The document discusses sanitation challenges in Kumasi, Ghana's second largest city. It finds that over a third of Kumasi's population relies on public toilets, while only 19% of compound houses, a common form of housing, have adequate sanitation. The number of toilets in compound housing is declining due to policies phasing out bucket toilets and landlords converting toilet spaces into rooms. While some compounds have toilets, access is not guaranteed and is influenced by landlord-tenant agreements. Toilets are managed through cleaning rosters, but maintenance issues like de-sludging, when the pit needs emptying, are common reasons for toilets becoming non-functional. The high availability of
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Mazeau-1901
1. MAZEAU et al.
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37th WEDC International Conference, Hanoi, Vietnam, 2014
SUSTAINABLE WATER AND SANITATION SERVICES
FOR ALL IN A FAST CHANGING WORLD
Bringing toilets back to Kumasi's compound houses:
landlord and tenant behaviours and motivators
A. P. Mazeau, N. Wellington, S. Drabble, F. Asante & D. Awantungo, Ghana
BRIEFING PAPER 1901
In the low-income urban communities of Kumasi, Ghana, a large part of the population live in compound
housing, where they often share the same living space with more than 20 tenants. Partly resulting from
the high prevalence of public toilets in the city, the vast majority of these tenants have no access to ‘in-
house’ sanitation. Led by the Kumasi Metropolitan Assembly, a five-year strategy is being prepared to
promote increased adoption, access, usage and maintenance of compound toilets in Kumasi’s low-
income communities. This paper shares the results of a desk and field-based study commissioned to
inform the strategy: among the key challenges to be confronted are the clarification of responsibilities
between landlords and tenants with regards to financing sanitation improvements, and the need to
motivate landlords - at the hub of compound level sanitation governance - to improve the situation for the
betterment of their tenants.
Introduction
Ghana’s second city, Kumasi, is characterised by an unusually high prevalence of public toilets, which in
turn has contributed to a high number of low-income urban residents without access to any form of ‘in-
house’ sanitation. In response to this situation, the Kumasi Metropolitan Assembly (KMA), with support
from Water and Sanitation for the Urban Poor (WSUP) and funding from the UK Department of
International Development (DFID), plans to increase the level of household sanitation in the city's low-
income communities and in compound houses in particular. Compound house is a widespread form of
housing in urban and rural West Africa characterized by multiple occupancies. The plan aims to achieve this
through the formation and implementation of a five-year strategy, currently in the latter stages of
formulation.
In order to inform the strategy, a literature review was conducted to determine the sanitation-related
behavioural determinants of the low-income residents of Kumasi. The literature review incorporated over 60
journal papers and reports describing sanitation facilities and practices in Kumasi and other major urban
areas of Ghana. The review was supplemented by field work in the three target areas for the implementation
of the strategy: Ayigya Zongo, Oforikrom and Abuakwa. Nine focus group discussions were conducted with
landlords and tenants in compounds with and without toilets, together with in-depth key-informant
interviews. The field work encompassed a survey of 352 households in total, distributed across 56
compounds having at least one functioning toilet in their premises.
This briefing paper presents selected findings from both the literature review and field work. It first
provides an overview of the current state of compound sanitation in Kumasi, underlining the rationale for
the intervention soon to be launched. The paper identifies the definition of responsibilities between landlords
and tenants for financing sanitation improvements as one of the core issues to be addressed in the KMA
strategy.
The current state of sanitation in Kumasi
According to figures collected by KMA in 2008, over a third of Kumasi’s population (38%) are dependent
on the use of public toilets, 56% use toilets within their living space, and the remaining 6% practice open
2. MAZEAU et al.
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defecation. These figures reflect the situation at the citywide level, and do not differentiate between
neighbourhood or housing type. Of the existing household sanitation facilities, a breakdown for type of
sanitation is provided in Table 1. It should be noted that bucket toilets (sometimes referred to as pan toilets)
were officially phased out by the municipality in 2010.
Table 1. Breakdown of existing sanitation facilities in Kumasi in 2008
(adapted from KMA nd)
Type of household sanitation facility Percentage of household
sanitation facilities (%)
Water closet (septic tanks) 45,5%
Bucket toilet 22%
Sewerage system 14,5%
Pit toilet 18%
In the low-income areas of Kumasi, the most common form of habitation is ‘compound housing’: multi-
room dwellings where a number of households live together, typically around a central courtyard, and often
sharing the same bathroom, kitchen and common space (see figures 1 and 2). There are few statistics on
sanitation facilities specific to compound housing - particularly in the target areas for this intervention - but
the data available indicates that the problem of inadequate sanitation is pronounced for compound residents.
For example, a field survey conducted in Kumasi in 2010 found that only 19% of compound houses had
access to adequate sanitation: this represents a huge disparity with people living in other types of housing, of
whom 73% had access to adequate sanitation (UN-HABITAT 2011, 47).
Figure 1. Compound house and street in
Oforikrom
Figure 2. Compound courtyard in Ayigya
Zongo
Declining number of compound toilets
Evidence suggests that the number of toilets in compound housing in Kumasi is not merely stagnant, but
rather decreasing. Three reasons for this trend have been identified in the literature. Firstly and resulting
from the National Environmental Sanitation Policy, bucket toilets (previously common in compound
housing) have been “actively discouraged” in Ghana since 2010 (MLGRD 2010:36): such toilets are
officially no longer permitted in Ghanaian cities. Secondly and even before this policy was introduced, a
large number of bucket toilets were closed down by landlords because of increased maintenance demands
resulting from a higher number of tenants, in turn the result of rising demand for accommodation. This trend
was pronounced in the target areas Oforikrom and Ayigya Zongo, valued for their proximity to central
Kumasi and their suitability for small businesses and trade. Thirdly and again linked to rising demand, many
3. MAZEAU et al.
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landlords converted spaces previously used for bucket toilets into rented rooms and failed to replace them
with new facilities (Van der Geest and Obirih-Opareh 2008, 209; Adubofour, Obiri-Danso and Quansah
2013). It can be evidenced that high population growth in these low-income communities, combined with
the phasing out of bucket toilets, has exacerbated the widespread lack of sanitation provision in compound
housing.
Arrangements for existing compound sanitation in Kumasi
In order to inform the KMA strategy it was important to understand how existing toilets are used and
managed. Below we summarise findings relating to access, maintenance and management of existing
compound toilets in Kumasi:
Presence of a compound toilet does not guarantee access
Literature suggests that tenants in Ghana have very little control over their sanitation infrastructure:
having a toilet in a compound unit does not guarantee access (Jenkins and Scott 2007, 2439; Mazeau
2013). The survey of target areas confirmed access as a significant issue. Analysis of the survey data
revealed a number of different access arrangements for the 41 compounds where this could be accurately
measured, illustrated in Figure 3. Factors influencing the level of access for a given tenant were found to
include ownership arrangements for the compounds; the visibility of the landlord (i.e. if they were ‘live-
in’ or ‘absentee’); the specific pre-agreed arrangement between landlord and tenant; and the number of
toilets within the compound.
Figure 3. Access arrangements for existing compound sanitation in target areas (Author 2013)
Figure 3 indicates that where a toilet existed, a majority of tenants did have access to the facility (typically
shared with the landlord). However in almost 1 in 4 compounds the landlord had exclusive access to the
toilet and in two of the surveyed cases access to the toilet was limited to specific tenants. In the latter
scenario, tenants had financed sanitation improvements themselves as a collective, but defaulters were not
allowed to use the facilities. A female tenant noted how such an arrangement can be counterproductive:
“There is this woman who refused to contribute when we were building the toilet. We never allowed her to
use it when it was completed. Because of that she resorted to dumping faeces into the drains in front of our
house”. There were no indications of children being denied access to the toilets in the surveyed compounds.
Management and maintenance of existing compound sanitation facilities
Survey data indicated that arrangements for the on-going maintenance of existing compound toilets were
similar across the three target communities. In every compound a roster of some form existed, through
which selected users took turns in cleaning the facilities. This was usually done by a group of women
residents (and sometimes children) on either a daily or weekly basis. Reports suggested that cleaning was
not performed properly in many cases, and this was a common cause of disagreements between tenants.
The survey pointed to de-sludging as the key maintenance issue: in a majority of cases where toilets had
either been de-commissioned or were out of use, the inability to de-sludge was identified as the cause. This
was attributed both to technical factors (i.e. it had become impossible to access the pit and de-sludge) and
behavioural factors (i.e. residents were not willing to pay for the costs of de-sludging). The need to devise
sustainable maintenance arrangements is a significant challenge to be overcome in increasing the number of
functioning compound toilets in the target areas.
4. MAZEAU et al.
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Impact of public toilets on demand for compound sanitation
In order for the KMA strategy to reflect the local and national context, it is essential to take account of the
high prevalence of public toilets and to assess the consequences for up-take of improved compound
sanitation. The literature review and field work confirmed an over-reliance on public toilets in the three
target areas and in Kumasi as a whole. The study indicated three ways in which public toilets influence the
up-take of compound sanitation:
1. The presence of these facilities has a direct causal effect on the adoption of household toilets by
landlords and/or tenants: some landlords use the presence of public toilets as a justification for not
installing toilets in their compounds (a stock response is to direct an enquiring tenant towards the public
toilet when the issue of compound sanitation is raised) (Addai 2009).
2. It is important to ask who stands to profit from public toilets: the proliferation of these toilets in low-
income communities is said to question the commitment of politicians to in-house sanitation. In Kumasi,
public toilets are constructed by the municipal assemblies, and managed by a combination of the
assemblies and sub-metropolitan decentralized units (Caplan 2010). It was argued in both the literature
and key-informant interviews that representatives from the assemblies encourage the adoption and use of
public toilets, and view these toilets as a reliable source of revenue. The case of a now disused public
bucket toilet in Abuakwa was cited as an example of the assemblies placing revenue generation above
public health interests: the assembly continued to operate the toilet even after these types of toilets had
been banned by legislation. Referring to the Abuakwa case, an Environmental Health Officer stated:
“The Assembly was virtually dragged to court before they stopped using and demolished that health
hazard”. Though we do not assert that such attitudes are widespread, vested interests must be
acknowledged and confronted as a genuine barrier to the scale-up of compound sanitation in Kumasi.
3. It was argued in the literature that there is simply no space for compound toilets to be constructed. The
survey suggested that in fact space is not an insurmountable barrier, and could be overcome by a
determined landlord: for example, most compounds in the target areas had space that could be converted
into a toilet if the landlord chose to do so.
Financing sanitation improvements: who is responsible?
At present no subsidy is planned for the construction of new compound latrines under the five-year KMA
strategy, meaning landlords and/or tenants will have to bear the full cost. The study therefore aimed to
provide insights into viable financing options for new compound latrines. As stated in the literature and
confirmed in survey findings, landlords are the key decision-makers regarding all improvements to housing
conditions in the target communities, including toilet installation. This means that i) any effort to improve
sanitation facilities within compounds needs the landlord’s consent, and ii) decisions about how these
improvements should be financed reflect the landlord’s preference.
Many of the landlords participating in the study believed that tenants should fund these improvements
because tenants are the main beneficiaries. As a landlord in Oforikrom explains: “Why do you think I would
want to build a toilet? Of course, it’s for the tenants. They are the ones who are going to use it and therefore
don’t you think it is fair that they contribute to building the facility?” In addition to the view that tenants
should contribute to the financing of new toilets, landlords generally believed that this contribution should
be included as part of the rental advance (taken for periods of up to four years). We held reservations about
recommending this arrangement as part of the KMA strategy: it implies a one-time payment that many
tenants wanting to contribute would not be able to afford. Giving tenants the option of paying in phased
instalments over time could provide an alternative, more inclusive financing arrangement.
It emerged through the study that landlords and tenants have opposing views on financing the sanitation
facilities. Most tenants believed that a toilet is fixed infrastructure and belongs to the landlord, immaterial of
who finances construction: as it is the landlord’s property, the landlord should finance the toilet. Tenants and
landlords held opposing views not only about financing sanitation improvements, but also in relation to
access, daily maintenance and the emptying of the toilets. These disagreements clearly contributed to some
tenants being denied access to the facilities, as shown earlier in Figure 1.
5. MAZEAU et al.
5
Motivating landlords to finance sanitation improvements
Though most landlords believed that all residents living in the compound should share the cost of
constructing and managing a new toilet, this is not the only factor underlining their reluctance to improve
sanitation facilities on their property. One important lever to be explored in the KMA strategy is the
upgrading and better enforcement of existing bylaws. These bylaws explicitly state that each household
needs its own toilet: they apply to all households, both existing and newly constructed, and fines can be
imposed for non-compliance. The majority of landlords in the study were aware of the regulation that every
compound must have a toilet: if this is the case and they have not taken steps to install a toilet, it can be
inferred that either fines are not sufficiently punitive and need to be increased, or landlords do not expect the
regulations will be properly enforced. This is ultimately the responsibility of the Environmental Health and
Sanitation Department, and is a lever to be maximised as the new strategy is formed.
A second reason why landlords fail to comply is that tenants do not consider the existence of a toilet to be
a requirement for renting a property. This was reflected across the target areas, and is evident in the views
expressed by a tenant in Oforikrom: “In these areas you hardly find toilets on compounds so it is not a
problem to use the public toilets. If there is a toilet in the house and I am allowed to use, it is a plus for me”.
Housing Agents in the target communities confirmed that this attitude was commonplace, stating that a toilet
on the compound carries weight for prospective tenants but the lack of sanitation facilities does not prevent
them from renting a room in the property. In contrast to landlords, many tenants are poorly informed about
existing regulations and the role of different stakeholders, and perceive it is not their place to raise these
issues with the landlord. The review identified that tenants lack the fora to express their views on sanitation
facilities; this is particularly true for those who need it most such as women, children and people with
disabilities. Tenants are dependent on their assembly members or on the capacity of community
organizations to make their voices heard, but few organizations are actively lobbying for better infrastructure
(Devas and Korboe 2000). Indeed, the review did not identify any active union or association of tenants,
with the result that most take a passive role and expect changes to be initiated by their landlord or by local
government. In response to the above, there is a role for the KMA strategy in promoting the creation of new
fora through which tenants can express their views on sanitation, and in providing an environment for
discussions between tenants and landlords to take place.
Conclusion
The strategy now being formed by KMA to promote compound sanitation in Kumasi is an ambitious
initiative, with the potential to achieve citywide scale and to influence sanitation provision at the national
level in Ghana. The literature review and field work referenced in this paper were designed to ensure the
strategy takes full account of prevailing sanitation-related behaviours and attitudes in the target areas. This
paper has highlighted that the clarification of responsibilities between landlords and tenants with regards to
financing sanitation improvements will be integral to the success of the strategy. The paper has focused on
select findings from the study: other important factors not discussed here include the capacity of
Environmental Health Officers and adapted technologies for de-sludging. One of the next steps in forming
the strategy will focus on developing different financing models: options include full financing by the
landlord, shared financing by landlord and tenants (including phased instalments over time), soft loans from
medium-scale enterprises and revolving funds.
Acknowledgements
The authors would like to extend thanks to Georges Mikhael, Issaka Balima Musah and Samwel Adjai
(Water and Sanitation for the Urban Poor), Tony Mensah and the Kumasi Metropolitan Assembly, and the
UK Department of International Development (DFID).
References
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communities in the Kumasi metropolis, Ghana.” Environment and Urbanization 25, no. 1 (2013): 1-19.
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(accessed November 2012).
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recommendations for WSUP. Unpublished report, Building Partnership for Development in Water &
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Devas, N., and D. Korboe. “City governance and poverty: the case of Kumasi.” Environment &
Urbanization 12, no. 1 (2000): 123-135.
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http://www.kma.ghanadistricts.gov.gh/?arrow=atd&_=6&sa=5492 (accessed 2014).
Mazeau, A.P. « No toilet at home: Implementation, Usage and Acceptability of Shared Toilets in Urban
Ghana.» PhD Thesis: Loughborough University, UK, 2013.
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Contact details
Adrien Mazeau
+47 - 46 86 59 83
adrienpmazeau@gmail.com
Nii Lantei Wellington
Tel: +233 (0)26 141 4757
snlwellington@gmail.com
Sam Drabble
Tel: +44 (0)20 3170 0929
Email: sdrabble@wsup.com
www.wsup.com