The FDA’s 510(k) process for medical devices is doing a lot of rounds in the news lately. This includes the FDA Commissioner Dr. Scott Gottlieb’s announcement on the renovation to the 510(k) program and two new pilot programs initiated by FDA: the Quality in 510(k) (“Quik”) Review and the Special 510(k) pilot programs. In this week’s blog, we are shedding some light on what you should expect from the Quik 510(k) and the Special 510(k) programs...
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FDA’s 510(k) Pilot Programs
1. FDA’s 510(k) Pilot Programs
By: Nikita Angane, MS
The FDA’s 510(k) process for medical devices is doing a lot of rounds in the news lately.
This includes the FDA Commissioner Dr. Scott Gottlieb’s announcement on the renovation to
the 510(k) programi and two new pilot programs initiated by FDA: the Quality in 510(k) (“Quik”)
Review and the Special 510(k) pilot programs. In this week’s blog, we are shedding some light on
what you should expect from the Quik 510(k) and the Special 510(k) programs.
The Quik 510(k) review program pilot
The Quality in 510(k) Review Program pilot was launched on September 6, 2018, to
evaluate the efficiency of the FDA’s Quik 510(k) review process and the eSubmitter software for
specific device types.i i The program allows participating manufacturers to submit their 510(k)
applications using FDA’s free eSubmitter software.
In the current program, 39 product codesi i i have been identified by the FDA to be eligible
for the quik program, whose manufacturers can use the quik program to obtain clearance. FDA
states that these products are well-understood by the agency and can be reviewed in an efficient
manner.ii Additional product codes might be added after FDA collects the data from the pilot
program and gains a better understanding of processes to put forward for this program.
The program offers great benefits to the industry who plans to use this program: a 60-
day review timeline (versus 90 days for a Traditional 510(k)) and an interactive review process
[meaning that the FDA will not put an application on hold even if additional information is
deemed necessary]. In turn,it becomes the manufacturer/applicant’s responsibility to respond
quickly to FDA when such information is requested.
Your device must meet the eligibility criteria before seeking clearance
through this program; which are:
The device must belong to the product codes list eligible for this program
The device should not be a combination product
CDRH must be the lead center for the pre-market review of that device
The submission is prepared using the eSubmitter template "CDRH: Non-InVitro
Diagnostic Device - 510(k)".
What should you do if you want to submit a Quik 510(k)?
Your 510(k) application must be built using the CDRH‘s “Non-In Vitro Diagnostic Device
- 510(k)" template from the FDA eSubmitter software. Note that the information
2. Page 2 of 3
required to submit a quik 510(k) remains the same as the informationrequired to submit
a Traditional 510(k).
At the end of the application completion on the software, the software will convert the
submission into a ZIP file. This file will then have to be copied onto a CD, DVD, or a flash
drive.
The eSubmission package must be submitted to the CDRH document control center
along with a cover letter that includes a specific statement for the application’s inclusion
in the quik program pilot.
Finally, pay the user fees, which are equivalent to the Traditional 510(k).
What if my submission is found ineligible?
If the application is found to be ineligible to be included in this program, the application
will be reviewed according to the Traditional 510(k) review procedure and the applicant will be
informed via email.
No paper copies are submitted during this process; thus, reducing a tremendous
documentation workload on companies. In addition, the use of a template aids in maintaining
uniformity throughout all the applications received, which facilitates the efficiency of CDRH’s
decision-making process.
The Special 510(k) Program Pilot
A Special 510(k) is a pre-market notification submitted to the FDA for a modification
made to a device that has been cleared under the traditional 510(k) process. The pilot program
was initiated by FDA to expand the existing Special 510(k) program to include certain design
and labeling changes.i i The pilot will collect information to test whether certain design and
labeling changes can be submitted in a Special 510(k) and still ensure safety and effectiveness of
the device.
As of now, any design and labeling changes require a submission of a Traditional 510(k)
that goes through the 90-day review period. However, with this program in place, FDA expects
the timeframe to be reduced to 30 days for certain changes, thus, speeding up the availability of
new devices in the market.
The device and the modifications made must meet certain criteria to be eligible for this
pilot:i i
The proposed change is made and submitted by the manufacturer authorized to market
the existing device,
Performance data are unnecessary, or if performance data are necessary, well-
established methods are available to evaluate the change, and
3. Page 3 of 3
All performance data necessary to support substantial equivalence can be reviewed in a
summary or risk analysis format.
The process of preparing and submitting a special 510(k) remains the same as
established previously.i v All 510(k) submissions marked and eligible as a Special 510(k) will be
considered for the pilot program. In the event that the application is found to be ineligible by the
FDA for this program, the application will be reviewed through the traditional 510(k) process
and the applicant will be notified.
The expansion of the Special 510(k) program to allow certain design and labeling
changes appears to be an effort to incorporate more of quality control measures into the 510(k)
process. This program also helps the companies to incorporate design and labeling changes in
their remediation measures without the burden of a whole new 510(k) process.
If you need help submitting a 510(k), or want to know more about these pilot programs,
please call (248) 987-4497 or send an email to info@emmainternational.com.
Our Regulatory Affairs Specialist MS. Song Seto also contributed to this blog with her expert
regulatory insight
i FDA (November 2018) Statement from FDA Commissioner Scott Gottlieb, M.D. and Jeff Shuren, M.D.,
Director of the Center for Devices and Radiological Health, on transformative new steps to modernize
FDA’s 510(k) program to advance the review of the safety and effectiveness of medical devices retrieved
on 12-04-2018 from https://www.fda.gov/NewsEvents/Newsroom/PressAnnouncements/ucm626572.htm
ii FDA (2018) 510(k) Program Pilots retrieved on 12-04-2018 from
https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/HowtoMarketYourDevice/Premarket
Submissions/PremarketNotification510k/ucm618561.htm#quik
iii FDA (2018) 510(k) Program Pilots retrieved on 12-04-2018 from
https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/HowtoMarketYourDevice/Premarket
Submissions/PremarketNotification510k/ucm618561.htm#list
iv FDA - How To Prepare A Special 510(k) retrieved on 12-04-2018 from
https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/HowtoMarketYourDevice/Premarket
Submissions/PremarketNotification510k/ucm134573.htm#criteria