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Clinical Trial Process: An
Overview
John O. Naim, Ph.D.
Director, Clinical Trials Research
Unit
West Virginia University
Mary Babb Randolph Cancer Center
What Is a Clinical Trial?
 Effectiveness of intervention to treat a
disease
 Safety of a new drug
 Defining dose administration
 Testing drug formulation
 Exploring combination therapies
 Evaluating effect of therapies on quality of
life
Types of Clinical Trials
 Treatment
– Test new approaches to treat a disease
 Prevention
– What approaches can prevent disease
 Early-detection/screening
– What are new ways to find hidden disease
 Diagnostic
– How can new tests or procedures ID disease
Phases of Drug Development
Phase 1 Phase 2 Phase 3 Phase 4
No. of
Participants
15-30 <100 100 to
thousands
Several
hundreds to
several
thousands
Purpose First in
humans
Find safe
dose
Determine
efficacy
Compare
new agent
with
standard
treatment
Post –market
Long-term
safety and
efficacy
Who are the Players?
 Human Subject Volunteers
 Physician Investigators
 Research Nurses
 Pharmacists
 Lab Techs
 Social Workers
 Data Managers
Research Protocol: Roadmap
 Detailed Research Plan that Includes:
– Objectives
– Background and Rationale
– Subject Selection Criteria
– Treatment Plan
– Study Procedures
– Response Evaluation Criteria
– Statistical Section
Human Research is Highly
Regulated
 Code of Federal Regulations (CFR)
– Title 21- Food and Drugs
» Part 50 Informed Consent
» Part 56 IRB
» Part 312 IND
» Part 314 NDA
» Part 600, 6001 Biologics
» Part 812, 813, 814 Medical Devices
– Title 45- Public Welfare
» Part 46 (subparts B, C, D) DHHS, Protection of Human subjects
What About International
Regulation?
 E6 Good Clinical Practice (GCP):
Consolidated Guidance
– International ethical and scientific quality
standard for designing, conducting, recording
and reporting trial results.
Why is Human Research Highly
Regulated?
 Past transgressions lead to the need for laws
that protect the rights and welfare of human
subjects.
– Nuremberg Doctors Trial of 1946 (Nuremberg Code)
– Thalidomide Tragedy (Kefauver-Harris Amendment)
– Tuskegee Experiments (Belmont Report)
– Human Radiation Experiments
– Gene Transfer Experiment
Informed Consent
 Learning the key facts about a trial before
deciding whether to participate.
– Research study purpose
– Risks/Benefits
– Alternative treatments
– Confidentiality of records
– Medical treatment available if injury occurs
– Whom to contact for answers to questions
– Statement that participation is voluntary
Institutional Review Board
(IRB)
 All clinical trials must be approved and
monitored by an IRB.
 IRB is an independent committee of
physicians, nurses, statisticians, community
advocates and others.
 The function of the IRB is to ensure that a
clinical trial is ethical and the rights welfare
of study participants are protected.
Patient Recruitment Challenge
 Poor patient recruitment is the number one
reason that trials fail.
 Only 3 to 5 percent of newly diagnosed
adult cancer patients participate in a clinical
trial.
 Reasons for this relatively low number are
many.
Recruitment Strategies
 Physician trust and contact
 Study staff contact
 Speaking to community groups
 Newspaper and radio Ads
 Internet websites
 Physician referrals
Subject Data Collection
 Data is collected on case report forms
(CRF)
 Much of clinical data is taken from the
subjects medical record (source documents)
 Pharmaceutical and device trials, data is
verified by multiple players
Serious Adverse Events
 Events that results in any of the following:
– Death or life-threatening
– Hospitalization or prolonged hospitalization
– Persistent or significant disability/incapacity
– Congenital anomaly/birth defect
 Events that are serious, unexpected, and
related or possibly related to participation in
the research must be reported to the
Sponsor, FDA and IRB in a timely manner.
Clinical Trial End Product
 Ideal: Unambiguous conclusion regarding
the clinical outcome of the test
treatment/device.
 Always strive for the ideal, but in most
cases have to settle for the best comprise.

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Soil_ Erosion.ppt

  • 1. Clinical Trial Process: An Overview John O. Naim, Ph.D. Director, Clinical Trials Research Unit West Virginia University Mary Babb Randolph Cancer Center
  • 2. What Is a Clinical Trial?  Effectiveness of intervention to treat a disease  Safety of a new drug  Defining dose administration  Testing drug formulation  Exploring combination therapies  Evaluating effect of therapies on quality of life
  • 3. Types of Clinical Trials  Treatment – Test new approaches to treat a disease  Prevention – What approaches can prevent disease  Early-detection/screening – What are new ways to find hidden disease  Diagnostic – How can new tests or procedures ID disease
  • 4. Phases of Drug Development Phase 1 Phase 2 Phase 3 Phase 4 No. of Participants 15-30 <100 100 to thousands Several hundreds to several thousands Purpose First in humans Find safe dose Determine efficacy Compare new agent with standard treatment Post –market Long-term safety and efficacy
  • 5. Who are the Players?  Human Subject Volunteers  Physician Investigators  Research Nurses  Pharmacists  Lab Techs  Social Workers  Data Managers
  • 6. Research Protocol: Roadmap  Detailed Research Plan that Includes: – Objectives – Background and Rationale – Subject Selection Criteria – Treatment Plan – Study Procedures – Response Evaluation Criteria – Statistical Section
  • 7. Human Research is Highly Regulated  Code of Federal Regulations (CFR) – Title 21- Food and Drugs » Part 50 Informed Consent » Part 56 IRB » Part 312 IND » Part 314 NDA » Part 600, 6001 Biologics » Part 812, 813, 814 Medical Devices – Title 45- Public Welfare » Part 46 (subparts B, C, D) DHHS, Protection of Human subjects
  • 8. What About International Regulation?  E6 Good Clinical Practice (GCP): Consolidated Guidance – International ethical and scientific quality standard for designing, conducting, recording and reporting trial results.
  • 9. Why is Human Research Highly Regulated?  Past transgressions lead to the need for laws that protect the rights and welfare of human subjects. – Nuremberg Doctors Trial of 1946 (Nuremberg Code) – Thalidomide Tragedy (Kefauver-Harris Amendment) – Tuskegee Experiments (Belmont Report) – Human Radiation Experiments – Gene Transfer Experiment
  • 10. Informed Consent  Learning the key facts about a trial before deciding whether to participate. – Research study purpose – Risks/Benefits – Alternative treatments – Confidentiality of records – Medical treatment available if injury occurs – Whom to contact for answers to questions – Statement that participation is voluntary
  • 11. Institutional Review Board (IRB)  All clinical trials must be approved and monitored by an IRB.  IRB is an independent committee of physicians, nurses, statisticians, community advocates and others.  The function of the IRB is to ensure that a clinical trial is ethical and the rights welfare of study participants are protected.
  • 12. Patient Recruitment Challenge  Poor patient recruitment is the number one reason that trials fail.  Only 3 to 5 percent of newly diagnosed adult cancer patients participate in a clinical trial.  Reasons for this relatively low number are many.
  • 13. Recruitment Strategies  Physician trust and contact  Study staff contact  Speaking to community groups  Newspaper and radio Ads  Internet websites  Physician referrals
  • 14. Subject Data Collection  Data is collected on case report forms (CRF)  Much of clinical data is taken from the subjects medical record (source documents)  Pharmaceutical and device trials, data is verified by multiple players
  • 15. Serious Adverse Events  Events that results in any of the following: – Death or life-threatening – Hospitalization or prolonged hospitalization – Persistent or significant disability/incapacity – Congenital anomaly/birth defect  Events that are serious, unexpected, and related or possibly related to participation in the research must be reported to the Sponsor, FDA and IRB in a timely manner.
  • 16. Clinical Trial End Product  Ideal: Unambiguous conclusion regarding the clinical outcome of the test treatment/device.  Always strive for the ideal, but in most cases have to settle for the best comprise.