This includes Bio Medical, E waste and Haz Waste

1. Capacity Development Program in
Environment Management (CDEM)
Module 1: Environment Policy and Regulations
26th September to 30th September 2016
K.J.Somaiya College, Mumbai

2. CDEM: Module 1: Environment Policy and Regulations, September 2016
•Pranay Krishnan
Environmental Specialist at EMC LLP
•KeyWork Areas:
Environmental and Social (E&S) Due Diligence, E&S Impact
Assessment, Environmental Health and Safety,Water and
Wastewater.

3. E-Waste (Management) Rules, 2016.
•First published in 2011 and revision in 2016 (March)
• Applicable from 1st October 2016
• Regulation applies to every manufacturer, producer, consumer, bulk
consumer, collection centre, dealer, e-retailer, refurbisher, dismantler and
recycler involved in manufacture, sale, transfer, purchase, collection, storage and
processing of e-waste or electrical and electronic equipment.
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4. E-Waste (Management) Rules, 2016.
4
USA
I – 2003
C – 2010
Sweden
I – 2005
Ethiopia
NA
India
I – 2011
C – 2016
Japan
I – 1998
C – 2012
China
I – 2000
C – 2011
Tanzania
NA
Uganda
I – 2009
C - 2012
Switzerland
I – 1998
C – 2003
Germany
I – 1994
C – 2012
Legend
I – Year of Inception
C – Current legislation

5. E-Waste (Management) Rules, 2016.
• Recycler
• Refurbisher
• Target
5
• KeyTerms
• Bulk consumer –Turnover of 1 Cr or more
than 20 employees
• Collection centre
• Deposit refund scheme
• Dismantler
• End-of-life and Disposal
• Extended Producer Responsibility (EPR)
• Producer Responsibility Organisation (PRO)

6. E-Waste (Management) Rules, 2016.
6
MANUFACTURER/
PRODUCER
CONSUMER/
BULK CONSUMER
COLLECTION CENTRES
REFURBISHER/
DISMANTLER / RECYCLER
END of LIFE
equipment e-waste
retailer/dealer
collection/transport
storage & transport

7. E-Waste (Management) Rules, 2016.
• Chapters
• Chapter I – General includes applicability and definitions of the terminologies used in
these rules.
• Chapter II – Responsibilities of stakeholders – manufacturer, producer, collection centres,
dealers, refurbisher, consumer, dismantler, recycler.
• Chapter III – Procedures for seeking & grant of Authorization.
• Chapter IV – Procedure for Storage of e-waste.
• ChapterV – Reduction in use of Hazardous Substances (RoHS).
• ChapterVI – Miscellaneous includes Duties of Authorities, Annual Report,Transportation
of e-waste, Accident reporting, liability and appeal.
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8. E-Waste (Management) Rules, 2016.
• The E-waste (M) Rules, 2016 include 3 Schedules and 10 Forms prescribed for
submission of information:
• Schedule I – Categories of electrical and electronic equipments
• Schedule II – RoHS exemptions
• Schedule III –Targets for EPR – Authorization
• Schedule IV – List ofAuthorities & their duties.
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9. E-Waste (Management) Rules, 2016.
• Form 1 – Application to Procedure for EPR – Authorization
• Form 1(a) – Application for Authorization for generation, storage, treatment, disposal,
• Form 1(aa) – Format for EPR Authorization
• Form 1(bb) – GrantingAuthorization for Storage,Treatment, Refurbishment, Disposal
• Form 2 – Record maintenance
• Form 3 – Format for Annual Returns filing
• Form 4 – Authorization for processing (dismantling and recycling) e-waste
• Form 5 – Annual Report by SPCB to CPCB
• Form 6 – E-waste Manifest
• Form 7 – Application for filingAppeal against order passed.
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10. E-Waste (Management) Rules, 2016.
• Responsibilities of manufacturer –
• Collect waste during manufacturing and recycle or dispose
• Seek authorization
• Maintain records; File returns
• Responsibilities of Producer–
• Collection and channelization
• EPR - Authorization
• Deposit Refund Scheme (DRS)
• Individual/Collective Producer Responsibility
• Pretreatment
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11. E-Waste (Management) Rules, 2016.
•Collection of E-Waste
• Responsibility of Producer/Dismantler/Recycler/Refurbisher individually or
collectively
•Storage of E-Waste
• Manufacturer, Producer, bulk consumer, collection centre, dealer,
refurbisher, dismantler or recyclers can store the e-waste for a period of
180 days.
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12. E-Waste (Management) Rules, 2016.
• Procedures to be followed for compliance?
• Authorization: Manufacturer, Producer, collection centres, dealers,
refurbishers, dismantlers and recyclers require Authorization from the concerned
State Pollution Control Board/Committee under e-waste rules.
• Form 1 – Application for seeking Authorization
• Form 2 – Maintaining Records
• Form 3 – Filing Returns
• Registration as dismantlers /recyclers: Recyclers and dismantlers are required
to obtain Registration from the concerned State Pollution Control Board/
Committee under e-waste rules.
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13. E-Waste (Management) Rules, 2016.
13
AUTHORIZATION
Form 1, 1(a),1(aa)
PRODUCER
REFURBISHER
DISMANTLER
MANUFACTURER
RECYLERS

14. E-Waste (Management) Rules, 2016.
14
MAINTENANCE OF
RECORDS (Form 2)
COLLECTION CENTRES
DEALERS
MANUFACTURER/PRODUCERS
REFURBISHERS
DISMANTLERS/ECYLERS
CONSUMERS

15. E-Waste (Management) Rules, 2016.
15
FILING OF RETURNS
(Form 3)
REFURBISHER
DISMANTLERS/RECYLERS
MANUFACTURERS/PRODUCERS

16. E-Waste (Management) Rules, 2016.
• Extended Producers Responsibility (EPR)
• EPR means responsibility of any producer of electrical or electronic equipments, for their
products beyond the place of manufacture to other phases of its life cycle, in particular, the
collection and ‘end of life management’ of such products in an environmentally sound manner.
• Individual and Collective
• RoHS (Reduction in use of Hazardous Substances)
• Every producer of electrical and electronic equipments components and consumables to ensure
that new products does not contain Lead, Mercury, Hexavalent Chromium, polybrominated
biphenyls (PBB) or polybrominated diphenyl ethers (PBDE). 0.1% and 0.01% for Cadmium
• Imports or placement in market shall be allowed only for RoHS compliant products
16

17. Bio-MedicalWaste Management
Rules, 2016
• First published in 1998. Revisions in 2011 and 2016 (March)
• Focus is on Collection, Segregation,Transport, Processing,Treatment
and Disposal in Environmentally sound manner.
• Applies to Hospitals, Nursing homes, Animal houses, Research or
educational institutions, Health camps, Forensic Labs, etc.
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Let the waste of the “sick” not contaminate the lives of “The Healthy”

18. Bio-MedicalWaste Management
Rules, 2016
• Bio-medical waste: Any waste which is generated during the diagnosis,
treatment, or immunization of human beings or animals or research
activities or in the production or testing of biologicals or in health camps.
• Prescribed authority: State Pollution Control Board/Committee
• Bio-medical waste treatment and disposal facility (CBMWTF)
• Occupier
• Operator of a CBMWTF
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19. Bio-MedicalWaste Management
Rules, 2016
• Duties of Occupier
• Ensure that bio-medical waste is handled without any adverse effect
to human health and environment
• Shall be segregated at the point of generation as per the colour codes
in Schedule I.
• Bio-medical waste shall not be mixed with any other waste
• Segregation, packaging, transport and storage in accordance with
Schedule I and in compliance with standards in Schedule II
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20. Bio-MedicalWaste Management
Rules, 2016
• Duties of Operator of CBMWTF
• Timely collection from occupier, treatment and disposal Schedule I
and in compliance with standards in Schedule II
• Establish Bar coding and Global positioning system
• Maintain a log book and all records for at least 5 years
• Provide training and ensure safety of all workers handling waste
• Display details of authorisation, treatment, annual report etc on its
web-site
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21. Bio-MedicalWaste Management
Rules, 2016
• Authorisation
• Given by State Pollution Control Board/Committee
• Applications for seeking authorisation to be disposed within 90 days
• Power to refuse or renew and cancel or suspend
• One time for non-bedded and periodic renewal for bedded
establishments
• Publish the list of Registered or Authorised (or give consent) Recyclers.
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22. Bio-MedicalWaste Management
Rules, 2016
• Prescribed Authorities
• MoEFCC – Policies, financial assistance for setting up of CBMWTF,
Research and Manual for training.
• Central/State Health Ministry – Publish list of registered facilities,
Training programmes
• CPCB – Prepare guidelines,Technology standards, Inspection and
monitoring.
• Municipality/Local bodies – Allocate land for setting up of CBMWTF
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23. Bio-MedicalWaste Management
Rules, 2016
23

24. Bio-MedicalWaste Management
Rules, 2016
• Records
• Accident Reporting – Form I
• Authorisation – Form II and III
• Annual reports (Returns) – Form-IV, on or before the 30th June of
every year.
• Maintenance of records related to generation, collection, reception,
storage, transportation, treatment, disposal or any other from of
handling of bio-medical waste – Log books and records
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25. Bio-MedicalWaste Management
Rules, 2016
25
Waste category Colour code Treatment
Human anatomical waste,Animal
waste, SoiledWaste
Yellow Inc./ Plasma Pyrolysis/ burial
Discarded Medicines, Cytotoxic drugs Yellow Inc./Send back to manufacturer
Microbiology & biotechnology waste Yellow Inc. (after lab pre treatment)
Chemical waste Yellow Inc./Plasma Pyrolysis/ HSDF
Chemical Liquid waste Yellow Resource Recovery; Pretreatment;
discharge
Discarded/contaminated linen,
mattresses etc.
Yellow Non-chlor.Chemical disinfection; inc./
Plasma Pyrolysis

26. Bio-MedicalWaste Management
Rules, 2016
26
Waste category Colour code Treatment
Contaminated/RecyclableWaste Red Autoclave/ hydroclaving/
microwaving; shredding;
recycling
Waste Sharps White/ translucent
(puncture proof)
Autoclave/Shredding; landfill
Glassware (expect Cytotoxic
contaminated), Metallic Body
Implants
Blue Cardboard boxes Disinfection/autoclave/
hydroclaving/ microwaving;
recycling

27. Bio-MedicalWaste Management
Rules, 2016
27
Colour Coding Type of container
Yellow Non chlorinated plastic bag, Autoclave safe plastic
bags or containers
Red Non chlorinated plastic bags or containers
Blue Cardboard boxes with blue colored marking
White(Translucent) Puncture proof, Leak proof, tamper proof
containers

28. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• First rules published in 1989. Revisions in 2008 and 2016
• Applies to all generators, occupiers, actual users, operators who carry
out the activities of generation, handling, collection, reception,
treatment, transport, storage, reuse, recycling, recovery, pre-
processing, utilisation, including co-processing and disposal of
hazardous wastes
• Hazardous waste means any waste which by reason of characteristics
such as physical, chemical, biological, reactive, toxic, flammable,
explosive or corrosive, causes danger or is likely to cause danger to
health or environment, whether alone or in contact with other wastes
or substances
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29. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
•Key terms
• Occupier and Actual user
• Basel Convention
• Captive and Common treatment, storage and disposal facility
• Operator of disposal facility
• Disposal
• Pre-processing and Co-processing
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30. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Manifest
• Other wastes
• Recycling, Reuse, Recovery
• Transboundary movement
• Environmentally sound technologies
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31. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Chapters
• 1 – PRELIMINARY
• 2 - PROCEDURE FOR MANAGEMENT OF HAZARDOUS AND OTHER WASTES
• 3 - IMPORT AND EXPORT OF HAZARDOUS AND OTHER WASTES
• 4 -TREATMENT, STORAGE AND DISPOSAL FACILITY FOR HAZARDOUS AND
OTHERWASTES
• 5 - PACKAGING, LABELLING, ANDTRANSPORT OF HAZARDOUS AND OTHER
WASTES.
• 6 – MISCELLANIOUS
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32. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Schedules
• 1 – List of processes generating hazardous wastes
• 2 - List of waste constituents with concentration limits
• 3 - List of hazardous wastes applicable for import and export with and without Prior Informed
Consent (PIC) and based on hazardous characteristics
• 4 - List of commonly recyclable hazardous wastes
• 5 - Specifications of Used Oil Suitable for recycling and specifications of fuel from oil
• 6 – Hazardous and Other waste prohibited for Import
• 7 - List of authorities and corresponding duties
• 8 - List of documents for verification by Customs for import of other wastes 32

33. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Forms
• 1 – Application required for grant/renewal of authorisation
• 2 – Grant or Renewal of Authorisation
• 3 – Maintaining records of Hazardous and Other waste
• 4 – Filing ofAnnual returns
• 5 – Application for Import and Export of Hazardous and Other waste
• 6 –Transboundary movement – movement document
• 8 – Labeling of containers of Hazardous and other waste
• 9 –Transport Emergency Card (TREM)
• 10 – Manifest for Hazardous and other waste
• 11 – Format for reporting accident 33

34. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Responsibilities of Occupier prevention; minimization; reuse, recycling; recovery, utilisation including
co-processing; safe disposal.
• Waste to be sold/sent to authorised actual user or shall be disposed of in an authorised disposal facility.
• Maintain records
• Storage not more 90 days;
• Actual users and disposal facility operators up to 180 days
• Treatment, Storage and Disposal Facility
• State Government, occupier, operator jointly responsible for identification of sites
• Operator ofTSDF or occupier of captive facility shall design as per technical guidelines of CPCB
• SPCB shall monitor the operation
• Operator shall maintain records and file returns 34

35. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Authorisation
• Given along with Consent to Establish,Consent to Operate underWater Act, 1974 and the Air Act, 1981.
• Application through Form 1 and Authorisation through Form 2
• Time take for SPCB to provide authorisation – 120 days and validity is for 5 years
• Import and Export
• Import for disposal not permitted
• Permitted for recycling, recovery, reuse and utilisation including co-processing
• Procedure
• Authorisation from MoEFCC – Schedule III (A & B)
• Inform Customs, Ports Authority,
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36. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Packaging and Labeling
• Vehicles should follow rules of MotorVehiclesAct and CPCB guidlines
• Should be labeled with symbols andTREM Card to be provided
• Responsibility of safe transport shall be either of the sender or the receiver whosoever arranges the
transport and has authorisation from SPCB
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37. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Manifest system
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38. Hazardous and OtherWastes
(Management andTransboundary Movement) Rules, 2016
• Responsibilities of Authorities
• MoEFCC – Identification of hazardous and other wastes, Permission export, import
and transit waste.
• CPCB – Training of authorities, Co-ordination with SPCB, Recommend standards,
Review annual report of Hazardous and other waste, Prepare guidelines, SOP’s and
Manual.
• SPCB – Grant and Renewal of authorization, Monitoring of compliance, Examining
applications for import and forwarding to MoEFCC
• Directorate general of ForeignTrade and Port’s authority
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39. Module Coordinator:
Dr.Prasad Modak, Ekonnect Knowledge Foundation
Address:
504/505, 5th Floor, Balarama Building,
Bandra Kurla Complex, Near MMRDA Office
Bandra (East) Mumbai – 400 051
Tel : 91 022 6221 5944/5946
Website:
www.ekonnect.net
Facebook:
https://www.facebook.com/EkonnectKnowledgeFoundation/?ref=hl
Ekonnect Knowledge Foundation is a not for profit company offering education and awareness on Environment, CSR & Sustainability.
CDEM is a program conceived and organized by K.J.Somaiya in partnership with and support of MMR-EIS.
This module 1 is part of the 5 module diploma certificate offered under this program.