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Environmental Compliance:
Section 106
and
NEPA
Federal Communications Commission
Environmental Compliance
&
FCC Licensees/Applicants
• Environmental Compliance obligations rest on the
FCC as a federal agency
• The FCC’s rules impose enforceable duties on
licensees and applicants in order to ensure that the
FCC complies with its legal obligations
• These duties on applicants are part of the FCC’s
environmental rules, 47 C.F.R. §§ 1.1301-1.1319
• The “Project” is the tower, fence, equipment sheds,
access roads, power and fiber connections, and
other related aspects of the tower
Reminders for Licensees
• The height or design of the tower is not
relevant in determining that a proposed
tower is subject to the NEPA and Section
106 process
• The grant of a license is not permission to
construct
• Form 601; environmental question answer
as “no” does not permit the construction of
a tower without NEPA or Section 106 review
Environmental ComplianceEnvironmental Compliance
at the FCCat the FCC
•• Section 106 of the NHPASection 106 of the NHPA
•• NEPANEPA

•• ESAESA
•• Migratory BirdsMigratory Birds
• Wetlands
• Flood Plains
NHPA
• Created the National Register of Historic
Places
• Created the Advisory Council on Historic
Preservation (ACHP)
• Required Historic Preservation Programs in
each agency and an FPO
• Established State Historic Preservation
Officers –SHPOs
• Established Tribal Historic Preservation
Officers – THPOs
Section 106
• Section 106 of the NHPA requires federal
agencies to consider the effect of federal
undertakings on properties included or
eligible for inclusion in the National
Register
• The NHPA defines an undertaking to
include, among other things, projects
“requiring a Federal permit, license, or
approval”
• The FCC has consistently treated tower
construction as an “undertaking” under the
NHPA due to its relation to licensing and
antenna structure registration
Section 106 Process
• ACHP delegation letter allows
applicants/consultants to prepare reports
and contact SHPOs, Tribes, and consulting
parties during the review process
• FCC Section 106 Process is described in the
two programmatic agreements; the
collocation agreement and the NPA
• Confirms that licensees, applicants, and their
authorized representatives may act on FCC’s behalf
to initiate process, identify properties, and assess
effects
• Does not require Tribes to consult with or provide
information to applicants
• If you need assistance with this part of the process,
contact the FCC. Please don’t wait until the last
minute to contact us
ACHP Delegation Memo
FCC Programmatic Agreements
Collocation AgreementCollocation Agreement
Excludes most antennas placed on existing towers and
existing non-tower structures from routine NHPA review
Remains in effect for collocations within its terms
Nationwide Programmatic Agreement
Additional exclusions from Section 106 review
Clarifies and streamlines processes
Does not require new survey for historic
properties
Does require Tribal assistance to identify
Tribal religious and cultural sites
Clarifies roles and obligations of parties
Standardized forms
Rules made binding and enforceable on
applicants
FCC Programmatic Agreements
Towers
on
Federal Land and Reservations
• NPA does not apply on Federal land
• Always consult with FCC when a project is
on a mix of Federal and private land
• NPA does not apply on Tribal land
• Always consult with FCC and Tribe when
constructing towers on private land
within the bounds of a Reservation
Tribal Religious and CulturalTribal Religious and Cultural
SitesSites
•• The FCC FPO, and our licensees, do not need toThe FCC FPO, and our licensees, do not need to
know why a site has religious or culturalknow why a site has religious or cultural
significance to a Tribesignificance to a Tribe
•• The FCC FPO expects that the site identificationThe FCC FPO expects that the site identification
will involve a recognized Tribal Elderwill involve a recognized Tribal Elder
•• For Section 106 purposes, the Tribe should provideFor Section 106 purposes, the Tribe should provide
a boundary or area for the site so that oura boundary or area for the site so that our
licensees can avoid the sitelicensees can avoid the site
•• Tribes, and SHPOs, may request an expanded APETribes, and SHPOs, may request an expanded APE
Tower Owners and Carriers
• The entity constructing facilities (tower or antennas)
must comply with the FCC’s environmental rules
• Antenna collocations may be excluded from Section
106 review under the Collocation Agreement
• Collocation on a tower constructed after 3/16/01 is
not excluded if the tower did not complete Section
106 review
• Collocation on a tower constructed before 3/16/01
is ordinarily excluded unless a complaint is pending
or the tower has been found to have an adverse
effect. However, the tower itself may still be subject
to future complaints
Tower Construction Notification
System - TCNS
• Voluntary system to facilitate identification of and
contact with potentially affected Tribes
• Tribes and NHOs designate geographic areas of
interest
• Basic information supplied by applicant
automatically forwarded to interested Tribes
• Tribal response informs applicant whether it is
interested in further participation
• Does not substitute for Section 106 process or
government-to-government consultation unless
Tribe disclaims interest
E-Section 106
Electronic Notifications
• Notification of New Section 106 Filing
• Notification of actions taken by
SHPO/THPO
• Notification of FCC initiation of review and
any actions taken by FCC
• Notification of ACHP participation and
recommendations
• Notification of updates to filings and other
actions taken by Applicant/Consultants
FCC Administration
• Ultimately responsible for compliance with
Section 106
• Establish and enforce rules binding on
licensees and applicants to ensure FCC
compliance
• Negotiate policies and processes with ACHP,
SHPOs, and Tribes
• Government-to-government consultation
where Tribal concerns are not resolved
consensually
• Resolve adverse effects and disputed cases
• FCC staff includes communications
attorneys, engineers, and the Federal
Preservation Officer
Environmental Compliance:
Other Laws and Regulations
• National Environmental Policy Act (NEPA)
• Endangered Species Act
• Army Corps of Engineers Wetlands
• FEMA Flood Plains
• Towers on Federal Land require other
agency permits with that agency taking the
lead on environmental compliance
Adverse EffectsAdverse Effects
andand
Historic PropertiesHistoric Properties
•• When an adverse effect is recommended and theWhen an adverse effect is recommended and the
SHPO and/or the THPO concurs, the applicantSHPO and/or the THPO concurs, the applicant
must notify the FCC and the ACHPmust notify the FCC and the ACHP
•• An adverse effect does not stop a projectAn adverse effect does not stop a project
•• To go forward, the applicant must submit anTo go forward, the applicant must submit an
alternatives analysis and a mitigation planalternatives analysis and a mitigation plan
Conditional No Adverse EffectsConditional No Adverse Effects
•• Permitted under FCC rules and thePermitted under FCC rules and the
NPANPA
•• Permits the SHPO toPermits the SHPO to ““conditioncondition”” thethe
recommendation for a no adverserecommendation for a no adverse
effect by requesting certain steps toeffect by requesting certain steps to
reduce or element the adverse effectreduce or element the adverse effect
•• Use of this option does not require anUse of this option does not require an
MOA or EAMOA or EA
Useful Web Sites
• http://wireless.fcc.gov/siting/environment_
compliance.html
• http://wireless.fcc.gov/siting/historic_pres
ervation.html
• http://wireless.fcc.gov/siting/environment
al-assessment.html
• http://wireless.fcc.gov/outreach/index.htm
?job=tower_notification
• http://www.fcc.gov/indians/

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FCC Environmental Compliance for Wireless Projects

  • 2. Environmental Compliance & FCC Licensees/Applicants • Environmental Compliance obligations rest on the FCC as a federal agency • The FCC’s rules impose enforceable duties on licensees and applicants in order to ensure that the FCC complies with its legal obligations • These duties on applicants are part of the FCC’s environmental rules, 47 C.F.R. §§ 1.1301-1.1319 • The “Project” is the tower, fence, equipment sheds, access roads, power and fiber connections, and other related aspects of the tower
  • 3. Reminders for Licensees • The height or design of the tower is not relevant in determining that a proposed tower is subject to the NEPA and Section 106 process • The grant of a license is not permission to construct • Form 601; environmental question answer as “no” does not permit the construction of a tower without NEPA or Section 106 review
  • 4. Environmental ComplianceEnvironmental Compliance at the FCCat the FCC •• Section 106 of the NHPASection 106 of the NHPA •• NEPANEPA  •• ESAESA •• Migratory BirdsMigratory Birds • Wetlands • Flood Plains
  • 5. NHPA • Created the National Register of Historic Places • Created the Advisory Council on Historic Preservation (ACHP) • Required Historic Preservation Programs in each agency and an FPO • Established State Historic Preservation Officers –SHPOs • Established Tribal Historic Preservation Officers – THPOs
  • 6. Section 106 • Section 106 of the NHPA requires federal agencies to consider the effect of federal undertakings on properties included or eligible for inclusion in the National Register • The NHPA defines an undertaking to include, among other things, projects “requiring a Federal permit, license, or approval” • The FCC has consistently treated tower construction as an “undertaking” under the NHPA due to its relation to licensing and antenna structure registration
  • 7. Section 106 Process • ACHP delegation letter allows applicants/consultants to prepare reports and contact SHPOs, Tribes, and consulting parties during the review process • FCC Section 106 Process is described in the two programmatic agreements; the collocation agreement and the NPA
  • 8. • Confirms that licensees, applicants, and their authorized representatives may act on FCC’s behalf to initiate process, identify properties, and assess effects • Does not require Tribes to consult with or provide information to applicants • If you need assistance with this part of the process, contact the FCC. Please don’t wait until the last minute to contact us ACHP Delegation Memo
  • 9. FCC Programmatic Agreements Collocation AgreementCollocation Agreement Excludes most antennas placed on existing towers and existing non-tower structures from routine NHPA review Remains in effect for collocations within its terms
  • 10. Nationwide Programmatic Agreement Additional exclusions from Section 106 review Clarifies and streamlines processes Does not require new survey for historic properties Does require Tribal assistance to identify Tribal religious and cultural sites Clarifies roles and obligations of parties Standardized forms Rules made binding and enforceable on applicants FCC Programmatic Agreements
  • 11. Towers on Federal Land and Reservations • NPA does not apply on Federal land • Always consult with FCC when a project is on a mix of Federal and private land • NPA does not apply on Tribal land • Always consult with FCC and Tribe when constructing towers on private land within the bounds of a Reservation
  • 12. Tribal Religious and CulturalTribal Religious and Cultural SitesSites •• The FCC FPO, and our licensees, do not need toThe FCC FPO, and our licensees, do not need to know why a site has religious or culturalknow why a site has religious or cultural significance to a Tribesignificance to a Tribe •• The FCC FPO expects that the site identificationThe FCC FPO expects that the site identification will involve a recognized Tribal Elderwill involve a recognized Tribal Elder •• For Section 106 purposes, the Tribe should provideFor Section 106 purposes, the Tribe should provide a boundary or area for the site so that oura boundary or area for the site so that our licensees can avoid the sitelicensees can avoid the site •• Tribes, and SHPOs, may request an expanded APETribes, and SHPOs, may request an expanded APE
  • 13. Tower Owners and Carriers • The entity constructing facilities (tower or antennas) must comply with the FCC’s environmental rules • Antenna collocations may be excluded from Section 106 review under the Collocation Agreement • Collocation on a tower constructed after 3/16/01 is not excluded if the tower did not complete Section 106 review • Collocation on a tower constructed before 3/16/01 is ordinarily excluded unless a complaint is pending or the tower has been found to have an adverse effect. However, the tower itself may still be subject to future complaints
  • 14. Tower Construction Notification System - TCNS • Voluntary system to facilitate identification of and contact with potentially affected Tribes • Tribes and NHOs designate geographic areas of interest • Basic information supplied by applicant automatically forwarded to interested Tribes • Tribal response informs applicant whether it is interested in further participation • Does not substitute for Section 106 process or government-to-government consultation unless Tribe disclaims interest
  • 15. E-Section 106 Electronic Notifications • Notification of New Section 106 Filing • Notification of actions taken by SHPO/THPO • Notification of FCC initiation of review and any actions taken by FCC • Notification of ACHP participation and recommendations • Notification of updates to filings and other actions taken by Applicant/Consultants
  • 16. FCC Administration • Ultimately responsible for compliance with Section 106 • Establish and enforce rules binding on licensees and applicants to ensure FCC compliance • Negotiate policies and processes with ACHP, SHPOs, and Tribes • Government-to-government consultation where Tribal concerns are not resolved consensually • Resolve adverse effects and disputed cases • FCC staff includes communications attorneys, engineers, and the Federal Preservation Officer
  • 17. Environmental Compliance: Other Laws and Regulations • National Environmental Policy Act (NEPA) • Endangered Species Act • Army Corps of Engineers Wetlands • FEMA Flood Plains • Towers on Federal Land require other agency permits with that agency taking the lead on environmental compliance
  • 18. Adverse EffectsAdverse Effects andand Historic PropertiesHistoric Properties •• When an adverse effect is recommended and theWhen an adverse effect is recommended and the SHPO and/or the THPO concurs, the applicantSHPO and/or the THPO concurs, the applicant must notify the FCC and the ACHPmust notify the FCC and the ACHP •• An adverse effect does not stop a projectAn adverse effect does not stop a project •• To go forward, the applicant must submit anTo go forward, the applicant must submit an alternatives analysis and a mitigation planalternatives analysis and a mitigation plan
  • 19. Conditional No Adverse EffectsConditional No Adverse Effects •• Permitted under FCC rules and thePermitted under FCC rules and the NPANPA •• Permits the SHPO toPermits the SHPO to ““conditioncondition”” thethe recommendation for a no adverserecommendation for a no adverse effect by requesting certain steps toeffect by requesting certain steps to reduce or element the adverse effectreduce or element the adverse effect •• Use of this option does not require anUse of this option does not require an MOA or EAMOA or EA
  • 20. Useful Web Sites • http://wireless.fcc.gov/siting/environment_ compliance.html • http://wireless.fcc.gov/siting/historic_pres ervation.html • http://wireless.fcc.gov/siting/environment al-assessment.html • http://wireless.fcc.gov/outreach/index.htm ?job=tower_notification • http://www.fcc.gov/indians/