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i 
Crises, Deficits and Ideologies in the Congressional Debates of the NCLB: 
How Presidential Influence Impacted Early Childhood Education Initiatives 
A Dissertation 
Presented for the 
Doctor of Philosophy Degree 
The University of Tennessee, Knoxville 
Winnifred (Wendy) Diane Hall 
August 2006
ii 
Abstract 
The No Child Left Behind (NCLB) Act of 2001, was proposed by President George 
W. Bush in January 2001, debated by the 107th Congress of the United States 
throughout the following spring, and signed into law on January 8, 2002. The need for 
reform was predicated on the belief that there was a crisis in education and that our 
schools were failing to adequately prepare children to succeed and compete on a global 
level. Reading was singled out as a particular area of concern that the new legislation 
would address. This qualitative study sought to discover how the Bush administration 
impacted education - specifically early childhood education - through a new education 
policy and what role ideologies played in mandating specific requirements within the 
legislation. The data for this study included Presidential speeches and position papers, 
and the transcripts of the NCLB debates in both houses of Congress. Three cornerstone 
issues were selected from the results for discussion: testing, failure, and parent 
involvement, with cultural deficit theories providing the theoretical foundation for the 
study. Analysis of the discourse revealed that the President and his ideological beliefs 
did influence the direction and substance of the reform effort as evidenced by his two 
proposed early childhood reading programs included in the final bill. Conservative 
ideologies, both radical and centrist, were the basis for specific requirements in the 
areas of accountability, standards of excellence, and testing.
iii 
TABLE OF CONTENTS 
CHAPTER 
PAGE 
I 
INTRO 
DUCTION. . . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . . . . . . . 
1 
Rationale. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 
Objectives of the Study. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 
II RESEARCH 
CONTEXT. . . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . . . . 
5 
Review of the Literature. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 
Deficit Theories. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 
The “Culture of Poverty” Theory. . . . . . . . . . . . . . . . . . . . . . . . 8 
Cultural Deficit 
Theory. . . . . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . 9 
Project Head Start. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 
Compensatory Educational Programming. . . . . . . . . . . . . . . . . . 12 
Human Ecological Systems Theory. . . . . . . . . . . . . . . . . . . . . . 15 
The Achievement Gap. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 
Missing Pieces in Education Reform . . . . . . . . . . .
iv 
. . . . . . . . . 
20 
How Congress Works. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 
Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 
III METHODS. . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . 29 
Justification for Study. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 
Sampling Decisions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 
Context. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 
Setting. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 
Players. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 
The Timeline. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 
Sampling Limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . 32 
Data Collection. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 
Types and Sources of Data. . . . . . . . . . . . . . . . . . . . . . 34 
Data Recording Procedures. . . . . . . . . . . . . . . . . . . . . . 36 
Methods of Analysis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 
Steps in Analyzing the Data. . . . . . . . . . . . . . . . . . . . . . 37 
An Analytic Example. . . . . . . . . . . . . . . . . . . . . . . . . . . 38 
Verification of the Data. . . . . . . . . . . . . . . . . . . . . . . . 39 
Summary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 
IV RESULTS. . . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . 41 
Principles of the Blueprint for Education Reform. . . . . . . . . . . . . 42 
Accountability for Results. . . . . . . . . . . . . . . . . . . . . . . 44 
The Accountability Principle. . . . . . . . . . . . . . . . 46 
Rewards for Success. . . . . . . . . . . . . . . . . . . . . 48 
Consequences for Failure. . . . . . . . . . . . . . . . . . 50 
Systemic Educational Failures. . . . . . . . . . . . . . . 53 
Federal Responsibility in the Reform Effort. . . . . . 55
v 
Standards of Excellence. . . . . . . . . . . . . . . . . . . . . . . 57 
Annual Testing . . . . . . . . . . . . . . . . . . . . . . . 60 
National Testing Programs. . . . . . . . . . . . . . . . . 63 
Achievement. . . . . . . . . . . . . . . . . . . . . . . . . . 64 
Improving Teacher Quality. . . . . . . . . . . . . . . . 66 
Flexibility. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 
Empowering Parents with Choices. . . . . . . . . . . . . . . . 72 
Proposed Program Initiatives. . . . . . . . . . . . . . . . . . . . . . . . . . 75 
Reading First. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 
Early Reading First. . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 
Head Start Reform . . . . . 
. . . . . . . . . . . 
. . . 79 
Ideologies and the NCLB. . . . . . . . . . . . . . . . . . . . . . . . . . . 82 
Liberal/Progressive Ideology. . . . . . . . . . . . . . . . . . . . 83 
Neoliberal Ideology. . . . . . . . . . . . . . . . . . . . . . . . . 85 
Neoconservative Ideology. . . . . . . . . . . . . . . . . . . . . 87 
Far Right Ideology. . . . . . . . . . . . . . . . . . . . . . . . . . . 88 
Religious Right Ideology. . . . . . . . . . . . . . . . . . . . . . . 90 
Chapter Summary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 
Introduction of Cornerstone Issues. . . . . . . . . . . . . . . 92 
V DISCUSSION. 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . . . . . . . . . 
. . . 93 
Testing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 
Early Childhood Education and Testing. . . . . . . . 103 
Failure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 
Parent Involvement. . . . . . . . . . . . . . . . . . . . . . . . . . . 114 
Ideological Implications. . . . . . . . . . . . . . . . . . . . . . . 123 
Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 
Testing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132 
Failure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134 
Parent Involvement. . . . . . . . . . . . . . . . . . . . . . 135 
Recommendations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138 
REFERENCES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 140
vi 
VITA. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149

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FRONT PAGES

  • 1. i Crises, Deficits and Ideologies in the Congressional Debates of the NCLB: How Presidential Influence Impacted Early Childhood Education Initiatives A Dissertation Presented for the Doctor of Philosophy Degree The University of Tennessee, Knoxville Winnifred (Wendy) Diane Hall August 2006
  • 2. ii Abstract The No Child Left Behind (NCLB) Act of 2001, was proposed by President George W. Bush in January 2001, debated by the 107th Congress of the United States throughout the following spring, and signed into law on January 8, 2002. The need for reform was predicated on the belief that there was a crisis in education and that our schools were failing to adequately prepare children to succeed and compete on a global level. Reading was singled out as a particular area of concern that the new legislation would address. This qualitative study sought to discover how the Bush administration impacted education - specifically early childhood education - through a new education policy and what role ideologies played in mandating specific requirements within the legislation. The data for this study included Presidential speeches and position papers, and the transcripts of the NCLB debates in both houses of Congress. Three cornerstone issues were selected from the results for discussion: testing, failure, and parent involvement, with cultural deficit theories providing the theoretical foundation for the study. Analysis of the discourse revealed that the President and his ideological beliefs did influence the direction and substance of the reform effort as evidenced by his two proposed early childhood reading programs included in the final bill. Conservative ideologies, both radical and centrist, were the basis for specific requirements in the areas of accountability, standards of excellence, and testing.
  • 3. iii TABLE OF CONTENTS CHAPTER PAGE I INTRO DUCTION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Rationale. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Objectives of the Study. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 II RESEARCH CONTEXT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Review of the Literature. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Deficit Theories. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 The “Culture of Poverty” Theory. . . . . . . . . . . . . . . . . . . . . . . . 8 Cultural Deficit Theory. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Project Head Start. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Compensatory Educational Programming. . . . . . . . . . . . . . . . . . 12 Human Ecological Systems Theory. . . . . . . . . . . . . . . . . . . . . . 15 The Achievement Gap. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 Missing Pieces in Education Reform . . . . . . . . . . .
  • 4. iv . . . . . . . . . 20 How Congress Works. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 III METHODS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Justification for Study. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Sampling Decisions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Context. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Setting. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Players. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 The Timeline. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 Sampling Limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . 32 Data Collection. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 Types and Sources of Data. . . . . . . . . . . . . . . . . . . . . . 34 Data Recording Procedures. . . . . . . . . . . . . . . . . . . . . . 36 Methods of Analysis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 Steps in Analyzing the Data. . . . . . . . . . . . . . . . . . . . . . 37 An Analytic Example. . . . . . . . . . . . . . . . . . . . . . . . . . . 38 Verification of the Data. . . . . . . . . . . . . . . . . . . . . . . . 39 Summary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 IV RESULTS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 Principles of the Blueprint for Education Reform. . . . . . . . . . . . . 42 Accountability for Results. . . . . . . . . . . . . . . . . . . . . . . 44 The Accountability Principle. . . . . . . . . . . . . . . . 46 Rewards for Success. . . . . . . . . . . . . . . . . . . . . 48 Consequences for Failure. . . . . . . . . . . . . . . . . . 50 Systemic Educational Failures. . . . . . . . . . . . . . . 53 Federal Responsibility in the Reform Effort. . . . . . 55
  • 5. v Standards of Excellence. . . . . . . . . . . . . . . . . . . . . . . 57 Annual Testing . . . . . . . . . . . . . . . . . . . . . . . 60 National Testing Programs. . . . . . . . . . . . . . . . . 63 Achievement. . . . . . . . . . . . . . . . . . . . . . . . . . 64 Improving Teacher Quality. . . . . . . . . . . . . . . . 66 Flexibility. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 Empowering Parents with Choices. . . . . . . . . . . . . . . . 72 Proposed Program Initiatives. . . . . . . . . . . . . . . . . . . . . . . . . . 75 Reading First. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 Early Reading First. . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 Head Start Reform . . . . . . . . . . . . . . . . . . . 79 Ideologies and the NCLB. . . . . . . . . . . . . . . . . . . . . . . . . . . 82 Liberal/Progressive Ideology. . . . . . . . . . . . . . . . . . . . 83 Neoliberal Ideology. . . . . . . . . . . . . . . . . . . . . . . . . 85 Neoconservative Ideology. . . . . . . . . . . . . . . . . . . . . 87 Far Right Ideology. . . . . . . . . . . . . . . . . . . . . . . . . . . 88 Religious Right Ideology. . . . . . . . . . . . . . . . . . . . . . . 90 Chapter Summary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 Introduction of Cornerstone Issues. . . . . . . . . . . . . . . 92 V DISCUSSION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 Testing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 Early Childhood Education and Testing. . . . . . . . 103 Failure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 Parent Involvement. . . . . . . . . . . . . . . . . . . . . . . . . . . 114 Ideological Implications. . . . . . . . . . . . . . . . . . . . . . . 123 Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 Testing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132 Failure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134 Parent Involvement. . . . . . . . . . . . . . . . . . . . . . 135 Recommendations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138 REFERENCES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 140
  • 6. vi VITA. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149