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Presented By:
Howard Rubin
NAVIGATING THE LEGAL LANDSCAPE IN 2015
Columbia Basin SHRM – February 18, 2015
 6.7% of private employer’s employees were
union members in 2013.
 Limit on NLRB’s relevance?
Non-Unionized Employers
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NLRB’s Jurisdiction
 NLRB’s Jurisdiction = private employers who
engage in interstate commerce.
 How does the NLRB impact non-unionized
employers?
– Overzealous interpretation of rules and policies.
– Overzealous interpretation of Protected
Concerted Activity (PCA).
– Related to wages, hours, and working conditions
– including complaints about the employer or
management
– www.nlrb.gov/concerted-activity
NLRB’s Jurisdiction
Pertinent NLRA Sections
 Section 8(a)(1) – Cannot interfere with, restrain
or coerce employees in the exercise of Section
7 rights.
 Section 7 – Employees shall have the right to:
– self-organization
– form, join, or assist unions
– bargain collectively
– engage in PCA
– refrain from these activities
PCA: Social Media
 Is clicking on Facebook a
protected concerted activity? “YES”
 Expression of support “was sufficiently meaningful
as to rise to the level of PCA.”
Three D, LLC d/b/a Triple Play Sports Bar and
Grille, 361 NLRB No. 31 (Aug. 22, 2014).
PCA: Getting Statements from Coworkers
 Seeking statements from co-workers to support a sexual
harassment complaint is PCA.
 “[C]oncertedness is not dependent on a shared objective
or on the agreement of one’s coworkers with what is
proposed.”
 “An injury to one is an injury to all.”
Fresh & Easy Neighborhood Market, Inc., 361 NLRB
No.12 (August 11, 2014).
What Happened to Confidential
Investigations?
 NLRB held unlawful the employer’s routine practice of
asking employees involved in investigations not to
discuss them with coworkers.
 Requesting confidentiality of the investigation is allowed
only if the company demonstrates it is necessary to a
legitimate business interest
 Must first show legitimate business justification
 Protect witness
 Preserve testimony
 Prevent a cover-up
 Another legitimate business interest
Banner Health, 358 NLRB No. 93 (July 30, 2012)
What Happened to Confidential
Investigations?
 Determine confidentiality on a case-by-
case basis.
 Circumstances must justify confidentiality
(e.g., witnesses need to be protected,
evidence is in danger of being destroyed,
testimony is in danger of being
fabricated, or there is a need to prevent a
cover-up).
 KEY: No blanket confidentiality
requirements.
Employee Handbooks
Remember: Employers may not promulgate a rule
that “reasonably tends to chill employees” exercise
of PCA.
The Legal Standard
 Explicit restrictions
 Implicit restrictions
(1) the rule is reasonably construed
to prohibit Section 7 activity;
(2) the rule was promulgated in
response to union activity; or
(3) the rule has been applied to
restrict Section 7 rights.
At-Will Disclaimer/Acknowledgement
I agree that the at-will employment relationship
cannot be amended, modified, or altered in
any way.
UNLAWFUL
American Red Cross Arizona Blood Services Region, 28-
CA-23443 (Div. of Judges, Feb. 1, 2012)
At-Will Disclaimer/Acknowledgement
Only the Company President is authorized to
modify the Company’s at-will employment policy or
enter into any agreement contrary to this policy.
Any such modification must be in writing and
signed by the employee and the President.
LAWFUL
Windsor Care Center, 32-CA-087540 (NLRB Div. of Advice
Memo, Feb. 4, 2013)
I Don’t Get No Respect
Everyone is expected to be courteous, polite,
and friendly to our customers, vendors, and
suppliers, as well as to their fellow employees.
No one should be disrespectful or use
profanity or any other language which injures
the image or reputation of [the Company].
UNLAWFUL
Karl Knauz Motors, Inc., 358 NLRB No. 164 (Sept. 28, 2012)
I Don’t Get No Respect
You may not make disparaging or defamatory
comments about [Company], its employees,
officers, directors, vendors, customers,
partners, affiliates or our, their, services.
UNLAWFUL
Dish Network Corp., 359 NLRB No. 108 (2013)
I Don’t Get No Respect
Employees that participate in or instigate gossip about
the company, an employee, or customer will receive
disciplinary action….Most people involved in gossip
may not intend to do harm, but gossip can have a
negative impact as it has the potential to destroy a
person’s or organization's reputation and credibility.
UNLAWFUL
Laurus Technical Institute v. Joslyn Henderson, Case 10-
CA-093934 (Dec. 11, 2013)
I Don’t Get No Respect
[Employees] will not make negative comments
about our fellow team members…[and
employees] will not engage in or listen to
negativity or gossip.
UNLAWFUL
Hills and Dale Hospital and Danielle Corlis, Case 07-CA-
053556 (April 1, 2014)
I Don’t Get No Respect
 A barista was discharged after he told an assistant
manager “You can go f*** yourself” when the manager
asked about the barista’s union button.
 The NLRB ruled that Starbucks had fired the barista
because of his union activities in violation of the NLRA.
 The Seventh Circuit criticized the NLRB for not
considering the employee’s use of profanity in front of
customers.
 The NLRB punted on this issue and found the discharge
unlawful on other grounds.
Starbucks, Inc., 360 NLRB No. 134 (June 11, 2014).
I Don’t Get No Respect
 Auto salesman yells at the dealership owner
that he was “stupid”, a “f***ing crook”, and “an
a***hole.”
 Dealership owner also warned that if the
salesmen was fired, the owner “would regret it.”
 NLRB found that employer provoked the
employee and his discharge was illegal.
Plaza Auto Ctr., Inc., 360 NLRB No. 117 (May 28, 2014).
 Prohibition on disclosing names, addresses,
phone numbers, non-company e-mail
addresses of other employees and employee
lists.
Unlawful
Tiffany & Co., No. 01-CA-111287 (August 5, 2014).
Confidentiality Policies
You also need to protect confidential information when
you communicate it.
You should never share confidential information with another
team member unless they have a need to know the
information to do their job…
Don’t have conversations regarding confidential information
in the break room or in any other open area. Never discuss
confidential information at home or in public areas.
UNLAWFUL
Target Corporation, 359 NLRB No. 103 (Apr. 26, 2013)
Confidentiality Policies
 The National Labor Relations Board says
employees have a right to use employer email
systems
 To discuss unions and working conditions
 During non-working time
 Applies to all unrepresented and represented
employees
Purple Communications, Inc., No. 21-CA-095151
(December 11, 2014)
E-MAIL POLICIES
What Should Employers Do Now?
 Advise employees their email is monitored
and they have no expectation of privacy
 Establish a monitoring procedure and
protocol
 Determine extent to which employees are
currently using company equipment for non-
work purposes (football pools, etc.)
 Train supervisors
NLRB Teams Up ….
 OSHA will now notify all complainants who file
untimely OSHA whistleblower charges of their
right to file a ULP with the NLRB.
Office of General Counsel Memorandum OM 14-
60 (May 21, 2014).
 Pre-election hearing can be held within 8
days of Union’s filing of Petition.
 Election as soon as 10 days after
Petition is filed.
 Hearing required only on question of
appropriateness of unit – i.e., issues
related to supervisory status deferred.
Ambush Elections
Takeaways
 Review and revise policies.
 Train your supervisors on Protected Concerted
Activity developments.
– Remember: “Section 7 is as broad as your
imagination.”
 Review business structure/staffing
arrangements.
 Expect the unexpected.
– Longstanding precedent is no deterrent to
the current Board.

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Navigating the legal landscape in 2015

  • 1. Title Goes Here Presented By: Howard Rubin NAVIGATING THE LEGAL LANDSCAPE IN 2015 Columbia Basin SHRM – February 18, 2015
  • 2.  6.7% of private employer’s employees were union members in 2013.  Limit on NLRB’s relevance? Non-Unionized Employers 9 . 4 9 . 0 8 . 5 7 . 9 7 . 4 7 . 6 6 . 9 6 .9 6 . 6 6 . 7 9 . 5 9 . 7 1 0 . 2 1 0 . 4 1 0 .9 1 1 . 2 1 1 . 5 1 1 . 9 1 2 . 1 1 2 . 4 1 2 . 9 1 5 . 5 1 3 . 4 1 4 . 6 1 4 . 0 5 .0 6 .0 7 .0 8 .0 9 .0 1 0 .0 1 1 .0 1 2 .0 1 3 .0 1 4 .0 1 5 .0 1 6 .0 '8 4 '8 5 '8 6 '8 7 '8 8 '8 9 '9 0 '9 1 '9 2 '9 3 '9 4 '9 5 '9 6 '9 7 '9 8 '9 9 '0 0 '0 2 '0 4 '0 6 '0 8 '1 0 '1 1 '1 2 '1 3
  • 3. NLRB’s Jurisdiction  NLRB’s Jurisdiction = private employers who engage in interstate commerce.  How does the NLRB impact non-unionized employers? – Overzealous interpretation of rules and policies. – Overzealous interpretation of Protected Concerted Activity (PCA). – Related to wages, hours, and working conditions – including complaints about the employer or management – www.nlrb.gov/concerted-activity NLRB’s Jurisdiction
  • 4. Pertinent NLRA Sections  Section 8(a)(1) – Cannot interfere with, restrain or coerce employees in the exercise of Section 7 rights.  Section 7 – Employees shall have the right to: – self-organization – form, join, or assist unions – bargain collectively – engage in PCA – refrain from these activities
  • 5. PCA: Social Media  Is clicking on Facebook a protected concerted activity? “YES”  Expression of support “was sufficiently meaningful as to rise to the level of PCA.” Three D, LLC d/b/a Triple Play Sports Bar and Grille, 361 NLRB No. 31 (Aug. 22, 2014).
  • 6. PCA: Getting Statements from Coworkers  Seeking statements from co-workers to support a sexual harassment complaint is PCA.  “[C]oncertedness is not dependent on a shared objective or on the agreement of one’s coworkers with what is proposed.”  “An injury to one is an injury to all.” Fresh & Easy Neighborhood Market, Inc., 361 NLRB No.12 (August 11, 2014).
  • 7. What Happened to Confidential Investigations?  NLRB held unlawful the employer’s routine practice of asking employees involved in investigations not to discuss them with coworkers.  Requesting confidentiality of the investigation is allowed only if the company demonstrates it is necessary to a legitimate business interest  Must first show legitimate business justification  Protect witness  Preserve testimony  Prevent a cover-up  Another legitimate business interest Banner Health, 358 NLRB No. 93 (July 30, 2012)
  • 8. What Happened to Confidential Investigations?  Determine confidentiality on a case-by- case basis.  Circumstances must justify confidentiality (e.g., witnesses need to be protected, evidence is in danger of being destroyed, testimony is in danger of being fabricated, or there is a need to prevent a cover-up).  KEY: No blanket confidentiality requirements.
  • 9. Employee Handbooks Remember: Employers may not promulgate a rule that “reasonably tends to chill employees” exercise of PCA.
  • 10. The Legal Standard  Explicit restrictions  Implicit restrictions (1) the rule is reasonably construed to prohibit Section 7 activity; (2) the rule was promulgated in response to union activity; or (3) the rule has been applied to restrict Section 7 rights.
  • 11. At-Will Disclaimer/Acknowledgement I agree that the at-will employment relationship cannot be amended, modified, or altered in any way. UNLAWFUL American Red Cross Arizona Blood Services Region, 28- CA-23443 (Div. of Judges, Feb. 1, 2012)
  • 12. At-Will Disclaimer/Acknowledgement Only the Company President is authorized to modify the Company’s at-will employment policy or enter into any agreement contrary to this policy. Any such modification must be in writing and signed by the employee and the President. LAWFUL Windsor Care Center, 32-CA-087540 (NLRB Div. of Advice Memo, Feb. 4, 2013)
  • 13. I Don’t Get No Respect Everyone is expected to be courteous, polite, and friendly to our customers, vendors, and suppliers, as well as to their fellow employees. No one should be disrespectful or use profanity or any other language which injures the image or reputation of [the Company]. UNLAWFUL Karl Knauz Motors, Inc., 358 NLRB No. 164 (Sept. 28, 2012)
  • 14. I Don’t Get No Respect You may not make disparaging or defamatory comments about [Company], its employees, officers, directors, vendors, customers, partners, affiliates or our, their, services. UNLAWFUL Dish Network Corp., 359 NLRB No. 108 (2013)
  • 15. I Don’t Get No Respect Employees that participate in or instigate gossip about the company, an employee, or customer will receive disciplinary action….Most people involved in gossip may not intend to do harm, but gossip can have a negative impact as it has the potential to destroy a person’s or organization's reputation and credibility. UNLAWFUL Laurus Technical Institute v. Joslyn Henderson, Case 10- CA-093934 (Dec. 11, 2013)
  • 16. I Don’t Get No Respect [Employees] will not make negative comments about our fellow team members…[and employees] will not engage in or listen to negativity or gossip. UNLAWFUL Hills and Dale Hospital and Danielle Corlis, Case 07-CA- 053556 (April 1, 2014)
  • 17. I Don’t Get No Respect  A barista was discharged after he told an assistant manager “You can go f*** yourself” when the manager asked about the barista’s union button.  The NLRB ruled that Starbucks had fired the barista because of his union activities in violation of the NLRA.  The Seventh Circuit criticized the NLRB for not considering the employee’s use of profanity in front of customers.  The NLRB punted on this issue and found the discharge unlawful on other grounds. Starbucks, Inc., 360 NLRB No. 134 (June 11, 2014).
  • 18. I Don’t Get No Respect  Auto salesman yells at the dealership owner that he was “stupid”, a “f***ing crook”, and “an a***hole.”  Dealership owner also warned that if the salesmen was fired, the owner “would regret it.”  NLRB found that employer provoked the employee and his discharge was illegal. Plaza Auto Ctr., Inc., 360 NLRB No. 117 (May 28, 2014).
  • 19.  Prohibition on disclosing names, addresses, phone numbers, non-company e-mail addresses of other employees and employee lists. Unlawful Tiffany & Co., No. 01-CA-111287 (August 5, 2014). Confidentiality Policies
  • 20. You also need to protect confidential information when you communicate it. You should never share confidential information with another team member unless they have a need to know the information to do their job… Don’t have conversations regarding confidential information in the break room or in any other open area. Never discuss confidential information at home or in public areas. UNLAWFUL Target Corporation, 359 NLRB No. 103 (Apr. 26, 2013) Confidentiality Policies
  • 21.  The National Labor Relations Board says employees have a right to use employer email systems  To discuss unions and working conditions  During non-working time  Applies to all unrepresented and represented employees Purple Communications, Inc., No. 21-CA-095151 (December 11, 2014) E-MAIL POLICIES
  • 22. What Should Employers Do Now?  Advise employees their email is monitored and they have no expectation of privacy  Establish a monitoring procedure and protocol  Determine extent to which employees are currently using company equipment for non- work purposes (football pools, etc.)  Train supervisors
  • 23. NLRB Teams Up ….  OSHA will now notify all complainants who file untimely OSHA whistleblower charges of their right to file a ULP with the NLRB. Office of General Counsel Memorandum OM 14- 60 (May 21, 2014).
  • 24.  Pre-election hearing can be held within 8 days of Union’s filing of Petition.  Election as soon as 10 days after Petition is filed.  Hearing required only on question of appropriateness of unit – i.e., issues related to supervisory status deferred. Ambush Elections
  • 25. Takeaways  Review and revise policies.  Train your supervisors on Protected Concerted Activity developments. – Remember: “Section 7 is as broad as your imagination.”  Review business structure/staffing arrangements.  Expect the unexpected. – Longstanding precedent is no deterrent to the current Board.