Mr. Patrick Walker's DOFA (Date of First Appointment) record issued on 09/02/2017 by the Financial Services Board contains the following key details: 1. His date of first approval as a key individual is listed as 00/00/0000 and his date of first appointment as a representative is 22/05/2013. 2. He has been approved to provide advice and intermediary services in category 1 (long-term insurance subcategory 2) since 22/05/2013. 3. His appointment history includes roles as a representative for FNB Business from 01/12/2015-present and for New Adventure Insurance Brokers from 22/05/2013-present.

1. DOFA_Report_V2_Updated_30/09/2016 9106205308089 09/02/2017
FINANCIAL SERVICES BOARD
DATE OF FIRST APPOINTMENT / APPROVAL (DOFA) RECORD
IDENTITY / PASSPORT NUMBER: 9106205308089
NAME MR PATRICK WALKER
DATE DOFA RECORD ISSUED 09/02/2017
NOTE:
1. The information contained below is a reflection of the Registrar’s records as at the date the record was issued;
2. The FAIS Act came into effect on 30 September 2004 and an individual can therefore not have a DOFA date which precedes 30
September 2004;
3. The information contained in this document is confidential in nature. Where the recipient of the information is a third party, the information
may only be used by the recipient for its intended purpose i.e. the purpose for which it was collected, and for which consent was obtained.
4. Any queries relating to the information reflected in the DOFA record must be submitted to Fais.Dofa@fsb.co.za
SECTION A: Date of first approval / appointment in the financial services industry
Date of first approval as a key individual 00/00/0000
Date of first appointment as a representative 22/05/2013

2. DOFA_Report_V2_Updated_30/09/2016 9106205308089 09/02/2017
SECTION B: Date of first approval / appointment per category, financial service, subcategory of financial product and role
CATEGORY SUB-CATEGORY ADVICE INTERMEDIARY SERVICES ROLE
1 2 22/05/2013 22/05/2013 Representative
SECTION C: Appointment / Approval history per Financial Services Provider and subcategory of financial product
FINANCIAL SERVICES PROVIDER DETAILS ROLE CATEGORY SUB-
CATEGORY
ADVICE INTERMEDIARY
SERVICES
(20081) FNB BUSINESS, A BUSINESS UNITOF FIRST NATIONAL
BANK, A DIVISION OF FIRSTRAND BANK LIMITED
Representative 1 2 01/12/2015 01/12/2015
(34750) NEW ADVENTURE INSURANCE BROKERS (PTY) LTD Representative 1 2 22/05/2013 22/05/2013