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PRESENTATIONS AND AFFILIATIONS: 2001-2015
RONALD L. CRAWFORD
AS A PRIVATE PRACTITIONER (Washington, DC)
 Guest Lecturer, Securities Regulation I (class) January 2014-January 2015
Howard University School of Law,Washington, DC
How the SEC Conducts Investigations and Litigation
 Guest Lecturer, Securities Regulation I (class) January 2014-January 2015
Howard University School of Law,Washington, DC
Overview of the SECand Its Enforcement and Examination Divisions
 Speaker,NationalAssociation of Securities Professionals,Washington, DC September 2013
Annual Legislative Conference; introduction of Guest Speakers: Larry Parks, Senior VP,
External and Legislative Affairs, Fed Home Loan Bank of SF and Sandra Thompson,
Deputy Director,Div. of Housing Mission and Goals,Fed Housing Finance Agency

 Panelist, The American Bar Association (Section on International Law)
International Securities and Capital Markets Committee, Diversity Program April 2013
Opportunities ForEnhanced Diversity In
The Federal Financial Regulatory Agency Sector
 Guest Lecturer, Broker Dealer Regulation (class) April 2013
Howard University School of Law,Washington, DC
Broker Dealer Fraud Cases: Investigations and Litigation
 Guest Lecturer, Broker Dealer Regulation (class) January 2013
Howard University School of Law,Washington, DC
SEC’s Regulatory Structure:The Examination and Enforcement Programs
 Presenter,Distinguished Alumni Ceremony September 2012
University of Bridgeport, Bridgeport, Connecticut
Reflections on the University: Providing Opportunities for Diverse Students
 Guest Lecturer, Diversity and the Global Capital Markets (class) September 2012
Howard University School of Law,Washington, DC
Implementation of Section 342 of Dodd-Frank in the Federal Financial Regulatory Agencies
 Guest Lecturer, Securities Regulation I (class) August 2012
Howard University School of Law,Washington, DC
Policies, Practices and Operations of the SEC
 Panelist, 86th
Annual Convention August 2011
National Bar Association, Baltimore, MD
Securities Law and Regulatory Compliance 2011: Dodd-Frank and Beyond
AS THE CHIEF COUNSEL FOR DIVERSITY, SEC (Washington, DC)
 U.S. Securities and Exchange Commission, Washington, DC July 2011
SEC Release, http://www.sec.gov/news/press/2011/2011-140.htm
SEC’s Chief Diversity Official Ronald L. Crawford to Retire After 31 Years at the SEC
2
 Panelist, Greater Washington Area Chapter June 2011
National Bar Association, Washington, DC
Implementing Section 342 of the Dodd-Frank Act at Various FIRREAs:
Office of Minority and Women Inclusion
 Panelist,U.S. Securities and Exchange Commission, Philadelphia, PA April 2011
Attorney Roundtable: Diversity and Career Opportunities at the Commission
 Panelist, Council of Urban Professionals and
National Association of Securities Professionals, Washington, DC April 2011
Conference: Roundtable on Financial Services Commercial Diversity and Implementation
of Federal Legislation on Inclusion & Opportunity for Minorities and Women
 Moderator, The American Bar Association (Section on International Law) December 2010
International Securities and Capital Markets Committee,
Howard University School of Law, and
National Association of Securities Professionals,Washington, DC
Dodd-Frank Act Section 342: Office of Minority and Women Inclusion
 Speaker,T.C. Williams High School, Washington, DC November 2010
Academy of Finance: How the SEC Works to Protect Investors
 Panelist,2010 NAMWOLF Annual Meeting, National Harbor, MD October 2010
National Association of Minority and Women Owned Law Firms:
Section 342 of the Dodd-Frank Act: Office of Minority and Women Inclusion
 Speaker,Howard University Schoolof Law,Washington, DC September 2010
Opening Reception and Dedication Ceremony for the new
Investor Justice and Education Clinical Law Program:
Another Laudable Milestone for Howard’s Securities Law Program
 Panelist,NationalAssociation of Securities Professionals,Washington, DC September 2010
Securities Program: The Import of Section 342 of the Dodd-Frank Act
 Panelist,National Bar Association, Annual Convention, New Orleans, LA August 2010
Securities Law, Regulatory Compliance & Ethics 2010
 Guest Lecturer,Boardroom Bound, Washington, DC June 2010
Seminar: Sarbanes-Oxley Flashpoints for Corporate Board Members
 Panelist,Diversity Workshop, Inside Counsel, Chicago, IL May 2010
Diversity and Legal Employment in Corporate Practice
 Panelist, U.S. Securities and Exchange Commission, Washington, DC May 2010
Attorney Roundtable: Diversity and Career Opportunities at the Commission
 Panelist, Ascend-Pan Asian Leaders, McLean,VA April 2010
SEC Program: International Accounting Initiatives
 Presenter,Columbus School of Law,Catholic University, Washington, DC March 2010
Symposium: Diversity and Legal Employment Within the
Securities and Financial Services Industry
 Moderator,Howard University School of Law,Washington, DC February 2010
Business Law Society, discussion panel: Securities Law Practice
 Guest Lecturer,Howard University School of Law,Washington, DC January 2010
Securities law class: Internal Corporate Investigations and
Attorney-Client Privilege Issues
3
 Panelist,American University Washington College of Law,Washington, DC October 2009
Robert E. Wone Judicial Clerkship and Internship Conference
Perspectives on Clerking and Interning
AS ENFORCEMENT DIVISIONMANAGER, SEC (Atlanta Regional Office)
 Consultation, Guangdong Academy of Social Science May 2009
Meeting with Chinese Economic Scholars, Atlanta, GA
 Panelist,State Bar of Georgia, Securities Committee, Atlanta, GA March 2009
SEC Priorities in 2009
 Moderator,2009 Southeastern Securities Conference For March 2009
Regulators, Investigators and Prosecutors,Atlanta, GA
Technology Panel: Enhancing Enforcement ProgramActivities
 Panelist,University of Georgia School of Law November 2008
Sarbanes-Oxley: Continuing Mechanismto Address Corporate Fraud
 Panelist,Southern Employee Benefits Conference,Atlanta, GA October 2008
SEC Enforcement ActionsInvolving Pension Fund Advisersand theirAffiliates
 Panelist,University of Georgia School of Law April 2008
Criminal and Civil Enforcement of the Federal Securities Laws
 Panelist,University of Kentucky College of Law, Louisville, KY February 2008
Criminal and Civil Enforcement of the Federal Securities Laws
 Panelist,National Bar Association, Annual Convention, Atlanta, GA August 2007
Emerging Practice Opportunities in Securities and Regulation
 Panelist,“Hot Topics” Seminar, RR Donnelley and LegalWorks (CLE); Atlanta, GA May 2007
Current Enforcement Developments:
Parallel Investigations and Options Backdating
 Panelist,FederalBar Association; Atlanta, GA March 2007
Current SEC Enforcement Developments
 Panelist, State Capital-Global Law Firm Group; Nashville, TN March 2007
Internal and Government Investigations:
Insights for Attorneys Representing Healthcare Providers
 Interviewee (via telephone), WCSC Channel 5, TV station (CBS), Charleston, SC July 2006
The SEC and Other Regulators Focus on Fraud against Senior Citizens
 Panelist, “Hot Topics” Seminar, RR Donnerlley and LegalWorks, Atlanta, GA January 2006
Enforcement Program Current Developments:
Civil Money Penalties and Regulation FD
 Guest Lecturer,Georgia State University,College of Law,Atlanta, GA October 2005, 2006, 2007
The Impact of Sarbanes–Oxley on Securities Law Practice
 Panelist,FederalBar Association, New Orleans, LA May 2005
Preliminary Considerations in Criminal-Civil Financial Fraud Investigations
 Panelist,SEC Speaks 2005 (PLI), Washington,DC March 2005
The Corporate Value of Timely Self-Reporting and
Subsequent Cooperation under Seaboard
 Guest Lecturer,Howard University School of Law,Washington, DC October 2004
A) Securities law class: Conducting Broker –Dealer Investigations
B) Presentation to Law Faculty: The Operation and Culture of the SEC: Enforcement
and Other Divisions
 Panelist,Business LawInstitute,Georgia ICLE Program,Atlanta,GA October 2004
SEC Enforcement Developments:Cooperation and Coordination with the SEC
and Criminal Authorities
 Luncheon Speaker,CapitalMarkets Practice,Georgia ICLE Program,Atlanta,GA March 2004
Law Enforcement Agencies’ Efforts Gather Momentum Under Sarbanes-Oxley
 Panelist, Business LawInstitute,Georgia ICLE Program,Atlanta,GA October 2003
4
Representing Your Corporate Client in SEC Investigations After Sarbanes – Oxley
 Speaker,American Society of Corporate Secretaries (Regional),Asheville, NC October 2003
Financial Fraud Investigations: The First Anniversary of Sarbanes – Oxley
 Presenter,National Association of Securities Professionals, Atlanta, GA May 2003
Pension program: Hedge Funds: A Developing Regulatory Concern
 Panelist,Emory University Law SchoolAlumni Association, Atlanta,GA March 2003
New SEC Requirements Under SOX and the Impact On Lawyers and Accountants
 Panelist,BLSA,Harvard University Law School,Boston, MA February 2003
The Changing Face of Corporate Governance
 Moot Court Judge (annual),Emory University School of Law,Atlanta,GA 1991 - 2005
Practice judge for Emory Law School securities moot court team
 Keynote Speaker,Buckhead Business Association,Lake Lanier Island,GA November 2002
The SEC Faces the Public Company Financial Fraud Crisis
 Guest Lecturer, Georgia State University, College of Law, Atlanta, GA October 2002
Securities class: Post-Enron Challenges for the SEC
 Panelist,SEC Speaks 2002 (PLI), Washington,DC February 2002
The Wells Process: A Matter of Futility or Real Utility
 Seminar Lecturer,Executive Enterprises,Inc.,Orlando,FL December 2001
SEC Financial Reporting: Current Accounting and Enforcement Issues
 Panelist,Institute for Continuing LegalEducation in GA, Atlanta, GA October 2001
Settling SEC Enforcement Actions
 Presenter,NationalAssociation of Securities Professionals,Washington, DC June 2001
Pension Program: The Current Legislative and Regulatory Landscape
 Presenter, The National Society of Compliance Professionals, Atlanta, GA April 2001
Suitability for Online Broker and Wrap Fee Account Suitability
AFFILIATIONS
Member, National Association ofSecurities Professionals (NASP),DC Chapter,Washington, DC
 Member, Legislative Committee, NASP. Washington, DC
Member, American Bar Association,Washington, DC
Member, National Bar Association,Washington, DC

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RLC Presentations 3-23-15

  • 1. 1 PRESENTATIONS AND AFFILIATIONS: 2001-2015 RONALD L. CRAWFORD AS A PRIVATE PRACTITIONER (Washington, DC)  Guest Lecturer, Securities Regulation I (class) January 2014-January 2015 Howard University School of Law,Washington, DC How the SEC Conducts Investigations and Litigation  Guest Lecturer, Securities Regulation I (class) January 2014-January 2015 Howard University School of Law,Washington, DC Overview of the SECand Its Enforcement and Examination Divisions  Speaker,NationalAssociation of Securities Professionals,Washington, DC September 2013 Annual Legislative Conference; introduction of Guest Speakers: Larry Parks, Senior VP, External and Legislative Affairs, Fed Home Loan Bank of SF and Sandra Thompson, Deputy Director,Div. of Housing Mission and Goals,Fed Housing Finance Agency
  Panelist, The American Bar Association (Section on International Law) International Securities and Capital Markets Committee, Diversity Program April 2013 Opportunities ForEnhanced Diversity In The Federal Financial Regulatory Agency Sector  Guest Lecturer, Broker Dealer Regulation (class) April 2013 Howard University School of Law,Washington, DC Broker Dealer Fraud Cases: Investigations and Litigation  Guest Lecturer, Broker Dealer Regulation (class) January 2013 Howard University School of Law,Washington, DC SEC’s Regulatory Structure:The Examination and Enforcement Programs  Presenter,Distinguished Alumni Ceremony September 2012 University of Bridgeport, Bridgeport, Connecticut Reflections on the University: Providing Opportunities for Diverse Students  Guest Lecturer, Diversity and the Global Capital Markets (class) September 2012 Howard University School of Law,Washington, DC Implementation of Section 342 of Dodd-Frank in the Federal Financial Regulatory Agencies  Guest Lecturer, Securities Regulation I (class) August 2012 Howard University School of Law,Washington, DC Policies, Practices and Operations of the SEC  Panelist, 86th Annual Convention August 2011 National Bar Association, Baltimore, MD Securities Law and Regulatory Compliance 2011: Dodd-Frank and Beyond AS THE CHIEF COUNSEL FOR DIVERSITY, SEC (Washington, DC)  U.S. Securities and Exchange Commission, Washington, DC July 2011 SEC Release, http://www.sec.gov/news/press/2011/2011-140.htm SEC’s Chief Diversity Official Ronald L. Crawford to Retire After 31 Years at the SEC
  • 2. 2  Panelist, Greater Washington Area Chapter June 2011 National Bar Association, Washington, DC Implementing Section 342 of the Dodd-Frank Act at Various FIRREAs: Office of Minority and Women Inclusion  Panelist,U.S. Securities and Exchange Commission, Philadelphia, PA April 2011 Attorney Roundtable: Diversity and Career Opportunities at the Commission  Panelist, Council of Urban Professionals and National Association of Securities Professionals, Washington, DC April 2011 Conference: Roundtable on Financial Services Commercial Diversity and Implementation of Federal Legislation on Inclusion & Opportunity for Minorities and Women  Moderator, The American Bar Association (Section on International Law) December 2010 International Securities and Capital Markets Committee, Howard University School of Law, and National Association of Securities Professionals,Washington, DC Dodd-Frank Act Section 342: Office of Minority and Women Inclusion  Speaker,T.C. Williams High School, Washington, DC November 2010 Academy of Finance: How the SEC Works to Protect Investors  Panelist,2010 NAMWOLF Annual Meeting, National Harbor, MD October 2010 National Association of Minority and Women Owned Law Firms: Section 342 of the Dodd-Frank Act: Office of Minority and Women Inclusion  Speaker,Howard University Schoolof Law,Washington, DC September 2010 Opening Reception and Dedication Ceremony for the new Investor Justice and Education Clinical Law Program: Another Laudable Milestone for Howard’s Securities Law Program  Panelist,NationalAssociation of Securities Professionals,Washington, DC September 2010 Securities Program: The Import of Section 342 of the Dodd-Frank Act  Panelist,National Bar Association, Annual Convention, New Orleans, LA August 2010 Securities Law, Regulatory Compliance & Ethics 2010  Guest Lecturer,Boardroom Bound, Washington, DC June 2010 Seminar: Sarbanes-Oxley Flashpoints for Corporate Board Members  Panelist,Diversity Workshop, Inside Counsel, Chicago, IL May 2010 Diversity and Legal Employment in Corporate Practice  Panelist, U.S. Securities and Exchange Commission, Washington, DC May 2010 Attorney Roundtable: Diversity and Career Opportunities at the Commission  Panelist, Ascend-Pan Asian Leaders, McLean,VA April 2010 SEC Program: International Accounting Initiatives  Presenter,Columbus School of Law,Catholic University, Washington, DC March 2010 Symposium: Diversity and Legal Employment Within the Securities and Financial Services Industry  Moderator,Howard University School of Law,Washington, DC February 2010 Business Law Society, discussion panel: Securities Law Practice  Guest Lecturer,Howard University School of Law,Washington, DC January 2010 Securities law class: Internal Corporate Investigations and Attorney-Client Privilege Issues
  • 3. 3  Panelist,American University Washington College of Law,Washington, DC October 2009 Robert E. Wone Judicial Clerkship and Internship Conference Perspectives on Clerking and Interning AS ENFORCEMENT DIVISIONMANAGER, SEC (Atlanta Regional Office)  Consultation, Guangdong Academy of Social Science May 2009 Meeting with Chinese Economic Scholars, Atlanta, GA  Panelist,State Bar of Georgia, Securities Committee, Atlanta, GA March 2009 SEC Priorities in 2009  Moderator,2009 Southeastern Securities Conference For March 2009 Regulators, Investigators and Prosecutors,Atlanta, GA Technology Panel: Enhancing Enforcement ProgramActivities  Panelist,University of Georgia School of Law November 2008 Sarbanes-Oxley: Continuing Mechanismto Address Corporate Fraud  Panelist,Southern Employee Benefits Conference,Atlanta, GA October 2008 SEC Enforcement ActionsInvolving Pension Fund Advisersand theirAffiliates  Panelist,University of Georgia School of Law April 2008 Criminal and Civil Enforcement of the Federal Securities Laws  Panelist,University of Kentucky College of Law, Louisville, KY February 2008 Criminal and Civil Enforcement of the Federal Securities Laws  Panelist,National Bar Association, Annual Convention, Atlanta, GA August 2007 Emerging Practice Opportunities in Securities and Regulation  Panelist,“Hot Topics” Seminar, RR Donnelley and LegalWorks (CLE); Atlanta, GA May 2007 Current Enforcement Developments: Parallel Investigations and Options Backdating  Panelist,FederalBar Association; Atlanta, GA March 2007 Current SEC Enforcement Developments  Panelist, State Capital-Global Law Firm Group; Nashville, TN March 2007 Internal and Government Investigations: Insights for Attorneys Representing Healthcare Providers  Interviewee (via telephone), WCSC Channel 5, TV station (CBS), Charleston, SC July 2006 The SEC and Other Regulators Focus on Fraud against Senior Citizens  Panelist, “Hot Topics” Seminar, RR Donnerlley and LegalWorks, Atlanta, GA January 2006 Enforcement Program Current Developments: Civil Money Penalties and Regulation FD  Guest Lecturer,Georgia State University,College of Law,Atlanta, GA October 2005, 2006, 2007 The Impact of Sarbanes–Oxley on Securities Law Practice  Panelist,FederalBar Association, New Orleans, LA May 2005 Preliminary Considerations in Criminal-Civil Financial Fraud Investigations  Panelist,SEC Speaks 2005 (PLI), Washington,DC March 2005 The Corporate Value of Timely Self-Reporting and Subsequent Cooperation under Seaboard  Guest Lecturer,Howard University School of Law,Washington, DC October 2004 A) Securities law class: Conducting Broker –Dealer Investigations B) Presentation to Law Faculty: The Operation and Culture of the SEC: Enforcement and Other Divisions  Panelist,Business LawInstitute,Georgia ICLE Program,Atlanta,GA October 2004 SEC Enforcement Developments:Cooperation and Coordination with the SEC and Criminal Authorities  Luncheon Speaker,CapitalMarkets Practice,Georgia ICLE Program,Atlanta,GA March 2004 Law Enforcement Agencies’ Efforts Gather Momentum Under Sarbanes-Oxley  Panelist, Business LawInstitute,Georgia ICLE Program,Atlanta,GA October 2003
  • 4. 4 Representing Your Corporate Client in SEC Investigations After Sarbanes – Oxley  Speaker,American Society of Corporate Secretaries (Regional),Asheville, NC October 2003 Financial Fraud Investigations: The First Anniversary of Sarbanes – Oxley  Presenter,National Association of Securities Professionals, Atlanta, GA May 2003 Pension program: Hedge Funds: A Developing Regulatory Concern  Panelist,Emory University Law SchoolAlumni Association, Atlanta,GA March 2003 New SEC Requirements Under SOX and the Impact On Lawyers and Accountants  Panelist,BLSA,Harvard University Law School,Boston, MA February 2003 The Changing Face of Corporate Governance  Moot Court Judge (annual),Emory University School of Law,Atlanta,GA 1991 - 2005 Practice judge for Emory Law School securities moot court team  Keynote Speaker,Buckhead Business Association,Lake Lanier Island,GA November 2002 The SEC Faces the Public Company Financial Fraud Crisis  Guest Lecturer, Georgia State University, College of Law, Atlanta, GA October 2002 Securities class: Post-Enron Challenges for the SEC  Panelist,SEC Speaks 2002 (PLI), Washington,DC February 2002 The Wells Process: A Matter of Futility or Real Utility  Seminar Lecturer,Executive Enterprises,Inc.,Orlando,FL December 2001 SEC Financial Reporting: Current Accounting and Enforcement Issues  Panelist,Institute for Continuing LegalEducation in GA, Atlanta, GA October 2001 Settling SEC Enforcement Actions  Presenter,NationalAssociation of Securities Professionals,Washington, DC June 2001 Pension Program: The Current Legislative and Regulatory Landscape  Presenter, The National Society of Compliance Professionals, Atlanta, GA April 2001 Suitability for Online Broker and Wrap Fee Account Suitability AFFILIATIONS Member, National Association ofSecurities Professionals (NASP),DC Chapter,Washington, DC  Member, Legislative Committee, NASP. Washington, DC Member, American Bar Association,Washington, DC Member, National Bar Association,Washington, DC