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MedicReS  Good  Biosta/s/cal  &  Publica/on  Prac/ce  
in  Cancer  Research  with  "Real  World  Data"    
February  13  -­‐  14,  2017  VIENNA  
Comparison	
  of	
  Outcomes	
  Among	
  Cancer	
  Pa4ents	
  with	
  Mul4ple	
  Covariates:	
  Using	
  
Logis4c	
  Regression	
  and	
  Cox	
  Regression	
  	
  
Nicholas	
  P.	
  Jewell,	
  PhD	
  Professor	
  of	
  Biosta4s4cs	
  and	
  Sta4s4cs.	
  	
  
University	
  	
  of	
  California	
  Berkeley	
  
Natural  History  Schema/c  Illness-­‐Death  Model  

Time%
Origin%
(t"="0)%
Disease%
Ini2a2on%
Disease%
Expression%
Death%
Can be many stages between Initiation and Expression
Many similar schematics in different fields
Disease  Ini/a/on/Expression
•  Disease	
  ini4a4on	
  studies:	
  epidemiological	
  inves4ga4on	
  of	
  risk	
  factors	
  
for	
  cancer	
  incidence	
  
•  Cohort	
  or	
  case-­‐control	
  observa4onal	
  studies	
  of	
  cumula4ve	
  incidence	
  
•  Case-­‐control	
  studies	
  require	
  use	
  of	
  odds	
  ra4os	
  (not	
  rela4ve	
  risks)	
  
•  Ignores	
  dynamic	
  of	
  popula4on	
  and	
  disease	
  incidence	
  within	
  risk	
  interval	
  
•  Disease	
  expression	
  studies	
  
•  Randomized	
  clinical	
  trials	
  
•  OPen	
  (right)	
  censoring	
  
•  Use	
  4me-­‐to-­‐event	
  models	
  (e.g.	
  propor4onal	
  hazards	
  models)	
  
	
  
Cumula/ve  Incidence  Propor/ons
	
  	
  	
  Interval	
  at	
  risk	
  
•  Need	
  4me	
  origin	
  and	
  endpoint	
  
•  Need	
  4me	
  scale	
  (age,	
  exposure	
  4me,	
  4me	
  since	
  diagnosis,	
  no.	
  of	
  contacts,	
  etc)	
  
•  Need	
  defini4on	
  of	
  incidence	
  (incidence	
  preferable	
  to	
  prevalence)	
  or	
  endpoint	
  (e.g.	
  death)	
  
during	
  interval	
  
•  Need	
  defini4on	
  of	
  target	
  popula4on	
  at	
  risk	
  at	
  the	
  origin	
  (last	
  part	
  arbitrary	
  but	
  conven4onal)	
  
•  Incidence	
  propor4on	
  is	
  frac4on	
  of	
  at	
  risk	
  popula4on	
  who	
  experience	
  D	
  during	
  risk	
  interval	
  	
  I	
  
or	
  P(D)	
  
•  I(t)	
  	
  is	
  incident	
  propor4on	
  over	
  interval	
  [0,	
  t]	
  ;	
  S(t)	
  =	
  1-­‐I(t)	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Survival	
  Frac9on	
  (Func9on)	
  
	
  
Time	
  =	
  0	
   Time	
  =	
  T	
  	
  	
  	
  	
  	
  	
  	
  D	
  
Mortality  Risk  Calcula/ons  for  Cervical  Cancer  
Wider	
  Racial	
  Gap	
  Found	
  in	
  Cervical	
  Cancer	
  Deaths	
  
By	
  JAN	
  HOFFMAN	
  JAN.	
  23,	
  2017	
  (New	
  York	
  Times)	
  
In	
  the	
  new	
  analysis,	
  the	
  mortality	
  rate	
  for	
  black	
  women	
  was	
  10.1	
  per	
  100,000.	
  For	
  white	
  women,	
  it	
  is	
  4.7	
  per	
  100,000.	
  
	
  
Previous	
  studies	
  had	
  put	
  those	
  figures	
  at	
  5.7	
  and	
  3.2.	
  
	
  
The	
  new	
  rates	
  do	
  not	
  reflect	
  a	
  rise	
  in	
  the	
  number	
  of	
  deaths,	
  which	
  recent	
  es4mates	
  put	
  at	
  more	
  than	
  4,000	
  a	
  year	
  in	
  the	
  United	
  
States.	
  Instead,	
  the	
  figures	
  come	
  from	
  a	
  re-­‐examina4on	
  of	
  exis4ng	
  numbers,	
  in	
  an	
  adjusted	
  context.	
  
	
  
Typically,	
  death	
  rates	
  for	
  cervical	
  cancer	
  are	
  calculated	
  by	
  assessing	
  the	
  number	
  of	
  women	
  who	
  die	
  from	
  a	
  disease	
  against	
  the	
  
general	
  popula4on	
  at	
  risk	
  for	
  it.	
  But	
  these	
  epidemiologists,	
  who	
  looked	
  at	
  health	
  data	
  from	
  2000	
  to	
  2012,	
  also	
  excluded	
  women	
  
who	
  had	
  had	
  hysterectomies	
  from	
  that	
  larger	
  popula4on.	
  A	
  hysterectomy	
  almost	
  always	
  removes	
  the	
  cervix,	
  and	
  thus	
  the	
  
possibility	
  that	
  a	
  woman	
  will	
  develop	
  cervical	
  cancer.	
  
	
  
“We	
  don’t	
  include	
  men	
  in	
  our	
  calcula4on	
  because	
  they	
  are	
  not	
  at	
  risk	
  for	
  cervical	
  cancer	
  and	
  by	
  the	
  same	
  measure,	
  we	
  shouldn’t	
  
include	
  women	
  who	
  don’t	
  have	
  a	
  cervix,”	
  said	
  Anne	
  F.	
  Rositch,	
  the	
  lead	
  author	
  and	
  an	
  assistant	
  professor	
  of	
  epidemiology	
  at	
  the	
  
Johns	
  Hopkins	
  Bloomberg	
  School	
  of	
  Public	
  Health.	
  “If	
  we	
  want	
  to	
  look	
  at	
  how	
  well	
  our	
  programs	
  are	
  doing,	
  we	
  have	
  to	
  look	
  at	
  the	
  
women	
  we’re	
  targe4ng.”	
  
Incidence  Rates
•  Interval	
  at	
  risk	
  
•  People	
  entering	
  and	
  leaving	
  during	
  the	
  period	
  of	
  risk	
  –	
  not	
  observed	
  for	
  en4re	
  
interval	
  	
  
•  (Average)	
  Incidence	
  Rate	
  (over	
  4me	
  interval)	
  =	
  #D/cum.	
  9me	
  at	
  risk	
  
•  What	
  if	
  incidence	
  changes	
  substan4ally	
  over	
  4me	
  interval,	
  and/or	
  
observa4on	
  window	
  changes	
  	
  
•  Divide	
  interval	
  into	
  2,	
  then	
  4,	
  then	
  8,	
  then	
  	
  .	
  .	
  .	
  	
  intervals	
  etc.	
  
•  Plot	
  of	
  incidence	
  rate	
  against	
  midpoint	
  of	
  interval	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  hazard	
  func4on	
  	
  h(t)	
  
	
  
Time	
  =	
  0	
   Time	
  =	
  T	
  
Survival	
  Func4on	
  (1-­‐I(t))	
  for	
  Caucasian	
  Males	
  
in	
  California	
  in	
  1980	
  
Hazard	
  Func4on	
  for	
  Caucasian	
  Males	
  	
  
in	
  California	
  in	
  1980	
  
Measures  of  Associa/on  :  Outcomes  with  
Exposure  or  Treatment
•  Rela4ve	
  Risk	
  	
  
•  Odds	
  Ra4o	
  
•  OR	
  and	
  RR	
  are	
  very	
  similar	
  if	
  risks	
  P(D|E),	
  etc.	
  are	
  small	
  
•  OR	
  is	
  symmetric	
  	
  in	
  roles	
  of	
  D	
  and	
  E	
  
)|(
)|(
EnotDP
EDP
RR =
OR =
P(D | E)
P(notD | E)
P(D | notE)
P(notD | notE)
Rela/ve  Hazard
•  Rela4ve	
  Hazard	
  (Hazard	
  Ra4o)	
  
•  If	
  HR	
  does	
  not	
  depend	
  on	
  t	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  propor4onal	
  hazards	
  	
  	
  	
  
•  Also	
  similar	
  to	
  RR	
  and	
  OR	
  	
  with	
  	
  
	
  	
  	
  propor4onal	
  hazards	
  
HR =
hE (t)
hE (t)
RH	
  
RR	
  
OR	
  
2  x  2  Table  Nota/on
Disease/Outcome	
  Status	
  
D	
   Not	
  D	
  
Exposure/
Treatment	
  
	
  
E	
   a	
   b	
   a+b	
  
Not	
  E	
   c	
   d	
   c+d	
  
a+c	
   b+d	
  
n	
  
	
  
bc
ad
dcd
dcc
bab
baa
RO =
!
"
#
$
%
&
+
+
!
"
#
$
%
&
+
+
=
)/(
)/(
)/(
)/(
ˆ
Case-­‐Control  Study  of  Pancrea/c  Cancer
Pancrea2c	
  Cancer	
  Incidence	
  
Cases	
   Controls	
  
Coffee	
  Drinking	
   Yes	
   347	
   555	
   902	
  
No	
   20	
   88	
   108	
  
367	
   643	
   1010	
  
75.2
20555
88347ˆ =
×
×
=RO
Sampling  Distribu/ons  of  Odds  Ra/os
Not	
  Normal-­‐-­‐skewed	
   log	
  scale–	
  not	
  skewed	
  
Use	
  log	
  scale	
  for	
  inference	
  
Case-­‐Control  Study  of  Pancrea/c  Cancer
Pancrea2c	
  Cancer	
  Incidence	
  
Cases	
   Controls	
  
Coffee	
  Drinking	
   Yes	
   347	
   555	
   902	
  
No	
   20	
   88	
   108	
  
367	
   643	
   1010	
  
75.2
20555
88347ˆ =
×
×
=RO log(O ˆR) = log(2.75) =1.01
vˆar log(O ˆR)( )=
1
347
+
1
555
+
1
20
+
1
88
= 0.066
95% CI for log(OR): 1.01±1.96 0.066 = (0.508, 1.516)
95% CI for OR: e1.01±1.96 0.066
= (e0.508
,e1.516
) = (1.66, 4.55)
Confounding/Adjustment
C	
  
E	
   D	
  
?	
  
Condi4ons	
  for	
  confounding	
  
•  C	
  must	
  cause	
  D	
  
•  C	
  must	
  caused	
  E	
  
Stra4fy	
  by	
  levels	
  of	
  C	
  
•  Assume	
  OR	
  is	
  same	
  at	
  each	
  level	
  	
  
	
  (no	
  interac4on	
  or	
  effect	
  modifica4on)	
  
Logis/c  Regression
log
px
1− px
"
#
$
%
&
' = log odds for D | X = x( )= a + bx
px =
1
1+e−(a+bx)
≡
ea+bx
1+ea+bx
eb1	
  =	
  OR	
  associated	
  with	
  unit	
  increase	
  in	
  X1,	
  holding	
  X2	
  fixed	
  (think	
  stra4fica4on)	
  
Think,	
  e.g.,	
  D	
  =	
  breast	
  cancer,	
  X1	
  =	
  age	
  at	
  menarche,	
  X2	
  =	
  parity	
  
log
p0,K,0
1− p0,K,0
!
"
##
$
%
&& = a
log
px1+1,x2,K,xk
/ (1− px1+1,x2,K,xk
)
px1,x2,K,xk
/ (1− px1,x2,K,xk
)
!
"
##
$
%
&& = log px1+1,x2,K,xk
/ (1− px1+1,x2,K,xk
)( )− log px1,x2,K,xk
/ (1− px1,x2,K,xk
)( )
= a + b1(x1 +1)+ b2 x2 +L+ bk xk[ ]− a + b1x1 + b2 x2 +L+ bk xk[ ]= b1
Mul/ple  Logis/c  Regression
eb	
  =	
  OR	
  associated	
  with	
  unit	
  increase	
  in	
  X	
  (i.e	
  exposure	
  E)	
  
log
px1,K,xk
1− px1,K,xk
"
#
$$
%
&
'' = log odds for D | X1 = x1,K, Xk = xk( )
= a + b1x1 + b2 x2 +L+ bk xk
px1,K,xk
=
1
1+e−(a+b1x1+b2x2+L+bk xk )
≡
ea+b1x1+b2x2+L+bk xk
1+ea+b1x1+b2x2+L+bk xk
Pancrea/c  Cancer  example:  Logis/c  
Regression  Models
X =
1 Coffee drinker ( ≥1 cups/day)
0 Coffee abstainer (0 cups/day)
"
#
$
%$
Y =
1 Female
0 Male
!
"
#
Model	
   Parameter	
   Es2mate	
   SD	
   OR	
   P-­‐value	
  
b	
   1.012	
   0.257	
   2.751	
   <	
  0.001	
  
b	
   0.957	
   0.258	
   2.603	
   <	
  0.001	
  
c	
   -­‐0.406	
   0.133	
   0.667	
   0.002	
  
bxapp +=- )1/log(
cybxa
pp
++
=- )1/log(
Time  to  Event  Analysis—the  Propor/onal  
Hazards  (Cox)  Model
Kaplan-Meier survival estimate
analysis time
0 1000 2000 3000 4000
.880806
1
Western	
  Collabora4ve	
  Group	
  Study	
  of	
  CHD	
  in	
  men	
  
Es4mate	
  of	
  Survival	
  Frac4on	
  (Func4on)	
  
•  S(t)	
  =	
  1-­‐I(t)	
  
Handles	
  different	
  follow-­‐up	
  periods	
  	
  
straigthforwardly—right-­‐censoring	
  	
  
(can	
  also	
  handle	
  delayed	
  entry)	
  
Comparing  Survival  Func/ons
Kaplan-Meier survival estimates, by dibpat0
analysis time
0 1000 2000 3000 4000
.835189
1
dibpat0 0
dibpat0 1
Type	
  B	
  
Type	
  A	
  
Propor/onal  Hazards  
RH(t) =
h1(t)
h0 (t)
= K
Logis4c	
  Regression	
  
	
  
	
  
log(OR : X1vs X0 ) = b(X1 − X0 )
Cox	
  Propor4onal	
  Hazards	
  Model	
  
	
  
	
  
log(RH : X1vs X0 ) = c(X1 − X0 )
h(T | X) = h0 (t)ecX
ec	
  is	
  the	
  Hazard	
  Ra4o	
  associated	
  with	
  	
  
unit	
  increase	
  in	
  X	
  
WCGS:  Logis/c  Regression  Fit
.	
  logit	
  chd69	
  diage	
  disbp	
  dismoke	
  dichol	
  dibpat0	
  
	
  	
  	
  	
  ------------------------------------------------------------------------------
chd69	
  	
  	
  |	
  	
  	
  	
  	
  	
  	
  Coef.	
  	
  	
  	
  	
  	
  	
  Std.	
  Err.	
  	
  	
  	
  	
  	
  	
  z	
  	
  	
  	
  	
  	
  	
  	
  P>|z|	
  	
  	
  	
  	
  [95%	
  Conf.	
  Interval]	
  
	
  	
  	
  	
  	
  	
  diage	
  	
  |	
  	
  	
  .5370678	
  	
  	
  .1367423	
  	
  	
  	
  	
  3.93	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .2690577	
  	
  	
  	
  .8050778	
  
	
  	
  	
  	
  	
  	
  disbp	
  	
  |	
  	
  	
  	
  .733672	
  	
  	
  .1464785	
  	
  	
  	
  	
  	
  5.01	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .4465794	
  	
  	
  	
  1.020765	
  
	
  	
  dismoke	
  |	
  	
  	
  .5510715	
  	
  	
  .1372644	
  	
  	
  	
  	
  4.01	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .2820382	
  	
  	
  	
  .8201049	
  
	
  	
  	
  	
  	
  dichol	
  |	
  	
  	
  .9433532	
  	
  	
  .1495272	
  	
  	
  	
  	
  	
  6.31	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .6502853	
  	
  	
  	
  1.236421	
  
	
  	
  	
  dibpat0	
  |	
  	
  	
  .7612871	
  	
  	
  .1430818	
  	
  	
  	
  	
  	
  5.32	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .4808519	
  	
  	
  	
  1.041722	
  
	
  	
  	
  	
  	
  	
  _cons	
  |	
  	
  -­‐4.402261	
  	
  	
  .2058241	
  	
  	
  -­‐21.39	
  	
  	
  0.000	
  	
  	
  	
  -­‐4.805668	
  	
  	
  -­‐3.998853	
  
------------------------------------------------------------------------------ logit chd69 diage disbp dismoke dichol dibpat0, or
------------------------------------------------------------------------------
chd69 | Odds Ratio Std. Err. z P>|z| [95% Conf. Interval]
-------------+----------------------------------------------------------------
diage | 1.710982 .2339637 3.93 0.000 1.308731 2.23687
disbp | 2.082714 .305073 5.01 0.000 1.562957 2.775316
dismoke | 1.735111 .2381691 4.01 0.000 1.325829 2.270738
dichol | 2.56858 .3840724 6.31 0.000 1.916087 3.443268
dibpat0 | 2.14103 .3063425 5.32 0.000 1.617452 2.834094
------------------------------------------------------------------------------
In	
  terms	
  of	
  Odds	
  Ra4os	
  
Dichotomous	
  measure	
  of	
  age,	
  blood	
  pressure,	
  smoking,	
  
Serum	
  cholesterol,	
  behavior	
  type	
  
WCGS:  Propor/onal  Hazards  Model  Fit
In	
  terms	
  of	
  Rela4ve	
  Hazards	
  
Dichotomous	
  measure	
  of	
  age,	
  blood	
  pressure,	
  smoking,	
  
Serum	
  cholesterol,	
  behavior	
  type	
  
	
  stcox	
  diage	
  disbp	
  dismoke	
  dichol	
  dibpat0,	
  nohr	
  
	
  
------------------------------------------------------------------------------	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Coef.	
  	
  	
  	
  	
  	
  	
  	
  Std.	
  Err.	
  	
  	
  	
  	
  	
  	
  z	
  	
  	
  	
  	
  	
  	
  P>|z|	
  	
  	
  	
  	
  [95%	
  Conf.	
  Interval]	
  
	
  
	
  	
  	
  	
  	
  	
  	
  diage	
  |	
  	
  	
  .5273534	
  	
  	
  .1268302	
  	
  	
  	
  	
  4.16	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .2787708	
  	
  	
  	
  	
  .775936	
  
	
  	
  	
  	
  	
  	
  	
  disbp	
  |	
  	
  	
  .6822427	
  	
  	
  .1391327	
  	
  	
  	
  	
  4.90	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .4095476	
  	
  	
  	
  .9549377	
  
	
  	
  dismoke	
  |	
  	
  	
  .5282569	
  	
  	
  .1287685	
  	
  	
  	
  	
  4.10	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .2758752	
  	
  	
  	
  .7806386	
  
	
  	
  	
  	
  	
  dichol	
  |	
  	
  	
  .9072686	
  	
  	
  .1429656	
  	
  	
  	
  	
  6.35	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .6270613	
  	
  	
  	
  1.187476	
  
	
  	
  	
  dibpat0	
  |	
  	
  	
  	
  .737248	
  	
  	
  	
  .135597	
  	
  	
  	
  	
  	
  	
  5.44	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  .4714828	
  	
  	
  	
  1.003013	
  
-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐	
  
stcox diage disbp dismoke dichol dibpat0
----------------------------------------------------------------------------
Haz. Ratio Std. Err. z P>|z| [95% Conf. Interval]
-------------+----------------------------------------------------------------
diage | 1.694442 .2149064 4.16 0.000 1.321504 2.172625
disbp | 1.978309 .2752475 4.90 0.000 1.506136 2.598509
dismoke | 1.695974 .218388 4.10 0.000 1.317683 2.182866
dichol | 2.477546 .3542038 6.35 0.000 1.872101 3.278795
dibpat0 | 2.090175 .2834214 5.44 0.000 1.602368 2.726485
------------------------------------------------------------------------------
Comparison  of  Logis/c  and  Propor/onal  
Hazards  Model  

------------------------------------------------------------------------------
	
  	
  	
  	
  	
  	
  chd69	
  |	
  	
  Odds	
  Ra4o	
  	
  	
  Std.	
  Err.	
  	
  	
  	
  	
  	
  z	
  	
  	
  	
  	
  	
  	
  	
  P>|z|	
  	
  	
  	
  	
  	
  [95%	
  Conf.	
  Interval]	
  
-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐+-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐	
  
	
  	
  	
  	
  	
  	
  	
  diage	
  |	
  	
  	
  1.710982	
  	
  	
  .2339637	
  	
  	
  	
  	
  3.93	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  1.308731	
  	
  	
  	
  	
  2.23687	
  
	
  	
  	
  	
  	
  	
  	
  disbp	
  |	
  	
  	
  2.082714	
  	
  	
  	
  .305073	
  	
  	
  	
  	
  	
  5.01	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  1.562957	
  	
  	
  	
  2.775316	
  
	
  	
  dismoke	
  |	
  	
  	
  1.735111	
  	
  	
  .2381691	
  	
  	
  	
  	
  4.01	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  1.325829	
  	
  	
  	
  2.270738	
  
	
  	
  	
  	
  	
  	
  dichol	
  |	
  	
  	
  	
  2.56858	
  	
  	
  .3840724	
  	
  	
  	
  	
  6.31	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  	
  1.916087	
  	
  	
  	
  3.443268	
  
	
  	
  	
  	
  dibpat0	
  |	
  	
  	
  	
  2.14103	
  	
  	
  .3063425	
  	
  	
  	
  	
  5.32	
  	
  	
  	
  0.000	
  	
  	
  	
  	
  	
  1.617452	
  	
  	
  	
  2.834094	
  
-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐	
  
------------------------------------------------------------------------------
chd69 | Odds Ratio Std. Err. z P>|z| [95% Conf. Interval]
-------------+----------------------------------------------------------------
diage | 1.710982 .2339637 3.93 0.000 1.308731 2.23687
disbp | 2.082714 .305073 5.01 0.000 1.562957 2.775316
dismoke | 1.735111 .2381691 4.01 0.000 1.325829 2.270738
dichol | 2.56858 .3840724 6.31 0.000 1.916087 3.443268
dibpat0 | 2.14103 .3063425 5.32 0.000 1.617452 2.834094
------------------------------------------------------------------------------
Logis4c	
  Regression	
  
Propor4onal	
  Hazards	
  
When  is  it  Important  to  use  a  PH  Model?  
•  Time-­‐dependent	
  exposures/treatments	
  
•  Varying	
  loss	
  to	
  follow	
  ups	
  (i.e	
  right	
  censoring)	
  
•  Par4cularly	
  when	
  follow-­‐up	
  payerns	
  vary	
  across	
  exposure/treatment	
  groups	
  
(i.e.	
  differen4al	
  loss	
  to	
  follow	
  up)	
  
•  Logis4c	
  regression	
  can	
  be	
  badly	
  biased	
  in	
  either	
  situa4on	
  
 
•  Nicholas	
  P.	
  Jewell,	
  “Natural	
  history	
  of	
  diseases:	
  Sta4s4cal	
  designs	
  and	
  issues,”	
  Clinical	
  Pharmacology	
  &	
  Therapeu9cs,	
  
100,	
  2016,	
  353-­‐361.	
  
•  Nicholas	
  P.	
  Jewell,	
  Sta9s9cs	
  for	
  Epidemiology,	
  2004,	
  Chapman	
  &	
  Hall/CRC	
  Press.	
  
•  Nicholas	
  P.	
  Jewell,	
  “Risk	
  interpreta4on,	
  percep4on,	
  and	
  communica4on,”	
  American	
  Journal	
  of	
  Opthalmology,	
  148,	
  
2009,	
  636-­‐638.	
  
•  Nicholas	
  P.	
  Jewell,	
  “Risk	
  comparisons,”	
  American	
  Journal	
  of	
  Opthalmology,	
  148,	
  2009,	
  484-­‐486.	
  
•  J.	
  C.	
  Schroeder	
  et	
  al.,	
  “The	
  North	
  Carolina-­‐Louisiana	
  prostate	
  cancer	
  project	
  (PCaP):	
  Methods	
  and	
  design	
  of	
  a	
  
mul4disciplinary	
  popula4on-­‐based	
  cohort	
  study	
  of	
  racial	
  differences	
  in	
  prostate	
  cancer	
  outcomes,”	
  The	
  Prostate,	
  66,	
  
2006,	
  1162-­‐1176.	
  	
  
•  R.	
  C.	
  Millikan	
  et	
  al.,	
  “Epidemiology	
  of	
  basal-­‐like	
  breast	
  cancer,”	
  Breast	
  Cancer	
  Res.	
  Treat.,	
  109,	
  2008,	
  123-­‐139.	
  	
  
•  K.	
  A.	
  Cronin	
  et	
  al.,	
  “Case-­‐control	
  studies	
  of	
  cancer	
  screening,	
  JNCI,	
  90,	
  1998,	
  498-­‐504.	
  
•  IARC	
  Handbooks	
  of	
  Cancer	
  Preven4on,	
  Cervix	
  Cancer	
  Screening,	
  2005	
  -­‐-­‐	
  Chapter	
  5:	
  	
  Effec4veness	
  of	
  screening	
  in	
  
popula4ons.	
  
	
  	
  
	
  
	
  

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MedicReS Winter School 2017 Vienna - Advanced Clinical Practice in Oncology - Nicholas Jewel

  • 1.       MedicReS  Good  Biosta/s/cal  &  Publica/on  Prac/ce   in  Cancer  Research  with  "Real  World  Data"     February  13  -­‐  14,  2017  VIENNA   Comparison  of  Outcomes  Among  Cancer  Pa4ents  with  Mul4ple  Covariates:  Using   Logis4c  Regression  and  Cox  Regression     Nicholas  P.  Jewell,  PhD  Professor  of  Biosta4s4cs  and  Sta4s4cs.     University    of  California  Berkeley  
  • 2. Natural  History  Schema/c  Illness-­‐Death  Model   Time% Origin% (t"="0)% Disease% Ini2a2on% Disease% Expression% Death% Can be many stages between Initiation and Expression Many similar schematics in different fields
  • 3. Disease  Ini/a/on/Expression •  Disease  ini4a4on  studies:  epidemiological  inves4ga4on  of  risk  factors   for  cancer  incidence   •  Cohort  or  case-­‐control  observa4onal  studies  of  cumula4ve  incidence   •  Case-­‐control  studies  require  use  of  odds  ra4os  (not  rela4ve  risks)   •  Ignores  dynamic  of  popula4on  and  disease  incidence  within  risk  interval   •  Disease  expression  studies   •  Randomized  clinical  trials   •  OPen  (right)  censoring   •  Use  4me-­‐to-­‐event  models  (e.g.  propor4onal  hazards  models)    
  • 4. Cumula/ve  Incidence  Propor/ons      Interval  at  risk   •  Need  4me  origin  and  endpoint   •  Need  4me  scale  (age,  exposure  4me,  4me  since  diagnosis,  no.  of  contacts,  etc)   •  Need  defini4on  of  incidence  (incidence  preferable  to  prevalence)  or  endpoint  (e.g.  death)   during  interval   •  Need  defini4on  of  target  popula4on  at  risk  at  the  origin  (last  part  arbitrary  but  conven4onal)   •  Incidence  propor4on  is  frac4on  of  at  risk  popula4on  who  experience  D  during  risk  interval    I   or  P(D)   •  I(t)    is  incident  propor4on  over  interval  [0,  t]  ;  S(t)  =  1-­‐I(t)                          Survival  Frac9on  (Func9on)     Time  =  0   Time  =  T                D  
  • 5. Mortality  Risk  Calcula/ons  for  Cervical  Cancer   Wider  Racial  Gap  Found  in  Cervical  Cancer  Deaths   By  JAN  HOFFMAN  JAN.  23,  2017  (New  York  Times)   In  the  new  analysis,  the  mortality  rate  for  black  women  was  10.1  per  100,000.  For  white  women,  it  is  4.7  per  100,000.     Previous  studies  had  put  those  figures  at  5.7  and  3.2.     The  new  rates  do  not  reflect  a  rise  in  the  number  of  deaths,  which  recent  es4mates  put  at  more  than  4,000  a  year  in  the  United   States.  Instead,  the  figures  come  from  a  re-­‐examina4on  of  exis4ng  numbers,  in  an  adjusted  context.     Typically,  death  rates  for  cervical  cancer  are  calculated  by  assessing  the  number  of  women  who  die  from  a  disease  against  the   general  popula4on  at  risk  for  it.  But  these  epidemiologists,  who  looked  at  health  data  from  2000  to  2012,  also  excluded  women   who  had  had  hysterectomies  from  that  larger  popula4on.  A  hysterectomy  almost  always  removes  the  cervix,  and  thus  the   possibility  that  a  woman  will  develop  cervical  cancer.     “We  don’t  include  men  in  our  calcula4on  because  they  are  not  at  risk  for  cervical  cancer  and  by  the  same  measure,  we  shouldn’t   include  women  who  don’t  have  a  cervix,”  said  Anne  F.  Rositch,  the  lead  author  and  an  assistant  professor  of  epidemiology  at  the   Johns  Hopkins  Bloomberg  School  of  Public  Health.  “If  we  want  to  look  at  how  well  our  programs  are  doing,  we  have  to  look  at  the   women  we’re  targe4ng.”  
  • 6. Incidence  Rates •  Interval  at  risk   •  People  entering  and  leaving  during  the  period  of  risk  –  not  observed  for  en4re   interval     •  (Average)  Incidence  Rate  (over  4me  interval)  =  #D/cum.  9me  at  risk   •  What  if  incidence  changes  substan4ally  over  4me  interval,  and/or   observa4on  window  changes     •  Divide  interval  into  2,  then  4,  then  8,  then    .  .  .    intervals  etc.   •  Plot  of  incidence  rate  against  midpoint  of  interval                                hazard  func4on    h(t)     Time  =  0   Time  =  T  
  • 7. Survival  Func4on  (1-­‐I(t))  for  Caucasian  Males   in  California  in  1980  
  • 8. Hazard  Func4on  for  Caucasian  Males     in  California  in  1980  
  • 9. Measures  of  Associa/on  :  Outcomes  with   Exposure  or  Treatment •  Rela4ve  Risk     •  Odds  Ra4o   •  OR  and  RR  are  very  similar  if  risks  P(D|E),  etc.  are  small   •  OR  is  symmetric    in  roles  of  D  and  E   )|( )|( EnotDP EDP RR = OR = P(D | E) P(notD | E) P(D | notE) P(notD | notE)
  • 10. Rela/ve  Hazard •  Rela4ve  Hazard  (Hazard  Ra4o)   •  If  HR  does  not  depend  on  t                              propor4onal  hazards         •  Also  similar  to  RR  and  OR    with          propor4onal  hazards   HR = hE (t) hE (t) RH   RR   OR  
  • 11. 2  x  2  Table  Nota/on Disease/Outcome  Status   D   Not  D   Exposure/ Treatment     E   a   b   a+b   Not  E   c   d   c+d   a+c   b+d   n     bc ad dcd dcc bab baa RO = ! " # $ % & + + ! " # $ % & + + = )/( )/( )/( )/( ˆ
  • 12. Case-­‐Control  Study  of  Pancrea/c  Cancer Pancrea2c  Cancer  Incidence   Cases   Controls   Coffee  Drinking   Yes   347   555   902   No   20   88   108   367   643   1010   75.2 20555 88347ˆ = × × =RO
  • 13. Sampling  Distribu/ons  of  Odds  Ra/os Not  Normal-­‐-­‐skewed   log  scale–  not  skewed   Use  log  scale  for  inference  
  • 14. Case-­‐Control  Study  of  Pancrea/c  Cancer Pancrea2c  Cancer  Incidence   Cases   Controls   Coffee  Drinking   Yes   347   555   902   No   20   88   108   367   643   1010   75.2 20555 88347ˆ = × × =RO log(O ˆR) = log(2.75) =1.01 vˆar log(O ˆR)( )= 1 347 + 1 555 + 1 20 + 1 88 = 0.066 95% CI for log(OR): 1.01±1.96 0.066 = (0.508, 1.516) 95% CI for OR: e1.01±1.96 0.066 = (e0.508 ,e1.516 ) = (1.66, 4.55)
  • 15. Confounding/Adjustment C   E   D   ?   Condi4ons  for  confounding   •  C  must  cause  D   •  C  must  caused  E   Stra4fy  by  levels  of  C   •  Assume  OR  is  same  at  each  level      (no  interac4on  or  effect  modifica4on)  
  • 16. Logis/c  Regression log px 1− px " # $ % & ' = log odds for D | X = x( )= a + bx px = 1 1+e−(a+bx) ≡ ea+bx 1+ea+bx eb1  =  OR  associated  with  unit  increase  in  X1,  holding  X2  fixed  (think  stra4fica4on)   Think,  e.g.,  D  =  breast  cancer,  X1  =  age  at  menarche,  X2  =  parity   log p0,K,0 1− p0,K,0 ! " ## $ % && = a log px1+1,x2,K,xk / (1− px1+1,x2,K,xk ) px1,x2,K,xk / (1− px1,x2,K,xk ) ! " ## $ % && = log px1+1,x2,K,xk / (1− px1+1,x2,K,xk )( )− log px1,x2,K,xk / (1− px1,x2,K,xk )( ) = a + b1(x1 +1)+ b2 x2 +L+ bk xk[ ]− a + b1x1 + b2 x2 +L+ bk xk[ ]= b1
  • 17. Mul/ple  Logis/c  Regression eb  =  OR  associated  with  unit  increase  in  X  (i.e  exposure  E)   log px1,K,xk 1− px1,K,xk " # $$ % & '' = log odds for D | X1 = x1,K, Xk = xk( ) = a + b1x1 + b2 x2 +L+ bk xk px1,K,xk = 1 1+e−(a+b1x1+b2x2+L+bk xk ) ≡ ea+b1x1+b2x2+L+bk xk 1+ea+b1x1+b2x2+L+bk xk
  • 18. Pancrea/c  Cancer  example:  Logis/c   Regression  Models X = 1 Coffee drinker ( ≥1 cups/day) 0 Coffee abstainer (0 cups/day) " # $ %$ Y = 1 Female 0 Male ! " # Model   Parameter   Es2mate   SD   OR   P-­‐value   b   1.012   0.257   2.751   <  0.001   b   0.957   0.258   2.603   <  0.001   c   -­‐0.406   0.133   0.667   0.002   bxapp +=- )1/log( cybxa pp ++ =- )1/log(
  • 19. Time  to  Event  Analysis—the  Propor/onal   Hazards  (Cox)  Model Kaplan-Meier survival estimate analysis time 0 1000 2000 3000 4000 .880806 1 Western  Collabora4ve  Group  Study  of  CHD  in  men   Es4mate  of  Survival  Frac4on  (Func4on)   •  S(t)  =  1-­‐I(t)   Handles  different  follow-­‐up  periods     straigthforwardly—right-­‐censoring     (can  also  handle  delayed  entry)  
  • 20. Comparing  Survival  Func/ons Kaplan-Meier survival estimates, by dibpat0 analysis time 0 1000 2000 3000 4000 .835189 1 dibpat0 0 dibpat0 1 Type  B   Type  A  
  • 21. Propor/onal  Hazards   RH(t) = h1(t) h0 (t) = K Logis4c  Regression       log(OR : X1vs X0 ) = b(X1 − X0 ) Cox  Propor4onal  Hazards  Model       log(RH : X1vs X0 ) = c(X1 − X0 ) h(T | X) = h0 (t)ecX ec  is  the  Hazard  Ra4o  associated  with     unit  increase  in  X  
  • 22. WCGS:  Logis/c  Regression  Fit .  logit  chd69  diage  disbp  dismoke  dichol  dibpat0          ------------------------------------------------------------------------------ chd69      |              Coef.              Std.  Err.              z                P>|z|          [95%  Conf.  Interval]              diage    |      .5370678      .1367423          3.93        0.000          .2690577        .8050778              disbp    |        .733672      .1464785            5.01        0.000          .4465794        1.020765      dismoke  |      .5510715      .1372644          4.01        0.000          .2820382        .8201049            dichol  |      .9433532      .1495272            6.31        0.000          .6502853        1.236421        dibpat0  |      .7612871      .1430818            5.32        0.000          .4808519        1.041722              _cons  |    -­‐4.402261      .2058241      -­‐21.39      0.000        -­‐4.805668      -­‐3.998853   ------------------------------------------------------------------------------ logit chd69 diage disbp dismoke dichol dibpat0, or ------------------------------------------------------------------------------ chd69 | Odds Ratio Std. Err. z P>|z| [95% Conf. Interval] -------------+---------------------------------------------------------------- diage | 1.710982 .2339637 3.93 0.000 1.308731 2.23687 disbp | 2.082714 .305073 5.01 0.000 1.562957 2.775316 dismoke | 1.735111 .2381691 4.01 0.000 1.325829 2.270738 dichol | 2.56858 .3840724 6.31 0.000 1.916087 3.443268 dibpat0 | 2.14103 .3063425 5.32 0.000 1.617452 2.834094 ------------------------------------------------------------------------------ In  terms  of  Odds  Ra4os   Dichotomous  measure  of  age,  blood  pressure,  smoking,   Serum  cholesterol,  behavior  type  
  • 23. WCGS:  Propor/onal  Hazards  Model  Fit In  terms  of  Rela4ve  Hazards   Dichotomous  measure  of  age,  blood  pressure,  smoking,   Serum  cholesterol,  behavior  type    stcox  diage  disbp  dismoke  dichol  dibpat0,  nohr     ------------------------------------------------------------------------------                                                  Coef.                Std.  Err.              z              P>|z|          [95%  Conf.  Interval]                  diage  |      .5273534      .1268302          4.16        0.000          .2787708          .775936                disbp  |      .6822427      .1391327          4.90        0.000          .4095476        .9549377      dismoke  |      .5282569      .1287685          4.10        0.000          .2758752        .7806386            dichol  |      .9072686      .1429656          6.35        0.000          .6270613        1.187476        dibpat0  |        .737248        .135597              5.44        0.000          .4714828        1.003013   -­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐   stcox diage disbp dismoke dichol dibpat0 ---------------------------------------------------------------------------- Haz. Ratio Std. Err. z P>|z| [95% Conf. Interval] -------------+---------------------------------------------------------------- diage | 1.694442 .2149064 4.16 0.000 1.321504 2.172625 disbp | 1.978309 .2752475 4.90 0.000 1.506136 2.598509 dismoke | 1.695974 .218388 4.10 0.000 1.317683 2.182866 dichol | 2.477546 .3542038 6.35 0.000 1.872101 3.278795 dibpat0 | 2.090175 .2834214 5.44 0.000 1.602368 2.726485 ------------------------------------------------------------------------------
  • 24. Comparison  of  Logis/c  and  Propor/onal   Hazards  Model   ------------------------------------------------------------------------------            chd69  |    Odds  Ra4o      Std.  Err.            z                P>|z|            [95%  Conf.  Interval]   -­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐+-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐                diage  |      1.710982      .2339637          3.93        0.000          1.308731          2.23687                disbp  |      2.082714        .305073            5.01        0.000          1.562957        2.775316      dismoke  |      1.735111      .2381691          4.01        0.000          1.325829        2.270738              dichol  |        2.56858      .3840724          6.31        0.000            1.916087        3.443268          dibpat0  |        2.14103      .3063425          5.32        0.000            1.617452        2.834094   -­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐   ------------------------------------------------------------------------------ chd69 | Odds Ratio Std. Err. z P>|z| [95% Conf. Interval] -------------+---------------------------------------------------------------- diage | 1.710982 .2339637 3.93 0.000 1.308731 2.23687 disbp | 2.082714 .305073 5.01 0.000 1.562957 2.775316 dismoke | 1.735111 .2381691 4.01 0.000 1.325829 2.270738 dichol | 2.56858 .3840724 6.31 0.000 1.916087 3.443268 dibpat0 | 2.14103 .3063425 5.32 0.000 1.617452 2.834094 ------------------------------------------------------------------------------ Logis4c  Regression   Propor4onal  Hazards  
  • 25. When  is  it  Important  to  use  a  PH  Model?   •  Time-­‐dependent  exposures/treatments   •  Varying  loss  to  follow  ups  (i.e  right  censoring)   •  Par4cularly  when  follow-­‐up  payerns  vary  across  exposure/treatment  groups   (i.e.  differen4al  loss  to  follow  up)   •  Logis4c  regression  can  be  badly  biased  in  either  situa4on  
  • 26.   •  Nicholas  P.  Jewell,  “Natural  history  of  diseases:  Sta4s4cal  designs  and  issues,”  Clinical  Pharmacology  &  Therapeu9cs,   100,  2016,  353-­‐361.   •  Nicholas  P.  Jewell,  Sta9s9cs  for  Epidemiology,  2004,  Chapman  &  Hall/CRC  Press.   •  Nicholas  P.  Jewell,  “Risk  interpreta4on,  percep4on,  and  communica4on,”  American  Journal  of  Opthalmology,  148,   2009,  636-­‐638.   •  Nicholas  P.  Jewell,  “Risk  comparisons,”  American  Journal  of  Opthalmology,  148,  2009,  484-­‐486.   •  J.  C.  Schroeder  et  al.,  “The  North  Carolina-­‐Louisiana  prostate  cancer  project  (PCaP):  Methods  and  design  of  a   mul4disciplinary  popula4on-­‐based  cohort  study  of  racial  differences  in  prostate  cancer  outcomes,”  The  Prostate,  66,   2006,  1162-­‐1176.     •  R.  C.  Millikan  et  al.,  “Epidemiology  of  basal-­‐like  breast  cancer,”  Breast  Cancer  Res.  Treat.,  109,  2008,  123-­‐139.     •  K.  A.  Cronin  et  al.,  “Case-­‐control  studies  of  cancer  screening,  JNCI,  90,  1998,  498-­‐504.   •  IARC  Handbooks  of  Cancer  Preven4on,  Cervix  Cancer  Screening,  2005  -­‐-­‐  Chapter  5:    Effec4veness  of  screening  in   popula4ons.