Recommended
More Related Content
Viewers also liked
Similar to BARCLAYS PLC UK Regulatory Announcement: Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC
Similar to BARCLAYS PLC UK Regulatory Announcement: Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC (20)
BARCLAYS PLC UK Regulatory Announcement: Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC
- 1. BARCLAYS PLC UK Regulatory Announcement: Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC LONDON--(BUSINESS WIRE)-- FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Â Name of exempt principal trader: Â BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose TUI TRAVEL PLC Â relevant securities this form relates: Â (c) Name of the party to the offer with which exempt TUI TRAVEL PLC Â principal trader is connected
- 2.  (d) Date position held/dealing undertaken: 15 August 2014 (e) Has the EPT previously disclosed, or is it YES: today disclosing, under the Code in respect TUI AG  of any other party to this offer?  2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security:    ORD Interests  Short Positions   Number
- 3.  (%) Number  (%) (1) Relevant securities owned and/or controlled: 11,245,827 1.01% 3,019,192 0.27%       (2) Derivatives (other than options): 899,038 0.08% 7,794,134 0.70% Â
- 4. Â Â Â Â Â (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% Â Â Â Â Â Â Â TOTAL: 12,144,865 1.09% 10,813,326 0.97% Â Â
- 5.     Class of relevant security:  Convertible Bond XS0503743949    Interests Short Positions   Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,500,000 1.13% 0 0.00% Â
- 6. Â Â Â Â Â (2) Derivatives (other than options): 0 0.00% 0 0.00% Â Â Â Â Â Â (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00%
- 7. Â Â Â Â Â Â Â TOTAL: 4,500,000 1.13% 0 0.00% Â Â Â Â Â Â Class of relevant security: Â Convertible Bond XS0455660216 Â Â Â Interests Short Positions
- 8. Â Â Number (%) Number (%) (1) Relevant securities owned and/or controlled: 2,300,000 0.66% 0 0.00% Â Â Â Â Â Â (2) Derivatives (other than options): 0 0.00% 0 0.00%
- 9. Â Â Â Â Â Â (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% Â Â Â Â Â Â Â TOTAL: 2,300,000 0.66% 0 0.00% All interests and all short positions should be disclosed.
- 10. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other executive options) Class of relevant security in relation to which subscription right exists:  Details, including nature of the rights concerned and relevant percentages:  If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant  Purchase/sale  Number of  Price per unit security  securities  Convertible Bond - XS0455660216 Purchase 1,000,000 104.5000 GBP
- 11. ORD Purchase 1,040 3.6950 GBP ORD Purchase 1,263 3.6970 GBP ORD Purchase 1,514 3.6823 GBP ORD Purchase 1,728 3.6940 GBP ORD Purchase 2,044 3.7010 GBP ORD Purchase 4,178 3.6696 GBP ORD Purchase
- 12. 6,145 3.6980 GBP ORD Purchase 7,831 3.7020 GBP ORD Purchase 10,187 3.7006 GBP ORD Purchase 13,733 3.6990 GBP ORD Purchase 13,972 3.6933 GBP ORD Purchase 17,534 3.7000 GBP ORD Purchase 18,375 3.6850 GBP
- 13. ORD Purchase 52,543 3.6796 GBP ORD Sale 688 3.7060 GBP ORD Sale 2,121 3.6890 GBP ORD Sale 3,278 3.6900 GBP ORD Sale 3,746 3.6660 GBP ORD Sale 4,296 3.6626 GBP ORD Sale
- 14. 5,934 3.6700 GBP ORD Sale 6,643 3.6736 GBP ORD Sale 9,643 3.6956 GBP ORD Sale 17,240 3.6874 GBP ORD Sale 193,255 3.7000 GBP (b) Derivatives transactions (other than options) Class of  Product  Nature of dealing  Number of
- 15.  Price per relevant description reference unit security   securities  ORD SWAP Long 3,278 3.6900 GBP ORD CFD Long 5,288 3.6695 GBP ORD CFD Short 10,835 3.7010 GBP
- 16. ORD SWAP Short 60,787 3.6810 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type e.g. American, European etc.  Expiry date  Option money paid/ received per unit (ii) Exercising Class of relevant security Â
- 17. Product description e.g. call option  Number of securities  Exercise price per unit (d) Other dealings (including subscribing for new securities) Class of relevant security  Nature of dealing e.g. subscription, conversion  Details  Price per unit (if applicable) The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
- 18. If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? Â NO Date of disclosure: 18 Aug 2014 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. Short Name: BARCLAYS PLC Category Code: FEO Sequence Number: 429273
- 19. Time of Receipt (offset from UTC): 20140818T103018+0100 http://www.businesswire.com/news/home/20140818005268/en/BARCLAYS-PLC-UK-Regulatory-Anno uncement-Form-8.5