A financial executive based in Madison, Wisconsin, Richard “Dick” Shafer is the executive director of Well and Good LLC. In this capacity, Dick Shafer acts as an advisor to retirement plan fiduciaries who oversee plans of all sizes, in Madison and nationwide (including New York, Boston, San Francisco).

1. DUTIES OF AN INDEPENDENT FIDUCIARY:
MANAGING EMPLOYER STOCK
Richard Shafer, Madison

2. INTRODUCTION
 A financial executive based in Madison, Wisconsin,
Richard “Dick” Shafer is the executive director of Well
and Good LLC. In this capacity, Dick Shafer acts as
an advisor to retirement plan fiduciaries who oversee
plans of all sizes, in Madison and nationwide
(including New York, Boston, San Francisco).
In the United States, businesses enlist the services of
an independent fiduciary when they perceive a lack of
sufficient expertise that prevents them from making
decisions about plan investments.

3. INDEPENDENT FIDUCIARY
 Rules governing retirement plans can seem
complex, and plans of non-profit
organizations may be subject to special rules
that call for specific knowledge.
After conducting a thorough review of all
options, a plan fiduciary such as Well and
Good LLC can furnish recommendations
whether to retain a plan investment
arrangement or search for an alternative.