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EBM /Critical Appraisal
Nahid Sherbini , MD
Internist, Pulmonary Fellow
Teacher Assistant , Principle & Practice of Clinical Research Course PPCR
,Harvard Medical School
KFH-Medina
Introductory Lecture: Objectives
1. What
What is evidence-based medicine?
What does it look like in practice?
2. How
Formulate Clinical Questions
Search for Evidence
Appraisal of research
Apply to clinical problem
•
•
•
1.
2.
3.
What is EBM?
“Evidence-based medicine is the integration of best
research evidence with clinical expertise and patient
values”
- Dave Sackett
Patient
Concerns
Clinical
Expertise
Best research
evidence
EBM
The 5 A’s of
Evidence Based
Medicine
Evidence Arc
PATIENT
McMaster University Evidence-Based Clinical Practice Workshop - 2011
Formulate an answerable clinical
question
Structure of researchable questions –
PICO
Population/Patients
Intervention
Comparison
Outcome
Time
•
•
•
•
•
http://blogs.ubc.ca/googlescholar/2006/10/extending-pico-to-capture-your-ebm-search/
Components of Clinical Questions
Patient/
Population Outcome
Intervention/
Exposure
Comparison
In patients
with
acute MI
In post-
menopausal
women
does early treat-
ment with a statin
does hormone
replacement
therapy
compared to
placebo
compared to no
HRT
decrease cardio-
vascular
mortality?
increase the
risk of
breast cancer?
Types of Research Questions
Descriptive
Means, frequency,
prevalence
“74% of MRSA
isolates occur after
the 15th
day of
hospitalization”
Associative
Correlations, bivariates
“Smoking (yes vs.
no) is associated
with lung cancer”
“Duration of
smoking increases
risk for lung
cancer”
Comparison
T tests, ANOVA
“Drug A led to a 15
mg/dl reduction in
LDL cholesterol
versus placebo”
Increasing strength
Rapid Critical Appraisal
Study Design Types
Case Report/Case-series
Case Control/Retrospective
Cohort/Prospective
RCT
Definition of meta-analysis
(1) “Meta-analysis refers to the analysis of analyses…the
statistical analysis of a large collection of analysis results
from individual studies for the purpose of integrating
findings. It connotes a rigorous alternative to the casual,
narrative discussions of research studies which typify our
attempts to make sense of the rapidly expanding
literature…”
GV Glass (1976). Primary, secondary, and meta-analysis of
research. Edu Researcher 5:3-8
•
•
Systematic review
Review that has been prepared using a systematic approach to minimizing
bias and random errors which is documented in the Methods section
Meta-
analyses
Systematic reviews
Egger, M. et al. BMJ 1997;315:1371-1374
Cumulative meta-analysis of RCTs of oral beta blockers after MI:
results for nal mortality
Forest plot
Valid
What
are
the
results
Do
they
apply
?
EBM
Users' Guides for RCT
I. Are the results of the study valid?
Primary Guides:
Was the assignment of patients to treatments randomized?
Were all patients who entered the trial properly accounted for and attributed at its
conclusion?
Was follow-up complete?
Were patients analyzed in the groups to which they were randomized?
Secondary Guides:
Were patients, health workers, and study personnel "blind" to treatment?
Were the groups similar at the start of the trial?
Aside from the experimental intervention, were the groups treated equally?
II. What were the results?
How large was the treatment effect?
How precise was the estimate of the treatment effect?
III. Will the results help me in caring for my patients?
Can the results be applied to my patient care?
Were all clinically important outcomes considered?
Are the likely treatment benefits worth the potential harms and costs?
•
•
•
•
•
•
•
•
•
•
•
•
•
•
Are the results of this study valid?
1. Were patients randomized to treatment?
2. Was follow-up long and complete?
3. Were patients & clinicians blinded?
4. Were groups treated equally?
5. Were the groups similar at the start?
1
Was the assignment of patients to treatment
randomized?
Was the randomization list concealed?
1.
Why random allocation?
Why concealed from the clinicians?
How the study was randomized?
•
•
•
Treatment Allocation
Treatment allocation schemes should:
Remove investigator bias
Produce groups comparable
Guarantee that statistical tests are valid
•
•
•
•
Was the assignment of patients to
treatment randomized?
1.
Randomization
It can lead to long runs (stretches of
treatment assignment):
ABBAAAAAAABAAAAAABBBA
It can produce imbalances
•
•
Simple
randomization
Blocking
Stratification
•
•
•
ABBA or BBAA or
Random block size
Too many small strata can
defeat the balancing effects
Are the results of this study valid?
1. Were patients randomized to treatment?
2. Was follow-up long and complete?
3. Were patients & clinicians blinded?
4. Were groups treated equally?
5. Were the groups similar at the start?
2. Was follow-up of patients sufficiently
long and complete?
If all patients who were entered into the trial were accounted for
at its conclusion.
Look at Tables:
Baseline characteristics
Outcome table
•
•
•
•
"The Recruitment Funnel"
Recruitment and
Screening
Eligible
Participants
Participants
Retained
Adherence
Target
population
Adherence in Patient Practices
Primary concern and greatly affects treatment outcomes
Strongly tied with patient-provider rapport and communication
HIGHLY variable, lower for preventative measures and for chronic
conditions
- Evolving concern: Complex treatments, drug resistance, strategies
to improve adherence have become a priority
- Unintentional (e.g. forgetting) or Intentional (e.g. personal judgment)
Increased medication-related hospital admissions
- Adherence itself appears to offer some benefit! (i.e. placebo)
-
-
-
-
Are the results of this study valid?
1. Were patients randomized to treatment?
2. Was follow-up long and complete?
3. Were patients & clinicians blinded?
4. Were groups treated equally?
5. Were the groups similar at the start?
4. Were Patients And Clinicians Kept
Blind To Treatment?
Investigator
Care taker
•
•
Are the results of this study valid?
1. Were patients randomized to treatment?
2. Was follow-up long and complete?
3. Were patients & clinicians blinded?
4. Were groups treated equally?
5. Were the groups similar at the start?
4. Apart from The Experimental
Therapy, Were Groups Treated
Equally?
Are the results of this study valid?
1. Were patients randomized to treatment?
2. Was follow-up long and complete?
3. Were patients & clinicians blinded?
4. Were groups treated equally?
5. Were the groups similar at the start?
5. Were the groups similar at the
start of the trial?
How To Use An Article On
Therapy
Are the results valid?
What are the results?
Will the results help me in patient care?
•
•
•
Appraisal:
2
Are The Valid Results Of This
Individual Study Important?
1. What is the magnitude of the treatment effect?
2. How precise is this estimate of the treatment effect?
Important
2
Variables
Dependent Variable: Your outcome
Death, stroke, blood pressure
Independent Variable: Your intervention, predictor
Drug A, blood pressure
Covariates: A secondary factor that may influence the
relationship between Dependent and Independent
variables
Age, gender, race
•
•
•
•
•
•
Surrogates
Sometimes the primary question doesn’t have a feasible, safe,
or cost-permissive direct answer
“Does long-term sodium restriction improve risk of diabetic
retinopathy?”
Evaluation of a closely associated surrogate can be more
practical
“Does 3 weeks of dietary sodium restriction improve glucose
tolerance as measured by an insulin clamp?”
•
•
•
•
Continuous data
Categorical /
binary
Normal
distribution
Non-normal
Compare two groups
(independent variable -
binary)
Unpaired and
paired t-test
Mann-Whitney
Wilcoxon
Chi-square
Fisher’s exact
Compare three or more
groups (independent
variable - categorical)
ANOVA (one or
n-way ANOVA)
Kruskal-Wallis
or Friedman test
Chi-square
Fisher’s exact
Association between
two variables
(independent variable -
continuous)
Pearson
correlation
Spearman
correlation
Association between
three or more variables
(independent variable -
continuous)
Multiple linear
regression
Multiple logistic
regression
Normal Distribution
What is the difference between covariate
adjustment and subgroup analysis?
Important difference between subgroup analysis and covariate
adjustment
It is all about assessing variability
•
•
Covariate adjustment
To achieve the most appropriate p-value for the treatment
difference
To improve the precision of the estimated treatment
difference, thus increasing the statistical power of the trial.
Here you are not interested in learning how groups respond to treatments,
only to increase efficiency
(popcock, 2002)
•
•
Subgroup analysis – the issue of different response by
treatment
Statistical tests for interaction (evidence for the treatment
difference varying between subgroups) – best approach.
IMPORTANT: Assessing the differences in each subgroup
separately is misleading as if the overall treatment is
significant then subgroups will likely be significant – and
others might not be due to the small sample size.
•
•
Definitions
“Control event rate”, CER
“Experimental event rate”, EER
Absolute risk reduction
Relative risk reduction
Number needed to treat (NNT)
Number needed to harm (NNH)
•
•
•
•
•
•
Disorder Intervention Event to
prevent
Control Exp NNT
Carotid
Stenosis
(severe)
Endarterectomy Stroke or
Death
20% 10%
Carotid
Stenosis
(mild)
Endarterectomy Stroke or
Death
2% 1%
Definitions
Event rates
n with event / total
Control event rate (CER)
Experimental event rate (EER)
•
•
•
•
Absolute risk reduction
difference in two event rates
CER - EER = ARR
Relative risk reduction
proportion of control rate
CER-EER / CER = RRR
Number needed to treat
1 / ARR = NNT
•
•
•
•
•
•
•
•
10/20 = 50%
20 – 10 = 10%
Disorder Intervention Event to
prevent
Control Exp NNT
Carotid
Stenosis
(severe)
Endarterectomy Stroke or
Death
20% 10%
1/ 10% = 100/10 = 10
Absolute risk reduction
difference in two event rates
CER - EER = ARR
Relative risk reduction
proportion of control rate
CER-EER / CER = RRR
Number needed to treat
1 / ARR = NNT
•
•
•
•
•
•
•
•
1/2 = 50%
2 – 1 = 1%
Disorder Intervention Event to
prevent
Control Exp NNT
Carotid
Stenosis
(mild)
Endarterectomy Stroke or
Death
2% 1%
1/ 1% = 100/1 = 100
Absolute risk reduction
difference in two event rates
CER - EER = ARR
Relative risk reduction
proportion of control rate
CER-EER / CER = RRR
Number needed to treat
1 / ARR = NNT
•
•
•
•
•
•
•
•
RRR = 50%
Disorder Intervention Event to
prevent
Control Exp NNT
Carotid
Stenosis
(severe)
Endarterectomy Stroke or
Death
20% 10% 10
Carotid
Stenosis
(mild)
Endarterectomy Stroke or
Death
2% 1% 100
Level I: N of 1 randomized trial (double-blinded, cross-over)
Level I (A): Systematic reviews of randomized trials
Level I (B): Single randomized trial
Level II (A): Systematic review of observational studies addressing
patient-important outcome
Level II (B): Single observational study addressing important outcome
Level III: Physiologic studies
Level IV: Unsystematic clinical observations (case-reports, anecdotal)
Levels of Evidence
Hierarchy of Strength of Evidence for Treatment Decisions
JAMA 2000; 284(10):1290-96
How To Use An Article On Therapy
Are the results valid?
What are the results?
Will the results help me in patient
care ?
•
•
•
Appraisal:
3
Is this study applicable to our patient?
1. Is our patient so different from those in the study?
2. Is the treatment feasible?
3. What are our patient’s potential benefits and harms from the
therapy?
4. What are our patient’s values and expectations?
THANK
YOU

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Critical Apprasial

  • 1. EBM /Critical Appraisal Nahid Sherbini , MD Internist, Pulmonary Fellow Teacher Assistant , Principle & Practice of Clinical Research Course PPCR ,Harvard Medical School KFH-Medina
  • 2. Introductory Lecture: Objectives 1. What What is evidence-based medicine? What does it look like in practice? 2. How Formulate Clinical Questions Search for Evidence Appraisal of research Apply to clinical problem • • • 1. 2. 3.
  • 3. What is EBM? “Evidence-based medicine is the integration of best research evidence with clinical expertise and patient values” - Dave Sackett Patient Concerns Clinical Expertise Best research evidence EBM
  • 4. The 5 A’s of Evidence Based Medicine
  • 5. Evidence Arc PATIENT McMaster University Evidence-Based Clinical Practice Workshop - 2011
  • 6. Formulate an answerable clinical question Structure of researchable questions – PICO Population/Patients Intervention Comparison Outcome Time • • • • •
  • 8. Components of Clinical Questions Patient/ Population Outcome Intervention/ Exposure Comparison In patients with acute MI In post- menopausal women does early treat- ment with a statin does hormone replacement therapy compared to placebo compared to no HRT decrease cardio- vascular mortality? increase the risk of breast cancer?
  • 9. Types of Research Questions Descriptive Means, frequency, prevalence “74% of MRSA isolates occur after the 15th day of hospitalization” Associative Correlations, bivariates “Smoking (yes vs. no) is associated with lung cancer” “Duration of smoking increases risk for lung cancer” Comparison T tests, ANOVA “Drug A led to a 15 mg/dl reduction in LDL cholesterol versus placebo” Increasing strength
  • 11. Study Design Types Case Report/Case-series Case Control/Retrospective Cohort/Prospective RCT
  • 12. Definition of meta-analysis (1) “Meta-analysis refers to the analysis of analyses…the statistical analysis of a large collection of analysis results from individual studies for the purpose of integrating findings. It connotes a rigorous alternative to the casual, narrative discussions of research studies which typify our attempts to make sense of the rapidly expanding literature…” GV Glass (1976). Primary, secondary, and meta-analysis of research. Edu Researcher 5:3-8 • •
  • 13. Systematic review Review that has been prepared using a systematic approach to minimizing bias and random errors which is documented in the Methods section Meta- analyses Systematic reviews
  • 14. Egger, M. et al. BMJ 1997;315:1371-1374 Cumulative meta-analysis of RCTs of oral beta blockers after MI: results for nal mortality Forest plot
  • 15.
  • 17. Users' Guides for RCT I. Are the results of the study valid? Primary Guides: Was the assignment of patients to treatments randomized? Were all patients who entered the trial properly accounted for and attributed at its conclusion? Was follow-up complete? Were patients analyzed in the groups to which they were randomized? Secondary Guides: Were patients, health workers, and study personnel "blind" to treatment? Were the groups similar at the start of the trial? Aside from the experimental intervention, were the groups treated equally? II. What were the results? How large was the treatment effect? How precise was the estimate of the treatment effect? III. Will the results help me in caring for my patients? Can the results be applied to my patient care? Were all clinically important outcomes considered? Are the likely treatment benefits worth the potential harms and costs? • • • • • • • • • • • • • •
  • 18. Are the results of this study valid? 1. Were patients randomized to treatment? 2. Was follow-up long and complete? 3. Were patients & clinicians blinded? 4. Were groups treated equally? 5. Were the groups similar at the start? 1
  • 19. Was the assignment of patients to treatment randomized? Was the randomization list concealed? 1. Why random allocation? Why concealed from the clinicians? How the study was randomized? • • •
  • 20. Treatment Allocation Treatment allocation schemes should: Remove investigator bias Produce groups comparable Guarantee that statistical tests are valid • • • •
  • 21. Was the assignment of patients to treatment randomized? 1.
  • 22. Randomization It can lead to long runs (stretches of treatment assignment): ABBAAAAAAABAAAAAABBBA It can produce imbalances • • Simple randomization Blocking Stratification • • • ABBA or BBAA or Random block size Too many small strata can defeat the balancing effects
  • 23. Are the results of this study valid? 1. Were patients randomized to treatment? 2. Was follow-up long and complete? 3. Were patients & clinicians blinded? 4. Were groups treated equally? 5. Were the groups similar at the start?
  • 24. 2. Was follow-up of patients sufficiently long and complete? If all patients who were entered into the trial were accounted for at its conclusion. Look at Tables: Baseline characteristics Outcome table • • • •
  • 25. "The Recruitment Funnel" Recruitment and Screening Eligible Participants Participants Retained Adherence Target population
  • 26. Adherence in Patient Practices Primary concern and greatly affects treatment outcomes Strongly tied with patient-provider rapport and communication HIGHLY variable, lower for preventative measures and for chronic conditions - Evolving concern: Complex treatments, drug resistance, strategies to improve adherence have become a priority - Unintentional (e.g. forgetting) or Intentional (e.g. personal judgment) Increased medication-related hospital admissions - Adherence itself appears to offer some benefit! (i.e. placebo) - - - -
  • 27. Are the results of this study valid? 1. Were patients randomized to treatment? 2. Was follow-up long and complete? 3. Were patients & clinicians blinded? 4. Were groups treated equally? 5. Were the groups similar at the start?
  • 28. 4. Were Patients And Clinicians Kept Blind To Treatment? Investigator Care taker • •
  • 29. Are the results of this study valid? 1. Were patients randomized to treatment? 2. Was follow-up long and complete? 3. Were patients & clinicians blinded? 4. Were groups treated equally? 5. Were the groups similar at the start?
  • 30. 4. Apart from The Experimental Therapy, Were Groups Treated Equally?
  • 31. Are the results of this study valid? 1. Were patients randomized to treatment? 2. Was follow-up long and complete? 3. Were patients & clinicians blinded? 4. Were groups treated equally? 5. Were the groups similar at the start?
  • 32. 5. Were the groups similar at the start of the trial?
  • 33. How To Use An Article On Therapy Are the results valid? What are the results? Will the results help me in patient care? • • • Appraisal: 2
  • 34. Are The Valid Results Of This Individual Study Important? 1. What is the magnitude of the treatment effect? 2. How precise is this estimate of the treatment effect? Important 2
  • 35. Variables Dependent Variable: Your outcome Death, stroke, blood pressure Independent Variable: Your intervention, predictor Drug A, blood pressure Covariates: A secondary factor that may influence the relationship between Dependent and Independent variables Age, gender, race • • • • • •
  • 36. Surrogates Sometimes the primary question doesn’t have a feasible, safe, or cost-permissive direct answer “Does long-term sodium restriction improve risk of diabetic retinopathy?” Evaluation of a closely associated surrogate can be more practical “Does 3 weeks of dietary sodium restriction improve glucose tolerance as measured by an insulin clamp?” • • • •
  • 37. Continuous data Categorical / binary Normal distribution Non-normal Compare two groups (independent variable - binary) Unpaired and paired t-test Mann-Whitney Wilcoxon Chi-square Fisher’s exact Compare three or more groups (independent variable - categorical) ANOVA (one or n-way ANOVA) Kruskal-Wallis or Friedman test Chi-square Fisher’s exact Association between two variables (independent variable - continuous) Pearson correlation Spearman correlation Association between three or more variables (independent variable - continuous) Multiple linear regression Multiple logistic regression
  • 39. What is the difference between covariate adjustment and subgroup analysis? Important difference between subgroup analysis and covariate adjustment It is all about assessing variability • •
  • 40. Covariate adjustment To achieve the most appropriate p-value for the treatment difference To improve the precision of the estimated treatment difference, thus increasing the statistical power of the trial. Here you are not interested in learning how groups respond to treatments, only to increase efficiency (popcock, 2002) • •
  • 41. Subgroup analysis – the issue of different response by treatment Statistical tests for interaction (evidence for the treatment difference varying between subgroups) – best approach. IMPORTANT: Assessing the differences in each subgroup separately is misleading as if the overall treatment is significant then subgroups will likely be significant – and others might not be due to the small sample size. • •
  • 42. Definitions “Control event rate”, CER “Experimental event rate”, EER Absolute risk reduction Relative risk reduction Number needed to treat (NNT) Number needed to harm (NNH) • • • • • •
  • 43. Disorder Intervention Event to prevent Control Exp NNT Carotid Stenosis (severe) Endarterectomy Stroke or Death 20% 10% Carotid Stenosis (mild) Endarterectomy Stroke or Death 2% 1% Definitions Event rates n with event / total Control event rate (CER) Experimental event rate (EER) • • • •
  • 44. Absolute risk reduction difference in two event rates CER - EER = ARR Relative risk reduction proportion of control rate CER-EER / CER = RRR Number needed to treat 1 / ARR = NNT • • • • • • • • 10/20 = 50% 20 – 10 = 10% Disorder Intervention Event to prevent Control Exp NNT Carotid Stenosis (severe) Endarterectomy Stroke or Death 20% 10% 1/ 10% = 100/10 = 10
  • 45. Absolute risk reduction difference in two event rates CER - EER = ARR Relative risk reduction proportion of control rate CER-EER / CER = RRR Number needed to treat 1 / ARR = NNT • • • • • • • • 1/2 = 50% 2 – 1 = 1% Disorder Intervention Event to prevent Control Exp NNT Carotid Stenosis (mild) Endarterectomy Stroke or Death 2% 1% 1/ 1% = 100/1 = 100
  • 46. Absolute risk reduction difference in two event rates CER - EER = ARR Relative risk reduction proportion of control rate CER-EER / CER = RRR Number needed to treat 1 / ARR = NNT • • • • • • • • RRR = 50% Disorder Intervention Event to prevent Control Exp NNT Carotid Stenosis (severe) Endarterectomy Stroke or Death 20% 10% 10 Carotid Stenosis (mild) Endarterectomy Stroke or Death 2% 1% 100
  • 47. Level I: N of 1 randomized trial (double-blinded, cross-over) Level I (A): Systematic reviews of randomized trials Level I (B): Single randomized trial Level II (A): Systematic review of observational studies addressing patient-important outcome Level II (B): Single observational study addressing important outcome Level III: Physiologic studies Level IV: Unsystematic clinical observations (case-reports, anecdotal) Levels of Evidence Hierarchy of Strength of Evidence for Treatment Decisions JAMA 2000; 284(10):1290-96
  • 48. How To Use An Article On Therapy Are the results valid? What are the results? Will the results help me in patient care ? • • • Appraisal: 3
  • 49. Is this study applicable to our patient? 1. Is our patient so different from those in the study? 2. Is the treatment feasible? 3. What are our patient’s potential benefits and harms from the therapy? 4. What are our patient’s values and expectations?