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An Investigation Of The SWAY Balance System As An Injury Prediction Tool In Intercollegiate Athletics
M. Elsing, T. Tassoul, E. Reichow, S. Montee, R. Stow, PhD, ATC
University of Wisconsin-Eau Claire
Context: The use of a tool/instrument to predict the risk of injury in an individual is
rather new. Typically the method for assessing one’s risk of injury is to look at their
physical training, body composition, blood markers, age, gender, etc. Recently there
has been an emphasis on the use of a physical screen such as the Functional
Movement Screen or the Balance Error Scoring System. The main issue with this
form of testing is they are subjective and rely on the evaluator’s knowledge of the
test and ability to consistently score the subjects being tested as well as being time
consuming when performed in mass. Thus, we are looking to answer the question of
whether or not a decrease in overall balance scores as measured with the SWAY
Balance System correlate with an athlete's predisposition to injury and will an
athlete’s balance scores improve after a season of sports participation? Objective:
With the rapid acceleration of technology and the requisite for an objective
assessment tool in healthcare for assessing patients, there has been a push to find
additional methods for assessing injury risk. The technological advancement in
tablets/phones and the inclusion of an accelerometer has come to a point that it is
comparable to current industry standards. In terms of this project; the intent of using
the SWAY Balance System is to evaluate its use as an injury predictor tool. Prior
research has validated its ability to measure postural sway in comparison to current
instruments now used for assessing a patient’s balance. Design: This experimental
study uses a case control design with the SWAY Balance application as an
instrument for assessing proprioceptive variance in Division III athletes in their pre-
participation evaluations. Methods: Research was conducted in a clinical setting at
a CAATE accredited ATEP with four athletic training students and a faculty mentor
collecting data. The instruments used were an iPhone or iPad with the SWAY
application. The target population was student-athletes that participated in an
NCAA Division III winter sport (N=68). All participants were surveyed
(demographic and medical history) and baseline data using the SWAY Balance was
collected prior to the sport season after receiving participant consent. Participants
were retested after sustaining any injuries that resulted in a missed activity session
and then weekly until they returned to activity and at the conclusion of the season.
Results: The data was analyzed using Pearson’s Correlation, Independent T-Test,
and Descriptive statistics with a significance level of 0.05. Sixty-eight participants
(72.3%) completed the study. Upon analysis, only a weak correlation (p=.05) was
found to be significant between Double Stance score and the occurrence of injury.
Conclusion: The SWAY Balance application was able to show some prediction of
risk of injury as well as to quantify the improvements in balance an athlete
experiences by sport participation.
DS TSL TSR
SLL Reaction
Figure 1. SWAY Balance Testing Procedure
SLL
Figure 2. SWAY Balance Screen Shots
Line Plot of all tests Results
TSRDS TSL
Reaction
The purpose of this study was to determine whether an
athlete’s overall balance score had a direct correlation with
one’s predisposition to injury and if balance scores improve
after a season of sports participation. The hypothesis of the
study was that there will be a positive correlation between
injuries, balance, and improved balance from athletic
participation.
Procedures
Pre-testing was completed over 3-day period. Tests included:
 Surveyed (Demographic and Medical History)
 Completed three separate SWAY assessments
The six tests involved in the SWAY Balance test:
Feet together, left tandem, right tandem, left single leg,
right single leg, and simple reaction
A total score was calculated across the six exercises and
reported for each participant
Researchers were each assigned ~ one Division III winter
collegiate sport to follow-up post injury testing and end of
the season assessment.
Subjects
 68 (29 female, 39 male) subjects participated
Ages ranged from 18-24 years old (average age of 20.5 years)
Participants selected from division III winter intercollegiate sports
16 MBB (23.53%); 23 MHOC (33.82%); 14 WBB (20.59%); 15
WHOC (22.06%)
Participant Requirements
Complete three pre-season tests to establish baseline
Complete post-testing within 24 to 72 hours after sport participation
Complete mid-season testing only if an injury was sustained that
preventing participation in a practice/game
Introduction
Purpose and Hypothesis
Methods Results
Summary and Conclusions
SLR
Group OS DS TSR TSL SLR SLL Reaction
All Participants 69.12% 69.12% 48.53% 45.59% 51.47% 58.82% 60.29%
Male 69.23% 78.57% 42.86% 28.57% 57.14% 71.43% 85.71%
Female 68.97% 60.00% 46.67% 26.67% 33.33% 40% 40%
Men’s Basketball 75% 65.23% 56.41% 58.97% 56.41% 61.54% 58.97 %
Men’s Ice Hockey 65.22% 68.97% 44.83% 27.59% 44.83% 55.17% 62.07%
Women’s Basketball 78.57% 75.00% 56.25% 56.25% 62.50% 68.75% 68.5%
Women’s Ice Hockey 60% 78.57% 56.52% 60.87% 52.17% 56.52% 52.17%
Table 1. Participant change in balance scores from pre-season to post-season
Sway Balance is an FDA-cleared mobile balance testing system that
reinvents the way patients and athletes are monitored for signs of balance-
related dysfunction.
With the rapid acceleration of technology and the need in the healthcare
system to have an objective method for assessing patients, there has been a
push to find additional methods for assessing their injury risk. The
technological advancement in tablets and phones with the inclusion of an
accelerometer has come to a point that it is comparable to current industry
standards. The Sway Balance System assists in identifying functional
limitations and imbalances (not equal on the left and right side of the body)
that may predispose an individual to injury.
By understanding an athlete’s balance patterns we will be able to identify
and quantify potential predisposition for injury in sports/physical activities
and recognize preventative strategies that will be most effective in
reducing an athlete's risk of injury.
 Most physical screen tests such as the Functional Movement Screen or
the Balance Error Scoring System are subjective and rely on the
evaluator’s knowledge and ability to consistently score the subjects.
We would like to thank all of the participating NCAA student-athletes and their medical staff for
assisting in data collection. We want to thank and acknowledge the UW–Eau Claire Faculty/Student
Research Collaboration program offered by the Office of Research and Sponsored Programs for their
assistance and support of this project.
Acknowledgments
A weak inverse correlation between Double Stance score and the occurrence of
injury (P=.05) was found to be significant. Meaning as balance scores increased
(improves) the injury rate/occurrence decreased.
12 participants were injured (17.65%) during their respective sport season and
missed 1+ practices/games. Due to the small sample size a larger population is
needed to increase the chance of possible injuries in order to possibly find a
significance with using the SWAY Balance as an injury predictor.
As seen in Table #1, all groups showed an improvement in overall balance scores as
well as the individual components after participating in an intercollegiate varsity
sport.
Both men’s and women’s basketball players showed a greater improvement in
scores from pre to post-season testing. However their baseline scores were
lower compared to the both hockey groups. It was also observed that both
basketball groups struggled more with the tests and exhibited weaker hip
strength (not tested).
There was a concern over the lack of pre-season conditioning thus leading to
greater gains in balance that would normally be obtained.
The ability to assess an individual’s balance on a regular basis and compare it to a
baseline score could assist the healthcare practitioner in assessing the patient’s
readiness to return to activity or their performance development.
Additional research should focus on lower extremity hip strength both pre and post
season in comparison to balance scores and injury occurrences with a larger
population.
Abstract
OS= Overall Score DS= Double leg Stance TSR= Tandem Stance Right TSL= Tandem Stance Left
SLR= Single Leg Right SLR= Single Leg Right SLL= Single Leg Left Reaction= Simple Reaction
SLR
 Kiesel K, Plisky PJ, Voight M. Can serious injury in professional football be predicted by a preseason Functional
Movement Screen? North American Journal of Sports Physical Therapy. 2007; 2(3):76-81.
 Chorba, R, Chorba, D, Bouillon, L, Overmyer, C, Landis, J. Use of a Functional Mevement Screening tool to
determine injury risk in female collegiate athletes. North American Journal of Sports Physical Therapy. 2010;
5(2): 47-54.
 O'Connor FG, Deuster PA, Davis J, Pappas CG, Knapik JJ. Functional movement screening: predicting injuries
in officer candidates. Medicine and Science in Sports Exercise. 2011;43(12):2224-30.
 Wang, HK, Chen, CH, Shiang, TY, Jan MH, Lin, KH. Risk-factor analysis of high school basketball-player ankle
injuries: a prospective controlled cohort study evaluating postural sway, ankle strength, and flexibility. Archives
of Physical Medicine and Rehabilitation. 2006;87)6):821-5.
 Patterson, JA., Amick, RZ., Thummar, TT., Rogers, ME. Validation of measures from the smartphone Sway
Balance application: A pilot study. The International Journal of Sports Physical Therapy. 2014;9(2):135-139.
 Patterson, JA., Amick, RZ., Pandya, PD., Jorgensen, MJ. Comparison of a mobile technology application with
the Balance Error Scoring system. International Journal of Athletic Therapy & Training. 2014;9(3):4-7.
 Davis, GA., Iverson, GL., Guskiewicz, KM., Ptito, A., Johnston, KM. Contributions of neuroimaging, balance
testing, electrophysiology and blood markers to the assessment of sport-related concussion. British Journal of
Sports Medicine. 2009;43:i36-i45.
References

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NCUR 2015 SWAY Balance

  • 1. An Investigation Of The SWAY Balance System As An Injury Prediction Tool In Intercollegiate Athletics M. Elsing, T. Tassoul, E. Reichow, S. Montee, R. Stow, PhD, ATC University of Wisconsin-Eau Claire Context: The use of a tool/instrument to predict the risk of injury in an individual is rather new. Typically the method for assessing one’s risk of injury is to look at their physical training, body composition, blood markers, age, gender, etc. Recently there has been an emphasis on the use of a physical screen such as the Functional Movement Screen or the Balance Error Scoring System. The main issue with this form of testing is they are subjective and rely on the evaluator’s knowledge of the test and ability to consistently score the subjects being tested as well as being time consuming when performed in mass. Thus, we are looking to answer the question of whether or not a decrease in overall balance scores as measured with the SWAY Balance System correlate with an athlete's predisposition to injury and will an athlete’s balance scores improve after a season of sports participation? Objective: With the rapid acceleration of technology and the requisite for an objective assessment tool in healthcare for assessing patients, there has been a push to find additional methods for assessing injury risk. The technological advancement in tablets/phones and the inclusion of an accelerometer has come to a point that it is comparable to current industry standards. In terms of this project; the intent of using the SWAY Balance System is to evaluate its use as an injury predictor tool. Prior research has validated its ability to measure postural sway in comparison to current instruments now used for assessing a patient’s balance. Design: This experimental study uses a case control design with the SWAY Balance application as an instrument for assessing proprioceptive variance in Division III athletes in their pre- participation evaluations. Methods: Research was conducted in a clinical setting at a CAATE accredited ATEP with four athletic training students and a faculty mentor collecting data. The instruments used were an iPhone or iPad with the SWAY application. The target population was student-athletes that participated in an NCAA Division III winter sport (N=68). All participants were surveyed (demographic and medical history) and baseline data using the SWAY Balance was collected prior to the sport season after receiving participant consent. Participants were retested after sustaining any injuries that resulted in a missed activity session and then weekly until they returned to activity and at the conclusion of the season. Results: The data was analyzed using Pearson’s Correlation, Independent T-Test, and Descriptive statistics with a significance level of 0.05. Sixty-eight participants (72.3%) completed the study. Upon analysis, only a weak correlation (p=.05) was found to be significant between Double Stance score and the occurrence of injury. Conclusion: The SWAY Balance application was able to show some prediction of risk of injury as well as to quantify the improvements in balance an athlete experiences by sport participation. DS TSL TSR SLL Reaction Figure 1. SWAY Balance Testing Procedure SLL Figure 2. SWAY Balance Screen Shots Line Plot of all tests Results TSRDS TSL Reaction The purpose of this study was to determine whether an athlete’s overall balance score had a direct correlation with one’s predisposition to injury and if balance scores improve after a season of sports participation. The hypothesis of the study was that there will be a positive correlation between injuries, balance, and improved balance from athletic participation. Procedures Pre-testing was completed over 3-day period. Tests included:  Surveyed (Demographic and Medical History)  Completed three separate SWAY assessments The six tests involved in the SWAY Balance test: Feet together, left tandem, right tandem, left single leg, right single leg, and simple reaction A total score was calculated across the six exercises and reported for each participant Researchers were each assigned ~ one Division III winter collegiate sport to follow-up post injury testing and end of the season assessment. Subjects  68 (29 female, 39 male) subjects participated Ages ranged from 18-24 years old (average age of 20.5 years) Participants selected from division III winter intercollegiate sports 16 MBB (23.53%); 23 MHOC (33.82%); 14 WBB (20.59%); 15 WHOC (22.06%) Participant Requirements Complete three pre-season tests to establish baseline Complete post-testing within 24 to 72 hours after sport participation Complete mid-season testing only if an injury was sustained that preventing participation in a practice/game Introduction Purpose and Hypothesis Methods Results Summary and Conclusions SLR Group OS DS TSR TSL SLR SLL Reaction All Participants 69.12% 69.12% 48.53% 45.59% 51.47% 58.82% 60.29% Male 69.23% 78.57% 42.86% 28.57% 57.14% 71.43% 85.71% Female 68.97% 60.00% 46.67% 26.67% 33.33% 40% 40% Men’s Basketball 75% 65.23% 56.41% 58.97% 56.41% 61.54% 58.97 % Men’s Ice Hockey 65.22% 68.97% 44.83% 27.59% 44.83% 55.17% 62.07% Women’s Basketball 78.57% 75.00% 56.25% 56.25% 62.50% 68.75% 68.5% Women’s Ice Hockey 60% 78.57% 56.52% 60.87% 52.17% 56.52% 52.17% Table 1. Participant change in balance scores from pre-season to post-season Sway Balance is an FDA-cleared mobile balance testing system that reinvents the way patients and athletes are monitored for signs of balance- related dysfunction. With the rapid acceleration of technology and the need in the healthcare system to have an objective method for assessing patients, there has been a push to find additional methods for assessing their injury risk. The technological advancement in tablets and phones with the inclusion of an accelerometer has come to a point that it is comparable to current industry standards. The Sway Balance System assists in identifying functional limitations and imbalances (not equal on the left and right side of the body) that may predispose an individual to injury. By understanding an athlete’s balance patterns we will be able to identify and quantify potential predisposition for injury in sports/physical activities and recognize preventative strategies that will be most effective in reducing an athlete's risk of injury.  Most physical screen tests such as the Functional Movement Screen or the Balance Error Scoring System are subjective and rely on the evaluator’s knowledge and ability to consistently score the subjects. We would like to thank all of the participating NCAA student-athletes and their medical staff for assisting in data collection. We want to thank and acknowledge the UW–Eau Claire Faculty/Student Research Collaboration program offered by the Office of Research and Sponsored Programs for their assistance and support of this project. Acknowledgments A weak inverse correlation between Double Stance score and the occurrence of injury (P=.05) was found to be significant. Meaning as balance scores increased (improves) the injury rate/occurrence decreased. 12 participants were injured (17.65%) during their respective sport season and missed 1+ practices/games. Due to the small sample size a larger population is needed to increase the chance of possible injuries in order to possibly find a significance with using the SWAY Balance as an injury predictor. As seen in Table #1, all groups showed an improvement in overall balance scores as well as the individual components after participating in an intercollegiate varsity sport. Both men’s and women’s basketball players showed a greater improvement in scores from pre to post-season testing. However their baseline scores were lower compared to the both hockey groups. It was also observed that both basketball groups struggled more with the tests and exhibited weaker hip strength (not tested). There was a concern over the lack of pre-season conditioning thus leading to greater gains in balance that would normally be obtained. The ability to assess an individual’s balance on a regular basis and compare it to a baseline score could assist the healthcare practitioner in assessing the patient’s readiness to return to activity or their performance development. Additional research should focus on lower extremity hip strength both pre and post season in comparison to balance scores and injury occurrences with a larger population. Abstract OS= Overall Score DS= Double leg Stance TSR= Tandem Stance Right TSL= Tandem Stance Left SLR= Single Leg Right SLR= Single Leg Right SLL= Single Leg Left Reaction= Simple Reaction SLR  Kiesel K, Plisky PJ, Voight M. Can serious injury in professional football be predicted by a preseason Functional Movement Screen? North American Journal of Sports Physical Therapy. 2007; 2(3):76-81.  Chorba, R, Chorba, D, Bouillon, L, Overmyer, C, Landis, J. Use of a Functional Mevement Screening tool to determine injury risk in female collegiate athletes. North American Journal of Sports Physical Therapy. 2010; 5(2): 47-54.  O'Connor FG, Deuster PA, Davis J, Pappas CG, Knapik JJ. Functional movement screening: predicting injuries in officer candidates. Medicine and Science in Sports Exercise. 2011;43(12):2224-30.  Wang, HK, Chen, CH, Shiang, TY, Jan MH, Lin, KH. Risk-factor analysis of high school basketball-player ankle injuries: a prospective controlled cohort study evaluating postural sway, ankle strength, and flexibility. Archives of Physical Medicine and Rehabilitation. 2006;87)6):821-5.  Patterson, JA., Amick, RZ., Thummar, TT., Rogers, ME. Validation of measures from the smartphone Sway Balance application: A pilot study. 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