AI/ML is designed to identify patterns, Artificial intelligence makes a difference with its sophisticated approaches to data archiving. Proactively monitoring what happens next is something that all financial firms need to do. Check out this presentation and visit our website for more related information. Visit: https://bit.ly/3pnW4eu

1. Being “pro-active”
when it comes to
surveillance is
where it all starts
Archiving Sounds Simple Enough

2. Steps To Achieve Regulatory
Compliance
Crafting a policy that is specific, clear,
and actionable.
Calling out what behaviors are going
to be monitored
where and how they’re going to be
monitored
what the consequences are for
transgressions from those acceptable
behaviors is an essential activity on the
path towards compliance.

3. Role Of AI
Artificial intelligence (AI) and machine learning
(ML) technologies can make a difference.
Proactively monitoring what happens next is
something that all financial firms need to do.
Conversely, if the communication on that channel
stops, but financial transactions are being posted
at an increased rate or with new stocks or
commodities, that incongruity may be worth
investigating.
AI/ML can help snuff out the false positives which
reduce the cost of compliance upfront
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