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Dr. Sanjeev Kumar Gothwal
M.Pharm. PhD. (Pharmaceutics)
Associate Professor
Guru Gobind Singh College of Pharmacy
Yamunanagar
Capsules are the solid unit dosage form of
medicament in which the drug(s) is enclosed
in a practically tasteless, hard or soft
container made up of gelatin.
Hard capsules for filling the solid substances,
while soft capsules for the liquid or semisolid
substances.
 Capsules are tasteless, odorless & easily
administered.
They are economical.
They are easy to handle not carry.
They can be filled quickelyand conviently
therfore the physician can change the dose
and combination of drugs.
They can mask the unpleasant odour and
taste of the drugs.
RAW MATERIALS EXAMPLES FUNCTIONS
Gelatin Pharmagel A: Acid
Hydrolysis, pH:4.8-5.2
Pharmagel B: Basic
Hydrolysis, pH:6.5-9.5
The viscosity of the
gelatin solution is used to
control the thicknee of the
films.
Plasticizers Glycerin, Sorbitol,
Propylene Glycol, Sucrose,
Acacia.
Maintaining the shape of
the capsules
Colorants
Flavours (<2%)
Sweeting Agent (<5%)
Titanium dioxide, oxides of
Iron(Black, Red, Yellow)
Ethylvanillin or essential
oils
Sugar
Opacifying agent, For the
bicoloured soft gelatin
capsules Aluminium lakes
are used to prevent the
colour transfer between
rhe two layers of the
capsules.
Preservatives (0.2%) Methyl parabene (4 parts),
propyl parabene (1parts)
To prevent the shell from
microbial contamination
INGRADIENTS EXAMPLES FUNCTIONS
Diluents Diluent has to be added
to bring the medicament
up to the desired bulk.
Protective absorbents To prevent the
absorption of moisture
by hygroscopic substance
Glidants Talc, Magnesium
Stearates
Anti-dusting Compounds
 Some Machines can fill 15,000 to 20,000 capsules per
hour.
 ROTOSORT is a new filled sorting machine sold by
Eli Lily and Company. It can handle up to 150,000
capsules per hour.
 The Eweka KEA dedusting and polishing machine for
hard gelatin capsules moves the capsule between soft
tassels against a prforated plastic steeve, under
vacuum.
Difficulties Descriptions Solutions
Deliquscent or
Hygroscopic Powders
Hygroscopic drugs
absorbs the water from the
gelatin shell, which leads
to brittleness and cracking
of capsule
Using absorbent like
Magnesium Carbonate,
Heavy Magnesiumoxide,
Light Magnesium oxide
Eutectic Mixtures
Whem substances tend to
liquefy or form a pasty
mass on mixing togather,
the formed mixture has a
lowermelting point than
room temperature.
The absorbent used are
Magnesium oxide and
Kaolin is added.
Not preferable of Mgo
both light and heavy due
to forms a very hard
cement.
Addition of Inert
Powder
It is difficult to fill the
small quantity of drug in
capsules
Inert substance or diluents
is added so as toincrease
the bulk of the powder.
Difficulties Descriptions Solutions
Filling of Granular
Powders
Some powder which lack
adhesiveness and most
granular powers are
difficult to fill in the
capsules by punch method
because they are not
compressible.
The non-adhesive
powders should be
monitered with alcohol
and the granular powders
should be reduced to
powder before filling into
cspsules.
Use of two Capsules
To separate the
incompatible ingredients
of the formulation
By placing one of the
ingredients in smaller
capsule and then placing
this smaller capsule into
large capsule.
Liquids Oils and liquids which not
dissolve gelatin may be
filled into hard gelatin
capsules
Used liquids with an
absorbent, viscous liquids
and semisolids are mixed
with an absorbent.
 Soft gelatin capsules are prepared by using sorbitol or
propylene glycol as plasticizer, gelatin and water
which makes it soft and elastic in nature.
 They usually contain a preservatives to prevent the
growth of bacteria and fungi.
 Shapes: Spherical, Ovoid, cylindrical and tubes.
 Spherical capsules are also known as pearls.
 Content of soft capsules may very 0.1-30ml.
 Soft capsules are formed and filled in one continuous
operation on semi-automatic or automatic machine
 Vitamins preparations e.g. Halibut liver oil, Vitamin A
and D and multivitamins are conveniently dispensed
in soft capsules.
 Used for containing eye, ear, nose and throat
preparations.
 Ophthalmic ointments are frequently packed in unit
dose capsules
 Now days soft capsules are also used for packing
cosmetics, flavours and food concentrates.
Ingredients Examples Functions
Opacifiers Titanium dioxide (0-
0.5%)
Opacifying agent
Colours Synthetic, vegetable,
insoluble inorganic and
organic pigments and
lackes.
Colors can be
incorporated into soft
gelatin shells
Water Demineralized water is
used
0.7 and 1.3 parts of water
to each part of dry gelatin,
with a 1:1 ratio being
typical.
Ingredients Examples Functions
Gelatin Low aqueous gelatin
solution, a thin, low
strength shell is produced.
To produce shell with
greater flxibilitiesthan
hardgelatin capsules
Plasticizers Glycerol, Propylene
Glycol and Sorbitol is
used in combination with
Glycerol
Greater the plasticizer
contents the greater the
flexibility of the shell.
Preservatives Potassium Sorbitate and
Mehyl, ethyl and Propyl
hydroxy benzoate
The free content of water
in shell is too low to
support the growth of
microorganism.
Enteric Treatment Cellulose Acetate
phthalate (4%)
Enteric properties can be
imparted tosoft gelatin
shells.
Ingredients Examples Functions
Gelatin Low aqueous gelatin
solution, a thin, low
strength shell is produced.
To produce shell with
greater flxibilitiesthan
hardgelatin capsules
Plasticizers Glycerol, Propylene
Glycol and Sorbitol is
used in combination with
Glycerol
Greater the plasticizer
contents the greater the
flexibility of the shell.
Preservatives Potassium Sorbitate and
Mehyl, ethyl and Propyl
hydroxy benzoate
The free content of water
in shell is too low to
support the growth of
microorganism.
Enteric Treatment Cellulose Acetate
phthalate (4%)
Enteric properties can be
imparted tosoft gelatin
shells.
Microencapsulation is a process of applying
relatively thin coating of small particles of
solids or droplets of liquids and dispersion of
size upto 5000 microns.
For masking the unplesant taste.
Stabilization to Oxidation.
Reduction of Volatility.
Conversion of liquid to solid.
Reduce gastric irritation
To formulate sustatined release formulations
Sr.
No.
Process of
Microencapsulation
Applicable core
material
Approximate
particle size
(µm)
1. Air Suspension Solids 35-5000
2. Coacervation- Phase
Separation
Solids & Liquids 2-5000
3. Multiorifice centrifugal Solids & Liquids 1-5000
4. Pan coating Solids 600-5000
5. Solvent Evaporation Solids & Liquids 5-5000
6. Spray drying & Congealing Solids & Liquids 600
Sr.
No.
Water Soluble Materials Sr.
No.
Water Insoluble Materials
1. Gelatin, Gum Arabic 1. Ethyl Cellulose
2. Starch, Arbinogalactan 2. Polyethylene
3. Poly Vinyl Pyrrolidone 3. Polymethacrylate
4. Hydroxethyl Cellulose 4. Polyamide Cellulose Nitrate
( Nylon)
5. Polyvinyl Alcohol 5. Pply (ethylne-vinyl-acetate)
6. Polyacrylic Acid 6. Poly (lactic-co-glycolide)
Sr.
No.
Waxes and Lipids Sr.
No.
Enteric Coating Materials
1. Paraffin wax 1. Shellac
2. Carnauba wax 2. Cellulose Acetate Phthalate
3. Spermaceti 3. Zein
4. Beeswax
5. Stearic Acid,
6. Stearyl Alcohol
7. Glyceryl Stearate
THE PROCESS CONSIST OF 3 STEPS
1. Formation of three immiscible chemical
phase:- a. liquid manufacturing vehicle
b. core material phase
c. coating material phase
2. Deposition of coating an core material
3. Rigidization of coating
1. Coating material+volatile solvent which is
immiscible with the (LMVP)
2. Core material dispersed in coating polymer
solution with agitation
3. Corecoating materila mixture is dispersed in
LMVP to obtain desired size miroencapsules
 Dispersing the core material in a liquified
coating substance and spraying the core-coating
mixture into some environmental condition.
 Coating solidification is accomplished by rapid
evaporation in which coating material is
dissolved
 Dispersing the core material in a liquified
coating substance.
Coating solidification is effected by thermally
congealing a molten coating (spraying hot
mixture into cool air stream).
 The coating is applied as solution,or asan
atomized spray to the desired solid core material
in a coating pan.
To remove the coating solvent warm air is passed
over coated materials.
Most widely used for controlled relesase beads.
 This involves the formation of protective
microcapsule coating in-situ.
A interface is existing between the core material
and continuous phase in which the core material
is dispersed.
Continuous phase is usually a liquid or gas.
Polymerization reaction occur at following
interfaces
Liquid-Liquid
Liquid-Gas
Solid-Liquid
Solid-Gas
Mechanical process for producing microcapsule
that utilizes centrifugal forces to hurl a core
material particle through an enveloping
microencapsulation membrane.
 Pressurized dosage forms.
Contaning one or more active ingredients.
Actuation emit a fine dispersion of liquid and
or solid materials in gaseous medium.
Use of gaseous propellants which forces the
contents of the package out through opening of
the valve.
Components Examples Functions
Chlorofluoro
Hydrocrbons
(CFC)
Propellant
Trichlormonofluoromethane(011),
Dichlorodifluoromethane(012),
Dichlorotetrafluoromethane (114)
To produce pressure to
expell the medicament.
*Responsible for the
depletion of ozone layer
of atomsphere
Hydrocarbon
Propellant
n-butane, isobutane and pantane Ability to dissolve
medicament, stable,lack
odour, low cost,
immiscible with water
Compressed
Gas Propellant
Nitrous Oxide , Carbon dioxide,
Nitrogen
Tomaintain the pressure
of the propellant after
actuation
 Liquified gas system.
Two phase system or solution system
Three phase system: aqueous solution of active ingredient, liquid
propellant, vaporised propellant.
 Continuous spray valve has following components:
Ferrule or mounting cap to attach valve to container.
Valve housing having opening between 0.033-0.20 cm at a point
of attachment to dip tube.
Gasket to provide a seal between valve and container.
Spring helps to return the valve to the closed position after
actuation.
Dip tube made upto of polyethylene or polypropylene having
diameter between 3-3.2 mm. Its bring formulation from
container upto valve.
Stem is pressed the product is emitted from the container.
Actuator alloweasy opening and closing of the valve. To produce
spray aerosol mechanical break up actuatorare used.
Semisolids are delivered usingactuator with large orifice.
Sr.
No.
Cold Filling Pressure Filling
1. Low temperature range -34ºC
to -40ºC
The product concentrate is
added to container at room
temperature
2. The product concentrate is
chilled and added to open
container
3. A valve is then crimped into
places.
A valve is then crimped into
places.
4. Container passed through a
heated test bath forleakage and
container strength
Propellant is added under
pressure through the valve
stem
5. Not Suitable for aqueous
products or adversely affected
by low temperatures.
Can be used for all types of
aerosols
Sr.
No.
Material Functions
1. Tin-plated steel It is light inexpensive and durable
2. Stainless Steel Resistant to corrosionand no coating is
required, expensive, with stand high
pressure
3. Aluminium More resistant to corrosion, made by
extrusion process
4. Glass Often coated with plastic, transparent,
virtually inert.
5. Plastic Not widely used for containing
polyethylenetetraphthalate PET
Sr.
No.
Evaluation Tests Functions
1. Particle Size
Determination
Particle Size Microscopy,Cascade
Impaction (0.2-20µm), Light Scattering
Experiment (0.1-20µm) monitored by
Photodetector
2. Physicochemical
Properties
Vapour Pressure by container puncturing
device.
Density of aerosol by hydrometer and
pycnometer
Moisture content by Karl Fischer method
3. Aerosol Performance
Test
•Measuring Content of container usually by
weighing before and after filling
•Check the leakage in container
•Rate of discharge through the valve
•Pattern of spray

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Capsules and Microencapsulation Techniques

  • 1. Dr. Sanjeev Kumar Gothwal M.Pharm. PhD. (Pharmaceutics) Associate Professor Guru Gobind Singh College of Pharmacy Yamunanagar
  • 2. Capsules are the solid unit dosage form of medicament in which the drug(s) is enclosed in a practically tasteless, hard or soft container made up of gelatin. Hard capsules for filling the solid substances, while soft capsules for the liquid or semisolid substances.
  • 3.  Capsules are tasteless, odorless & easily administered. They are economical. They are easy to handle not carry. They can be filled quickelyand conviently therfore the physician can change the dose and combination of drugs. They can mask the unpleasant odour and taste of the drugs.
  • 4. RAW MATERIALS EXAMPLES FUNCTIONS Gelatin Pharmagel A: Acid Hydrolysis, pH:4.8-5.2 Pharmagel B: Basic Hydrolysis, pH:6.5-9.5 The viscosity of the gelatin solution is used to control the thicknee of the films. Plasticizers Glycerin, Sorbitol, Propylene Glycol, Sucrose, Acacia. Maintaining the shape of the capsules Colorants Flavours (<2%) Sweeting Agent (<5%) Titanium dioxide, oxides of Iron(Black, Red, Yellow) Ethylvanillin or essential oils Sugar Opacifying agent, For the bicoloured soft gelatin capsules Aluminium lakes are used to prevent the colour transfer between rhe two layers of the capsules. Preservatives (0.2%) Methyl parabene (4 parts), propyl parabene (1parts) To prevent the shell from microbial contamination
  • 5. INGRADIENTS EXAMPLES FUNCTIONS Diluents Diluent has to be added to bring the medicament up to the desired bulk. Protective absorbents To prevent the absorption of moisture by hygroscopic substance Glidants Talc, Magnesium Stearates Anti-dusting Compounds
  • 6.  Some Machines can fill 15,000 to 20,000 capsules per hour.  ROTOSORT is a new filled sorting machine sold by Eli Lily and Company. It can handle up to 150,000 capsules per hour.  The Eweka KEA dedusting and polishing machine for hard gelatin capsules moves the capsule between soft tassels against a prforated plastic steeve, under vacuum.
  • 7. Difficulties Descriptions Solutions Deliquscent or Hygroscopic Powders Hygroscopic drugs absorbs the water from the gelatin shell, which leads to brittleness and cracking of capsule Using absorbent like Magnesium Carbonate, Heavy Magnesiumoxide, Light Magnesium oxide Eutectic Mixtures Whem substances tend to liquefy or form a pasty mass on mixing togather, the formed mixture has a lowermelting point than room temperature. The absorbent used are Magnesium oxide and Kaolin is added. Not preferable of Mgo both light and heavy due to forms a very hard cement. Addition of Inert Powder It is difficult to fill the small quantity of drug in capsules Inert substance or diluents is added so as toincrease the bulk of the powder.
  • 8. Difficulties Descriptions Solutions Filling of Granular Powders Some powder which lack adhesiveness and most granular powers are difficult to fill in the capsules by punch method because they are not compressible. The non-adhesive powders should be monitered with alcohol and the granular powders should be reduced to powder before filling into cspsules. Use of two Capsules To separate the incompatible ingredients of the formulation By placing one of the ingredients in smaller capsule and then placing this smaller capsule into large capsule. Liquids Oils and liquids which not dissolve gelatin may be filled into hard gelatin capsules Used liquids with an absorbent, viscous liquids and semisolids are mixed with an absorbent.
  • 9.  Soft gelatin capsules are prepared by using sorbitol or propylene glycol as plasticizer, gelatin and water which makes it soft and elastic in nature.  They usually contain a preservatives to prevent the growth of bacteria and fungi.  Shapes: Spherical, Ovoid, cylindrical and tubes.  Spherical capsules are also known as pearls.  Content of soft capsules may very 0.1-30ml.  Soft capsules are formed and filled in one continuous operation on semi-automatic or automatic machine
  • 10.  Vitamins preparations e.g. Halibut liver oil, Vitamin A and D and multivitamins are conveniently dispensed in soft capsules.  Used for containing eye, ear, nose and throat preparations.  Ophthalmic ointments are frequently packed in unit dose capsules  Now days soft capsules are also used for packing cosmetics, flavours and food concentrates.
  • 11. Ingredients Examples Functions Opacifiers Titanium dioxide (0- 0.5%) Opacifying agent Colours Synthetic, vegetable, insoluble inorganic and organic pigments and lackes. Colors can be incorporated into soft gelatin shells Water Demineralized water is used 0.7 and 1.3 parts of water to each part of dry gelatin, with a 1:1 ratio being typical.
  • 12. Ingredients Examples Functions Gelatin Low aqueous gelatin solution, a thin, low strength shell is produced. To produce shell with greater flxibilitiesthan hardgelatin capsules Plasticizers Glycerol, Propylene Glycol and Sorbitol is used in combination with Glycerol Greater the plasticizer contents the greater the flexibility of the shell. Preservatives Potassium Sorbitate and Mehyl, ethyl and Propyl hydroxy benzoate The free content of water in shell is too low to support the growth of microorganism. Enteric Treatment Cellulose Acetate phthalate (4%) Enteric properties can be imparted tosoft gelatin shells.
  • 13. Ingredients Examples Functions Gelatin Low aqueous gelatin solution, a thin, low strength shell is produced. To produce shell with greater flxibilitiesthan hardgelatin capsules Plasticizers Glycerol, Propylene Glycol and Sorbitol is used in combination with Glycerol Greater the plasticizer contents the greater the flexibility of the shell. Preservatives Potassium Sorbitate and Mehyl, ethyl and Propyl hydroxy benzoate The free content of water in shell is too low to support the growth of microorganism. Enteric Treatment Cellulose Acetate phthalate (4%) Enteric properties can be imparted tosoft gelatin shells.
  • 14. Microencapsulation is a process of applying relatively thin coating of small particles of solids or droplets of liquids and dispersion of size upto 5000 microns.
  • 15. For masking the unplesant taste. Stabilization to Oxidation. Reduction of Volatility. Conversion of liquid to solid. Reduce gastric irritation To formulate sustatined release formulations
  • 16. Sr. No. Process of Microencapsulation Applicable core material Approximate particle size (µm) 1. Air Suspension Solids 35-5000 2. Coacervation- Phase Separation Solids & Liquids 2-5000 3. Multiorifice centrifugal Solids & Liquids 1-5000 4. Pan coating Solids 600-5000 5. Solvent Evaporation Solids & Liquids 5-5000 6. Spray drying & Congealing Solids & Liquids 600
  • 17. Sr. No. Water Soluble Materials Sr. No. Water Insoluble Materials 1. Gelatin, Gum Arabic 1. Ethyl Cellulose 2. Starch, Arbinogalactan 2. Polyethylene 3. Poly Vinyl Pyrrolidone 3. Polymethacrylate 4. Hydroxethyl Cellulose 4. Polyamide Cellulose Nitrate ( Nylon) 5. Polyvinyl Alcohol 5. Pply (ethylne-vinyl-acetate) 6. Polyacrylic Acid 6. Poly (lactic-co-glycolide)
  • 18. Sr. No. Waxes and Lipids Sr. No. Enteric Coating Materials 1. Paraffin wax 1. Shellac 2. Carnauba wax 2. Cellulose Acetate Phthalate 3. Spermaceti 3. Zein 4. Beeswax 5. Stearic Acid, 6. Stearyl Alcohol 7. Glyceryl Stearate
  • 19. THE PROCESS CONSIST OF 3 STEPS 1. Formation of three immiscible chemical phase:- a. liquid manufacturing vehicle b. core material phase c. coating material phase 2. Deposition of coating an core material 3. Rigidization of coating
  • 20. 1. Coating material+volatile solvent which is immiscible with the (LMVP) 2. Core material dispersed in coating polymer solution with agitation 3. Corecoating materila mixture is dispersed in LMVP to obtain desired size miroencapsules
  • 21.  Dispersing the core material in a liquified coating substance and spraying the core-coating mixture into some environmental condition.  Coating solidification is accomplished by rapid evaporation in which coating material is dissolved
  • 22.  Dispersing the core material in a liquified coating substance. Coating solidification is effected by thermally congealing a molten coating (spraying hot mixture into cool air stream).
  • 23.  The coating is applied as solution,or asan atomized spray to the desired solid core material in a coating pan. To remove the coating solvent warm air is passed over coated materials. Most widely used for controlled relesase beads.
  • 24.  This involves the formation of protective microcapsule coating in-situ. A interface is existing between the core material and continuous phase in which the core material is dispersed. Continuous phase is usually a liquid or gas. Polymerization reaction occur at following interfaces Liquid-Liquid Liquid-Gas Solid-Liquid Solid-Gas
  • 25. Mechanical process for producing microcapsule that utilizes centrifugal forces to hurl a core material particle through an enveloping microencapsulation membrane.
  • 26.  Pressurized dosage forms. Contaning one or more active ingredients. Actuation emit a fine dispersion of liquid and or solid materials in gaseous medium. Use of gaseous propellants which forces the contents of the package out through opening of the valve.
  • 27. Components Examples Functions Chlorofluoro Hydrocrbons (CFC) Propellant Trichlormonofluoromethane(011), Dichlorodifluoromethane(012), Dichlorotetrafluoromethane (114) To produce pressure to expell the medicament. *Responsible for the depletion of ozone layer of atomsphere Hydrocarbon Propellant n-butane, isobutane and pantane Ability to dissolve medicament, stable,lack odour, low cost, immiscible with water Compressed Gas Propellant Nitrous Oxide , Carbon dioxide, Nitrogen Tomaintain the pressure of the propellant after actuation
  • 28.  Liquified gas system. Two phase system or solution system Three phase system: aqueous solution of active ingredient, liquid propellant, vaporised propellant.  Continuous spray valve has following components: Ferrule or mounting cap to attach valve to container. Valve housing having opening between 0.033-0.20 cm at a point of attachment to dip tube. Gasket to provide a seal between valve and container. Spring helps to return the valve to the closed position after actuation. Dip tube made upto of polyethylene or polypropylene having diameter between 3-3.2 mm. Its bring formulation from container upto valve. Stem is pressed the product is emitted from the container. Actuator alloweasy opening and closing of the valve. To produce spray aerosol mechanical break up actuatorare used. Semisolids are delivered usingactuator with large orifice.
  • 29. Sr. No. Cold Filling Pressure Filling 1. Low temperature range -34ºC to -40ºC The product concentrate is added to container at room temperature 2. The product concentrate is chilled and added to open container 3. A valve is then crimped into places. A valve is then crimped into places. 4. Container passed through a heated test bath forleakage and container strength Propellant is added under pressure through the valve stem 5. Not Suitable for aqueous products or adversely affected by low temperatures. Can be used for all types of aerosols
  • 30. Sr. No. Material Functions 1. Tin-plated steel It is light inexpensive and durable 2. Stainless Steel Resistant to corrosionand no coating is required, expensive, with stand high pressure 3. Aluminium More resistant to corrosion, made by extrusion process 4. Glass Often coated with plastic, transparent, virtually inert. 5. Plastic Not widely used for containing polyethylenetetraphthalate PET
  • 31. Sr. No. Evaluation Tests Functions 1. Particle Size Determination Particle Size Microscopy,Cascade Impaction (0.2-20µm), Light Scattering Experiment (0.1-20µm) monitored by Photodetector 2. Physicochemical Properties Vapour Pressure by container puncturing device. Density of aerosol by hydrometer and pycnometer Moisture content by Karl Fischer method 3. Aerosol Performance Test •Measuring Content of container usually by weighing before and after filling •Check the leakage in container •Rate of discharge through the valve •Pattern of spray