1. Swati Saini
Ca_swati_88@yahoo.com
9811657852
Swati Saini | Curriculum Vitae
Personal Details
Sex:
Nationality:
Date of birth:
Current Address:
Female
Indian
8th August 1988
South Extension-1
New Delhi
Professional and Academic Background
Highest Professional Qualification: Chartered Accountant
CA Final ICAI Nov 2014(1st group) 218/400
May 2016(2nd group) 212/400
CA IPCC ICAI Nov2009(1st group) 244/400
Nov2010(2nd group) 175/300
CA CPT ICAI Feb 2007 143/200
Academic Qualifications
B.com (P) Kirorimal College –Delhi University 2006-2009 72.2%
Class XII Delhi Public School, Korba (AISSCE) 2006 89%
Class X Delhi Public School, Korba (AISSCE) 2004 83.8%
Professional Experience
Article Trainee 25th Feb 2010 to 24th Feb 2013 Grant Thornton- Business Risk Services

2. Swati Saini
Ca_swati_88@yahoo.com
9811657852
Swati Saini | Curriculum Vitae
Client Name Nature of work Done Description
Tube products of India ( Unit of Tube
Investments of India)
Internal Audit review for the following areas:
- Procurement
- Human resource
- Capital expenditure
Team member for the following activities:-
- ‘As is’ process mapping
- Conducting field work
- Preparation of report
Religare Enterprises Limited and Subsidiaries
(Financial service company)
Internal Audit for 13 entities of the group,
for following areas-:
Loans against shares
Administration expenses
Payroll
Corporate Taxation
Mutual Funds
Deposits and payments
-Preparation of audit work program
- Conducting field work
- Preparation of report
- Discussing reports with the process owner.
- Preparing presentation for CEO/CFO
meeting and Board meeting.
- Preparation of legal entity reports and
executive summaries.
- Conducting Follow ups and preparation of
reports for the same
Alcatel Lucent Network Management
Services India Ltd -Joint venture between
Alcatel Lucent and Bharti Airtel (Telecom
company)
Internal Audit review for the following
processes-:
Accounts payable
Payroll
Accounts receivable
Key performance indicators and
Penalty
- Discussing the As- is process with the
client
- Conducting field work
- Preparation of report
- Discussing the report with the process
owner
- Delivered good report. Revenue loss and
control gaps in the payroll process were
some of the major observations.
Lite Bite Foods Ltd Internal audit review of various food outlets
and Internal audit review for the training
process
- Conducting field work for various food
outlets and storerooms across 2 locations
- Drafting of report
- Delivered good report by capturing images
of observations found in the store room and
the kitchen area.
- Conducting field work for the training
process.
- Preparation of report for the training
process.
Newgen Software Technologies Ltd Internal Audit - Review of Financial reporting process
- Drafting of report and discussion with the

3. Swati Saini
Ca_swati_88@yahoo.com
9811657852
Swati Saini | Curriculum Vitae
client
SMC Global (Broking company) Preparation of risk registers Team member for the following:-
Preparation of risk register for the below
mentioned areas:-
- Fixed assets
- Legal compliances
- Administration
Event and Entertainment Management
Awards
Process Evaluation Team member for the process evaluation.
Transport Companies & Coal Quality
Improvement Company
Tax Audit Team member for the tax audit
Communication skills
English and Hindi (Read, Write and Speak)
Information Technology Proficiency
MS-Excel Data Analysis
Working knowledge of Microsoft Office Suite-MS Word and MS PowerPoint
Tally
Worked in Oracle
Personal Attributes
Working with composure to meet deadlines.
Leadership and team spirit qualities
Curious about new ideas, and believe that value adding nature of the work in an organization will keep my interest and motivation high.