1. COMPANY SHARES PRICE DATE BROKER FUNDS RAISED ($m)TICKER INDUSTRY TYPE
Vimpelcom 5.41 $20.50 11/14/96 UBS $110 OVIP US Telecoms IPO
Pliva 1/1/97 UBS IPO
Zagrebacka 1/1/97 UBS IPO
KGHM 72 PLN19 7/10/97 UBS $415 KGH Mining IPO
Panafon 38.44 GRD5.1 12/7/98 UBS $698 PANF GA TelecommunicationsIPO
Partner Comm 38.89 $13.50 10/26/99 UBS $525 PTNR TelecommunicationsIPO
MTS 15.01 $21.50 6/30/00 UBS $322 MBT Telecom IPO
Asur 22.17 MXN15.125 9/28/00 UBS $335 ASR Engineering IPO
CCR SA 16.96 BRL18 2/1/02 UBS $125 CCRO3 BZ Comml ServicesIPO
Sabesp 5.01 BRL11.22 5/9/02 UBS $158 SBSP3 BZ Water ADDIT
Net Servicos 431.1 BRL0.7 8/9/02 UBS $100 NETC3 BZ Media ADDIT
Suzano 10 BRL10 11/28/03 UBS $35 SUZA4 BZ Forest ProductsADDIT
URBI 74.6 MXN32 5/7/04 UBS $210 Real Estate IPO
Natura 18.58 BRL36.5 5/26/04 UBS $229 NATU3 BZ Personal Care IPO
Lewis 9/1/04 UBS Retail IPO
Mechel PJSC 13.88 $21 10/29/04 UBS $335 MTL US Iron/Steel IPO
Dasa 19.02 BRL20 11/19/04 UBS $151 DASA3 BZ Healthcare ServicesIPO
Frutarom 13.2 $7.63 2/3/05 UBS $109 FRUT IT Food ADDIT
Ultrapar 7.87 BRL40 4/3/05 UBS $134 UGPA4 BZ Chemicals ADDIT
Lewis 5/1/05 UBS Retail ADDIT
EDP - Energias do Brasil 62.1 BRL18 7/13/05 UBS $496 ENBR3 BZ Electric IPO
NVTK 52.45 $16.75 7/21/05 UBS $966 NVTK Oil & Gas IPO
Bank Hapoalim 28.2 ILS1.525 7/27/05 UBS $429 POLI IT Banks ADDIT
Unibanco 74.91 BRL20.49 9/14/05 UBS $748 UBBR11 BZ Banks ADDIT
Banco Nossa Caixa 26.7 BRL31 10/28/05 UBS $417 BNCA3 BZ Banks IPO
Turkiye Vakiflar Bank 280 TRY5.4 11/18/05 UBS $2 VAKBN BAANKS IPO
IAM Chile 499 CLP480 11/22/05 UBS $457 IAM CI Water IPO
Tractebel Energias 71 BRL13 12/8/05 UBS $419 TBLE3 BZ Electric ADDIT
NLMK 42 $14.50 12/9/05 UBS $609 NLMK Steel ADDIT
Banco Macro 1/1/06 UBS P Banks ADDIT
Rossi Residential 36 BRL25 2/15/06 UBS P $457 RSID3 BZ Home Build ADDIT

2. Mechel PJSC 15.9 $22 3/20/06 UBS $349 MTL US Iron/Steel ADDIT
Banco Macro SA 9.72 $20.35 3/23/06 UBS P $226 BMA US Banks ADDIT
Dasa 11.93 BRL49 3/24/06 UBS P $268 DASA3 BZ Healthcare ADDIT
Cia Energetica de SP 137.93 BRL14.5 7/13/06 UBS P $920 CESP6 BZ Electric ADDIT
Telemar 9/26/06 UBS P Pulled TelecommunicationsADDIT
Brookfield Inc 66 BRL16 10/23/06 UBS P $550 BISA3 BZ Real Estate IPO
Severstal 85 $12.50 11/8/06 UBS $1,060 SVST Steel ADDIT
Odontoprev 16.21 BRL28 12/1/06 UBS P $211 ODPV3 BZ Healthcare ServicesIPO
Positivo Informatica 21.95 BRL23.5 12/11/06 UBS P $238 POSI3 BZ Computers IPO
LPS Brasil Consultoria 20.64 BRL20 12/18/06 UBS P $412 LPSB3 BZ Real Estate IPO
Tecnisa 60.87 BRL13 2/1/07 UBS P $369 TCSA3 BZ Home Build IPO
Iguatemi 15.9 BRL30 2/7/07 UBS P $257 IGTA3 BZ Real Estate IPO
Polymetal JSC 78 $7.75 2/7/07 UBS $630 PMTL RU Mining IPO
Sao Martinho 18.42 BRL20 2/12/07 UBS P $199 SMT3 BZ Food IPO
Global Village Telecom 52 BRL18 2/16/07 UBS P $504 GVTT3 BZ TelecommunicationsIPO
JBS 200 BRL8 3/29/07 UBS P $773 JBSS3 BZ Food IPO
Pharmstandard 4/1/07 UBS PharmaceuticalsIPO
Banco Pine SA 27.22 BRL19 4/2/07 UBS P $245 PINE4 BZ Banks IPO
Even Construtora 34.78 BRL11.5 4/2/07 UBS P $218 EVEN3 BZ Home Build IPO
Fertilizantes Heringer 17.88 BRL17 4/12/07 UBS P $169 FHER3 BZ Chemicals IPO
JHSF Part 47 BRL8 4/12/07 UBS P $206 JHSF3 BZ Real estate IPO
Metalfrio 20.73 BRL19 4/13/07 UBS P $219 FRIO3 BZ Home furnishingsIPO
Banco Sofisa 36.5 BRL12 5/2/07 UBS P $250 SFSA4 BZ Banks IPO
Drogasil 22.76 BRL15 5/11/07 UBS P $195 DROG3 BZ Retail IPO
Parana Banco SA 37.8 BRL14 6/14/07 UBS P $250 PRBC4 BZ Banks IPO
Log-in 52.27 BRL14.25 6/21/07 UBS P $405 LOGN3 BZ Transportation IPO
EZ Tec 42.86 BRL11 6/22/07 UBS P $266 EZTC3 BZ Real Estate IPO
Banco Cruzeiro do Sul 36.14 BRL15.5 6/26/07 UBS P $272 CZRS4 BZ Banks IPO
Banco Daycoval 55.8 BRL17 6/27/07 UBS P $562 DAYC4 BZ Banks IPO
GFH Financial 10 $25 6/27/07 UBS $266 GFH LI Bank IPO
Guarani 49.3 BRL13.5 7/23/07 UBS P $346 ACGU3 BZ Food IPO
MRV Engenharia 40.8 BRL26 7/23/07 UBS P $544 MRVE3 BZ Home Build IPO
Banco ABC Brasil 45.1 BRL13.5 7/25/07 UBS P $310 ABC4 BZ Banks IPO

3. Multiplan 36.9 BRL25 7/27/07 UBS P $471 MULT3 BZ Engineering IPO
Estacio Part 19.86 BRL22.5 7/30/07 UBS P $238 ESTC11 BZ Comml ServicesIPO
Banco Estado do Rio Grande173.9 BRL12 7/31/07 UBS P $1,000 BRSR6 BZ Banks ADDIT
Duratex 30.61 BRL13 9/21/07 UBS P $223 DTEX3 BZ Building Mat IPO
Anglogold 67.1 $44 10/2/07 UBS $2,950 AU US Mining ADDIT
Sul America 21.74 BRL31 10/5/07 UBS P $405 SULA11 BZ Insurance IPO
Uralkali 270.85 $3.50 10/15/07 UBS $1,070 URKA Chemicals addit
BR Malls 24 BRL25 10/19/07 UBS P $340 BRML3 BZ Real Estate ADDIT
Marisa 44 BRL10 10/22/07 UBS P $270 MARI3 BZ Retail IPO
PDG Realty 20 BRL25 10/24/07 UBS P $293 PDGR3 BZ Real estate ADDIT
Amil Part 87 BRL14 Oct-07 UBS p $450 AMIL3 BZ Healthcare IPO
Laep Investments 67.68 BRL7.5 10/31/07 UBS P $279 MILK3 BZ Food IPO
EDC Eurasia $30.62 $23.50 11/2/07 UBS $719 EDCL LI Oil Services IPO
URBI 72.6 MXN37 11/16/07 UBS P $248 URBI* MM Building MaterialsADDIT
Banco Pan SA 67.99 BRL10 11/19/07 UBS P $352 BPAN4 BZ Real Estate IPO
Banco do Brasil 104.65 BRL29.25 12/17/07 UBS P $1,880 BBAS3 BZ Banks ADDIT
CPS Polsat 67.1 PLN12.5 5/6/08 UBS $314 CPS PW Media IPO
Anglogold 26.3 $51 4/10/09 UBS $2,000 AU US Mining ADDIT
AEI 10/1/09 GS Pulled Electric IPO
PDG Realty 67.2 BRL14 10/5/09 GS $557 PDGR3 BZ Real estate IPO
Cyrela Brazil Realty 47.3 BRL22 10/29/09 GS $577 CYRE3 BZ Real estate IPO
PGE 259.51 PLN23 11/6/09 GS $2,070 PGE pw Electric IPO
CFAO 31 EUR26 12/3/09 GS $1,380 CFAO FP Retail IPO
Copersucre 1/1/10 GS Pulled Food IPO
PDG Realty 97.08 BRL14.5 2/8/10 GS $941 PDGR3 BZ Real estate IPO
Koza Gold 18 TRY3.8 2/12/10 GS $445 KOZAL TI Mining IPO
BR Properties 71.88 BRL13 3/8/10 GS $524 BRPR3 BZ Real Estate IPO
EDC Eurasia 12.52 $19 4/15/10 GS $237 EDCL LI Oil Services ADDIT
Mills Estruturas 51.85 BRL11.5 4/16/10 GS $372 MILS3 BZ Comml ServicesIPO
LSR Group $46.83 $8.50 4/30/10 GS $398 LSRG Real estate IPO
PZU 25.82 PLN312 5/12/10 GS $2,790 PZU Insurance IPO
Petrobras Brasil 2.02 BRL29.65 9/27/10 GS $34,800 PETR3 BZ Oil & Gas ADDIT
Petrobras Brasil 1.59 BRL26.3 9/27/10 GS $25,000 PETR4 BZ Oil & Gas ADDIT

4. PGE 186.98 PLN21.3 10/8/10 GS $1,400 PGE PW Electric ADDIT
LPS Brasil Consultoria 4.8 BRL37.5 10/25/10 GS $120 LPSB3 BZ Real estate ADDIT
Petro Rio 1.94 BRL1200 10/25/10 GS $1,410 PRIO3 BZ Oil & Gas IPO
O'key Group 38.14 $11 11/2/10 GS $428 OKEY Food IPO
MAIL 32.93 $27 11/5/10 GS $1,000 MAIL LI Internet IPO
Yandex 52.17 $27.70 11/5/10 GS $1,000 MAIL Internet IPO
Warsaw SE 26.79 PLN43 11/9/10 GS $396 GPW Div Fin IPO
EDC Eurasia 8 $30 1/28/11 GS $240 EDCL LI Oil Services ADDIT
Alliance Oil 10 SEK116 3/22/11 GS $184 AOIL SS Oil & Gas ADDIT
YPF 26.2 $41 3/23/11 GS $1,240 YPF SA Oil & Gas ADDIT
Euroset 4/1/11 GS Pulled Retail IPO
BR Malls 37.4 brl17.2 5/12/11 GS $450 BRML3 BZ Real estate IPO
Domodedovo Airport 5/18/11 GS Pulled Comml ServicesWithdrawn
Yandex 52.17 $23 5/24/11 GS $1,300 YNDX INTERNET ADDIT
IDEAL 6/2/11 GS Pulled Infrastructure Withdrawn
PZU 8.64 PLN367 6/10/11 GS $1,170 PZU Insurance ADDIT
JSW 39.5 PLN136 7/6/11 GS $2,000 JSW PW Coal IPO
Shoprite 3/1/12 GS SHP SJ Retail ADDIT
Qualicorp 40.86 BRL16.5 4/18/12 GS $438 QUAL3 BZ Comml ServicesADDIT
Alior Bank 36.8 PLN57 12/14/12 Barclays $640 ALR PW Banks IPO
GHSF 1/1/13 Barclays Pulled Real Estate IPO
Viva Aerobus 1/1/13 Barclays Pulled Airlines IPO
Pegasus 32.09 TRY18.4 4/26/13 Barclays $407 PGSUS TI Airlines IPO
Grupo Financero Inter 60 MXN61 10/17/13 Barclays $326 GFINTERO MMBanks ADDIT
Gulf Marine Services 122.7 GBP135 3/14/14 Barclays $298 GMS LN Comml ServicesIPO
TBC Bank 18.36 $13 6/6/14 Barclays $255 TBCB LI Banks IPO
Steinhoff 150 ZAR5.2 7/10/14 Barclays $724 SHF SJ Home furnishingsADDT
AlphaBank 7/7/15 Barclays Banks ADDIT
EFG Eurobank 7/7/15 Barclays Banks ADDIT