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3.11     Handing over Charge on Transfer - Officials on their transfer from one Section or Office to
another cannot just leave the Section or Office and join in the new Section or new office of posting. They
are required to first properly hand over the pending receipts, all registers and files in their custody or under
their charge besides preparing a list of important and time bound papers/matters so that the records remain
in proper custody at all times and no important and time bound case remains unattended or delayed.

         With the above end in view the following procedure is required to be observed when an official is
transferred to or out of a Section:-
i)         The official transferred out of the Section/Cell or from an Office will prepare three lists,
         consisting respectively of:-
         a)       all undealt receipts remaining with him/her. The undealt receipts will be tallied with the
                  entries in the assistant's diary.
         b)       Registers and records and Assistant's diary maintained by him/her; and
         c)       All files including guard files in his/her custody.

          In addition to this, he/she will also separately prepare a list of receipts/files/matters of urgent
          nature, court cases, and other important matters, which need to be attended to without delay by
          his/her successor;

ii)       In case, at the time of his/her transfer his/her replacement/successor has been posted and has
         joined, he/she will hand over the undealt receipts/all registers and records including assistant's
         diary and files according to the three lists prepared as at above under proper signatures of the
         relieved and relieving official. A copy of each of the three lists will be retained by both the
         officials and the third copy will be handed over to the Section officer or Senior most Assistant
         supervising the work;
iii)      Where an official is transferred out without his/her replacement/successor having been posted,
         the official transferred out shall, before leaving for his/her new posting, prepare the three lists of
         receipts, registers and files as above and hand over the same together with the
         receipts/files/registers to the Section Officer or Senior Assistant supervising his/her work. He/she
         will also prepare another list indicating the receipts of urgent nature, court cases, and other
         important matters needing attention without delay and hand over the same to the supervisory
         Officer supervising his/her work, so that he/she assigns such receipts/matters to some other
         dealing hand as an interim measure. As and when the replacement/successor joins, he/she shall
         take over the undealt receipts, files and registers by signing.
iv)       Where an official posted in a Section or an office is not able to take over the charge because of
         his/her predecessor being on leave etc. at the time of his/her joining, the official shall prepare lists
         of pending receipts, registers (including assistant's diary) and current files, including guard files
         and hand over a copy of all these lists to the Section's supervisor pointing out the important
         pending receipts left unattended so that the Section's supervisor may initiate measures for their
         immediate disposal and if necessary inform the Branch Officer of the position. As and when the
         official posted out rejoins duty in the Office, he/she should be asked by the supervisor of the
         Section to verify the entries in the lists and sign the lists.
           It is the personal responsibility of the official transferred to or from the Section/Office to prepare
the lists in the above manner and to hand over the same to the Supervisor of the Section/office personally.
A copy of these lists is to be attached with the joining/departure reports by the supervisor while forwarding
the joining/departure reports to the next superior/higher authority without which the joining/departure
reports will not be deemed to be complete.
         The Executive Officer/ Senior Assistant supervising the work of the Official concerned will bring
to the notice of the Branch Officer in writing both any deviation from this procedure as well as details of
important papers and cases left unattended or likely to remain unattended and ensure issue of orders for
their prompt disposal. Any lapse in this behalf is the personal responsibility of the supervisor of the
Section.

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3 11

  • 1. 3.11 Handing over Charge on Transfer - Officials on their transfer from one Section or Office to another cannot just leave the Section or Office and join in the new Section or new office of posting. They are required to first properly hand over the pending receipts, all registers and files in their custody or under their charge besides preparing a list of important and time bound papers/matters so that the records remain in proper custody at all times and no important and time bound case remains unattended or delayed. With the above end in view the following procedure is required to be observed when an official is transferred to or out of a Section:- i) The official transferred out of the Section/Cell or from an Office will prepare three lists, consisting respectively of:- a) all undealt receipts remaining with him/her. The undealt receipts will be tallied with the entries in the assistant's diary. b) Registers and records and Assistant's diary maintained by him/her; and c) All files including guard files in his/her custody. In addition to this, he/she will also separately prepare a list of receipts/files/matters of urgent nature, court cases, and other important matters, which need to be attended to without delay by his/her successor; ii) In case, at the time of his/her transfer his/her replacement/successor has been posted and has joined, he/she will hand over the undealt receipts/all registers and records including assistant's diary and files according to the three lists prepared as at above under proper signatures of the relieved and relieving official. A copy of each of the three lists will be retained by both the officials and the third copy will be handed over to the Section officer or Senior most Assistant supervising the work; iii) Where an official is transferred out without his/her replacement/successor having been posted, the official transferred out shall, before leaving for his/her new posting, prepare the three lists of receipts, registers and files as above and hand over the same together with the receipts/files/registers to the Section Officer or Senior Assistant supervising his/her work. He/she will also prepare another list indicating the receipts of urgent nature, court cases, and other important matters needing attention without delay and hand over the same to the supervisory Officer supervising his/her work, so that he/she assigns such receipts/matters to some other dealing hand as an interim measure. As and when the replacement/successor joins, he/she shall take over the undealt receipts, files and registers by signing. iv) Where an official posted in a Section or an office is not able to take over the charge because of his/her predecessor being on leave etc. at the time of his/her joining, the official shall prepare lists of pending receipts, registers (including assistant's diary) and current files, including guard files and hand over a copy of all these lists to the Section's supervisor pointing out the important pending receipts left unattended so that the Section's supervisor may initiate measures for their immediate disposal and if necessary inform the Branch Officer of the position. As and when the official posted out rejoins duty in the Office, he/she should be asked by the supervisor of the Section to verify the entries in the lists and sign the lists. It is the personal responsibility of the official transferred to or from the Section/Office to prepare the lists in the above manner and to hand over the same to the Supervisor of the Section/office personally. A copy of these lists is to be attached with the joining/departure reports by the supervisor while forwarding the joining/departure reports to the next superior/higher authority without which the joining/departure reports will not be deemed to be complete. The Executive Officer/ Senior Assistant supervising the work of the Official concerned will bring to the notice of the Branch Officer in writing both any deviation from this procedure as well as details of important papers and cases left unattended or likely to remain unattended and ensure issue of orders for
  • 2. their prompt disposal. Any lapse in this behalf is the personal responsibility of the supervisor of the Section.