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587S.M. Donn and S.K. Sinha (eds.), Manual of Neonatal Respiratory Care,
DOI 10.1007/978-1-4614-2155-9_66, © Springer Science+Business Media, LLC 2012
I. Classification
A. Pulmonary
1. Agenesis. Can be isolated or part of a syndrome. Failure of one or both
lung buds to develop at the very beginning of lung development (Chaps.
1 and 2). Bilateral agenesis is always fatal. Unilateral defect may be
asymptomatic.
2. Hypoplasia (structural)
a. Primary. Rare defect may be associated with other congenital
anomalies.
b. Secondary. Consequence of any lesion which impairs normal devel-
opment (Table 66.1).
3. Hypoplasia (biochemical), primary. A small number of cases have been
identified which present with features of pulmonary hypoplasia but
structurally normal lungs. Abnormalities of surfactant have been identi-
fied, in particular absence of surfactant protein B.
B. Vascular
1. Macroscopic. Atresia of the main pulmonary trunk can disrupt normal
pulmonary vascular development; however, pulmonary function is nor-
mally satisfactory. Presentation is with severe cyanosis, which can be
remedied by improving pulmonary blood flow.
2. Microscopic. Pulmonary vasculature can be disrupted at the alveolar
level and result in severely reduced gas exchange. Dysplasia is rare, but
D.K. Vasudev, MBBS, DCH, MRCPCH • D. Field, MBBS, FRCPCH, FRCP(Ed), DM(*)
Leicester Royal Infirmary, Neonatal Unit, Infirmary Square, Leicester LE1 5WW, UK
e-mail: Deepak.Vasudev@uhl-tr.nhs.uk; df63@le.ac.uk
Chapter 66
Pulmonary Hypoplasia/Agenesis
Deepak Kalbigiri Vasudev and David Field
588 D.K. Vasudev and D. Field
a small number of patterns have been recognized (e.g., alveolar capillary
dysplasia), and these are now being linked to specific genetic
abnormalities.
II. Pathophysiology
The exact pathophysiology varies with the underlying mechanism.
A. Reduced lung size (e.g., secondary to thoracic dystrophy).
B. Structural immaturity (e.g., secondary to oligohydramnios).
C. Diffusion deficit (e.g., secondary to alveolar capillary dysplasia). The main
functional problem that results in all the above is pulmonary insufficiency.
The main clinical problem tends to be oxygen transfer (lack of adequate
pulmonary surface area).
III. Diagnosis
A. Antenatal. Diagnosis may be anticipated on the basis of maternal antenatal
ultrasound scan (e.g., severe oligohydramnios, small fetal chest cavity).
Magnetic resonance imaging is also being used.
B. Postnatal. Diagnosis may be apparent immediately after birth if hypoplasia
is severe (i.e., cannot be resuscitated, or severe respiratory distress from
birth), or is part of recognizable syndrome (e.g., oligohydramnios sequence).
When the infant presents later with apparently isolated mild to moderate
respiratory distress, the diagnosis may be delayed. Syndromes either pri-
marily or secondarily associated with pulmonary hypoplasia should be con-
sidered. Similarly, conditions that can mimic these signs (e.g., infection)
should be excluded. In all cases where hypoplasia is the possible diagnosis,
the following should be considered:
1. Genetics consult
2. Measurement of lung volumes
3. Measurement of pulmonary compliance
4. Examination of surfactant genotype
5. Lung biopsy
C. The choice of investigation will vary with the severity of the child’s prob-
lem. In severe respiratory failure, lung biopsy may be performed as a termi-
nal event to permit diagnosis and counselling for future pregnancies (see
below). If more minor respiratory problems (e.g., unexplained persistent
tachypnea), assessment of pulmonary mechanics is appropriate.
Table 66.1 Factors which can impair lung growth in utero
1. Compression of chest (e.g., oligohydramnios—all causes)
2. Compression of lung (e.g., effusion, diaphragmatic hernia)
3. Reduction in fetal breathing (e.g., neuromuscular disorder)
58966 Pulmonary Hypoplasia/Agenesis
IV. Management
A. Antenatal. If a diagnosis of pulmonary hypoplasia is made in utero, families
should be counselled by the obstetrician, neonatologist, clinical geneticist,
and surgeon (if appropriate). Potential options will vary according to the
following:
1. Primary diagnosis and its prognosis
2. Degree of diagnostic certainty resulting from the evaluation. Essentially
parents must decide between
a. Termination of pregnancy (criteria and regulations vary markedly
among and within countries).
b. Continuing the pregnancy with postnatal intervention and
“treatment.”
c. Antenatal intervention, practiced only in relation to certain condi-
tions (e.g., bilateral pleural effusions). Results vary with both the
nature and severity of underlying problem. Evidence of benefit for
such interventions is not established.
B. At delivery, standard resuscitation should take place. Where antenatal scans
indicate, special measures (e.g., draining pleural effusions) should be per-
formed. Vigorous resuscitation of infants with small volume lungs often
results in pneumothorax. If dysmorphic features in the child indicate a
lethal syndrome, or if oxygenation proves impossible, intensive care may
be withdrawn.
C. In the NICU
1. Establish routine monitoring. Invasive blood pressure/arterial access is
essential in the severest cases; central venous pressure monitoring, if
available via the umbilical vein, is of great help in fluid management.
2. Ensure adequate systemic blood pressure (maintain tissue perfusion and
minimize right-to-left shunting). This may require both infusion of flu-
ids and inotropes. Take care not to induce fluid overload.
3. Provide adequate respiratory support. Infants with mild hypoplasia may
not require ventilation. For those requiring invasive support, local prac-
tice usually governs the first choice; both conventional and high-
frequency devices can be used with success. Aim to provide stability of
blood gases (i.e., sufficient oxygenation to prevent metabolic acidosis).
More aggressive ventilation may induce pulmonary damage and further
impair lung function. If blood gas control proves impossible despite
maximum support, the child should be considered nonviable.
4. Attempts to “treat” pulmonary hypoplasia using a combination of con-
tinuous positive airway pressure (CPAP) with inhaled nitric oxide (iNO)
over a prolonged period has shown some promise but requires fuller
evaluation.
590 D.K. Vasudev and D. Field
5. Introduce pulmonary vasodilators as indicated; pulmonary hypertension
is often a complication. Echocardiography may help confirm the diag-
nosis. Inhaled nitric oxide appears to be the agent of choice.
6. Surfactant. There is no clear role for surfactant use in this situation
(other than treatment of RDS if the baby has it), but it is frequently tried
in an attempt to rescue a deteriorating baby.
7. Extracorporeal Membrane Oxygenation (ECMO) is clearly able to pro-
vide stability, but there is no evidence of benefit over other forms of care
in pulmonary hypoplasia.
8. A role for the use of partial liquid ventilation is not established.
9. Investigate to establish the diagnosis. Where there are no clear features
to support a diagnosis of pulmonary hypoplasia, routine tests should
exclude all other causes of respiratory distress.
V. Prognosis
Pulmonary hypoplasia results from a large number of different conditions. The
prognosis is governed mainly by the etiology and any associated anomalies.
A. Mild cases often become asymptomatic with growth. Abnormalities of
function can still be measured in later childhood.
B. Infants with moderate hypoplasia can survive with intensive care but often
need long-term respiratory support. The effect of growth is uncertain and
death in later childhood can occur.
C. Severely affected babies die despite full support. No current intervention is
known to help in such cases.
VI. Counselling about future pregnancies
A. Some infants will be affected by conditions that can recur in future
pregnancies.
B. A proportion of severely affected cases cannot be diagnosed without exami-
nation of lung tissue. Lung biopsy may be impossible to perform safely
while the child is alive.
C. Postmortem study should be obtained whenever possible. If permission for
postmortem examination is not obtained, an open or needle biopsy of the
lung obtained soon after death may still allow a tissue diagnosis (in many
areas, consent to do so is required).
Suggested Reading
Aiton NR, Fox GF, Hannam S, et al. Pulmonary hypoplasia presenting as persistent tachypnea in
the first few months of life. Br Med J. 1996;312:1149–50.
Bishop NB, Stankiewicz P. Steinhorn RH. Am J Respir Crit Care Med: Alveolar Capillary
Dysplasia; 2011. Epub ahead of print.
59166 Pulmonary Hypoplasia/Agenesis
Correia-Pinto J, Gonzaga S, Huang Y, Rottier R. Congenital lung lesions—underlying molecular
mechanisms. Semin Pediatr Surg. 2010 Aug;19(3):171–179. Review.
DeMello D. Pulmonary pathology. Sem Neonatol. 2004;9:311–29.
Kallapur SG, Ikegami M. Physiological consequences of intrauterine insults. Paediatr Respir Rev.
2006;7(2):110–116. Epub 2006 May 30.
Kilbride HW, Yeast J, Thibeault DW. Defining limits of survival: lethal pulmonary hypoplasia after
midtrimester premature rupture of membranes. Am J Obstet Gynecol. 1996;175:675–81.
Major D, Cadenas M, Cloutier R, et al. Morphometrics of normal and hypoplastic lungs in preterm
lambs with gas and partial liquid ventilation. Pediatr Surg Int. 1997;12:121–5.
Nogee LM, deMello DE, Dehner LP, Colten HR. Deficiency of pulmonary surfactant protein B in
congenital pulmonary alveolar proteinosis. N Engl J Med. 1993;328:404–10.
Swenson AW, Becker MA, Donn SM, Attar MA. The use of high frequency jet ventilation to treat
suspected pulmonary hypoplasia. J Neonatal Perinatal Med. 2011;4:33–7.
Swenson AW, Donn SM. Alveolar capillary dysplasia: a lethal developmental lung malformation.
Curr Respir Med Rev. 2009;5:110–4.
Welzing L, Bagci S, Abramian A, Bartmann P, Berg C, Mueller A. CPAP combined with inhaled
nitric oxide for treatment of lung hypoplasia and persistent foetal circulation due to prolonged
PPROM. Early Hum Dev. 2011;87(1):17–20.

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Manual of Neonatal Respiratory Care

  • 1. 587S.M. Donn and S.K. Sinha (eds.), Manual of Neonatal Respiratory Care, DOI 10.1007/978-1-4614-2155-9_66, © Springer Science+Business Media, LLC 2012 I. Classification A. Pulmonary 1. Agenesis. Can be isolated or part of a syndrome. Failure of one or both lung buds to develop at the very beginning of lung development (Chaps. 1 and 2). Bilateral agenesis is always fatal. Unilateral defect may be asymptomatic. 2. Hypoplasia (structural) a. Primary. Rare defect may be associated with other congenital anomalies. b. Secondary. Consequence of any lesion which impairs normal devel- opment (Table 66.1). 3. Hypoplasia (biochemical), primary. A small number of cases have been identified which present with features of pulmonary hypoplasia but structurally normal lungs. Abnormalities of surfactant have been identi- fied, in particular absence of surfactant protein B. B. Vascular 1. Macroscopic. Atresia of the main pulmonary trunk can disrupt normal pulmonary vascular development; however, pulmonary function is nor- mally satisfactory. Presentation is with severe cyanosis, which can be remedied by improving pulmonary blood flow. 2. Microscopic. Pulmonary vasculature can be disrupted at the alveolar level and result in severely reduced gas exchange. Dysplasia is rare, but D.K. Vasudev, MBBS, DCH, MRCPCH • D. Field, MBBS, FRCPCH, FRCP(Ed), DM(*) Leicester Royal Infirmary, Neonatal Unit, Infirmary Square, Leicester LE1 5WW, UK e-mail: Deepak.Vasudev@uhl-tr.nhs.uk; df63@le.ac.uk Chapter 66 Pulmonary Hypoplasia/Agenesis Deepak Kalbigiri Vasudev and David Field
  • 2. 588 D.K. Vasudev and D. Field a small number of patterns have been recognized (e.g., alveolar capillary dysplasia), and these are now being linked to specific genetic abnormalities. II. Pathophysiology The exact pathophysiology varies with the underlying mechanism. A. Reduced lung size (e.g., secondary to thoracic dystrophy). B. Structural immaturity (e.g., secondary to oligohydramnios). C. Diffusion deficit (e.g., secondary to alveolar capillary dysplasia). The main functional problem that results in all the above is pulmonary insufficiency. The main clinical problem tends to be oxygen transfer (lack of adequate pulmonary surface area). III. Diagnosis A. Antenatal. Diagnosis may be anticipated on the basis of maternal antenatal ultrasound scan (e.g., severe oligohydramnios, small fetal chest cavity). Magnetic resonance imaging is also being used. B. Postnatal. Diagnosis may be apparent immediately after birth if hypoplasia is severe (i.e., cannot be resuscitated, or severe respiratory distress from birth), or is part of recognizable syndrome (e.g., oligohydramnios sequence). When the infant presents later with apparently isolated mild to moderate respiratory distress, the diagnosis may be delayed. Syndromes either pri- marily or secondarily associated with pulmonary hypoplasia should be con- sidered. Similarly, conditions that can mimic these signs (e.g., infection) should be excluded. In all cases where hypoplasia is the possible diagnosis, the following should be considered: 1. Genetics consult 2. Measurement of lung volumes 3. Measurement of pulmonary compliance 4. Examination of surfactant genotype 5. Lung biopsy C. The choice of investigation will vary with the severity of the child’s prob- lem. In severe respiratory failure, lung biopsy may be performed as a termi- nal event to permit diagnosis and counselling for future pregnancies (see below). If more minor respiratory problems (e.g., unexplained persistent tachypnea), assessment of pulmonary mechanics is appropriate. Table 66.1 Factors which can impair lung growth in utero 1. Compression of chest (e.g., oligohydramnios—all causes) 2. Compression of lung (e.g., effusion, diaphragmatic hernia) 3. Reduction in fetal breathing (e.g., neuromuscular disorder)
  • 3. 58966 Pulmonary Hypoplasia/Agenesis IV. Management A. Antenatal. If a diagnosis of pulmonary hypoplasia is made in utero, families should be counselled by the obstetrician, neonatologist, clinical geneticist, and surgeon (if appropriate). Potential options will vary according to the following: 1. Primary diagnosis and its prognosis 2. Degree of diagnostic certainty resulting from the evaluation. Essentially parents must decide between a. Termination of pregnancy (criteria and regulations vary markedly among and within countries). b. Continuing the pregnancy with postnatal intervention and “treatment.” c. Antenatal intervention, practiced only in relation to certain condi- tions (e.g., bilateral pleural effusions). Results vary with both the nature and severity of underlying problem. Evidence of benefit for such interventions is not established. B. At delivery, standard resuscitation should take place. Where antenatal scans indicate, special measures (e.g., draining pleural effusions) should be per- formed. Vigorous resuscitation of infants with small volume lungs often results in pneumothorax. If dysmorphic features in the child indicate a lethal syndrome, or if oxygenation proves impossible, intensive care may be withdrawn. C. In the NICU 1. Establish routine monitoring. Invasive blood pressure/arterial access is essential in the severest cases; central venous pressure monitoring, if available via the umbilical vein, is of great help in fluid management. 2. Ensure adequate systemic blood pressure (maintain tissue perfusion and minimize right-to-left shunting). This may require both infusion of flu- ids and inotropes. Take care not to induce fluid overload. 3. Provide adequate respiratory support. Infants with mild hypoplasia may not require ventilation. For those requiring invasive support, local prac- tice usually governs the first choice; both conventional and high- frequency devices can be used with success. Aim to provide stability of blood gases (i.e., sufficient oxygenation to prevent metabolic acidosis). More aggressive ventilation may induce pulmonary damage and further impair lung function. If blood gas control proves impossible despite maximum support, the child should be considered nonviable. 4. Attempts to “treat” pulmonary hypoplasia using a combination of con- tinuous positive airway pressure (CPAP) with inhaled nitric oxide (iNO) over a prolonged period has shown some promise but requires fuller evaluation.
  • 4. 590 D.K. Vasudev and D. Field 5. Introduce pulmonary vasodilators as indicated; pulmonary hypertension is often a complication. Echocardiography may help confirm the diag- nosis. Inhaled nitric oxide appears to be the agent of choice. 6. Surfactant. There is no clear role for surfactant use in this situation (other than treatment of RDS if the baby has it), but it is frequently tried in an attempt to rescue a deteriorating baby. 7. Extracorporeal Membrane Oxygenation (ECMO) is clearly able to pro- vide stability, but there is no evidence of benefit over other forms of care in pulmonary hypoplasia. 8. A role for the use of partial liquid ventilation is not established. 9. Investigate to establish the diagnosis. Where there are no clear features to support a diagnosis of pulmonary hypoplasia, routine tests should exclude all other causes of respiratory distress. V. Prognosis Pulmonary hypoplasia results from a large number of different conditions. The prognosis is governed mainly by the etiology and any associated anomalies. A. Mild cases often become asymptomatic with growth. Abnormalities of function can still be measured in later childhood. B. Infants with moderate hypoplasia can survive with intensive care but often need long-term respiratory support. The effect of growth is uncertain and death in later childhood can occur. C. Severely affected babies die despite full support. No current intervention is known to help in such cases. VI. Counselling about future pregnancies A. Some infants will be affected by conditions that can recur in future pregnancies. B. A proportion of severely affected cases cannot be diagnosed without exami- nation of lung tissue. Lung biopsy may be impossible to perform safely while the child is alive. C. Postmortem study should be obtained whenever possible. If permission for postmortem examination is not obtained, an open or needle biopsy of the lung obtained soon after death may still allow a tissue diagnosis (in many areas, consent to do so is required). Suggested Reading Aiton NR, Fox GF, Hannam S, et al. Pulmonary hypoplasia presenting as persistent tachypnea in the first few months of life. Br Med J. 1996;312:1149–50. Bishop NB, Stankiewicz P. Steinhorn RH. Am J Respir Crit Care Med: Alveolar Capillary Dysplasia; 2011. Epub ahead of print.
  • 5. 59166 Pulmonary Hypoplasia/Agenesis Correia-Pinto J, Gonzaga S, Huang Y, Rottier R. Congenital lung lesions—underlying molecular mechanisms. Semin Pediatr Surg. 2010 Aug;19(3):171–179. Review. DeMello D. Pulmonary pathology. Sem Neonatol. 2004;9:311–29. Kallapur SG, Ikegami M. Physiological consequences of intrauterine insults. Paediatr Respir Rev. 2006;7(2):110–116. Epub 2006 May 30. Kilbride HW, Yeast J, Thibeault DW. Defining limits of survival: lethal pulmonary hypoplasia after midtrimester premature rupture of membranes. Am J Obstet Gynecol. 1996;175:675–81. Major D, Cadenas M, Cloutier R, et al. Morphometrics of normal and hypoplastic lungs in preterm lambs with gas and partial liquid ventilation. Pediatr Surg Int. 1997;12:121–5. Nogee LM, deMello DE, Dehner LP, Colten HR. Deficiency of pulmonary surfactant protein B in congenital pulmonary alveolar proteinosis. N Engl J Med. 1993;328:404–10. Swenson AW, Becker MA, Donn SM, Attar MA. The use of high frequency jet ventilation to treat suspected pulmonary hypoplasia. J Neonatal Perinatal Med. 2011;4:33–7. Swenson AW, Donn SM. Alveolar capillary dysplasia: a lethal developmental lung malformation. Curr Respir Med Rev. 2009;5:110–4. Welzing L, Bagci S, Abramian A, Bartmann P, Berg C, Mueller A. CPAP combined with inhaled nitric oxide for treatment of lung hypoplasia and persistent foetal circulation due to prolonged PPROM. Early Hum Dev. 2011;87(1):17–20.