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REGULATORY CATCH-UP
Week ending 13 June 2019
The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd
UK Regulator Updates
2
The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd.
UK Regulator Updates
Week ending 13 June 2019
Date Description
06/06/2019
The Bank of England (BoE) and the Prudential Regulation Authority (PRA) have published separate annual reports for the
year ended 28 February 2019
The Bank of England and the Prudential Regulation Authority published separate annual reports for the year ended 28
February 2019. The reports include information on their activities during the year. The BoE report also includes financial
statements for the BoE and the PRA. Members of the public are invited to make representations to the PRA on its annual report
by 13 September 2019.
https://www.bankofengland.co.uk/prudential-regulation/publication/2019/pra-annual-report-2018-19
07/06/2019
PRA publishes occasional consultation paper CP13/19
The PRA published occasional consultation paper CP13/19, which proposes minor amendments to PRA Rulebook Parts,
supervisory statements, and the relevant templates and LOG files. The deadline for comments is 7 August 2019.
https://www.bankofengland.co.uk/prudential-regulation/publication/2019/pra-annual-report-2018-1
07/06/2019
FCA publishes Quarterly Consultation Paper No 24 (CP19/19)
The FCA published Quarterly Consultation Paper No 24 (CP19/19), in which it consults on proposed miscellaneous amendments
to the FCA Handbook, including changes to the statement of responsibilities (SoR) form in SUP 10C Annex 10D. The deadline for
comments is 7 August 2019.
https://www.fca.org.uk/publications/consultation-papers/cp19-19-quarterly-consultation-paper-no-24
07/06/2019
FCA policy development update for June 2019
The FCA published the latest version of its policy development update, which provides information on its recent and upcoming
publications. Future developments include a possible consultation on price discrimination in the cash savings market.
https://www.fca.org.uk/news/policy-development-update
3
The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd.
Need help with a compliance project?
4
• Email: Tyler.woollard@theconductmind.com
• Visit: www.theconductmind.com
• Telephone: 020 3637 9528
The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd 5
Disclaimer
This presentation is intended for general information purposes only and does not
take into account the reader’s specific circumstances, and may not reflect the most
current developments. The Conduct Mind disclaims, to the fullest extent permitted
by applicable law, any liability for the accuracy and completeness of the information
any acts this presentation and for any acts or omissions made based on such
information.

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Weekly UK Regulatory Catch-Up

  • 1. The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd REGULATORY CATCH-UP Week ending 13 June 2019
  • 2. The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd UK Regulator Updates 2
  • 3. The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd. UK Regulator Updates Week ending 13 June 2019 Date Description 06/06/2019 The Bank of England (BoE) and the Prudential Regulation Authority (PRA) have published separate annual reports for the year ended 28 February 2019 The Bank of England and the Prudential Regulation Authority published separate annual reports for the year ended 28 February 2019. The reports include information on their activities during the year. The BoE report also includes financial statements for the BoE and the PRA. Members of the public are invited to make representations to the PRA on its annual report by 13 September 2019. https://www.bankofengland.co.uk/prudential-regulation/publication/2019/pra-annual-report-2018-19 07/06/2019 PRA publishes occasional consultation paper CP13/19 The PRA published occasional consultation paper CP13/19, which proposes minor amendments to PRA Rulebook Parts, supervisory statements, and the relevant templates and LOG files. The deadline for comments is 7 August 2019. https://www.bankofengland.co.uk/prudential-regulation/publication/2019/pra-annual-report-2018-1 07/06/2019 FCA publishes Quarterly Consultation Paper No 24 (CP19/19) The FCA published Quarterly Consultation Paper No 24 (CP19/19), in which it consults on proposed miscellaneous amendments to the FCA Handbook, including changes to the statement of responsibilities (SoR) form in SUP 10C Annex 10D. The deadline for comments is 7 August 2019. https://www.fca.org.uk/publications/consultation-papers/cp19-19-quarterly-consultation-paper-no-24 07/06/2019 FCA policy development update for June 2019 The FCA published the latest version of its policy development update, which provides information on its recent and upcoming publications. Future developments include a possible consultation on price discrimination in the cash savings market. https://www.fca.org.uk/news/policy-development-update 3
  • 4. The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd. Need help with a compliance project? 4 • Email: Tyler.woollard@theconductmind.com • Visit: www.theconductmind.com • Telephone: 020 3637 9528
  • 5. The content of this document may not be disclosed to third parties without prior consent from The Conduct Mind Ltd 5 Disclaimer This presentation is intended for general information purposes only and does not take into account the reader’s specific circumstances, and may not reflect the most current developments. The Conduct Mind disclaims, to the fullest extent permitted by applicable law, any liability for the accuracy and completeness of the information any acts this presentation and for any acts or omissions made based on such information.