid in the UK
•effective social services intervention may not have prevented marriage 
•But “there was an effective lack of communication between medical and social services over a number of years” 
•the duty of health and social work professionals
“…unless and until there is any binding authority 
available, courts may be safest in an approach…by 
ascertaining the facts, applying the statutory 
principles and reasoning a conclusion from that, 
and treating each case as one to be decided on its 
own facts” 
LB Haringey v FG & Ors - Hedley J
living in nursing home & expressed a wish to go home 
used the lifeline service approx 1,100 times in 6 months 
Standard Authorisation in place 
numerous capacity assessments ..concluded she lacked capacity 
82 y/o woman - parkinson’s 
& vascular dementia
LA IMAGE 
•clear and articulate 
•understanding and insight into care needs 
•understood the need for support 
•realistic as to physical limitations
LA IMAGE 
•different individuals give different weight to different factors 
•the danger of the ‘protection imperative’
LA IMAGE 
•do not start with a ‘blank canvas’ - what are the options? 
•LA had not identified a complete package of support
LA IMAGE 
•what is the relevant information either way? 
•P doesn't have to be able to weigh up every detail
LA IMAGE 
•‘reason’ and ‘purpose’, as in Cheshire, have to be considered in the light of the decision of the ECtHR in Austin … BUT
“…the right course is to have regard to the 
purpose for a decision as part of the overall 
circumstances and context, but to focus on the 
concrete situation in determining whether the 
objective element is satisfied” 
Baker J
•significant physical restriction due to disability 
•but no more restrictive at nursing home than own home
Points to a deprivation BUT 
•no restraint or sedation 
•door not locked 
•with help, has free access around the nursing home 
•no restrictions on contact
•not the kind of institution associated with DOL 
•a well run nursing home putting the needs of residents first
•part of everyday was spent at home in bungalow “a sign of normality”
•no deprivation of liberty
“… a provisional and very tentative view 
might be that questions of reason, purpose, aim, 
motive and intention are wholly irrelevant to the 
question of whether there is a deprivation of 
liberty….” 
Munby LJ
www.bjlegaltraining.com http://thesmallplaces.blogspot.co.uk/ http://autonomy.essex.ac.uk/ http://www.mentalhealthlaw.co.uk/Main_Page
Mark Barnett | 0121 237 3942 | mark.barnett@brownejacobson.com

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Mental capacity act and dols case law update - Mark Barnett - October 2012

  • 1. Mental Capacity Act & Deprivation of Liberty case law round up •Hillcroft care home •Residual liability •Inherent Jurisdiction •Capacity and DOLS •LB Haringey v FG •CC v KK
  • 2. ill treatment or wilful neglect of a person who lacks capacity ill treatment of a person with mental disorder bailed until 14 November 2012 possible sentences of up to five years care workers arrested for suspected abuse of residents
  • 3. psychotic, violent & aggressive seclusion for up to two weeks in 2001 / 2002 reduction in number & frequency of medical reviews MHA patient at Ashworth
  • 4. •seclusion policy in contravention to the MHA Code of Practice •incompatible with Articles 3 and 8 ECHR
  • 5. •seclusion policy was lawful •Articles 3 and 8 were not breached •is there a right to ‘residual liberty’?
  • 6. •no - Article 5 did not apply
  • 7. •ECtHR (July 2012) •no breach of Article 3
  • 8. •seclusion could represent a further deprivation of liberty within the meaning of Article 5 •BUT no general rule that it would in all cases •whether or not there has been a further DoL depends on the circumstances of the case
  • 9. starting point must be the person’s “concrete situation and account must be taken of…the type, duration, effects and manner of implementation of the measure in question” ECtHR
  • 10. these “must apply with greater force” when considering whether there has been a further deprivation of liberty ECtHR
  • 11. •no breach of Article 5 •context was considered, as in Austin
  • 12. “even when he was not in seclusion, he would already have been subjected to greater restrictions on his liberty than would normally be the case for a mental health patient” ECtHR
  • 13. •AND purpose also seems to have been considered…
  • 14. seclusion, though coercive was “not imposed … as a punishment”
  • 15. “the very purpose of Ashworth hospital is to house patients who cannot be reached by treatment and whose persistent illness renders them predictably dangerous…the aim of seclusion … is to contain severely disturbed behaviour which is likely to cause harm to others” ECtHR
  • 16. greater scrutiny where personal autonomy is already restricted BUT “in accordance with the law” safeguards were protected … external review compulsory seclusion – interfere with the right to private life
  • 17.
  • 18.
  • 19. 2003 - arranged marriage to AA in Bangladesh 2009 - AA obtained spousal visa and entered UK fact of marriage came to the attention of the LD team interim declarations re: capacity & contact made to protect DD DD - British citizen with severe learning difficulties
  • 20. MARRAGE IMAGE •DD had no capacity to consent to marriage, sexual relations, understand pregnancy or care for a child
  • 21. •what formal steps needed to be taken in respect of the marriage? •what are the court’s powers?
  • 22. •the CoP does not have an inherent jurisdiction •high court declare the marriage was not recognised in the U.K.– KC v Westminster •MCA provisions were not to be imported into this evaluation •high court does have to consider whether a declaration was ‘necessary and proportionate’
  • 23. •the marriage was not recognised as valid in the UK
  • 24. •effective social services intervention may not have prevented marriage •But “there was an effective lack of communication between medical and social services over a number of years” •the duty of health and social work professionals
  • 25. “…unless and until there is any binding authority available, courts may be safest in an approach…by ascertaining the facts, applying the statutory principles and reasoning a conclusion from that, and treating each case as one to be decided on its own facts” LB Haringey v FG & Ors - Hedley J
  • 26. living in nursing home & expressed a wish to go home used the lifeline service approx 1,100 times in 6 months Standard Authorisation in place numerous capacity assessments ..concluded she lacked capacity 82 y/o woman - parkinson’s & vascular dementia
  • 27. LA IMAGE •clear and articulate •understanding and insight into care needs •understood the need for support •realistic as to physical limitations
  • 28. LA IMAGE •different individuals give different weight to different factors •the danger of the ‘protection imperative’
  • 29. LA IMAGE •do not start with a ‘blank canvas’ - what are the options? •LA had not identified a complete package of support
  • 30. LA IMAGE •what is the relevant information either way? •P doesn't have to be able to weigh up every detail
  • 31. LA IMAGE •‘reason’ and ‘purpose’, as in Cheshire, have to be considered in the light of the decision of the ECtHR in Austin … BUT
  • 32. “…the right course is to have regard to the purpose for a decision as part of the overall circumstances and context, but to focus on the concrete situation in determining whether the objective element is satisfied” Baker J
  • 33. •significant physical restriction due to disability •but no more restrictive at nursing home than own home
  • 34. Points to a deprivation BUT •no restraint or sedation •door not locked •with help, has free access around the nursing home •no restrictions on contact
  • 35. •not the kind of institution associated with DOL •a well run nursing home putting the needs of residents first
  • 36. •part of everyday was spent at home in bungalow “a sign of normality”
  • 38. “… a provisional and very tentative view might be that questions of reason, purpose, aim, motive and intention are wholly irrelevant to the question of whether there is a deprivation of liberty….” Munby LJ
  • 40. Mark Barnett | 0121 237 3942 | mark.barnett@brownejacobson.com