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CSE Senior Design I
Building a Plan

Several of the slides in this module are a modification and amplification of slides prepared
by Mr. Tom Rethard for use in a prior Senior Design Class. They were originally for use
with A Discipline for Software Engineering (Watts S. Humphrey), sponsored by the U.S.
Department of Defense. Original slides are copyright SEI; modifications are Copyright ©
2002, T. Rethard. Further modifications by Mike O’Dell. All Rights Reserved.
2 Why Plan?
 A plan helps you focus on the goal
 “Begin with the end in mind.1”

 A plan let’s you estimate job completion
 A plan helps you track progress
 A plan gives you milestones that provide a
sense of accomplishment along the way
 A plan helps you identify problems early
 A plan establishes commitments for the
team and each individual on it
CSE 4316

2
2 The Planning Process… Simplified
Plan the work
… then work the plan
Refine, refine, refine…

CSE 4316

3
2 What is a Plan?
 An agreement by the team on the cost and
schedule for a specified job
 A structure for organizing the work
 A framework for obtaining the required
resources (people, funds, etc.)
 A record of what was initially assumed and
committed
 It’s a CONTRACT!
CONTRACT
CSE 4316

4
2 Components of a Plan
 A Lifecycle Planning Model: The Master
Plan for the Project
 Order and criteria for key events
 Correct model for the job?

 Work Estimate

 How big is the job (size and effort)?
 How long will it take, when will we finish?

 Schedule and Work Breakdown

 When do we expect to have things done?
 What are we committing to?

CSE 4316

5
2 Representative Lifecycle Models
 Pure Waterfall (the old granddaddy)
 Code-and-Fix (and plan to fail)
 Spiral (new age sophistication)
 Modified Waterfalls (making the best of an old
standby)
 Evolutionary/Rapid Prototyping (design as you go)
 Staged Models (show as you go)
 Design to schedule

 Hybrids – some combination of above
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7
2 Pure Waterfall
 Phased deliverables
 Document-driven
 Discontinuous, inflexible phases
 All planning is done up front
 Good for:
 Well-defined, complex projects
 Quality dominates cost and schedule

 Not so good for:
 Projects where details cannot be completely specified up
front
 Rapid development projects
CSE 4316

8
2 Pure Waterfall
Concept
& Planning
Pass

Fail

Requirements
Analysis
Pass

Fail

Architectural
Design
Pass

Fail

Detailed
Design
Pass

Fail

Implementation
& Debugging
Pass

CSE 4316

Fail

System
Validation
9
2 Build (Code)-and-Fix
 In general, don’t do it!
 Process: Specify it, code-and-fix it, ship it(?)
 Advantages:
 Low/no overhead (no planning, documentation,
standards, etc.)
 You can start TODAY!
 Requires little other than technical expertise

 Disadvantages:
 No means of assessing progress, problems
 Dangerous! for other than tiny projects
CSE 4316

10
2 Spiral
 Risk-oriented, layered approach
 Process:


Break project into mini-projects, each addressing
major risks, e.g.

 Risk of poor specifications
 Risk of poorly understood architecture



Iterate until risks are eliminated

 Six steps in each iteration

 Advantages:


Time and money can reduce risk

 Disadvantages

CSE 4316

Complex

11
2 Spiral

Start

CSE 4316

(Diagram from “Spiral Development: Experience, Principles and Refinements”, workshop paper by Barry Boehm)

12
2 Modified Waterfalls
 Waterfall with Overlapping Phases
(Sashimi)
 Like pure waterfall, but phases can overlap
Concept
& Planning
Requirements
Analysis
Architectural
Design
Detailed
Design
Implementation
& Debugging
System
Validation
CSE 4316

13
2 Modified Waterfalls
 Waterfall with Subprojects

Concept
& Planning
Requirements
Analysis

 Begin detailed design on
subprojects before overall
architectural design is complete
Architectural
Design

Detailed
Design
Implementation
& Debugging

Detailed
Design
Detailed
Design
Detailed
Design

Implementation
& Debugging
Implementation
& Debugging

Implementation
& Debugging

SubSystem
Validation
SubSystem
Validation

SubSystem
Validation

CSE 4316

SubSystem
Validation

System
Validation
14
2 Modified Waterfalls
 Waterfall with Risk Reduction

Concept
& Planning

Requirements
Analysis

 Spiral for requirements and
architectural design phases
Architectural
Design

Detailed
Design

 Generally, only for
very large and
complex projects
CSE 4316

Implementation
& Debugging

System
Validation

15
2

Evolutionary (or Rapid) Prototyping

 Especially useful when requirements are changing
rapidly, or cannot be committed
 Process:
 Design initial prototype of external/prominent aspects
 Review with customer
 Iterate and refine until “good enough”

 Advantages

 Keeps customer involved in process
 Low overhead

 Disadvantages

 Impossible to project schedule/budget
 Can evolve to code-and-fix

CSE 4316

16
2 Staged Delivery Models
 Follow architectural design with staged
design, implementation, test and delivery
 Staged delivery: iterate until done
 Design-to-schedule: iterate until scheduled
time
 Evolutionary delivery: Iterate with customer
feedback until done (Beta test approach)

CSE 4316

17
2 Hybrid Staged Delivery Model
Concept
& Planning

Design-to-Schedule
with risk reduction
(our model, approx.)

Requirements
Analysis
Architectural
Design

High Priority: Detailed design, implement and test
Medium High Priority: Detailed design, implement and test

Release

Medium Priority: Detailed design, implement and test
Medium Low Priority: Detailed design, implement and test

Run out of time
and money

CSE 4316

Low Priority: Detailed design, implement and test

18
2 Choosing the Right Model
 Strengths and weaknesses analysis
 Discussion: Table 7-1

 Case Study 7-2: Effective Lifecycle
Model Selection
 Project characteristics
 Why was the model the right one?
 What was the outcome?

CSE 4316

19
2 Tools/Techniques to Help You
 PERT and CPM Tools
 Program (or Project) Evaluation and Review
Technique
 Critical Path Method (from Dupont)
 Account for task dependencies
 Generally applies 3 separate estimates for
each task (shortest, nominal and longest) to
calculate the expected effort
Identify longest/critical path(s)
CSE 4316

20
2 Tools/Techniques to Help You
(PERT Chart)

CSE 4316

21
2 Tools/Techniques to Help You
 CoCoMo (Constructive Cost Model)
 Estimating tool created by Barry Boehm
(Software Engineering Economics, 1981)
 Based on size, complexity, environment, team
composition, language, tools, etc.
 Method is based on a large study of varying
size significant projects.

CSE 4316

22
2 Work Breakdown Structure
 Breaks down the work to be done into specific,
product-oriented manageable units
 Allows development of a detailed plan
 Basis for project cost and schedule

 Enables assignment of responsibility

 Provides basis for accountability of individuals

 Defines independent work units – minimum
interfacing with or dependency on other work
units
 Allows measurement of progress
CSE 4316

23
2 Work Breakdown Structure
WBS: Building a
Bicycle

CSE 4316

24
2 Milestone Tracking - GANTT

GANTT Chart Display Using MS Project
See Sample MS Project file on website.
CSE 4316

25
2 High Quality Plans
 Characteristics, as stated in the SEI text







Complete
Readily accessible, even by the customer
Clear
Specific
Precise
Accurate

 Not in the SEI text, but necessary
 MEASURABLE
CSE 4316

26
2 What’s makes a Good Plan?
 Complete Product Specifications
 A clear Statement of Work
 Size estimate and schedule

SRS…ADS/DDS
PROJECT
CHARTER

 Schedule for critical Milestones
MS PROJECT
PLAN
 A complete Work Breakdown Structure
 The Processes/Procedures that you will
PROJECT
follow
CHARTER
 Identification of your Stakeholders
CSE 4316

27
2 What’s makes a Good Plan?
 From the customer’s perspective:
 Your commitment to deliver what is specified
 The quality level of the product
 A mechanism for participation/cooperation

Integrity and Openness

CSE 4316

28
2 Product Specifications
 Provide the details of what will be done,
and how it will be done:

 Requirements Specification (SRS – what)
 Architecture Design (ADS – bridge what to
how)
 Detailed Design Documentation (DDS - how )

 These provide the basis for system
verification and acceptance
CSE 4316

29
2 Statement of Work
 A narrative description of the work that is
to be done:
 Details of hardware and software components
 Description of deliverables
 Estimate of start and stop dates for key
phases of process
 Acceptance criteria

CSE 4316

30
2 Milestones
 Driven by the lifecycle model you use

 Establishes start and stop dates for all key phases of
project
 Reinforced by your detailed schedules
 Use PERT/GANTT

 Provides basis for measurement of progress
 Earned Value

 Provides basis for identifying and estimating
risks
 Specifies critical deliverables
 ALL milestones have deliverables!

CSE 4316

31
2 Processes/Procedures
 Defines how things will get done

 Provides the basis for establishing critical
milestones and deliverables
 Establishes entry and exit criteria for critical
phases
 Establishes the standards that will be used
 Defines the tools that are required to
complete the work

CSE 4316

32
2 Stakeholders
 Any person or organization that has a
vested interest in the success of you
project





CSE 4316

Your
Your
Your
Your

customer or sponsor
company
company’s owners/stockholders
management

33
2 Plan Documentation and Tracking
 System Requirements Specification
 WHAT you plan to create

 Project Charter

 HOW you will go about the process of creating
the WHAT
 Includes RISK MANAGEMENT plan

 Work Breakdown Structure/GANTT

 The specific STEPS you will take, WHEN
things must be done, and WHO will do them
 MS Project

CSE 4316

34
2

Characteristics of a Good
Requirement

 Verifiable: stated in a way that allows for
Verifiable
independent verification that the system
meets or exceeds the stated requirement.
 Justifiable: necessary, rather than simply
Justifiable
desirable
 Unambiguous: stated such that multiple
Unambiguous
interpretations are precluded

CSE 4316

35
2

Characteristics of a Good
Requirement

 Consistent: no conflict with any other
Consistent
requirement
 Modifiable: should be stated in a way that
Modifiable
allows for change based on
technical/business considerations.
 Hierarchically Traceable: should define a
Traceable
single attribute, traceable back to a higher
level requirement.

CSE 4316

36
2

Tips for Successful Requirement
Determination

 Start by establishing what the team thinks
the features/functions of the system
should be
 Brainstorm as team and write everything down
 Keep a simple list (such as the requirements
worksheet on the website)

 Meet with your sponsor to review/modify
your list and discuss alternatives

 Add any features/functions that the sponsor
believes are required

CSE 4316

37
2

Tips for Successful Requirement
Determination

 Consider and add ancillary requirements
 E.g., performance, packaging, look and feel

 Discuss and add as necessary any “nonfunctional” requirements
 E.g., standards that you must adhere to,
maintenance and support, safety

 Discuss and analyze the feasibility of
meeting or exceeding each requirement
within the budget, time and skills allowed.
CSE 4316

38
2

Tips for Successful Requirement
Determination

DO NOT collect requirements by attempting
to fill out the SRS Guide!
List and understand them, THEN write the
document

CSE 4316

39
2

What is a System Requirements
Specification (SRS)?

 A detailed description of the features and
functions of a product, incorporating:





End-user and sponsor input
Developer input
Management input
Standards and processes

 Your documented commitment to deliver
 Your contract with your stakeholders that
identifies WHAT you will create
(See SRSs from prior teams on class website.)
CSE 4316

40
2 What is a Project Charter?
 A document that summarizes the project











Defines the scope and objectives of the project
Delineates organizational relationships
Delineates individual authority and responsibility
Identifies key risks and plan to handle them
Specifies dependencies on other organizations
Describes the specific functions to be performed
Lays out the master schedule for the project
Documents cost and time estimates
Document person-loading requirements/schedule
Documents management approval of the details of the
project
(See Charter template and Charters from prior teams on class website.)

CSE 4316

41

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Architecture presentation 8

  • 1. CSE Senior Design I Building a Plan Several of the slides in this module are a modification and amplification of slides prepared by Mr. Tom Rethard for use in a prior Senior Design Class. They were originally for use with A Discipline for Software Engineering (Watts S. Humphrey), sponsored by the U.S. Department of Defense. Original slides are copyright SEI; modifications are Copyright © 2002, T. Rethard. Further modifications by Mike O’Dell. All Rights Reserved.
  • 2. 2 Why Plan?  A plan helps you focus on the goal  “Begin with the end in mind.1”  A plan let’s you estimate job completion  A plan helps you track progress  A plan gives you milestones that provide a sense of accomplishment along the way  A plan helps you identify problems early  A plan establishes commitments for the team and each individual on it CSE 4316 2
  • 3. 2 The Planning Process… Simplified Plan the work … then work the plan Refine, refine, refine… CSE 4316 3
  • 4. 2 What is a Plan?  An agreement by the team on the cost and schedule for a specified job  A structure for organizing the work  A framework for obtaining the required resources (people, funds, etc.)  A record of what was initially assumed and committed  It’s a CONTRACT! CONTRACT CSE 4316 4
  • 5. 2 Components of a Plan  A Lifecycle Planning Model: The Master Plan for the Project  Order and criteria for key events  Correct model for the job?  Work Estimate  How big is the job (size and effort)?  How long will it take, when will we finish?  Schedule and Work Breakdown  When do we expect to have things done?  What are we committing to? CSE 4316 5
  • 6. 2 Representative Lifecycle Models  Pure Waterfall (the old granddaddy)  Code-and-Fix (and plan to fail)  Spiral (new age sophistication)  Modified Waterfalls (making the best of an old standby)  Evolutionary/Rapid Prototyping (design as you go)  Staged Models (show as you go)  Design to schedule  Hybrids – some combination of above CSE 4316 7
  • 7. 2 Pure Waterfall  Phased deliverables  Document-driven  Discontinuous, inflexible phases  All planning is done up front  Good for:  Well-defined, complex projects  Quality dominates cost and schedule  Not so good for:  Projects where details cannot be completely specified up front  Rapid development projects CSE 4316 8
  • 8. 2 Pure Waterfall Concept & Planning Pass Fail Requirements Analysis Pass Fail Architectural Design Pass Fail Detailed Design Pass Fail Implementation & Debugging Pass CSE 4316 Fail System Validation 9
  • 9. 2 Build (Code)-and-Fix  In general, don’t do it!  Process: Specify it, code-and-fix it, ship it(?)  Advantages:  Low/no overhead (no planning, documentation, standards, etc.)  You can start TODAY!  Requires little other than technical expertise  Disadvantages:  No means of assessing progress, problems  Dangerous! for other than tiny projects CSE 4316 10
  • 10. 2 Spiral  Risk-oriented, layered approach  Process:  Break project into mini-projects, each addressing major risks, e.g.  Risk of poor specifications  Risk of poorly understood architecture  Iterate until risks are eliminated  Six steps in each iteration  Advantages:  Time and money can reduce risk  Disadvantages  CSE 4316 Complex 11
  • 11. 2 Spiral Start CSE 4316 (Diagram from “Spiral Development: Experience, Principles and Refinements”, workshop paper by Barry Boehm) 12
  • 12. 2 Modified Waterfalls  Waterfall with Overlapping Phases (Sashimi)  Like pure waterfall, but phases can overlap Concept & Planning Requirements Analysis Architectural Design Detailed Design Implementation & Debugging System Validation CSE 4316 13
  • 13. 2 Modified Waterfalls  Waterfall with Subprojects Concept & Planning Requirements Analysis  Begin detailed design on subprojects before overall architectural design is complete Architectural Design Detailed Design Implementation & Debugging Detailed Design Detailed Design Detailed Design Implementation & Debugging Implementation & Debugging Implementation & Debugging SubSystem Validation SubSystem Validation SubSystem Validation CSE 4316 SubSystem Validation System Validation 14
  • 14. 2 Modified Waterfalls  Waterfall with Risk Reduction Concept & Planning Requirements Analysis  Spiral for requirements and architectural design phases Architectural Design Detailed Design  Generally, only for very large and complex projects CSE 4316 Implementation & Debugging System Validation 15
  • 15. 2 Evolutionary (or Rapid) Prototyping  Especially useful when requirements are changing rapidly, or cannot be committed  Process:  Design initial prototype of external/prominent aspects  Review with customer  Iterate and refine until “good enough”  Advantages  Keeps customer involved in process  Low overhead  Disadvantages  Impossible to project schedule/budget  Can evolve to code-and-fix CSE 4316 16
  • 16. 2 Staged Delivery Models  Follow architectural design with staged design, implementation, test and delivery  Staged delivery: iterate until done  Design-to-schedule: iterate until scheduled time  Evolutionary delivery: Iterate with customer feedback until done (Beta test approach) CSE 4316 17
  • 17. 2 Hybrid Staged Delivery Model Concept & Planning Design-to-Schedule with risk reduction (our model, approx.) Requirements Analysis Architectural Design High Priority: Detailed design, implement and test Medium High Priority: Detailed design, implement and test Release Medium Priority: Detailed design, implement and test Medium Low Priority: Detailed design, implement and test Run out of time and money CSE 4316 Low Priority: Detailed design, implement and test 18
  • 18. 2 Choosing the Right Model  Strengths and weaknesses analysis  Discussion: Table 7-1  Case Study 7-2: Effective Lifecycle Model Selection  Project characteristics  Why was the model the right one?  What was the outcome? CSE 4316 19
  • 19. 2 Tools/Techniques to Help You  PERT and CPM Tools  Program (or Project) Evaluation and Review Technique  Critical Path Method (from Dupont)  Account for task dependencies  Generally applies 3 separate estimates for each task (shortest, nominal and longest) to calculate the expected effort Identify longest/critical path(s) CSE 4316 20
  • 20. 2 Tools/Techniques to Help You (PERT Chart) CSE 4316 21
  • 21. 2 Tools/Techniques to Help You  CoCoMo (Constructive Cost Model)  Estimating tool created by Barry Boehm (Software Engineering Economics, 1981)  Based on size, complexity, environment, team composition, language, tools, etc.  Method is based on a large study of varying size significant projects. CSE 4316 22
  • 22. 2 Work Breakdown Structure  Breaks down the work to be done into specific, product-oriented manageable units  Allows development of a detailed plan  Basis for project cost and schedule  Enables assignment of responsibility  Provides basis for accountability of individuals  Defines independent work units – minimum interfacing with or dependency on other work units  Allows measurement of progress CSE 4316 23
  • 23. 2 Work Breakdown Structure WBS: Building a Bicycle CSE 4316 24
  • 24. 2 Milestone Tracking - GANTT GANTT Chart Display Using MS Project See Sample MS Project file on website. CSE 4316 25
  • 25. 2 High Quality Plans  Characteristics, as stated in the SEI text       Complete Readily accessible, even by the customer Clear Specific Precise Accurate  Not in the SEI text, but necessary  MEASURABLE CSE 4316 26
  • 26. 2 What’s makes a Good Plan?  Complete Product Specifications  A clear Statement of Work  Size estimate and schedule SRS…ADS/DDS PROJECT CHARTER  Schedule for critical Milestones MS PROJECT PLAN  A complete Work Breakdown Structure  The Processes/Procedures that you will PROJECT follow CHARTER  Identification of your Stakeholders CSE 4316 27
  • 27. 2 What’s makes a Good Plan?  From the customer’s perspective:  Your commitment to deliver what is specified  The quality level of the product  A mechanism for participation/cooperation Integrity and Openness CSE 4316 28
  • 28. 2 Product Specifications  Provide the details of what will be done, and how it will be done:  Requirements Specification (SRS – what)  Architecture Design (ADS – bridge what to how)  Detailed Design Documentation (DDS - how )  These provide the basis for system verification and acceptance CSE 4316 29
  • 29. 2 Statement of Work  A narrative description of the work that is to be done:  Details of hardware and software components  Description of deliverables  Estimate of start and stop dates for key phases of process  Acceptance criteria CSE 4316 30
  • 30. 2 Milestones  Driven by the lifecycle model you use  Establishes start and stop dates for all key phases of project  Reinforced by your detailed schedules  Use PERT/GANTT  Provides basis for measurement of progress  Earned Value  Provides basis for identifying and estimating risks  Specifies critical deliverables  ALL milestones have deliverables! CSE 4316 31
  • 31. 2 Processes/Procedures  Defines how things will get done  Provides the basis for establishing critical milestones and deliverables  Establishes entry and exit criteria for critical phases  Establishes the standards that will be used  Defines the tools that are required to complete the work CSE 4316 32
  • 32. 2 Stakeholders  Any person or organization that has a vested interest in the success of you project     CSE 4316 Your Your Your Your customer or sponsor company company’s owners/stockholders management 33
  • 33. 2 Plan Documentation and Tracking  System Requirements Specification  WHAT you plan to create  Project Charter  HOW you will go about the process of creating the WHAT  Includes RISK MANAGEMENT plan  Work Breakdown Structure/GANTT  The specific STEPS you will take, WHEN things must be done, and WHO will do them  MS Project CSE 4316 34
  • 34. 2 Characteristics of a Good Requirement  Verifiable: stated in a way that allows for Verifiable independent verification that the system meets or exceeds the stated requirement.  Justifiable: necessary, rather than simply Justifiable desirable  Unambiguous: stated such that multiple Unambiguous interpretations are precluded CSE 4316 35
  • 35. 2 Characteristics of a Good Requirement  Consistent: no conflict with any other Consistent requirement  Modifiable: should be stated in a way that Modifiable allows for change based on technical/business considerations.  Hierarchically Traceable: should define a Traceable single attribute, traceable back to a higher level requirement. CSE 4316 36
  • 36. 2 Tips for Successful Requirement Determination  Start by establishing what the team thinks the features/functions of the system should be  Brainstorm as team and write everything down  Keep a simple list (such as the requirements worksheet on the website)  Meet with your sponsor to review/modify your list and discuss alternatives  Add any features/functions that the sponsor believes are required CSE 4316 37
  • 37. 2 Tips for Successful Requirement Determination  Consider and add ancillary requirements  E.g., performance, packaging, look and feel  Discuss and add as necessary any “nonfunctional” requirements  E.g., standards that you must adhere to, maintenance and support, safety  Discuss and analyze the feasibility of meeting or exceeding each requirement within the budget, time and skills allowed. CSE 4316 38
  • 38. 2 Tips for Successful Requirement Determination DO NOT collect requirements by attempting to fill out the SRS Guide! List and understand them, THEN write the document CSE 4316 39
  • 39. 2 What is a System Requirements Specification (SRS)?  A detailed description of the features and functions of a product, incorporating:     End-user and sponsor input Developer input Management input Standards and processes  Your documented commitment to deliver  Your contract with your stakeholders that identifies WHAT you will create (See SRSs from prior teams on class website.) CSE 4316 40
  • 40. 2 What is a Project Charter?  A document that summarizes the project           Defines the scope and objectives of the project Delineates organizational relationships Delineates individual authority and responsibility Identifies key risks and plan to handle them Specifies dependencies on other organizations Describes the specific functions to be performed Lays out the master schedule for the project Documents cost and time estimates Document person-loading requirements/schedule Documents management approval of the details of the project (See Charter template and Charters from prior teams on class website.) CSE 4316 41