1. NAVEEN.N, CAMS
31, Manjunatha nagar, Hosa Road, Phone: +91-8050057249,+91-9941257247
Bangalore-560100,Karnataka , India. Email : nav.ca87@gmail.com
Business Process Lead | AML Operations – Sanctions Filtering /Transaction Monitoring /FATF/ KYC |
As an ACAMS Certified professional, I would like to utilize my earlier experience, exceptional team work abilities and
knowledge in compliance by contributing to the improvement as well as progress of the bank. I will be putting my best
efforts in terms of time and learning new compliance techniques and methods that would implement in my tenure as
banking professional.
Value Offered
• Audit Handling • Global MI Report generation • Efficient Team Player
• Regulatory Compliance • Transaction Filtering & Monitoring • Ability to work under pressure
• Effective Time Management • Gap Analysis in Process & Procedures • Team Management
• Bank Query - Generation & Processing • Incident reporting • Process and Procedure Review
• Executive Presentations & Demos • Competition Analysis & Benchmarking • Proactive thinker
Work Experience (Sep 2013 – Till Date)
Company Profile: Tata Consultancy services pvt Ltd. – Working for Deutsche Bank AG (Headquartered in Frankfurt, Germany)
TCS , BANGALORE , Business Process Lead – KYC Department (KYC for Global Market Clients)
 Performing the authorizer review for core processes of KYC like NCTO (New Client Take ON), PR (Periodic
Review) and EDR (Event Driven Review) for the Corporate clients (Investment Banking clients)
 Analyze client information, documentation and any negative news in order to determine potential risk to the
bank.
 Management Information (MI) report generation and circulation to Senior Management.
Work Experience (December 2008 – Sep 2013)
Company Profile: RBS Business services pvt. Ltd. –The Royal Bank of Scotland Group (Headquartered in Edinburgh, Scotland)
RBS Business Services PVT LTD, CHENNAI, Bank Executive – Anti Money Laundering Department (Compliance
department of RBS group)
 Ensuring compliance with all the transactions related to OFAC, BOE, EU and Internal Sanctions and online
filtering of the transactions which are considered as potential hit irrespective of the amount and escalating to the
Money Laundering Reporting Officers in United Kingdom and releasing them with their approvals.
 Monitoring the entire transactions of Global Transaction Services based on the predefined system criteria and
filing the Suspicious Activity Reports for the suspicious transactions to the respective country’s Money
Laundering Reporting Officers.
 Global MI (Management Information) Reports generation and circulation to the stakeholders in United Kingdom
and Euro region about the SAR’s filed with the respective country’s Money Laundering Reporting Officers.
 Ensuring whether the banks to which our bank has relationship is FATF (Financial Action Task Force) Compliant
according to FATF GAFI (Group de Action Financiere) for about 46 countries in the world in which we operate.
 Handling the FSA audits and Group Internal audits conducted for all the process related to the AML Department
complying with the Rules and Regulations of FSA.
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2.  Mentoring new staffs recruited which enabled them to work for the process related to FATF and to handle the
audits efficiently.
 Performing Client Filtering checks and CDD checks in accordance to regulations and the Bank’s policies.
 Providing SME Knowledge to enable transition of FATF and Global Assurance Activity processes for the branches
at United Kingdom, train process executives & formulate the standard process and procedures as per the changes
in the regulations and bank’s requirement.
 Performing User Acceptance test on the systems during migration of FATF process related to the branches in UK
 Processing all the transactions within the TAT (Turnaround time) which is as per the Service Level Agreement
(SLA) protecting the bank from high penalties in case of a TAT miss.
 Performing the FATF SR VII Investigation activity and querying with the banks involved in the payment chain
about the details of the originator via SWIFT messages.
Responsibility
 Screening of incoming SWIFT messages and sanctions filtering through Fircosoft application.
 Monitoring the transactions with Mantas application and filing SAR for suspicious transactions.
 Sending SWIFT messages to the banks involved in the transactions through IntelliTracs.
 Processing SWIFT messages – MT102, MT103, MT199, MT195, MT202, MT202 COV and MT999.
 Raising incidents with Help-desk in UK in case of any missing transaction batches
 Ensuring the corporate client complies with the KYC norms while ONBOARDING.
 Performing periodic review and event driven review for corporate clients.
 Maintaining DCFCL (Daily Control and Functional Check List) and reconciliation records on a daily basis.
Achievement
 Received Spot Ovation for clearing huge number of transactions within the turnaround time.
 Workplace workouts for the branches related to Germany have been designed and implemented which has saved time and
improved the efficiency of the process in which we operate
Education
 PGDBA from SCDL Pune.
 Bachelor of Commerce from University of Madras.
Trainings & Certifications
 Completed ACAMS Certification with a score of 86%.
 Completed Anti Money Laundering KYC exam conducted by Indian Institute of Banking and Finance.
 Completed AML Skill Assessment conducted by RBS.
Personal Details
Father’s name : M. Nagamanickam
Date of Birth : 2nd September 1987.
Languages : English, Telugu, Tamil.
Passport : H7175852
Nationality : Indian
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