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Financial securities and information system  By: Dhruv Kashyap
Financial securities 	  An instrument that, for a stock, shows ownership in a company  for a bond, indicates a creditor relationship with a firm or with a federal, state, or local government; or signifies other rights to ownership Collateral used to guarantee repayment of a debt. Types of securities :  Shares  Mutual funds  Foreign currency (forex  trading )
History of transaction     Share Certificate is a written document signed on behalf of a corporation, and serves as legal proof of ownership of the number of shares indicated
Current situation (issues)
Stock Exchange  Stock exchange is place where trading of all financial securities took place
Technology at NSE NEAT is a state-of-the-art client server based application All trading information is stored in an in-memory database to achieve minimum response time and maximum system availability for users (TAP) Trading Access Point – it facilitates IT Infrastructure consolidation and routes the orders and trades between Client and Server in an optimized protocol NSE today can handle up to 15 million trades per day in Capital Market segment
Technology at BSE  BOLT BSE On-line Trading (BOLT)  This totally automated, screen-based trading software in securities was put into practice nation-wide within a record time of just 50 days BOLT has been certified by DNV for conforming to ISO 27001:2005 security standards The capacity of the BOLT platform stands presently enhanced to 8 million orders per dayBSEWebx.co.in BSE has also introduced the world's first centralized exchange based Internet trading system, BSEWEBx.co.in. The initiative enables investors anywhere in the world to trade on the BSE platform
Brokerage solution  ODIN™ Program Trading is a special trading application that facilitates auto-execution of the trades based on the selected strategies  Option to select touchline or weighted average price for calculation of Spread available Option to specify the Tick size by which the order should be modified
Electronic-mutual fund  e-Mutual Fund is a browser based software application intended for use by Distributors of Mutual Funds The software facilitates integration with the trading front end as well as with Mutual Fund BackOffice system
Currency exchange solution  FX-Direct™ is a state-of-the art online matching and dealing platform for inter-bank foreign exchange trading that facilitates real-time, anonymous deal matching currently for Spot USD/INR trades between banks in the country  Increased transparency Default Spot Configuration Market Snap  Shot Performance
Impacts of change due to Information technology
customer, industry, government  Enables automatic calculation and execution of complex arbitrage spread strategies without the need for any form of human intervention Application performs complex calculations based on the predefined   parameters on a continual and real-time basis Eliminates any opportunity loss that arises if the same actions are to be performed manually Enables Members to execute strategies for Proprietary Trades or on behalf of their clients Enables Members to run multiple strategies in a single application Management Information Systems (MIS) in Finance have been widely adopted both by corporations as well as governments They are information systems with capacity to maintain large data bases enabling organizations to store, organize and access financial information easily
These systems are credited with increasing financial transparency, efficiency and accountability  Compliance with Government regulations as well as auditing requirements is also easier because the records are accurate and provide a permanent historical map of transactions that can be verified. Avoidance of insider trading as well
Fsis

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Fsis

  • 1. Financial securities and information system By: Dhruv Kashyap
  • 2. Financial securities  An instrument that, for a stock, shows ownership in a company for a bond, indicates a creditor relationship with a firm or with a federal, state, or local government; or signifies other rights to ownership Collateral used to guarantee repayment of a debt. Types of securities : Shares Mutual funds Foreign currency (forex trading )
  • 3. History of transaction Share Certificate is a written document signed on behalf of a corporation, and serves as legal proof of ownership of the number of shares indicated
  • 5. Stock Exchange Stock exchange is place where trading of all financial securities took place
  • 6. Technology at NSE NEAT is a state-of-the-art client server based application All trading information is stored in an in-memory database to achieve minimum response time and maximum system availability for users (TAP) Trading Access Point – it facilitates IT Infrastructure consolidation and routes the orders and trades between Client and Server in an optimized protocol NSE today can handle up to 15 million trades per day in Capital Market segment
  • 7. Technology at BSE BOLT BSE On-line Trading (BOLT) This totally automated, screen-based trading software in securities was put into practice nation-wide within a record time of just 50 days BOLT has been certified by DNV for conforming to ISO 27001:2005 security standards The capacity of the BOLT platform stands presently enhanced to 8 million orders per dayBSEWebx.co.in BSE has also introduced the world's first centralized exchange based Internet trading system, BSEWEBx.co.in. The initiative enables investors anywhere in the world to trade on the BSE platform
  • 8. Brokerage solution ODIN™ Program Trading is a special trading application that facilitates auto-execution of the trades based on the selected strategies Option to select touchline or weighted average price for calculation of Spread available Option to specify the Tick size by which the order should be modified
  • 9.
  • 10. Electronic-mutual fund e-Mutual Fund is a browser based software application intended for use by Distributors of Mutual Funds The software facilitates integration with the trading front end as well as with Mutual Fund BackOffice system
  • 11. Currency exchange solution FX-Direct™ is a state-of-the art online matching and dealing platform for inter-bank foreign exchange trading that facilitates real-time, anonymous deal matching currently for Spot USD/INR trades between banks in the country  Increased transparency Default Spot Configuration Market Snap Shot Performance
  • 12.
  • 13. Impacts of change due to Information technology
  • 14. customer, industry, government Enables automatic calculation and execution of complex arbitrage spread strategies without the need for any form of human intervention Application performs complex calculations based on the predefined parameters on a continual and real-time basis Eliminates any opportunity loss that arises if the same actions are to be performed manually Enables Members to execute strategies for Proprietary Trades or on behalf of their clients Enables Members to run multiple strategies in a single application Management Information Systems (MIS) in Finance have been widely adopted both by corporations as well as governments They are information systems with capacity to maintain large data bases enabling organizations to store, organize and access financial information easily
  • 15. These systems are credited with increasing financial transparency, efficiency and accountability Compliance with Government regulations as well as auditing requirements is also easier because the records are accurate and provide a permanent historical map of transactions that can be verified. Avoidance of insider trading as well