syllabus

1. Trimester – II
Subject Title: Financial Services Subject Code: PG 206F
After completing this course, students will able to:
Sr.
No.
Course Outcomes
1. Understand the growth and functioning of financial service industry in India.
2. Analyse and appraise the recent developments and advanced trends in the financial
services sector.
3. Evaluate the economic environment and the impact of governmental economic
policies
on consumers and financial institutions
4. Apply the knowledge of financial markets and institutions in managerial decision
makings under a given situation.
5. To formulate the financial policies for the organization so as to maximize the
benefits to the company
Knowledge:
1. Understand the basic concepts of different types of financial services
2. Understand regulatory framework for these services
3. Analyze the practical applications of these service
4. Understand different types of financial services – Investment, personal & corporate
5. Financial and non-financial intermediaries extending diverse types of financial
services
6. Functioning of distinct financial intermediaries like:
a. Personal loans by NBFCs – Distinct stages and process flow
b. Asset Management Companies – Mutual funds
c. Non-Banking Financial Companies – Lease, Hire Purchase etc.
d. Credit rating agencies
e. Venture Capital
7. Critical provisions of statutory authorities relating to the above financial and non-
financial intermediaries relating to:
a. Public Issue
b. MF company
c. Venture capital
d. Credit rating agencies
a. NBFCs

2. Skills:
1. Thirst and urge for knowledge related to various recent developments in financial
sector and the economy.
2. Determining EMI for a lease/HP deal
3. Drawing up the time table for a public issue
4. Drawing up the process map for credit rating, venture capital deal etc.
Attitude:
1. To be a continuous learner understanding role of financial services in the growth of
the trade and commerce.
Topics to be covered:
Unit
No.
Contents Chapter Outcome
Session
(in Hours )
1 Structure of Financial System
 Role of Financial System in
Economic Development
 – Financial Markets and Financial
Instruments – Capital Markets –
Money Markets –
 Primary Market Operations –
Role of SEBI – Secondary
Market Operations –
 Regulation – Functions of Stock
Exchanges – Listing –
Formalities – Financial
The learner
Understands the concept
of Financial Services
Understands about
Project Counseling and
Appraisal
is familiar with the
Procedural aspects of IPO
Understands SEBI
guidelines for Merchant
Bankers
3
2 Financial Services and Merchant
Banking
 Concept, Nature and Scope of
Financial Services –– Growth of
Financial Services in India –
Merchant Banking – Meaning-
Types – Responsibilities of
Merchant Bankers – Role of
Merchant Bankers in Issue
Management – Regulation of
Merchant Banking in India.
The learner
Understands the types and
procedures related to
personal loans and
investment products
understands the concept
of importance of NBFC's in
Indian economy,
understands the concept
of Mutual Funds
knows the recent
guidelines of SEBI and
AMFI with regard to
Mutual Funds
4
3 Mutual Funds
 Concept and Objectives,
 Functions and Portfolio Classification,
The learner
 Is familiar with the
leasing works and how
4

3. Organization and Management,
Guidelines for Mutual Funds,
 Working of Public and Private Mutual
Funds in India,
 Debt Securitization – Concept and
Application – De-mat Services - need
and Operations-role of NSDL and
CSDL.
calculations are done &
different types of
leasing
 Is able to distinguish
between Leasing and
Hire Purchase
 understands the
concepts of factoring,
forfaiting and bills
discounting and can
distinguish between
them
 has a general
understanding of
merchant banks,
venture capital and
credit ratings
4 Allied Financial Services
Venture Capital – Growth of Venture
Capital in India – Financing Pattern
under Venture
 Capital, Leasing – types of
Leases – Evaluation of Leasing
Option Vs. Borrowing,
 Credit Rating – Meaning &
Functions, Insurance Services, –
Factoring – Forfaiting
The learner
 understands of the
procedures and calculations
regarding the cash flows in
factoring, bills discounting
and forfaiting
 is aware of the WTO
regulations pertaining to the
same
4
Total 30
RECOMMENDED TEXT BOOK
1)Financial Services, M.Y. Khan, 9th Edition, McGraw Hill Education (India) Private
Limited
2)Bhole. L.M. and Jitendra Mahakud “Financial Institutions & Markets – Structure, Growth
& Innovations”, TMH latest edition.
3) "The Indian Financial System- Market, Institutions and Services", Bharti Pathak, latest
Edition, Pearson,
REFERENCE BOOKS
Reference Books
4)"Financial Markets and Institutions",Frederic S. Mishkin Graduate, G. Eakins, latest
edition, Pearson Pub.
5) "Financial Markets and Institutions" Frederic S. Mishkin & Stanley G. Eakins, latest
Edition, Pearson

4. Online Resources:
1. www.cfoasia.com
2. http://economictimes.com/
3. http://www.sebi.gov.in
4. https://www.cfo.com/source/cfo-asia/