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Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM):
Research Review
Article · April 2012
Source: PubMed
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6 authors, including:
Fosca A F Di Prima
University of Catania
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Fosca Antonia Francesca Di Prima
Adriano Bellia
Genny Inclimona
Francesco Grasso
Maria Teresa Meli
Nazario Cassaro
Policlinico Hospital, Catania University, Italy
Corresponding author:
Fosca AF, Di Prima
Policlinico Hospital, Catania University, Italy
Viale San Francesco 8, 95030 Mascalucia, Catania, Italy
Mobile: +393495287455
E-mail: di.prima.fosca@gmail.com
Summary
Prenatal identification of lung abnormalities has in-
creased with prenatal surveillance. With the advent
of improved antenatal imaging over the past ten
years, the diagnosis, assessment and management
of congenital cystic lung abnormalities have
changed. These were once considered the exclusive
domain of the surgeon, who had the authority to op-
erate on all congenital cystic lung abnormalities re-
gardless of size or clinical signs in order to avoid the
risk of cancer and improve lung growth in even
asymptomatic infants. Clinicians are reconsidering
this approach in the light of the spontaneous im-
provement and possible resolution that occurs over
months to years with many of these lesions, think-
ing about the opportunity to take a more conserva-
tive approach in many minimally symptomatic or
asymptomatic infants in the early months of life.
The risks of subsequent cancer are poorly under-
stood and probably overstated. Many centers advo-
cate surgery only in cases of symptomatic or signif-
icant lesions, although there is little consensus as
to what constitutes a significant lesion.
This article will review current knowledge (classifica-
tion, pathogenesis, genetics, prenatal evaluation,
clinical implications) on congenital cystic adenoma-
toid malformations (CCAM) and discuss manage-
ment options for young children with these lung ab-
normalities.
Key words: fetal lung, CCAM, cystic adenomatoid malfor-
mations.
Introduction
Cystic adenomatoid malformations (CCAM) are relatively
rare developmental abnormalities of the lung, first de-
scribed as a separate entity in 1949 by Chin and Tang (1).
They are generally characterized as benign hamartoma-
tous or dysplastic lung tumors characterized by over-
growth of terminal bronchioles with a reduction in the
number of alveoli. The incidence of CCAMS is reportedly
between 1:11,000 (2) and 1:35,000 (3) live births, with
males in most series being marginally more commonly af-
fected (4). Given the operator-dependent nature of recog-
nising antenatal abnormalities on ultrasound and limited
access to this testing in some populations, the true preva-
lence may be even higher. CCAM is usually unilateral and
usually involves only one lobe of the lung. A majority of an-
tenatally diagnosed CCAMs is left-sided (5,6). As most se-
ries are small, there are few data on bilateral CCAMs (5-
7). The significance of bilateral lesions may relate to a
genetic predisposition to an underlying cell signalling
problem and perhaps increase the likelihood of a predis-
position to subsequent malignant change within the
CCAM or elsewhere in the lung.
The reported perinatal mortality of antenatally diagnosed
CCAMs has varied greatly, ranging from 9% to as high as
49% (2,5,8-14).
Material and methods
In this work, we give an up-to-date of the main pathophys-
iological, clinical, diagnostic and therapeutic advances in
CCAM. The literature search, based on the PubMed and
the Cochrane database, was done from 2003 to 2011, fo-
cusing more on the latest research. We obtained addi-
tional articles from reference sections of the selected
manuscripts. We paid special attention to systematic re-
views, randomised clinical trials, consensus documents
and review articles focused on the diagnostics and ther-
apy of cystic adenomatoid malformations. Older articles
were also included to draw attention to pathogenetic,
clinical, and epidemiological issues.
Classification of CCAM
The nomenclature of congenital cystic lung lesions has
evolved over time, from 30 years ago.
The microscopic criteria for diagnosis of CCAM were first
summarized as follows (15):
• Proliferation of polypoid glandular epithelium
Review article
22 Journal of Prenatal Medicine 2012; 6 (2): 22-30
Antenatally diagnosed congenital cystic adenoma-
toid malformations (CCAM): Research Review
22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 22
• Proliferation of smooth muscle and elastic tissue in
cyst walls
• Absence of cartilage
• Absence of inflammation
• Normal arterial and venous connections.
In order to determine the clinical and pathological spec-
trum of CCAM, Stocker et al. (16) were the first to propose
three types of CCAM depending on cyst diameter and
predominant cell types on histological examination, and
suggested prognosis. (Tab. 1).
In a subsequent study Stocker expanded his classification
to five types based on the site of origin of the malforma-
tion: tracheal, bronchial, bronchiolar, bronchiolar/alveolar
duct and alveolar/distal acinar. Each subgroup was la-
beled ‘0’ to ‘4’, indicating the lesion’s progression distally
along the airway (20).
Although the Stocker system was the most widely used,
some major drawbacks were recognized. First, it is based
on histological criteria, which cannot be applied to prena-
tal ultrasound technology. Second, Stocker’s prognoses
and outcomes were derived from the clinical data and fea-
tures of 38 neonates collected from 1917 to 1975, and are
no longer pertinent.
In view of these disadvantages Adzick et al. (21) sug-
gested abandoning Stocker’s three types and dividing
CCAM into two major groups based on gross anatomy
and ultrasound. This because the advent of better an-
tenatal imaging has facilitated a deeper appreciation of
the dynamic nature of cystic lung lesions in utero
(5,6,22). The two categories were based on the pre-
dominant component of the lesion (cystic or solid): the
macrocystic group contains single or multiple cysts ≥5
mm diameter, while the microcystic tumors are more
solid and bulky with cysts <5 mm diameter. The variants
are readily differentiated on prenatal ultrasound be-
cause the macrocystic type appears as fluid-filled le-
sions, whereas the microcystic lesions have innumer-
able interfaces that return the ultrasound beam and
therefore appear solid. This simple classification into
two types, either cystic or solid, has become the gold
standard of in-utero CCAM diagnosis and prognosis
(13,23,24). More recent attempts (4) have been made
to update the classification.
The purpose of precise in-utero definition of fetal lung le-
sions is to extrapolate prognosis. In this regard, the main
problem with the current classification system is to differ-
entiate CCAM from BPS. Although the prenatal diagno-
sis of lung lesions is simple and Doppler studies have en-
hanced our ability to identify BPS, defining the exact
nature of the anomaly may still prove difficult. These data
make prenatal counseling very difficult and postnatal
management uncertain (25), particularly since prognosis
is related to lesion classification.
Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM): Research Review
Journal of Prenatal Medicine 2012; 6 (2): 22-30 23
Stocker type I (Macrocystic adenomatoid malformation)
It may manifest as a large cystic regions expanding through the development of air-trapping and mediastinal shift,
giving rise to respiratory distress in the newborn (4). In extreme cases, such as those of diaphragmatic hernia,
there may be associated pulmonary hypoplasia and pulmonary hypertension occurring as a consequence of the
mass effect of the large cystic lesion (17). These lesions generally have an excellent prognosis as they are rarely
associated with hydrops, pulmonary hypoplasia or fetal death (4). Type I CCAMs only usually affect a single lobe
(4,18). The cysts are usually greater than 2 cm in diameter, although the term ‘cysts’ is inappropriate, because
the walls have a layer of respiratory epithelium overlying fibroelastic tissue and small amounts of smooth mus-
cle (4). They communicate with proximal airways and distal lung parenchyma (4). An associated systemic arte-
rial supply may be found in up to 25% of cases (4).
Stocker type II (Microcystic adenomatoid malformation)
This condition occurs as a result of airway obstruction during development. The lesion contains multiple small
cysts <1 cm diameter. These lesions demonstrate distal regional replacement of the lung parenchyma with mi-
crocystic maldevelopment (4). The solid parts of the lung are filled with distended respiratory bronchioles and alve-
olar material. Microcystic types are the predominant type reported in larger series (4,18). This group has a poor
prognosis.
Stocker type III (Solid cystic adenomatoid malformation)
These solid lesions were originally more commonly reported in stillbirths and were thought to have a worse prog-
nosis (4). They consist of a solid airless mass of tissue consisting almost entirely of bronchiolar elements lined
by partly ciliated cuboidal epithelium and some alveolar elements (4,18,19). This mass affects an entire lobe or
lobes and producing mediastinal shift.
Table 1. Classification of Cystic adenomatoid malformations (CCAM).
22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 23
Pathogenesis
Various etiologies have been suggested to describe the
pathogenesis of CCAM, among them overgrowth (1), hy-
perplasia (26) and hamartoma (27). However, all agreed
that the defect occurred at the level of the bronchiole.
Stocker et al. (16) were the first to attempt classification
of CCAM types based on embryogenesis, or the develop-
mental stage at which the insult may have occurred. The
development of the vertebrate lung, in fact, has been
subdivided into five distinct periods based on the anatom-
ical changes that occur in lung architecture: embryonic (3-
7 weeks), pseudoglandular (7-17 weeks), canalicular (17-
29 weeks), saccular (24-36 weeks), and alveolar (36
weeks to maturity). Most CCAM develops during the
pseudoglandular period when there is a rapid expansion
of the conducting airways and peripheral lung tubules,
which continue to branch and bud to form acinar tubules.
Arrest in this phase of lung development involves the
bronchial type of epithelium causing CCAM pathology
type I-III while a later arrest in weeks 22-36 results in an
alveolar acinar type CCAM pathology (type IV) of epithe-
lium.
Ostor and Fortune (28) viewed the embryogenesis of the
disease differently. They stated that the presence of nor-
mal alveoli at the periphery of the lesion, with abnormal
growth in the center, implies failure of canalization of the
terminal bronchioles and subsequent inability to connect
the conducting and respiratory elements. They conclude
that the insult probably occurred later in gestation, at as
late as 16-20 weeks (28).
Bronchography studies and serial microscopic examina-
tion showed that bronchial atresia is the primary defect
leading to the development of CCAM. The morphology of
the lesion, i.e. the type of malformation, is determined by
the extent of dysplastic lung growth beyond the atretic
segment (29). Modern pathological studies have sug-
gested that CCAM may arise from failed interaction be-
tween mesenchyme and epithelium during development
and a lack of maturation. This observation was confirmed
by immunohistological studies. Thus the discordance be-
tween vascularity and proliferation in CCAM may repre-
sent an arrest in vascular development and a loss of
synchrony between stroma and epithelium (30). It was
suggested that in the developing lung the interaction be-
tween epithelial cells and interstitial cells is crucial to nor-
mal lung development (31). The imbalance between cell
proliferation and programmed cell death or apoptosis
has been demonstrated in CCAM. Investigation of other
factors that down-regulate apoptosis or up-regulate pro-
liferation in CCAM may further illuminate the pathogene-
sis of this entity.
CCAM and BPS appear to have similar causes, even if
some authors attempted to view a distinct pathogenesis.
The mechanism of their development has been described
as a continuum of anomalous interactions among adja-
cent cells’ excreted factors (32). The microscopic resem-
blance of BPS and CCAM, and the frequent appearance
of CCAM receiving systemic arterial blood supply, indi-
cates a common primary defect early during embryoge-
nesis (33). The most prevalent theory states that during
early development the laryngotracheal groove arises as
a ventral out-pouching of the primitive foregut and mi-
grates caudally to give rise to the bronchial tree. It is pos-
sible that in the early stages of development, when the
lung bud lies in close proximity to the primitive foregut
from which it is derived, some insult or adhesion in an
area where these two developing organ systems are ad-
jacent will affect both structures, resulting in a lung lesion
and foregut malformation (34).
Genetics
Two recent review articles (35,36) have looked at the ge-
netic and molecular basis influencing lung formation and
abnormal lung development. CCAM is characterized by
abnormal airway patterning during lung branching mor-
phogenesis and is formed by abnormal branching of the
immature bronchioles. One of the potential genes of influ-
ence for this development disorder is HOXB5, as its ex-
pression is maintained at a level typical for early lung
development (37). Fetal CCAMs that grew rapidly, pro-
gressed to hydrops and required in utero resection
showed increased platelet derived growth factor (PDGF-
B) gene expression and PDGF-BB protein production
compared with normal fetal lung or term CCAM speci-
mens (38).
Prenatal diagnosis and assessment
The accuracy of antenatal diagnosis is a central issue in
the care of the fetus with a congenital cystic lung malfor-
mation. The advent of high-quality antenatal ultrasonog-
raphy has dramatically changed the understanding of
the evolution and involution of congenital cystic lung le-
sions such as CCAMs. For the vast majority, the outcome
is far more favourable than previously reported (5). It is im-
portant that both the radiologist reporting the antenatal ul-
trasound and the obstetrician caring for the mother are
fully informed about the outcome of congenital cystic
lung lesions.
Antenatally, the use of repeat ultrasound with Doppler
studies and fetal magnetic resonance imaging (MRI) is
helpful in improving the accuracy of diagnosis (39-44). Ul-
trasound and MRI are used to identify the location of the
lung abnormality, characterize the abnormality by its ap-
pearance, evaluate the blood supply and venous drainage
by Doppler ultrasound, and determine any changes in tho-
racic position of other lung lobes, mediastinum, and the
cardiac structures (40,45). MRI scanning is most helpful
in distinguishing a CCAM from a diaphragmatic hernia
(40). Although this investigation is expensive and limited
to selected tertiary referral centres, this would be within
the realm of normal practice for many women in whom the
fetal ultrasound has detected a large cystic abnormality.
Prenatal diagnosis of fetal lung lesions relies on the ap-
pearance of space-occupying lesions or the appearance
of chest masses (46). The appearance of fetal CCAM
varies from predominantly solid to purely cystic masses.
Ultrasound will usually characterize the lesions as macro-
cystic or microcystic. The macrocystic category has large
variable size cysts (2-10 cm) with thin intervening
F. A. F. Di Prima et al.
24 Journal of Prenatal Medicine 2012; 6 (2): 22-30
22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 24
echogenic areas. These multiple cysts are intercon-
nected, but at times only a single cyst can be seen. The
microcystic category has a defined echogenic area in
the fetal lung with no cystic spaces being identified. A
CCAM categorization between the macrocystic and mi-
crocystic ‘definition’ is sometimes used where the cyst
spaces are present but small to moderate sized (<2 cm)
with adjacent echogenic tissue areas. CCAM has both its
arterial and venous blood flow from the pulmonary sys-
tem.
The CCAM volume (cc) is sonographically measured by
using the formula for an ellipse (length*height*width*0.52)
(47). A CVR is obtained by dividing the CCAM volume (cc)
by the head circumference (cm) to correct for differences
in the fetal gestational age. Surveillance of a CCAM is dic-
tated by these features with high risk lung lesions being
followed two to three times per week, while smaller lung
lesions may be followed on a weekly basis (<1.2) or twice
per week (1.2-1.6) depending on the gestational age and
CVR ratio at initial evaluation (48-50). The CCAM is usu-
ally highly unpredictable in its growth potential between
18 and 26 weeks of gestation. The fastest growth in the
CVR appears to occur between 20 and 25 weeks with a
peak in the mean CVR occurring at 25 weeks gestation
(51). There is a plateau in CCAM growth beginning at 25
weeks gestation with a decrease in the CVR after 25
weeks gestation reflecting continued fetal growth. Other
ultrasound features that should be followed are cardiac
function especially if there is a significant shift of the me-
diastinum and heart. Additional ultrasound evaluations
should include amniotic fluid volume, umbilical artery
Doppler flow patterns, ductus venosus Doppler flow pat-
terns, and placental thickness. There is no known asso-
ciation of CCAM with chromosome abnormalities, but
additional structural abnormalities in the renal (renal age-
nesis) and gastrointestinal (diaphragmatic hernia and
bowel atresia) systems should be assessed (52).
Previous reports had commonly described a high inci-
dence (up to 30%) of adverse features such as fetal
death or hydrops (5,16). Generally, if hydrops develops
secondarily to the CCAM location and growth, there is a
high risk for fetal or neonatal death depending on gesta-
tion age at onset of hydrops. CCAM lesions that are pre-
dicted to be ‘high-risk for hydrops’ have a CVR greater
than 1.6 or lesions with a significant macrocystic compo-
nent. More recent experience has, however, suggested a
far more favourable outcome (2,3,5,7). In particular, one
recent ultrasound study reported an improved prediction
of mortality or severe respiratory difficulty in fetuses with
cystic lung abnormalities with the combination of the
presence of polyhydramnios, fetal hydrops and a final nor-
mal lung-to-thorax transverse ratio (a marker of mass ef-
fect and pulmonary hypoplasia) of less than 0.25
(48,51,53).
Ultrasound in its routine obstetrical use in the second
trimester, allows more fetuses with a lung malformation to
be identified and the differential diagnosis includes
CCAM, bronchopulmonary sequestration (BPS), bron-
chogenic or neuroenteric cysts, and diaphragmatic hernia
(4,39,40,45,52,54). These lesions have different natural
histories and prognosis so the correct diagnosis of the
lung abnormality is very important (48). BPS may have a
sonographic appearance similar to that of CCAM, partic-
ularly in the microcystic subgroup; in fact it appears as a
well-circumscribed, uniformly echogenic solid mass, but
Doppler ultrasound technology can be very useful in dis-
tinguishing between CCAM and BPS: the latter is supplied
by a supporting systemic artery arising from the abdom-
inal aorta, while CCAM is supplied by the pulmonary ar-
tery (55). But some lung lesions show a ‘hybrid status’ with
blood flow from both the pulmonary and aortic systems
(45,56).
It seems to be an apparent tendency for natural resolu-
tion of such tumors with advancing gestation. Macrocys-
tic (type I) disease tended to remain little changed by the
end of pregnancy, whereas microcystic (type II) disease
tended to shrink (5,7).
The antenatal ultrasound resolution of CCAMs or the
finding of a normal chest X-ray at birth are not diagnos-
tic of tumor regression as the majority of these infants will
have CCAM when CT imaging is undertaken. Both ante-
natal ultrasound and neonatal chest X-ray appear to be
unreliable investigations to diagnose complete resolu-
tion of CCAM lesions (2,3,5).
Diagnosis in fetal life is generally worse than diagnosis in
postnatal life. Adverse prognosis, defined antenatally,
continues to be associated with the development of non-
immune hydrops and premature delivery, mediastinal
shift with the cystic mass involving over 50% of the tho-
racic cavity, and pulmonary hypoplasia (2,5-7,41). Large
series report a CCAM related perinatal mortality of around
10-15% (7,41,57).
Clinical implications
The present state of our knowledge on fetal lung masses
indicates that the traditional classification of CCAM is in-
sufficient to provide definitive information regarding the
pathogenesis and, specially, prognosis in each individual
case. Clements and Warner (58) were the first to suggest
a model based on a rational sequence of events in lung
development, known as the ‘wheel’ theory. This model
helped elucidate and simplify the classification of congen-
ital lung anomalies. The authors based their theory on the
assumption that any insult to the tip of a developing
bronchus may lead to a different lesion depending on the
timing and severity, rather than on the nature, of the in-
sult. They were the first to suggest considering all anatom-
ical components of the lung involved in the pathological
lesion in each particular case. These components are the
bronchial airways, the arterial supply and venous
drainage, and the lung parenchyma.
With the advent of high-resolution ultrasound technol-
ogy, coupled with sophisticated Doppler and power
Doppler angiography, it is now possible to evaluate fetal
arterial (59) and venous systems (60). So recently, Ach-
iron et al. (61) adopted Clements and Warner’s classifi-
cation system with modifications, based on 2D and
Doppler ultrasound, and applied it to fetal findings. The
novelty of this new classification system is that it enables
separate delineation of each fetal lung component in-
volved in the anomaly: the parenchyma, arterial circula-
tion and venous drainage. Further, it is based on prena-
Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM): Research Review
Journal of Prenatal Medicine 2012; 6 (2): 22-30 25
22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 25
tal sonographic identification and Doppler flow studies: the
arterial supply and venous drainage of the lesions, as op-
posed to tissue consistency. Morphologic description of
the lesion as solid or cystic does not affect fetal progno-
sis, since the natural course of the entity during gestation
is probably influenced primarily by the vascular compo-
nent of the malformation.
Management
Presentation ranges from respiratory failure to a well in-
fant (62). With the advent of improved antenatal imaging,
recognition of the occurrence and dynamic nature of con-
genital cystic abnormalities has changed (39).
There is agreement that infants and older children with
symptomatic CCAMs, require surgery (39,47). Most com-
monly, this occurs in a neonate presenting with tachyp-
noea, increased work of breathing, hypoxaemia, carbon
dioxide retention, poor feeding or overt respiratory failure
requiring invasive or non-invasive ventilatory support. In-
fants and young children with borderline symptoms may
become overtly symptomatic or may persist with tachyp-
noea, feeding difficulties and failure to thrive. A chest ra-
diograph may identify a localised lesion and they will pro-
ceed to surgery.
Infants with abnormal chest radiographs requiring pro-
longed mechanical because of a large CCAM, typically
confirmed on a postnatal chest CT scan, generally un-
dergo lobectomy, even if there is little clinical disagree-
ment about this. A CCAM may become symptomatic if as-
sociated with an intercurrent chest infection with a
pneumothorax or if affected by ball-valve hyperinflation
(4,47,49). Such children are considered symptomatic and
usually proceed to lobectomy.
Treatment in asymptomatic infants with a CCAM on im-
aging is controversial as there are two schools of thought.
The first argues that any lesion, regardless of size, should
be removed to minimise the risk of subsequent malig-
nancy, facilitate optimal lung growth and minimise the risk
of potential local morbidity, including infection and pneu-
mothorax (39,47,63). The opposing view argues that the
risk of malignancy is not well defined, a postnatal de-
crease in size is possible, the influence on lung growth is
small and continued review is appropriate before consid-
ering surgery (64,65). Continued follow-up, even in infants
who have had surgery, would seem appropriate to better
quantitate the outcome, particularly with regard to later
malignancy (66).
The arguments in favour of early surgery in asymptomatic
infants are:
1. The risk of infection makes surgery more difficult. An
infection is believed to be the most common present-
ing symptom in children after the neonatal period
(39,67,68).
2. There is a risk of enlargement or pneumothorax lead-
ing to respiratory compromise. Rarely, pneumothorax
may be the presenting feature of a CCAM (39,68).
3. Resection allows compensatory lung growth. It is un-
clear whether the timing of surgery influences the
degree of lung growth achieved (39).
4. There is a risk of malignancy, either as a differential
diagnosis at presentation or with subsequent devel-
opment.
5. A CCAM is not a ‘normal variant’ and is likely to be-
come symptomatic at a later stage. The quantitation
of how likely the lesion is to become symptomatic is
unclear, but the main risk is that of infection or less
commonly pneumothorax (2,3,18,39).
6. There is more rapid postoperative recovery in a
younger child. This is not true for neonates, which has
led one group to delay surgery until the second month
of life (47).
About gestational age, although some argue in favour of
operating in the neonatal period (11), others consider
the risks of anaesthesia and the length of postoperative
ventilation to be unjustified (47). Others suggest 6 months
(39,69), whereas some wait until 2 years (70).
The arguments against surgery in asymptomatic infants
are (39,71):
1. The natural history of CCAMs is still not well defined.
This is because the clinical decision has been to re-
sect them (39,66). Accurate postnatal diagnosis with
modern imaging techniques now poses few prob-
lems (22). Only 10% of children with an asymptomatic
CCAM developed an infection or pneumothorax over
a 3-year period. The exception to this may be the rare
issue of distinguishing a PPB from a CCAM (39).
2. There is morbidity from surgery. This is, however, no
different whether the child with a CCAM presented
symptomatically or underwent elective surgery (71).
3. The issue of a CCAM as a premalignant condition has
provided the most emotive indication for surgery, but
proponents of a conservative approach argue that the
risk is extremely small and vastly overstated, and
that the evidence for a link between CCAMs and can-
cer may be an association rather than a causal link
(72). The greatest risk of malignancy may be in those
with bilateral CCAMs (<5%) who have a probable
genetic susceptibility to CCAMs and to malignancy.
The conservative approach includes regular follow-up
with serial chest CT scans (71). One may question the
appropriateness of up to yearly chest CT scans, with
their increased risk of an unrelated cerebral malig-
nancy (73,74). The proponents of surgery for all
CCAMs argue that ‘the association between CCAM
and malignancy is now more than anecdotal’ (39). The
most quoted associations are between CCAMs and
PPBs in infants and young children and between
CCAMs and bronchoalveolar carcinoma in older chil-
dren and adults (39,68,71). There are some reports
suggesting a link between CCAMs and rhab-
domyosarcoma (39). Conversely, large reviews of
childhood lung tumours have reported an association
between CCAMs and tumours in 4% (75) and 9% (76)
of cases. Bronchiolar carcinoma has been reported in
older children and adults with previously unrecog-
nised Stocker type I CCAMs or with incomplete resec-
tion of these malformations (4,77,78). The aetiology
of malignant change is hypothesised to originate in
the mucigenic epithelium, evident in type I CCAMs
(39,77-80). The link between PPBs and CCAMs is
less clear (39). It may be difficult to distinguish a cys-
F. A. F. Di Prima et al.
26 Journal of Prenatal Medicine 2012; 6 (2): 22-30
22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 26
tic (type 1) PPB from a CCAM on imaging, an argu-
ment in favour of resecting all such lesions according
to proponents for surgery (39).
4. There is a likelihood of further regression with in-
creasing age. Interestingly, the size of the removed
CCAM did not influence surgical morbidity in 29 chil-
dren whether they presented with or without symp-
toms (71). If the regression in size of the CCAM dur-
ing the third trimester continues postnatally, it may
obviate the need for surgery (71).
In utero therapy
In utero evaluation and treatment can vary from serial ob-
servation in utero with normal delivery and resection
at 5-8 weeks of newborn life to in utero therapy in rare sit-
uations. There are no universal guidelines for fetal inter-
vention with demonstrated large cystic lung lesions. Sim-
ilarly, there is little published information on the indications
for termination of pregnancy with severe CCAMs.
Open maternal-fetal therapy has been reviewed in a num-
ber of previous publications (47,81,82).
Fetal intervention can be based upon gestational age, the
size of the lesion, the mother’s health and the develop-
ment of fetal hydrops (47). In utero techniques include
open maternal-fetal therapy with fetal thoracotomy and
lobectomy, thoracoamniotic shunting of macrocystic
CCAM’s and third trimester EXIT delivery with fetal tho-
racotomy, and lobectomy on maternal placental bypass
(81).
The current approach to in utero management of large
CCAM’s requires evaluation by fetal ultrasound, fetal
echocardiogram, ultrafast MRI, and fetal karyotype
(50,81). When associated anomalies or chromosomal
anomalies are identified, that fetus would not be a candi-
date for any in utero treatments. Counseling and expec-
tant management of the pregnancy would be recom-
mended. When a fetus with an isolated CCAM is
complicated by hydrops, the next triage decision is de-
pendent on gestational age. If the fetus is less than 32
weeks and no dominant cyst is available for drainage, an
open maternal-fetal surgery is considered for fetal thora-
cotomy/lobectomy. Expectant management in this situa-
tion has a predicted 100% lethal outcome. If the fetus is
less than 32 weeks gestation and has a single or multi-
ple large CCAM cysts, a fetal thoracoamniotic shunting is
an appropriate approach because fetal thoracocentesis
alone is ineffective because of rapid reaccumulation of
cyst fluid. Thoracoamniotic shunting has been used suc-
cessfully to treat hydrops in 8 of 9 infants with large
CCAMs with a large predominant cyst. The volume re-
duced by 60%, and the mean time between shunt inser-
tion and delivery was 13 weeks. Thoracoamniotic shunt-
ing is not recommended for multicystic or predominantly
solid CCAMs (47,81). If the fetus is greater than 32 weeks
gestation, the plan would be for delivery with or without an
EXIT procedure (ex-utero intrapartum treatment). One of
the significant aspects of this triage decision is that fe-
tuses need to be 34weeks gestation or have a weight of
2,000 g to have additional pulmonary support by extracor-
poreal membrane oxygenation (ECMO) if required, due to
pulmonary hypertension or pulmonary hypoplasia. In the
survivors, there is resolution of the hydrops in 1-2 weeks
with movement of the mediastinum back to the midline in
3 weeks. There is rapid residual lung growth. The mean
time to delivery following the in utero maternal-fetal sur-
gery was 8 weeks. To date the follow-up of these children
have shown normal developmental outcome. In the non-
survivor group, some fetal losses have been intraopera-
tive usually after developing profound bradycardia after
delivery of the CCAM mass from the chest. It is hypoth-
esized that the CCAM delivery from the thorax and abrupt
removal of cardiac compression results in a pathophysi-
ology response similar to correction of a pericardial tam-
ponade with fetal hemodynamic collapse and reactive
bradycardia. Fetal echocardiography is used on a routine
continuous basis for all maternal-fetal surgery cases, but
it has more significant value in the CCAM cases as direct
monitoring of the fetal myocardial performance can be ob-
tained and appropriate adjustments of fluid volumes and
medications can be utilized. Other fetal losses have been
secondary to preterm labor, intrauterine death at 24 hr,
and ‘maternal mirror’ syndrome requiring early delivery
with neonatal death. The EXIT delivery is considered us-
ing placental bypass during the fetal thoracotomy and
lobectomy (83,84). At the time of the EXIT delivery, only
head and neck are initially delivered through the hystero-
tomy. The intrauterine volume is maintained with lower fe-
tal body and continuous amnio infusion of warmed
Ringers lactate to prevent cord compression. Uterine re-
laxation is maintained by high concentration inhalational
anesthetics with additional tocolysis, if necessary. These
maneuvers preserve the utero-placental circulation and
continue gas exchange between maternal, placental, and
fetal compartments. The EXIT delivery allows for con-
trolled resection of large fetal lung masses at delivery,
avoiding acute respiratory decompensation related to
mediastinal shift, air trapping, and compression of normal
lung. The survival for in utero indicated treatments of
open maternal-fetal therapy, thoracoamniotic shunting,
and EXIT delivery are 50%, 75%, and 89%, respectively.
In the appropriate situation, these maternal-fetal surger-
ies for CCAM pathology are life saving for the affected fe-
tus at risk for hydrops or severe respiratory dysfunction
while allowing acceptable maternal risk in the present and
future pregnancies. This type of fetal therapy requires the
energy, dedication, and expertise of a multi-disciplinary
team with both maternal and fetal risk/benefit considera-
tions (81). Realistically, fetal surgery is limited to only a
few centres worldwide.
Conclusion
The evolution of better antenatal imaging has been cru-
cial in changing thinking about appropriate management
of congenital cystic adenomatoid malformation (CCAM).
The antenatal diagnosis of this pathology has become
more frequent with increasing sonographer training and
higher resolution ultrasound imaging platforms. The post-
natal management of antenatally diagnosed fetal lung tu-
mors has also changed more recently. The outcome of an-
tenatally detected CCAM is much better than previously
Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM): Research Review
Journal of Prenatal Medicine 2012; 6 (2): 22-30 27
22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 27
reported, probably because of the high spontaneous re-
gression rate of this tumor in the last trimester of preg-
nancy and in the early years of life. Despite the antena-
tal resolution of CCAMs on ultrasound, postnatal follow-up
is recommended in view of the long-term complications of
this malformation (52,85). Postnatal CT imaging is
mandatory in all fetuses thought to have lung lesions be-
cause of the high false-negative rate of neonatal chest
Xrays. The appropriateness of either expectant manage-
ment or surgical intervention in asymptomatic infants with
lung lesions remains to be established.
An improved understanding of the classification of
CCAMs and their natural course has been prompted,
and there is a recent move toward the generation of
large-scale databases to more accurately define the nat-
ural history of CCAMs. With state-of-the-art ultrasound
equipment and sophisticated Doppler capabilities, in utero
evaluation of related vascular anomalies in fetuses with
lung dysplasia is now feasible. In-utero mapping of signif-
icant intrapulmonary shunts and vascular connections
may provide better understanding of the pathogenesis of
these lesions and improve prenatal and postnatal man-
agement.
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Antenatally diagnosed congenital cystic adenomatoid malformations Research Review.pdf

  • 1. See discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/230700047 Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM): Research Review Article · April 2012 Source: PubMed CITATIONS 29 READS 105 6 authors, including: Fosca A F Di Prima University of Catania 8 PUBLICATIONS   182 CITATIONS    SEE PROFILE All content following this page was uploaded by Fosca A F Di Prima on 13 May 2014. The user has requested enhancement of the downloaded file.
  • 2. Fosca Antonia Francesca Di Prima Adriano Bellia Genny Inclimona Francesco Grasso Maria Teresa Meli Nazario Cassaro Policlinico Hospital, Catania University, Italy Corresponding author: Fosca AF, Di Prima Policlinico Hospital, Catania University, Italy Viale San Francesco 8, 95030 Mascalucia, Catania, Italy Mobile: +393495287455 E-mail: di.prima.fosca@gmail.com Summary Prenatal identification of lung abnormalities has in- creased with prenatal surveillance. With the advent of improved antenatal imaging over the past ten years, the diagnosis, assessment and management of congenital cystic lung abnormalities have changed. These were once considered the exclusive domain of the surgeon, who had the authority to op- erate on all congenital cystic lung abnormalities re- gardless of size or clinical signs in order to avoid the risk of cancer and improve lung growth in even asymptomatic infants. Clinicians are reconsidering this approach in the light of the spontaneous im- provement and possible resolution that occurs over months to years with many of these lesions, think- ing about the opportunity to take a more conserva- tive approach in many minimally symptomatic or asymptomatic infants in the early months of life. The risks of subsequent cancer are poorly under- stood and probably overstated. Many centers advo- cate surgery only in cases of symptomatic or signif- icant lesions, although there is little consensus as to what constitutes a significant lesion. This article will review current knowledge (classifica- tion, pathogenesis, genetics, prenatal evaluation, clinical implications) on congenital cystic adenoma- toid malformations (CCAM) and discuss manage- ment options for young children with these lung ab- normalities. Key words: fetal lung, CCAM, cystic adenomatoid malfor- mations. Introduction Cystic adenomatoid malformations (CCAM) are relatively rare developmental abnormalities of the lung, first de- scribed as a separate entity in 1949 by Chin and Tang (1). They are generally characterized as benign hamartoma- tous or dysplastic lung tumors characterized by over- growth of terminal bronchioles with a reduction in the number of alveoli. The incidence of CCAMS is reportedly between 1:11,000 (2) and 1:35,000 (3) live births, with males in most series being marginally more commonly af- fected (4). Given the operator-dependent nature of recog- nising antenatal abnormalities on ultrasound and limited access to this testing in some populations, the true preva- lence may be even higher. CCAM is usually unilateral and usually involves only one lobe of the lung. A majority of an- tenatally diagnosed CCAMs is left-sided (5,6). As most se- ries are small, there are few data on bilateral CCAMs (5- 7). The significance of bilateral lesions may relate to a genetic predisposition to an underlying cell signalling problem and perhaps increase the likelihood of a predis- position to subsequent malignant change within the CCAM or elsewhere in the lung. The reported perinatal mortality of antenatally diagnosed CCAMs has varied greatly, ranging from 9% to as high as 49% (2,5,8-14). Material and methods In this work, we give an up-to-date of the main pathophys- iological, clinical, diagnostic and therapeutic advances in CCAM. The literature search, based on the PubMed and the Cochrane database, was done from 2003 to 2011, fo- cusing more on the latest research. We obtained addi- tional articles from reference sections of the selected manuscripts. We paid special attention to systematic re- views, randomised clinical trials, consensus documents and review articles focused on the diagnostics and ther- apy of cystic adenomatoid malformations. Older articles were also included to draw attention to pathogenetic, clinical, and epidemiological issues. Classification of CCAM The nomenclature of congenital cystic lung lesions has evolved over time, from 30 years ago. The microscopic criteria for diagnosis of CCAM were first summarized as follows (15): • Proliferation of polypoid glandular epithelium Review article 22 Journal of Prenatal Medicine 2012; 6 (2): 22-30 Antenatally diagnosed congenital cystic adenoma- toid malformations (CCAM): Research Review 22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 22
  • 3. • Proliferation of smooth muscle and elastic tissue in cyst walls • Absence of cartilage • Absence of inflammation • Normal arterial and venous connections. In order to determine the clinical and pathological spec- trum of CCAM, Stocker et al. (16) were the first to propose three types of CCAM depending on cyst diameter and predominant cell types on histological examination, and suggested prognosis. (Tab. 1). In a subsequent study Stocker expanded his classification to five types based on the site of origin of the malforma- tion: tracheal, bronchial, bronchiolar, bronchiolar/alveolar duct and alveolar/distal acinar. Each subgroup was la- beled ‘0’ to ‘4’, indicating the lesion’s progression distally along the airway (20). Although the Stocker system was the most widely used, some major drawbacks were recognized. First, it is based on histological criteria, which cannot be applied to prena- tal ultrasound technology. Second, Stocker’s prognoses and outcomes were derived from the clinical data and fea- tures of 38 neonates collected from 1917 to 1975, and are no longer pertinent. In view of these disadvantages Adzick et al. (21) sug- gested abandoning Stocker’s three types and dividing CCAM into two major groups based on gross anatomy and ultrasound. This because the advent of better an- tenatal imaging has facilitated a deeper appreciation of the dynamic nature of cystic lung lesions in utero (5,6,22). The two categories were based on the pre- dominant component of the lesion (cystic or solid): the macrocystic group contains single or multiple cysts ≥5 mm diameter, while the microcystic tumors are more solid and bulky with cysts <5 mm diameter. The variants are readily differentiated on prenatal ultrasound be- cause the macrocystic type appears as fluid-filled le- sions, whereas the microcystic lesions have innumer- able interfaces that return the ultrasound beam and therefore appear solid. This simple classification into two types, either cystic or solid, has become the gold standard of in-utero CCAM diagnosis and prognosis (13,23,24). More recent attempts (4) have been made to update the classification. The purpose of precise in-utero definition of fetal lung le- sions is to extrapolate prognosis. In this regard, the main problem with the current classification system is to differ- entiate CCAM from BPS. Although the prenatal diagno- sis of lung lesions is simple and Doppler studies have en- hanced our ability to identify BPS, defining the exact nature of the anomaly may still prove difficult. These data make prenatal counseling very difficult and postnatal management uncertain (25), particularly since prognosis is related to lesion classification. Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM): Research Review Journal of Prenatal Medicine 2012; 6 (2): 22-30 23 Stocker type I (Macrocystic adenomatoid malformation) It may manifest as a large cystic regions expanding through the development of air-trapping and mediastinal shift, giving rise to respiratory distress in the newborn (4). In extreme cases, such as those of diaphragmatic hernia, there may be associated pulmonary hypoplasia and pulmonary hypertension occurring as a consequence of the mass effect of the large cystic lesion (17). These lesions generally have an excellent prognosis as they are rarely associated with hydrops, pulmonary hypoplasia or fetal death (4). Type I CCAMs only usually affect a single lobe (4,18). The cysts are usually greater than 2 cm in diameter, although the term ‘cysts’ is inappropriate, because the walls have a layer of respiratory epithelium overlying fibroelastic tissue and small amounts of smooth mus- cle (4). They communicate with proximal airways and distal lung parenchyma (4). An associated systemic arte- rial supply may be found in up to 25% of cases (4). Stocker type II (Microcystic adenomatoid malformation) This condition occurs as a result of airway obstruction during development. The lesion contains multiple small cysts <1 cm diameter. These lesions demonstrate distal regional replacement of the lung parenchyma with mi- crocystic maldevelopment (4). The solid parts of the lung are filled with distended respiratory bronchioles and alve- olar material. Microcystic types are the predominant type reported in larger series (4,18). This group has a poor prognosis. Stocker type III (Solid cystic adenomatoid malformation) These solid lesions were originally more commonly reported in stillbirths and were thought to have a worse prog- nosis (4). They consist of a solid airless mass of tissue consisting almost entirely of bronchiolar elements lined by partly ciliated cuboidal epithelium and some alveolar elements (4,18,19). This mass affects an entire lobe or lobes and producing mediastinal shift. Table 1. Classification of Cystic adenomatoid malformations (CCAM). 22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 23
  • 4. Pathogenesis Various etiologies have been suggested to describe the pathogenesis of CCAM, among them overgrowth (1), hy- perplasia (26) and hamartoma (27). However, all agreed that the defect occurred at the level of the bronchiole. Stocker et al. (16) were the first to attempt classification of CCAM types based on embryogenesis, or the develop- mental stage at which the insult may have occurred. The development of the vertebrate lung, in fact, has been subdivided into five distinct periods based on the anatom- ical changes that occur in lung architecture: embryonic (3- 7 weeks), pseudoglandular (7-17 weeks), canalicular (17- 29 weeks), saccular (24-36 weeks), and alveolar (36 weeks to maturity). Most CCAM develops during the pseudoglandular period when there is a rapid expansion of the conducting airways and peripheral lung tubules, which continue to branch and bud to form acinar tubules. Arrest in this phase of lung development involves the bronchial type of epithelium causing CCAM pathology type I-III while a later arrest in weeks 22-36 results in an alveolar acinar type CCAM pathology (type IV) of epithe- lium. Ostor and Fortune (28) viewed the embryogenesis of the disease differently. They stated that the presence of nor- mal alveoli at the periphery of the lesion, with abnormal growth in the center, implies failure of canalization of the terminal bronchioles and subsequent inability to connect the conducting and respiratory elements. They conclude that the insult probably occurred later in gestation, at as late as 16-20 weeks (28). Bronchography studies and serial microscopic examina- tion showed that bronchial atresia is the primary defect leading to the development of CCAM. The morphology of the lesion, i.e. the type of malformation, is determined by the extent of dysplastic lung growth beyond the atretic segment (29). Modern pathological studies have sug- gested that CCAM may arise from failed interaction be- tween mesenchyme and epithelium during development and a lack of maturation. This observation was confirmed by immunohistological studies. Thus the discordance be- tween vascularity and proliferation in CCAM may repre- sent an arrest in vascular development and a loss of synchrony between stroma and epithelium (30). It was suggested that in the developing lung the interaction be- tween epithelial cells and interstitial cells is crucial to nor- mal lung development (31). The imbalance between cell proliferation and programmed cell death or apoptosis has been demonstrated in CCAM. Investigation of other factors that down-regulate apoptosis or up-regulate pro- liferation in CCAM may further illuminate the pathogene- sis of this entity. CCAM and BPS appear to have similar causes, even if some authors attempted to view a distinct pathogenesis. The mechanism of their development has been described as a continuum of anomalous interactions among adja- cent cells’ excreted factors (32). The microscopic resem- blance of BPS and CCAM, and the frequent appearance of CCAM receiving systemic arterial blood supply, indi- cates a common primary defect early during embryoge- nesis (33). The most prevalent theory states that during early development the laryngotracheal groove arises as a ventral out-pouching of the primitive foregut and mi- grates caudally to give rise to the bronchial tree. It is pos- sible that in the early stages of development, when the lung bud lies in close proximity to the primitive foregut from which it is derived, some insult or adhesion in an area where these two developing organ systems are ad- jacent will affect both structures, resulting in a lung lesion and foregut malformation (34). Genetics Two recent review articles (35,36) have looked at the ge- netic and molecular basis influencing lung formation and abnormal lung development. CCAM is characterized by abnormal airway patterning during lung branching mor- phogenesis and is formed by abnormal branching of the immature bronchioles. One of the potential genes of influ- ence for this development disorder is HOXB5, as its ex- pression is maintained at a level typical for early lung development (37). Fetal CCAMs that grew rapidly, pro- gressed to hydrops and required in utero resection showed increased platelet derived growth factor (PDGF- B) gene expression and PDGF-BB protein production compared with normal fetal lung or term CCAM speci- mens (38). Prenatal diagnosis and assessment The accuracy of antenatal diagnosis is a central issue in the care of the fetus with a congenital cystic lung malfor- mation. The advent of high-quality antenatal ultrasonog- raphy has dramatically changed the understanding of the evolution and involution of congenital cystic lung le- sions such as CCAMs. For the vast majority, the outcome is far more favourable than previously reported (5). It is im- portant that both the radiologist reporting the antenatal ul- trasound and the obstetrician caring for the mother are fully informed about the outcome of congenital cystic lung lesions. Antenatally, the use of repeat ultrasound with Doppler studies and fetal magnetic resonance imaging (MRI) is helpful in improving the accuracy of diagnosis (39-44). Ul- trasound and MRI are used to identify the location of the lung abnormality, characterize the abnormality by its ap- pearance, evaluate the blood supply and venous drainage by Doppler ultrasound, and determine any changes in tho- racic position of other lung lobes, mediastinum, and the cardiac structures (40,45). MRI scanning is most helpful in distinguishing a CCAM from a diaphragmatic hernia (40). Although this investigation is expensive and limited to selected tertiary referral centres, this would be within the realm of normal practice for many women in whom the fetal ultrasound has detected a large cystic abnormality. Prenatal diagnosis of fetal lung lesions relies on the ap- pearance of space-occupying lesions or the appearance of chest masses (46). The appearance of fetal CCAM varies from predominantly solid to purely cystic masses. Ultrasound will usually characterize the lesions as macro- cystic or microcystic. The macrocystic category has large variable size cysts (2-10 cm) with thin intervening F. A. F. Di Prima et al. 24 Journal of Prenatal Medicine 2012; 6 (2): 22-30 22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 24
  • 5. echogenic areas. These multiple cysts are intercon- nected, but at times only a single cyst can be seen. The microcystic category has a defined echogenic area in the fetal lung with no cystic spaces being identified. A CCAM categorization between the macrocystic and mi- crocystic ‘definition’ is sometimes used where the cyst spaces are present but small to moderate sized (<2 cm) with adjacent echogenic tissue areas. CCAM has both its arterial and venous blood flow from the pulmonary sys- tem. The CCAM volume (cc) is sonographically measured by using the formula for an ellipse (length*height*width*0.52) (47). A CVR is obtained by dividing the CCAM volume (cc) by the head circumference (cm) to correct for differences in the fetal gestational age. Surveillance of a CCAM is dic- tated by these features with high risk lung lesions being followed two to three times per week, while smaller lung lesions may be followed on a weekly basis (<1.2) or twice per week (1.2-1.6) depending on the gestational age and CVR ratio at initial evaluation (48-50). The CCAM is usu- ally highly unpredictable in its growth potential between 18 and 26 weeks of gestation. The fastest growth in the CVR appears to occur between 20 and 25 weeks with a peak in the mean CVR occurring at 25 weeks gestation (51). There is a plateau in CCAM growth beginning at 25 weeks gestation with a decrease in the CVR after 25 weeks gestation reflecting continued fetal growth. Other ultrasound features that should be followed are cardiac function especially if there is a significant shift of the me- diastinum and heart. Additional ultrasound evaluations should include amniotic fluid volume, umbilical artery Doppler flow patterns, ductus venosus Doppler flow pat- terns, and placental thickness. There is no known asso- ciation of CCAM with chromosome abnormalities, but additional structural abnormalities in the renal (renal age- nesis) and gastrointestinal (diaphragmatic hernia and bowel atresia) systems should be assessed (52). Previous reports had commonly described a high inci- dence (up to 30%) of adverse features such as fetal death or hydrops (5,16). Generally, if hydrops develops secondarily to the CCAM location and growth, there is a high risk for fetal or neonatal death depending on gesta- tion age at onset of hydrops. CCAM lesions that are pre- dicted to be ‘high-risk for hydrops’ have a CVR greater than 1.6 or lesions with a significant macrocystic compo- nent. More recent experience has, however, suggested a far more favourable outcome (2,3,5,7). In particular, one recent ultrasound study reported an improved prediction of mortality or severe respiratory difficulty in fetuses with cystic lung abnormalities with the combination of the presence of polyhydramnios, fetal hydrops and a final nor- mal lung-to-thorax transverse ratio (a marker of mass ef- fect and pulmonary hypoplasia) of less than 0.25 (48,51,53). Ultrasound in its routine obstetrical use in the second trimester, allows more fetuses with a lung malformation to be identified and the differential diagnosis includes CCAM, bronchopulmonary sequestration (BPS), bron- chogenic or neuroenteric cysts, and diaphragmatic hernia (4,39,40,45,52,54). These lesions have different natural histories and prognosis so the correct diagnosis of the lung abnormality is very important (48). BPS may have a sonographic appearance similar to that of CCAM, partic- ularly in the microcystic subgroup; in fact it appears as a well-circumscribed, uniformly echogenic solid mass, but Doppler ultrasound technology can be very useful in dis- tinguishing between CCAM and BPS: the latter is supplied by a supporting systemic artery arising from the abdom- inal aorta, while CCAM is supplied by the pulmonary ar- tery (55). But some lung lesions show a ‘hybrid status’ with blood flow from both the pulmonary and aortic systems (45,56). It seems to be an apparent tendency for natural resolu- tion of such tumors with advancing gestation. Macrocys- tic (type I) disease tended to remain little changed by the end of pregnancy, whereas microcystic (type II) disease tended to shrink (5,7). The antenatal ultrasound resolution of CCAMs or the finding of a normal chest X-ray at birth are not diagnos- tic of tumor regression as the majority of these infants will have CCAM when CT imaging is undertaken. Both ante- natal ultrasound and neonatal chest X-ray appear to be unreliable investigations to diagnose complete resolu- tion of CCAM lesions (2,3,5). Diagnosis in fetal life is generally worse than diagnosis in postnatal life. Adverse prognosis, defined antenatally, continues to be associated with the development of non- immune hydrops and premature delivery, mediastinal shift with the cystic mass involving over 50% of the tho- racic cavity, and pulmonary hypoplasia (2,5-7,41). Large series report a CCAM related perinatal mortality of around 10-15% (7,41,57). Clinical implications The present state of our knowledge on fetal lung masses indicates that the traditional classification of CCAM is in- sufficient to provide definitive information regarding the pathogenesis and, specially, prognosis in each individual case. Clements and Warner (58) were the first to suggest a model based on a rational sequence of events in lung development, known as the ‘wheel’ theory. This model helped elucidate and simplify the classification of congen- ital lung anomalies. The authors based their theory on the assumption that any insult to the tip of a developing bronchus may lead to a different lesion depending on the timing and severity, rather than on the nature, of the in- sult. They were the first to suggest considering all anatom- ical components of the lung involved in the pathological lesion in each particular case. These components are the bronchial airways, the arterial supply and venous drainage, and the lung parenchyma. With the advent of high-resolution ultrasound technol- ogy, coupled with sophisticated Doppler and power Doppler angiography, it is now possible to evaluate fetal arterial (59) and venous systems (60). So recently, Ach- iron et al. (61) adopted Clements and Warner’s classifi- cation system with modifications, based on 2D and Doppler ultrasound, and applied it to fetal findings. The novelty of this new classification system is that it enables separate delineation of each fetal lung component in- volved in the anomaly: the parenchyma, arterial circula- tion and venous drainage. Further, it is based on prena- Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM): Research Review Journal of Prenatal Medicine 2012; 6 (2): 22-30 25 22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 25
  • 6. tal sonographic identification and Doppler flow studies: the arterial supply and venous drainage of the lesions, as op- posed to tissue consistency. Morphologic description of the lesion as solid or cystic does not affect fetal progno- sis, since the natural course of the entity during gestation is probably influenced primarily by the vascular compo- nent of the malformation. Management Presentation ranges from respiratory failure to a well in- fant (62). With the advent of improved antenatal imaging, recognition of the occurrence and dynamic nature of con- genital cystic abnormalities has changed (39). There is agreement that infants and older children with symptomatic CCAMs, require surgery (39,47). Most com- monly, this occurs in a neonate presenting with tachyp- noea, increased work of breathing, hypoxaemia, carbon dioxide retention, poor feeding or overt respiratory failure requiring invasive or non-invasive ventilatory support. In- fants and young children with borderline symptoms may become overtly symptomatic or may persist with tachyp- noea, feeding difficulties and failure to thrive. A chest ra- diograph may identify a localised lesion and they will pro- ceed to surgery. Infants with abnormal chest radiographs requiring pro- longed mechanical because of a large CCAM, typically confirmed on a postnatal chest CT scan, generally un- dergo lobectomy, even if there is little clinical disagree- ment about this. A CCAM may become symptomatic if as- sociated with an intercurrent chest infection with a pneumothorax or if affected by ball-valve hyperinflation (4,47,49). Such children are considered symptomatic and usually proceed to lobectomy. Treatment in asymptomatic infants with a CCAM on im- aging is controversial as there are two schools of thought. The first argues that any lesion, regardless of size, should be removed to minimise the risk of subsequent malig- nancy, facilitate optimal lung growth and minimise the risk of potential local morbidity, including infection and pneu- mothorax (39,47,63). The opposing view argues that the risk of malignancy is not well defined, a postnatal de- crease in size is possible, the influence on lung growth is small and continued review is appropriate before consid- ering surgery (64,65). Continued follow-up, even in infants who have had surgery, would seem appropriate to better quantitate the outcome, particularly with regard to later malignancy (66). The arguments in favour of early surgery in asymptomatic infants are: 1. The risk of infection makes surgery more difficult. An infection is believed to be the most common present- ing symptom in children after the neonatal period (39,67,68). 2. There is a risk of enlargement or pneumothorax lead- ing to respiratory compromise. Rarely, pneumothorax may be the presenting feature of a CCAM (39,68). 3. Resection allows compensatory lung growth. It is un- clear whether the timing of surgery influences the degree of lung growth achieved (39). 4. There is a risk of malignancy, either as a differential diagnosis at presentation or with subsequent devel- opment. 5. A CCAM is not a ‘normal variant’ and is likely to be- come symptomatic at a later stage. The quantitation of how likely the lesion is to become symptomatic is unclear, but the main risk is that of infection or less commonly pneumothorax (2,3,18,39). 6. There is more rapid postoperative recovery in a younger child. This is not true for neonates, which has led one group to delay surgery until the second month of life (47). About gestational age, although some argue in favour of operating in the neonatal period (11), others consider the risks of anaesthesia and the length of postoperative ventilation to be unjustified (47). Others suggest 6 months (39,69), whereas some wait until 2 years (70). The arguments against surgery in asymptomatic infants are (39,71): 1. The natural history of CCAMs is still not well defined. This is because the clinical decision has been to re- sect them (39,66). Accurate postnatal diagnosis with modern imaging techniques now poses few prob- lems (22). Only 10% of children with an asymptomatic CCAM developed an infection or pneumothorax over a 3-year period. The exception to this may be the rare issue of distinguishing a PPB from a CCAM (39). 2. There is morbidity from surgery. This is, however, no different whether the child with a CCAM presented symptomatically or underwent elective surgery (71). 3. The issue of a CCAM as a premalignant condition has provided the most emotive indication for surgery, but proponents of a conservative approach argue that the risk is extremely small and vastly overstated, and that the evidence for a link between CCAMs and can- cer may be an association rather than a causal link (72). The greatest risk of malignancy may be in those with bilateral CCAMs (<5%) who have a probable genetic susceptibility to CCAMs and to malignancy. The conservative approach includes regular follow-up with serial chest CT scans (71). One may question the appropriateness of up to yearly chest CT scans, with their increased risk of an unrelated cerebral malig- nancy (73,74). The proponents of surgery for all CCAMs argue that ‘the association between CCAM and malignancy is now more than anecdotal’ (39). The most quoted associations are between CCAMs and PPBs in infants and young children and between CCAMs and bronchoalveolar carcinoma in older chil- dren and adults (39,68,71). There are some reports suggesting a link between CCAMs and rhab- domyosarcoma (39). Conversely, large reviews of childhood lung tumours have reported an association between CCAMs and tumours in 4% (75) and 9% (76) of cases. Bronchiolar carcinoma has been reported in older children and adults with previously unrecog- nised Stocker type I CCAMs or with incomplete resec- tion of these malformations (4,77,78). The aetiology of malignant change is hypothesised to originate in the mucigenic epithelium, evident in type I CCAMs (39,77-80). The link between PPBs and CCAMs is less clear (39). It may be difficult to distinguish a cys- F. A. F. Di Prima et al. 26 Journal of Prenatal Medicine 2012; 6 (2): 22-30 22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 26
  • 7. tic (type 1) PPB from a CCAM on imaging, an argu- ment in favour of resecting all such lesions according to proponents for surgery (39). 4. There is a likelihood of further regression with in- creasing age. Interestingly, the size of the removed CCAM did not influence surgical morbidity in 29 chil- dren whether they presented with or without symp- toms (71). If the regression in size of the CCAM dur- ing the third trimester continues postnatally, it may obviate the need for surgery (71). In utero therapy In utero evaluation and treatment can vary from serial ob- servation in utero with normal delivery and resection at 5-8 weeks of newborn life to in utero therapy in rare sit- uations. There are no universal guidelines for fetal inter- vention with demonstrated large cystic lung lesions. Sim- ilarly, there is little published information on the indications for termination of pregnancy with severe CCAMs. Open maternal-fetal therapy has been reviewed in a num- ber of previous publications (47,81,82). Fetal intervention can be based upon gestational age, the size of the lesion, the mother’s health and the develop- ment of fetal hydrops (47). In utero techniques include open maternal-fetal therapy with fetal thoracotomy and lobectomy, thoracoamniotic shunting of macrocystic CCAM’s and third trimester EXIT delivery with fetal tho- racotomy, and lobectomy on maternal placental bypass (81). The current approach to in utero management of large CCAM’s requires evaluation by fetal ultrasound, fetal echocardiogram, ultrafast MRI, and fetal karyotype (50,81). When associated anomalies or chromosomal anomalies are identified, that fetus would not be a candi- date for any in utero treatments. Counseling and expec- tant management of the pregnancy would be recom- mended. When a fetus with an isolated CCAM is complicated by hydrops, the next triage decision is de- pendent on gestational age. If the fetus is less than 32 weeks and no dominant cyst is available for drainage, an open maternal-fetal surgery is considered for fetal thora- cotomy/lobectomy. Expectant management in this situa- tion has a predicted 100% lethal outcome. If the fetus is less than 32 weeks gestation and has a single or multi- ple large CCAM cysts, a fetal thoracoamniotic shunting is an appropriate approach because fetal thoracocentesis alone is ineffective because of rapid reaccumulation of cyst fluid. Thoracoamniotic shunting has been used suc- cessfully to treat hydrops in 8 of 9 infants with large CCAMs with a large predominant cyst. The volume re- duced by 60%, and the mean time between shunt inser- tion and delivery was 13 weeks. Thoracoamniotic shunt- ing is not recommended for multicystic or predominantly solid CCAMs (47,81). If the fetus is greater than 32 weeks gestation, the plan would be for delivery with or without an EXIT procedure (ex-utero intrapartum treatment). One of the significant aspects of this triage decision is that fe- tuses need to be 34weeks gestation or have a weight of 2,000 g to have additional pulmonary support by extracor- poreal membrane oxygenation (ECMO) if required, due to pulmonary hypertension or pulmonary hypoplasia. In the survivors, there is resolution of the hydrops in 1-2 weeks with movement of the mediastinum back to the midline in 3 weeks. There is rapid residual lung growth. The mean time to delivery following the in utero maternal-fetal sur- gery was 8 weeks. To date the follow-up of these children have shown normal developmental outcome. In the non- survivor group, some fetal losses have been intraopera- tive usually after developing profound bradycardia after delivery of the CCAM mass from the chest. It is hypoth- esized that the CCAM delivery from the thorax and abrupt removal of cardiac compression results in a pathophysi- ology response similar to correction of a pericardial tam- ponade with fetal hemodynamic collapse and reactive bradycardia. Fetal echocardiography is used on a routine continuous basis for all maternal-fetal surgery cases, but it has more significant value in the CCAM cases as direct monitoring of the fetal myocardial performance can be ob- tained and appropriate adjustments of fluid volumes and medications can be utilized. Other fetal losses have been secondary to preterm labor, intrauterine death at 24 hr, and ‘maternal mirror’ syndrome requiring early delivery with neonatal death. The EXIT delivery is considered us- ing placental bypass during the fetal thoracotomy and lobectomy (83,84). At the time of the EXIT delivery, only head and neck are initially delivered through the hystero- tomy. The intrauterine volume is maintained with lower fe- tal body and continuous amnio infusion of warmed Ringers lactate to prevent cord compression. Uterine re- laxation is maintained by high concentration inhalational anesthetics with additional tocolysis, if necessary. These maneuvers preserve the utero-placental circulation and continue gas exchange between maternal, placental, and fetal compartments. The EXIT delivery allows for con- trolled resection of large fetal lung masses at delivery, avoiding acute respiratory decompensation related to mediastinal shift, air trapping, and compression of normal lung. The survival for in utero indicated treatments of open maternal-fetal therapy, thoracoamniotic shunting, and EXIT delivery are 50%, 75%, and 89%, respectively. In the appropriate situation, these maternal-fetal surger- ies for CCAM pathology are life saving for the affected fe- tus at risk for hydrops or severe respiratory dysfunction while allowing acceptable maternal risk in the present and future pregnancies. This type of fetal therapy requires the energy, dedication, and expertise of a multi-disciplinary team with both maternal and fetal risk/benefit considera- tions (81). Realistically, fetal surgery is limited to only a few centres worldwide. Conclusion The evolution of better antenatal imaging has been cru- cial in changing thinking about appropriate management of congenital cystic adenomatoid malformation (CCAM). The antenatal diagnosis of this pathology has become more frequent with increasing sonographer training and higher resolution ultrasound imaging platforms. The post- natal management of antenatally diagnosed fetal lung tu- mors has also changed more recently. The outcome of an- tenatally detected CCAM is much better than previously Antenatally diagnosed congenital cystic adenomatoid malformations (CCAM): Research Review Journal of Prenatal Medicine 2012; 6 (2): 22-30 27 22-30 Prenatal 2 2012.qxd:- 27/07/12 11:34 Pagina 27
  • 8. reported, probably because of the high spontaneous re- gression rate of this tumor in the last trimester of preg- nancy and in the early years of life. Despite the antena- tal resolution of CCAMs on ultrasound, postnatal follow-up is recommended in view of the long-term complications of this malformation (52,85). Postnatal CT imaging is mandatory in all fetuses thought to have lung lesions be- cause of the high false-negative rate of neonatal chest Xrays. The appropriateness of either expectant manage- ment or surgical intervention in asymptomatic infants with lung lesions remains to be established. An improved understanding of the classification of CCAMs and their natural course has been prompted, and there is a recent move toward the generation of large-scale databases to more accurately define the nat- ural history of CCAMs. With state-of-the-art ultrasound equipment and sophisticated Doppler capabilities, in utero evaluation of related vascular anomalies in fetuses with lung dysplasia is now feasible. In-utero mapping of signif- icant intrapulmonary shunts and vascular connections may provide better understanding of the pathogenesis of these lesions and improve prenatal and postnatal man- agement. References 1. Ch’in KY, Tang MY. Congenital adenomatoid malfor- mation of one lobe of a lung with general anasarca. Arch Pathol 1949;48:221-229. 2. Laberge J-M, Flageole H, Pugash D et al. Outcome of the prenatally diagnosed congenital cystic adeno- matoid malformation: a Canadian experience. Fetal Diagn Ther 2001;16:178-186. 3. Gornall AS, Budd JL, Draper ES et al. 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