SMRC Equity & Commission Finder's Fee Agreement; Not for “brokers” or “dealers” within the meaning of Section 3(a)(4) of the Securities Exchange Act of 1934, as amended (the “1934 Act”) and is not required, nor by entering into this agreement or performing hereunder shall be required, to register as a broker or dealer under Section 15 of the Act.
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SMRC.finders.fee.agreement_template.12.2012
1. Phil Nakata & Associates (PNA), dba Social Market Research for Charity (Services)
1009 Tantra Park Circle | Boulder, CO | 80305 | (720) 569-7703
Qualified Philanthropic Partner – Sales Lead/Finders Fee Agreement
Prepared for: YYYYY ZZZZZ
SMRC
Changing the Social Web for Good...
Bringing together charities, celebrities, personal and corporate social
responsibility, multi-player online gaming, social media analytics, social
process reengineering services and the dynamics of the social web to finance
the spectrum of humanitarian causes as a by-invitation-only social &
philanthropy club
Optimizing for impact
Resources and Programs
Benefits to Recipients
Social Impact (social benefits/costs)
Value Created
Phillip R. Nakata
Scott Bruce
Aaron S. Nakata
2012.12.05
(SMRC draws from Celebrities as well as the growing number ‘followers’ in each member’s external social
networks)
3. Phil Nakata & Associates (PNA), dba Social Market Research for Charity (Services)
1009 Tantra Park Circle | Boulder, CO | 80305 | (720) 569-7703
Finder’s Fee Agreement:
PNA/(dba SMRC services) and _YYYYY ZZZZZ___(“Finder”) agree as of _December, 2012_, that in the event that SMRC
accepts as founding major equity partner(s), secured by 40-49% of the Executive Founder Stock shares (as well as other
options) ____- list -_____ (the “Prospective Partner” or as provided in a list below), a fee will be paid at the closing to
Finder by SMRC. The fee (in spirit similar to the ‘Lehman’ compensation formula), will be 2 – 5% (averaging 2.5%)
calculated based on the degree of following services to be rendered by the Finder:
Services to be provided:
Finder: Personal connection (as compared to broker or investment banker)
Services beyond the introduction (as compared to crafting a summary selling document or soliciting various
investor groups)
Investor Type: Private, or ‘Qualified’ Angel, Venture or Institutional (as compared to conventional financing)
through ONLY ‘known’ parties (as compared to soliciting to new parties or the general market)
Size of Investment: Small (under ~1 million) / 2.5 – 5% (depending on finder type, what services, investor type,
how much). Investment Finder’s fee for large investments are typically based on full services beyond the
introduction and are in general standardized on the Lehman formula: Of total purchase price consideration:
the sum of 5% of the first million dollars or portion thereof; plus 4% of the second million dollars or portion
thereof; plus 3% of the third million dollars or portion thereof; plus 2% of the fourth million dollars or portion
thereof; plus 1% of the remaining consideration.
In simple terms, SMRC will provide the full compensation at the Lehman formula rate, for the full set of services the
finder can provide (personal introductions, intermediary, summary preparation, etc.), exclusive of the extended
‘certified/authorized’ services provided by a professional broker or investment banker, though private, ‘known’ parties.
SMRC shall not be liable for any reimbursement or payment to Finder other than the fee calculated above, which is
payable only if there is a closing.
Finder agrees to use all reasonable efforts to assist SMRC as it shall reasonably request. SMRC recognizes that Finder
makes no representation regarding the accuracy or completeness of the information provided by the Prospective
Partner(s).
This letter is intended to be solely for the benefit of the parties hereto and is not intended to confer, and shall not be
deemed to confer, any benefits upon, or create any rights in or in favor of, any person other than the parties hereto.
The Finder is not a “broker” or “dealer” within the meaning of Section 3(a)(4) of the Securities Exchange Act of 1934, as
amended (the “1934 Act”) and is not required, nor by entering into this agreement or performing hereunder shall be
required, to register as a broker or dealer under Section 15 of the Act.
This agreement shall be governed by the laws of the State of Colorado and may be amended only in writing signed by
each party. No waiver shall be effective against any party unless it is in writing and signed by that party.
4. Phil Nakata & Associates (PNA), dba Social Market Research for Charity (Services)
1009 Tantra Park Circle | Boulder, CO | 80305 | (720) 569-7703
This Agreement embodies the entire agreement and understanding of the parties hereto in respect to the subject
matter contained herein. There are no restrictions, promises, representations, warranties, covenants or undertakings
other than those expressly set forth herein. This Agreement supersedes any and all prior agreements and
understandings between the parties with respect to the subject matter
Finder: _______________________________ PNA/dba SMRC services:
By: _______________________________ By: _ __
Title: ________________________________ Title: _President – PN&A; Founder-SMRC______
Supplement : Finder’s Disclosure – Initial and On-going Prospective personal candidates
(Qualified by first contact date and offerings discussions, between SMRC and the prospective party)
Date: Party: SMRC qualifier (initials): Date:
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