The document discusses questions and answers related to audit evidence. It addresses topics like how much evidence is needed, factors that increase reliability, reasons for gathering evidence, methods of gathering evidence, uses and limitations of analytical procedures, reliability of management representations, use of experts, and identifying related parties.
Session based testing and shift left approach as a way to improve quality in ...Andrzej Dolinski
With his presentation Andrzej will show how to create responsibility for the quality in the whole team, preventing bugs, integrating the team and sharing knowledge about how to test. To achieve that he will present a shift-left approach, which is the answer for the need of delivering faster while keeping a high quality of the application.
During the presentation he will also speak about Session Based Testing as a natural extension of the mentioned approach and evidence of completed work. During the early phases of software development it can be used in QA Hug and QA Demo to collect test data, describe automation scope or collect notes from pairing Developer and QA.
All of this is presented as a summary of already successfully delivered projects. So come and listen to how shift-left and session based testing works in practice and how they can be combined into one process.
Presentation by Julian Ramirez-Villegas.
CCAFS workshop titled "Using Climate Scenarios and Analogues for Designing Adaptation Strategies in Agriculture," 19-23 September in Kathmandu, Nepal.
Presentation by Julian Ramirez-Villegas.
CCAFS workshop titled "Using Climate Scenarios and Analogues for Designing Adaptation Strategies in Agriculture," 19-23 September in Kathmandu, Nepal.
Presentation introduces the concept of Climate Scenarios and Analogues. This was during a training held in Nairobi in late 2013. Presenters were David Arango and Edward Jones who work for CCAFS - CIAT. Find out more about the work of CCAFS in East Africa: http://ccafs.cgiar.org/regions/east-africa
Every day, inspection managers, auditors, and safety and health engineers are tasked with monitoring risk, documenting incidents and maintaining compliance with OSHA and other industry standards for safety. Securing the accurate and ongoing execution of these standards is a challenge that seems to be expected from the job.
With QuickBase, building an Audit Management app that fits your existing audit processes exactly has never been easier. Ensure the accurate and ongoing execution of your audits and be confident that you’re running a safe and successful business.
Webinar: Everything You Need to Know to Claim SR&ED Tax CreditsBoast Capital
During the "Everything You Need to Know to Claim SR&ED Tax Credits", Jeff Christie discussed:
-What the program is
-Who qualifies and what can you claim
-How credits are calculated
-What you need to be doing now to increase your chances of a successful claim
CTEK Summer Series Session 7: Actionable Tactics to Rethink Third-Party RiskCTEKMarketing
In this year’s State of Healthcare Security Annual Report, we reveal that organizations are scoring the lowest in NIST’s Identify, Supply Chain category. In this CTEK Summer Series session, we dive deeper into to understanding why and what organizations can do to build a third-party risk management program, validate the effectiveness of the program, and how to include the privacy office as a part of this risk strategy.
Session based testing and shift left approach as a way to improve quality in ...Andrzej Dolinski
With his presentation Andrzej will show how to create responsibility for the quality in the whole team, preventing bugs, integrating the team and sharing knowledge about how to test. To achieve that he will present a shift-left approach, which is the answer for the need of delivering faster while keeping a high quality of the application.
During the presentation he will also speak about Session Based Testing as a natural extension of the mentioned approach and evidence of completed work. During the early phases of software development it can be used in QA Hug and QA Demo to collect test data, describe automation scope or collect notes from pairing Developer and QA.
All of this is presented as a summary of already successfully delivered projects. So come and listen to how shift-left and session based testing works in practice and how they can be combined into one process.
Presentation by Julian Ramirez-Villegas.
CCAFS workshop titled "Using Climate Scenarios and Analogues for Designing Adaptation Strategies in Agriculture," 19-23 September in Kathmandu, Nepal.
Presentation by Julian Ramirez-Villegas.
CCAFS workshop titled "Using Climate Scenarios and Analogues for Designing Adaptation Strategies in Agriculture," 19-23 September in Kathmandu, Nepal.
Presentation introduces the concept of Climate Scenarios and Analogues. This was during a training held in Nairobi in late 2013. Presenters were David Arango and Edward Jones who work for CCAFS - CIAT. Find out more about the work of CCAFS in East Africa: http://ccafs.cgiar.org/regions/east-africa
Every day, inspection managers, auditors, and safety and health engineers are tasked with monitoring risk, documenting incidents and maintaining compliance with OSHA and other industry standards for safety. Securing the accurate and ongoing execution of these standards is a challenge that seems to be expected from the job.
With QuickBase, building an Audit Management app that fits your existing audit processes exactly has never been easier. Ensure the accurate and ongoing execution of your audits and be confident that you’re running a safe and successful business.
Webinar: Everything You Need to Know to Claim SR&ED Tax CreditsBoast Capital
During the "Everything You Need to Know to Claim SR&ED Tax Credits", Jeff Christie discussed:
-What the program is
-Who qualifies and what can you claim
-How credits are calculated
-What you need to be doing now to increase your chances of a successful claim
CTEK Summer Series Session 7: Actionable Tactics to Rethink Third-Party RiskCTEKMarketing
In this year’s State of Healthcare Security Annual Report, we reveal that organizations are scoring the lowest in NIST’s Identify, Supply Chain category. In this CTEK Summer Series session, we dive deeper into to understanding why and what organizations can do to build a third-party risk management program, validate the effectiveness of the program, and how to include the privacy office as a part of this risk strategy.
Everything You Need to Know to Claim & Finance Your R&D Tax CreditsBoast Capital
Boast and Espresso have teamed up to host a webinar titled “Everything You Need to Know to Claim for, and Finance Your SR&ED Tax Credits”. During this webinar we will cover what type of work technically qualifies for the program, the types of expenditures that you can recover, as well as the potential returns you could receive. Espresso Capital will also speak about different financing options available to be able to realize your SR&ED return in a timely manner.
Webinar: The Do's and Don'ts of Claiming SR&ED Tax CreditsBoast Capital
On Feb 19, Jeff Christie delivered a webinar on the Do's and Don'ts of Claiming the Scientific Research & Experimental Development (SR&ED) tax credit. Here are the slides from the presentation.
Best Audit Practices: The Top 10 Auditing Mistakes Companies MakeSafetyChain Software
Developing and maintaining a robust and effective internal audit system provides meaningful and actionable improvements for your food safety and food quality processes. Avoid these top 10 mistakes.
How To Virtualise Your Assessment CentresNicole Yean
Increase engagement and streamline business efficiencies for business continuity with a Virtual Assessment Centre.
With many limitations on Assessment Centres like resources and logistical hassle, commitment by stakeholders and scale limitations, why not transform it into a Virtual Assessment Centre?
Proactive Internal Auditing -- The Key to Improving Your Quality SystemSafetyChain Software
Auditing against a standard like ISO 9001 or one of the GFSI schemes isn’t easy and is rarely effective without the proper training, guidance, and tools. IJ Arora, CEO of Quality Management International Inc. (QMII) provides tips on the Internal Auditing process.
[Note: This is a partial preview. To download this presentation, visit:
https://www.oeconsulting.com.sg/training-presentations]
ISO 13485:2016 is an international standard that sets out the requirements for a quality management system (QMS) specific to the medical devices industry. The standard focuses on meeting customer and applicable regulatory requirements and is intended for any organization partially or fully involved in the medical device life-cycle.
This presentation can be used to brief your employees, new hires and potential auditees so as to create awareness of the ISO 13485:2016 standard. Alternatively, the presentation may be used to supplement your materials for the training of QA professionals and internal auditors in the medical devices industry.
It covers the what and why of ISO 13485, the QMS key clause structure, the audit approach and also offers practical tips on how to handle an audit session. When you are done teaching this material to your employees, they will be much more informed and comfortable with ISO 13485:2016.
LEARNING OBJECTIVES
1. Provide background knowledge on ISO 13485:2016
2. Gain an overview of ISO 13485:2016 structure and the certification process
3. Understand the audit approach
4. Gather useful tips on handling an audit session
CONTENTS
1. Overview of ISO 13485
About ISO
What are Standards?
Why are Standards Important?
What is ISO 13485?
Who is ISO 13485 For?
What is a Medical Device?
What is a Quality Management System?
How Does ISO 13485 Work?
Benefits that ISO 13485 Will Bring to the Organization
Advantages of Certification
Development of ISO 13485
Why Was ISO 13485 Revised?
Key Improvements to ISO 13485:2016
Relationship of ISO 13485 with ISO 9001
2. ISO 13485:2016 Structure
The ISO 13485:2016 Structure
The Plan-Do-Check-Act (PDCA) Process Model
ISO 13485:2016 Approach is Based on the PDCA Cycle
Documentation Requirements
ISO 13485:2016 Key Clause Structure (4-8)
Clause 4: Quality Management System
Clause 5: Management Responsibility
Clause 6: Resource Management
Clause 7: Product Realization
Clause 8: Measurement, Analysis & Improvement
3. ISO 13485:2016 Certification
Becoming ISO 13485:2016 Certified
ISO 13485:2016 Certification Process
4. Audit Approach
What is a Quality Audit?
What Are Audits Used For?
Types of Quality Audits
Internal Quality Audit
Principles of Auditing
Audit Focus
Audit Approach
Audit Emphasis
Document Review
Audit Findings
5. Handling an Audit Session
Rights of Auditee
Rights of Auditor
How to Handle an Audit Session?
Auditee's Conduct
Interacting with Auditors: Do's
Interacting with Auditors: Don'ts
Auditing against a standard or one of the GFSI schemes is rarely effective without the proper training, guidance, and tools. Learn how to to get the most out of your internal auditing process to boost improvements and plant profitability.
Presenter: IJ Arora | President & CEO of Quality Management International Inc. (QMII)
Watch the webinar replay:
https://info.safetychain.com/proactive-internal-audits
Auditing against a standard or one of the GFSI schemes is rarely effective without the proper training, guidance, and tools. Learn how to to get the most out of your internal auditing process to boost improvements and plant profitability.
Presenter: IJ Arora | President & CEO of Quality Management International Inc. (QMII)
Watch the webinar replay:
https://info.safetychain.com/proactive-internal-audits
Developing and maintaining a robust and effective internal audit system provides meaningful and actionable improvements for your food safety and food quality processes. Avoid these ten most common auditing mistakes made by food and beverage companies.
Watch the webinar replay at: https://info.safetychain.com/top-10-auditing-mistakes
Everything You Need to Know to Claim & Finance Your R&D Tax CreditsBoast Capital
Boast and Espresso have teamed up to host a webinar titled “Everything You Need to Know to Claim for, and Finance Your SR&ED Tax Credits”. During this webinar we will cover what type of work technically qualifies for the program, the types of expenditures that you can recover, as well as the potential returns you could receive. Espresso Capital will also speak about different financing options available to be able to realize your SR&ED return in a timely manner.
Webinar: The Do's and Don'ts of Claiming SR&ED Tax CreditsBoast Capital
On Feb 19, Jeff Christie delivered a webinar on the Do's and Don'ts of Claiming the Scientific Research & Experimental Development (SR&ED) tax credit. Here are the slides from the presentation.
Best Audit Practices: The Top 10 Auditing Mistakes Companies MakeSafetyChain Software
Developing and maintaining a robust and effective internal audit system provides meaningful and actionable improvements for your food safety and food quality processes. Avoid these top 10 mistakes.
How To Virtualise Your Assessment CentresNicole Yean
Increase engagement and streamline business efficiencies for business continuity with a Virtual Assessment Centre.
With many limitations on Assessment Centres like resources and logistical hassle, commitment by stakeholders and scale limitations, why not transform it into a Virtual Assessment Centre?
Proactive Internal Auditing -- The Key to Improving Your Quality SystemSafetyChain Software
Auditing against a standard like ISO 9001 or one of the GFSI schemes isn’t easy and is rarely effective without the proper training, guidance, and tools. IJ Arora, CEO of Quality Management International Inc. (QMII) provides tips on the Internal Auditing process.
[Note: This is a partial preview. To download this presentation, visit:
https://www.oeconsulting.com.sg/training-presentations]
ISO 13485:2016 is an international standard that sets out the requirements for a quality management system (QMS) specific to the medical devices industry. The standard focuses on meeting customer and applicable regulatory requirements and is intended for any organization partially or fully involved in the medical device life-cycle.
This presentation can be used to brief your employees, new hires and potential auditees so as to create awareness of the ISO 13485:2016 standard. Alternatively, the presentation may be used to supplement your materials for the training of QA professionals and internal auditors in the medical devices industry.
It covers the what and why of ISO 13485, the QMS key clause structure, the audit approach and also offers practical tips on how to handle an audit session. When you are done teaching this material to your employees, they will be much more informed and comfortable with ISO 13485:2016.
LEARNING OBJECTIVES
1. Provide background knowledge on ISO 13485:2016
2. Gain an overview of ISO 13485:2016 structure and the certification process
3. Understand the audit approach
4. Gather useful tips on handling an audit session
CONTENTS
1. Overview of ISO 13485
About ISO
What are Standards?
Why are Standards Important?
What is ISO 13485?
Who is ISO 13485 For?
What is a Medical Device?
What is a Quality Management System?
How Does ISO 13485 Work?
Benefits that ISO 13485 Will Bring to the Organization
Advantages of Certification
Development of ISO 13485
Why Was ISO 13485 Revised?
Key Improvements to ISO 13485:2016
Relationship of ISO 13485 with ISO 9001
2. ISO 13485:2016 Structure
The ISO 13485:2016 Structure
The Plan-Do-Check-Act (PDCA) Process Model
ISO 13485:2016 Approach is Based on the PDCA Cycle
Documentation Requirements
ISO 13485:2016 Key Clause Structure (4-8)
Clause 4: Quality Management System
Clause 5: Management Responsibility
Clause 6: Resource Management
Clause 7: Product Realization
Clause 8: Measurement, Analysis & Improvement
3. ISO 13485:2016 Certification
Becoming ISO 13485:2016 Certified
ISO 13485:2016 Certification Process
4. Audit Approach
What is a Quality Audit?
What Are Audits Used For?
Types of Quality Audits
Internal Quality Audit
Principles of Auditing
Audit Focus
Audit Approach
Audit Emphasis
Document Review
Audit Findings
5. Handling an Audit Session
Rights of Auditee
Rights of Auditor
How to Handle an Audit Session?
Auditee's Conduct
Interacting with Auditors: Do's
Interacting with Auditors: Don'ts
Auditing against a standard or one of the GFSI schemes is rarely effective without the proper training, guidance, and tools. Learn how to to get the most out of your internal auditing process to boost improvements and plant profitability.
Presenter: IJ Arora | President & CEO of Quality Management International Inc. (QMII)
Watch the webinar replay:
https://info.safetychain.com/proactive-internal-audits
Auditing against a standard or one of the GFSI schemes is rarely effective without the proper training, guidance, and tools. Learn how to to get the most out of your internal auditing process to boost improvements and plant profitability.
Presenter: IJ Arora | President & CEO of Quality Management International Inc. (QMII)
Watch the webinar replay:
https://info.safetychain.com/proactive-internal-audits
Developing and maintaining a robust and effective internal audit system provides meaningful and actionable improvements for your food safety and food quality processes. Avoid these ten most common auditing mistakes made by food and beverage companies.
Watch the webinar replay at: https://info.safetychain.com/top-10-auditing-mistakes
6. AUDIT EVIDENCE QUESTIONS
ANSWER
‣
SUFFICIENT & APPROPRIATE
‣
to draw a reasonable conclusion
‣
on which to base an opinion
Richard Clarke Academy aCOWtancy.com
58. AUDIT EVIDENCE QUESTIONS
ANSWER
‣
Consistency with other evidence
‣
Assumptions used
‣
Source data and methods used
Richard Clarke Academy aCOWtancy.com
64. AUDIT EVIDENCE QUESTIONS
QUESTION 16
When considering
using internal
auditor’s work -
what must you
know about them?
Richard Clarke Academy aCOWtancy.com
66. AUDIT EVIDENCE QUESTIONS
ANSWER
‣
Status in company
‣
Scope of their work
‣
Competence
‣
Due professional care
Richard Clarke Academy aCOWtancy.com
70. AUDIT EVIDENCE QUESTIONS
ANSWER
‣
Have they been trained?
‣
Have they been supervised?
‣
Sufficient, appropriate evidence?
Richard Clarke Academy aCOWtancy.com
72. AUDIT EVIDENCE QUESTIONS
QUESTION 18
Another auditor
should be able to
do what by looking
at your working
papers?
Richard Clarke Academy aCOWtancy.com