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RIPPLES IN THE WATER
The Effects of State Actions on the Corpus of
International Space Law
BY:
MICHAEL J. LISTNER, ESQUIRE
FOUNDER & PRINCIPAL, SPACE LAW AND POLICY SOLUTIONS
Note: Photos in this presentation are either royalty free, copyrighted by the author or otherwise authorized for public use with proper
attribution.
Antarctic Treaty of 1959
Outer Space Treaty of 1967
Rescue Agreement of 1968
Registration Convention of 1968
Liability Convention of 1972
Moon Treaty of 1979
UNCLOS
INTERNATIONAL LAW, INCLUDING SPACE LAW,
IS A CREATURE OF BOTH TREATIES AND CUSTOM
International (space) law can also
be created by custom.
This was the case with the launch
of Sputnik-1 on October 4, 1957,
which created the customary
principle of free access to and
transit of outer space.
INTERNATIONAL LAW, INCLUDING SPACE LAW,
IS A CREATURE OF BOTH TREATIES AND CUSTOM
NASA Photo
CUSTOM CAN BE USED TO CREATE
INTERNATIONAL LAW AND LEGALLY-BINDING
NORMS
1. There must be a general and consistent practice of states.
2. There must be a sense of legal obligation, or opinio juris sive
necessitatis.
Definition of customary international law is nuanced because not
all States are equal when considering whether a practice and
opinio juris sive necessitatis reaches the level of customary
international law. (Emphasis added).
United States v. Bellaizac-Hurtado, 700 F.3d 1245, 1252 (11th Cir. 2012)
CUSTOM CAN BE USED TO ADD TO EXISTING
INTERNATIONAL LAW AND LEGALLY-BINDING
NORMS
The corpus of international law
can be considered as a body of
water.
Both treaties and custom
contribute to and form that body
water.
CUSTOM CAN BE USED TO ADD TO EXISTING
INTERNATIONAL LAW AND LEGALLY-BINDING
NORMS
When custom acts like a raindrop, it
adds to and/or reinforces the corpus
of international (space) law.
Project Apollo acted like a raindrop
and reinforced the res communis
principle of the Outer Space Treaty.
NASA Photo
CUSTOM CAN ALSO AFFECT EXISTING
INTERNATIONAL LAW, INCLUDING EXISTING
TREATY LAW
Public Law 91-119, 18 November 1969,
Section 8 (83 Stat., 202), in National
Aeronautics and Space Administration
Authorization Act, 1970, addressed the
implantation of the U.S. flag on the Moon.
The legal effect of Section 8 disclaims
sovereignty from the act of planting the U.S.
flag and harmonizes the act with res
communis.
The wording of Section 8 makes it a legally-
binding position as it is not couched as a
“sense of Congress”, which would imply a
non-binding policy statement.NASA Photo
CUSTOM CAN ALSO AFFECT EXISTING
INTERNATIONAL LAW, INCLUDING EXISTING
TREATY LAW
“The flag of the United States, and no other
flag, shall be implanted or otherwise placed on
the surface of the moon, or on the surface of
any planet, by the members of the crew of any
spacecraft making a lunar or planetary landing
as a part of a mission under the Apollo program
or as a part of a mission under any subsequent
program, the funds for which are provided
entirely by the Government of the United
States. This act is intended as a symbolic
gesture of national pride in achievement and is
not to be construed as a declaration of national
appropriation by claim of sovereignty”
(Emphasis added).
NASA Photo
CUSTOM CAN ALSO AFFECT EXISTING
INTERNATIONAL LAW, INCLUDING EXISTING
TREATY LAW
The collection and possession of the lunar
samples by the U.S. government from
Project Apollo reinforces the res
communis doctrine of the Outer Space
Treaty.
The collection of the samples was done in
furtherance of scientific investigation
(Article I) and their legal status as public
property is consistent with res communis.
NASA Photo
CUSTOM CAN ALSO AFFECT EXISTING
INTERNATIONAL LAW, INCLUDING EXISTING
TREATY LAW
The Kosmos 954 incident on January 24, 1978
and the resultant negotiations between Canada
and the U.S.S.R acted as a rain drop as it
provided customary support and usage for the
Liability Convention of 1972.
The dispersion of the wreckage in Canadian
territory led to the first time the treaty was
invoked to present a claim, which gave
customary support for Article II’s strict
liability standard.
The incident also gave customary support to
the definition of “space object” in Article I(d)
to include debris from the spacecraft and not
just the whole spacecraft.
CUSTOM CAN ALSO ACT LIKE A STONE AND
DISTURB OR DIMINISH EXISTING
INTERNATIONAL LAW
While custom acts like a raindrop to
contribute to the body of international
law, it can also have the effect of a
stone, which can create unfavorable
ripples in the corpus of international
law and have unanticipated
consequences.
CUSTOM CAN ALSO ACT LIKE A STONE AND
DISTURB OR DIMINISH EXISTING
INTERNATIONAL LAW
Consider Article IX of the Outer Space Treaty, which contains two legal duties
and one legal right.
One of those legal duties requires:
“If a State Party to the Treaty has reason to believe that an activity or
experiment planned by it or its nationals in outer space, including the moon
and other celestial bodies, would cause potentially harmful interference
with activities of other States Parties in the peaceful exploration and use of
outer space, including the moon and other celestial bodies, it shall
undertake appropriate international consultations before proceeding with
any such activity or experiment.
CUSTOM CAN ACT LIKE A STONE AND DISTURB
OR DIMINISH EXISTING INTERNATIONAL LAW
Both the United States and the Soviet Union
performed destructive anti-satellite (ASAT)
tests in low-earth-orbit (LEO) during the Cold
War. These tests were not preceded by an
Article IX consultation.
These tests created a customary usage of the
legal duty in Article IX as to not only when a
consultation is required but also when the
consultation requirement need not be invoked,
i.e. during certain national security activities.
This customary practice was likely relied upon
by the People’s Republic of China when it
performed its 2007 ASAT test.
CUSTOM CAN ALSO DIMINISH EXISTING
INTERNATIONAL LAW
The customary practice with national
security activities was fortified as a
result of Operation Burnt Frost on
February 20, 2008, which involved
the de-orbit of USA-193 by a
capability ancillary to missile
defense.
NASA conferred with COPUOS just
prior to the first (and only) de-orbit
attempt, but the U.S. did not formally
invoke a consultation under Article
IX.
Burnt Frost further refined when the
Article IX obligation to consult must
be invoked and more importantly
when it need not be invoked.
NASA Photo
BOTTOM-UP MEASURES VIA DOMESTIC
LEGISLATION CAN ALSO AFFECT
INTERNATIONAL LAW THROUGH CUSTOM
Some states are pursuing a bottom-up
approach to customarily reinterpret
the corpus of international space law
through domestic laws that create
rights in “space resources”, including
the U.S. law found in Title 51,
Chapter 513 of the United States
Code and Luxembourg’s draft “space
resource” law.
Custom created through these laws
directly implicates the interpretation
of Article I and Article II of the Outer
Space Treaty and by extension the res
communis doctrine.
NASA Photo
BOTTOM-UP MEASURES VIA DOMESTIC
LEGISLATION CAN ALSO AFFECT
INTERNATIONAL LAW THROUGH CUSTOM
These domestic laws, which are
supported by political narrative,
act as a stone that creates ripples
through and obfuscates the res
communis principle of the Outer
Space Treaty.
They also create an interpretive
norm that could be applied
inconsistently by bottom-up
measures from other states,
which weakens the corpus of
international law as a whole.
NASA Photo
THE BOTTOM LINE
State practice and bottom-up measures are powerful tools to add to,
shape, and interpret the corpus of international (space) law.
Care and consideration must be taken to think-through the potential
ripples state practice and domestic laws will create and how they may
affect the corpus of international (space) law.
Consideration must be given whether a proposed state practice or
domestic law will act as a raindrop or a stone, and what the potential
ripples of a proposed action or domestic law will have on the corpus of
international (space) law not only at its depths but in the shallows.
THE BOTTOM LINE
Will it flow gently into the
shallows of international
(space) law and
seamlessly add to and fill
the gaps of the existing
corpus?
THE BOTTOM LINE
Or will it act like a
tsunami when it reaches
the shallows of
international (space) law
and overwhelm,
displace, or erode the
corpus in favor of its
own interpretations?
BIOGRAPHY*
Michael Listner is the founder and principal of Space
Law and Policy Solutions. He is a 1998 graduate of
Franklin Pierce University and earned his JD from
Regent University School of Law in 2001. Michael is
member of the New Hampshire Bar, and is admitted
to practice before the state and federal courts of that
state. Michael is also the owner and editor of the
space law and policy briefing letter, The Précis.
*Thanks to Justin Rostoff, 3L, New England School of
Law, for his assistance with editing and proof-reading.

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Ripples in the Pond: The Effect of State Actions on the Corpus of International Space Law

  • 1. RIPPLES IN THE WATER The Effects of State Actions on the Corpus of International Space Law BY: MICHAEL J. LISTNER, ESQUIRE FOUNDER & PRINCIPAL, SPACE LAW AND POLICY SOLUTIONS Note: Photos in this presentation are either royalty free, copyrighted by the author or otherwise authorized for public use with proper attribution.
  • 2. Antarctic Treaty of 1959 Outer Space Treaty of 1967 Rescue Agreement of 1968 Registration Convention of 1968 Liability Convention of 1972 Moon Treaty of 1979 UNCLOS INTERNATIONAL LAW, INCLUDING SPACE LAW, IS A CREATURE OF BOTH TREATIES AND CUSTOM
  • 3. International (space) law can also be created by custom. This was the case with the launch of Sputnik-1 on October 4, 1957, which created the customary principle of free access to and transit of outer space. INTERNATIONAL LAW, INCLUDING SPACE LAW, IS A CREATURE OF BOTH TREATIES AND CUSTOM NASA Photo
  • 4. CUSTOM CAN BE USED TO CREATE INTERNATIONAL LAW AND LEGALLY-BINDING NORMS 1. There must be a general and consistent practice of states. 2. There must be a sense of legal obligation, or opinio juris sive necessitatis. Definition of customary international law is nuanced because not all States are equal when considering whether a practice and opinio juris sive necessitatis reaches the level of customary international law. (Emphasis added). United States v. Bellaizac-Hurtado, 700 F.3d 1245, 1252 (11th Cir. 2012)
  • 5. CUSTOM CAN BE USED TO ADD TO EXISTING INTERNATIONAL LAW AND LEGALLY-BINDING NORMS The corpus of international law can be considered as a body of water. Both treaties and custom contribute to and form that body water.
  • 6. CUSTOM CAN BE USED TO ADD TO EXISTING INTERNATIONAL LAW AND LEGALLY-BINDING NORMS When custom acts like a raindrop, it adds to and/or reinforces the corpus of international (space) law. Project Apollo acted like a raindrop and reinforced the res communis principle of the Outer Space Treaty. NASA Photo
  • 7. CUSTOM CAN ALSO AFFECT EXISTING INTERNATIONAL LAW, INCLUDING EXISTING TREATY LAW Public Law 91-119, 18 November 1969, Section 8 (83 Stat., 202), in National Aeronautics and Space Administration Authorization Act, 1970, addressed the implantation of the U.S. flag on the Moon. The legal effect of Section 8 disclaims sovereignty from the act of planting the U.S. flag and harmonizes the act with res communis. The wording of Section 8 makes it a legally- binding position as it is not couched as a “sense of Congress”, which would imply a non-binding policy statement.NASA Photo
  • 8. CUSTOM CAN ALSO AFFECT EXISTING INTERNATIONAL LAW, INCLUDING EXISTING TREATY LAW “The flag of the United States, and no other flag, shall be implanted or otherwise placed on the surface of the moon, or on the surface of any planet, by the members of the crew of any spacecraft making a lunar or planetary landing as a part of a mission under the Apollo program or as a part of a mission under any subsequent program, the funds for which are provided entirely by the Government of the United States. This act is intended as a symbolic gesture of national pride in achievement and is not to be construed as a declaration of national appropriation by claim of sovereignty” (Emphasis added). NASA Photo
  • 9. CUSTOM CAN ALSO AFFECT EXISTING INTERNATIONAL LAW, INCLUDING EXISTING TREATY LAW The collection and possession of the lunar samples by the U.S. government from Project Apollo reinforces the res communis doctrine of the Outer Space Treaty. The collection of the samples was done in furtherance of scientific investigation (Article I) and their legal status as public property is consistent with res communis. NASA Photo
  • 10. CUSTOM CAN ALSO AFFECT EXISTING INTERNATIONAL LAW, INCLUDING EXISTING TREATY LAW The Kosmos 954 incident on January 24, 1978 and the resultant negotiations between Canada and the U.S.S.R acted as a rain drop as it provided customary support and usage for the Liability Convention of 1972. The dispersion of the wreckage in Canadian territory led to the first time the treaty was invoked to present a claim, which gave customary support for Article II’s strict liability standard. The incident also gave customary support to the definition of “space object” in Article I(d) to include debris from the spacecraft and not just the whole spacecraft.
  • 11. CUSTOM CAN ALSO ACT LIKE A STONE AND DISTURB OR DIMINISH EXISTING INTERNATIONAL LAW While custom acts like a raindrop to contribute to the body of international law, it can also have the effect of a stone, which can create unfavorable ripples in the corpus of international law and have unanticipated consequences.
  • 12. CUSTOM CAN ALSO ACT LIKE A STONE AND DISTURB OR DIMINISH EXISTING INTERNATIONAL LAW Consider Article IX of the Outer Space Treaty, which contains two legal duties and one legal right. One of those legal duties requires: “If a State Party to the Treaty has reason to believe that an activity or experiment planned by it or its nationals in outer space, including the moon and other celestial bodies, would cause potentially harmful interference with activities of other States Parties in the peaceful exploration and use of outer space, including the moon and other celestial bodies, it shall undertake appropriate international consultations before proceeding with any such activity or experiment.
  • 13. CUSTOM CAN ACT LIKE A STONE AND DISTURB OR DIMINISH EXISTING INTERNATIONAL LAW Both the United States and the Soviet Union performed destructive anti-satellite (ASAT) tests in low-earth-orbit (LEO) during the Cold War. These tests were not preceded by an Article IX consultation. These tests created a customary usage of the legal duty in Article IX as to not only when a consultation is required but also when the consultation requirement need not be invoked, i.e. during certain national security activities. This customary practice was likely relied upon by the People’s Republic of China when it performed its 2007 ASAT test.
  • 14. CUSTOM CAN ALSO DIMINISH EXISTING INTERNATIONAL LAW The customary practice with national security activities was fortified as a result of Operation Burnt Frost on February 20, 2008, which involved the de-orbit of USA-193 by a capability ancillary to missile defense. NASA conferred with COPUOS just prior to the first (and only) de-orbit attempt, but the U.S. did not formally invoke a consultation under Article IX. Burnt Frost further refined when the Article IX obligation to consult must be invoked and more importantly when it need not be invoked. NASA Photo
  • 15. BOTTOM-UP MEASURES VIA DOMESTIC LEGISLATION CAN ALSO AFFECT INTERNATIONAL LAW THROUGH CUSTOM Some states are pursuing a bottom-up approach to customarily reinterpret the corpus of international space law through domestic laws that create rights in “space resources”, including the U.S. law found in Title 51, Chapter 513 of the United States Code and Luxembourg’s draft “space resource” law. Custom created through these laws directly implicates the interpretation of Article I and Article II of the Outer Space Treaty and by extension the res communis doctrine. NASA Photo
  • 16. BOTTOM-UP MEASURES VIA DOMESTIC LEGISLATION CAN ALSO AFFECT INTERNATIONAL LAW THROUGH CUSTOM These domestic laws, which are supported by political narrative, act as a stone that creates ripples through and obfuscates the res communis principle of the Outer Space Treaty. They also create an interpretive norm that could be applied inconsistently by bottom-up measures from other states, which weakens the corpus of international law as a whole. NASA Photo
  • 17. THE BOTTOM LINE State practice and bottom-up measures are powerful tools to add to, shape, and interpret the corpus of international (space) law. Care and consideration must be taken to think-through the potential ripples state practice and domestic laws will create and how they may affect the corpus of international (space) law. Consideration must be given whether a proposed state practice or domestic law will act as a raindrop or a stone, and what the potential ripples of a proposed action or domestic law will have on the corpus of international (space) law not only at its depths but in the shallows.
  • 18. THE BOTTOM LINE Will it flow gently into the shallows of international (space) law and seamlessly add to and fill the gaps of the existing corpus?
  • 19. THE BOTTOM LINE Or will it act like a tsunami when it reaches the shallows of international (space) law and overwhelm, displace, or erode the corpus in favor of its own interpretations?
  • 20. BIOGRAPHY* Michael Listner is the founder and principal of Space Law and Policy Solutions. He is a 1998 graduate of Franklin Pierce University and earned his JD from Regent University School of Law in 2001. Michael is member of the New Hampshire Bar, and is admitted to practice before the state and federal courts of that state. Michael is also the owner and editor of the space law and policy briefing letter, The Précis. *Thanks to Justin Rostoff, 3L, New England School of Law, for his assistance with editing and proof-reading.