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Privacy and Security
Training
HIPAA is a Federal law enacted to:
Protect the privacy of a patient’s personal and health
information.
Provide for the physical and electronic security of personal
health information.
Simplify billing and other transactions with Standardized
Code Sets and Transactions
Specify new rights of patients to approve access/use of their
medical information
The Health Insurance Portability &
Accountability Act (HIPAA) requires
that Advanced Medical Imaging train all
members of its workforce about the
company’s HIPAA Policies and specific
procedures required by HIPAA that may
affect the work you do.
To protect the privacy and security of an
individual’s Protected Health Information (PHI)
To require the use of “minimum necessary”
To extend the rights of individuals over the use*
of their protected health information
*Use includes accessing or looking up a patient record in any of Advanced Medical
Imaging systems or a paper record which is not required for your job.
We must protect an individual’s personal and
health information that……..
Is created, received or maintained by a health care
provider or health plan
Is written, spoken or electronic
And, includes at least one of the 18 personal
identifiers in association with health information.
 Name
 Postal address
 All elements of dates
except year
 Telephone number
 Fax number
 Email address
 URL address
 IP address
 Social security number
 Account numbers
 License numbers
 Medical record number
 Health plan
beneficiary #
 Device identifiers and
their serial numbers
 Vehicle identifiers and
serial number
 Biometric identifiers
(finger and voice
prints)
 Full face photos and
other comparable
images
 Any other unique
identifying number,
code, or characteristic.
 Advanced Medical Imaging must give each patient
Notice of Privacy Practices that:
 Describes how Advanced Medical Imaging may use and disclose
the patient’s protected health information (PHI) and
 Advises the patient of his/her privacy rights
 Advanced Medical Imaging must attempt to obtain a
patient’s signature acknowledging receipt of the
Notice,
EXCEPT in emergency situations. If a signature is not
obtained, Advanced Medical Imaging must document
the reason it was not.
 45 CFR164.520(a)(b)
Unless required or permitted by law Advanced
Medical Imaging must obtain written
authorization from the patient to use, disclose or
access patient information:
 Patient Authorization - allows for
Advanced Medical Imaging to disclose
information for other purposes (§164.508)
 Minimum necessary applies to all uses and
disclosures for payment and all healthcare
operations (§164.502(b), (§164.514(d))
All personal and health information that exists for
every individual in any form:
Written
Spoken
Electronic
This includes HIPAA protected health information and confidential
information under State laws.
 Patient Personal Information
 Patient Financial Information
 Patient Medical Information
 Written, Spoken, Electronic PHI
I do not provide Patient Care…..
do I need training?
I do not use or have contact with
Patient health or Financial
information….do I need training?
And…..isn’t this just an IT problem?
 Anyone who works with or may see health, financial, or
confidential information with HIPAA PHI identifiers
 Everyone who uses a computer or electronic device which stores
and/or transmits information
 Such as:
 Advanced Medical Imaging employees
 Radiologists
 Volunteers (job shadow)
 Administrative staff with access to PHI
 Students who work with patients
 Accounts Receivable
 Accounting / Payroll staff
 Almost Everyone – at one time or another!
 We all want our privacy protected!
 It’s the right thing to do!
 HIPAA and Washington laws require us to
protect a person’s privacy!
 Advanced Medical Imaging requires everyone
to follow the company’s privacy and security
policies!
Look at PHI?
Use PHI?
Share PHI?
Only when required for treatment, payment or
healthcare operations or when permitted or
required by law.
I work in admitting. A friend
who works in the ER told me
that she just saw a famous movie
star get on the elevator. My friend
read in the paper that the movie
star has cancer and asked me to
find out what floor the star is on
because I know which floors are
where cancer patients are treated.
 Should you give your friend this information?
Do you need to know
which floor the movie
star is on for you to do your job?
Does your friend need to
know if the movie star has
cancer for her to do her job?
Would you want strangers
to have your private information?
I am a file clerk. While opening radiology reports, I
saw my manager’s CT results. Her test showed
cancer. That night at a holiday party, I saw her with
some friends, and told her how sorry I was that she
Had cancer. Later I heard that she did
Not know about the test results.
I was the first person to tell her!
Did I do the right thing?
Did you need to read the radiology report to do your job?
Is it your job to provide a patient with her Health information—
even if the individual is a friend or fellow employee?
Is it your job to let other people know an individual’s test results?
Should an Advanced Medical Imaging employee look at another
employee’s medical information if not required for his/her job?
How would you feel if this had happened to you?
Do not look at, read, use or tell others about an individual’s
information (PHI) unless it is a part of your job.
Use only if necessary
To perform job duties
Use the minimum
necessary to perform
your job
Follow Advanced Medical Imaging’s policies and
procedures for information confidentiality and
security.
 Criminal Penalties
 $50,000 - $250,000 fines
 Jail Terms up to10 years
 Civil Monetary Penalties
 $100 - $25,000/yr fines
 more $ if multiple year violations
 Fines & Penalties – Violation of State Law
 Advanced Medical Imaging corrective & disciplinary
action up to & including termination
Verbal Awareness
Written Paper / Hard Copy Protections
Safe Computing Skills
Reporting Suspected Security Incidents
 Being asked to state out loud
certain types of confidential
or personal information
 Overhearing conversations
about PHI by staff performing
their job duties
 Being asked about their private information in a “loud
voice” in public areas, in
 clinics, waiting rooms, service areas
 hallways, in elevators, on shuttles, on streets
Patients may see normal clinical operations as
violating their privacy (incidental disclosure)
Ask yourself-”What if it were my
information being
discussed in this place
or in this manner?”
“Incidental”: a use or
disclosure that cannot
reasonably be prevented,
is limited in nature and
occurs as a by- product
of an otherwise permitted
use or disclosure. (§164.502(c)(1)(iii)
Example: discussions during teaching rounds;
calling out a patient’s name in the waiting room;
sign in sheets in hospital and clinics.
 Incidental uses and
disclosures are permitted, so
long as reasonable
safeguards are used to
protect PHI and minimum
necessary standards are
applied.
 Commonly misunderstood
by patients
Physically lost or stolen…
Paper copies, films, tapes, devices
Lost anywhere at anytime-streets, restrooms,
shuttles, coffee houses, left on top of car
when driving away from Advanced
Medical Imaging …
Or
Misdirected to outside world…
Mislabeled mail, wrong fax number,
wrong phone number
Wrong email address
Not using secured email
Verbal release of information
without patient approval
Intake/creation of PHI
Storage of PHI
Destruction of PHI
For any format of PHI
Shredding bins work best
When papers are put
inside the bins.
If it’s outside the bin,
it’s …
Daily gossip
Daily trash
Public
 Lost/stolen laptops, PDAs, cell phones
 Lost/stolen zip disks, CDs, floppies, flash
drives
 Unprotected systems were hacked
 Email sent to the wrong address or wrong
person (faxes have same issues)
 User not logged off of system
1. Passwords
2. Lock Your Screen
3. Workstation Security
4. Portable Device
5. Data Management
6. Anti Virus
7. Computer Security
8. Email
9. Safe Internet Use
10. Reporting Security
Incidents / Breach
Use cryptic passwords that can’t be easily guessed
and protect your passwords - don’t write them
down and don’t share them!
For a PC ~
<ctrl> <alt> <delete> <enter>
Physically secure your area and data when unattended
Secure your files and
portable equipment
- including memory sticks.
Secure laptop computers with
a lockdown cable.
Never share your access code, card, or key.
 Don’t keep confidential data on
portable devices
 Back-Up your data
 Make backups a regular task, ideally at
least once a day.
 Backup data to your department’s secure
server or store on removable media such as
CD-RW or a USB memory stick.
 Store backup media safely and separately
from the equipment. Remember, your data
is valuable!
Data Back-ups-
Ask yourself….
How effective would you be
if your email, word processing
documents, excel spreadsheets and
contact database were wiped out?
How many hours would
it take to rebuild that
information from scratch?
Managing Confidential Data
Know where this data is stored.
Destroy confidential data
which is no longer needed ~
shred or otherwise destroy
restricted data before throwing
it away
erase information before
disposing of or re- using drives
Protect confidential and restricted data that you keep ~
Make sure your computer has anti virus and all
necessary security patches.
Don’t install unknown or unsolicited programs on your
computer.
Practice safe e-mailing
 Don’t open, forward, or reply to suspicious
e-mails
 Don’t open suspicious e-mail attachments or
click on unknown website addresses
 Delete spam
 Before e-mailing patients,
confirm a valid e-mail consent
is in the medical record
Practice safe internet use
 Accessing patient information electronically
can be tracked back to your User ID and
computer and defines the documents and time
spent accessing the records.
 Accessing sites with questionable content often
results in spam or release of viruses.
And it bears repeating…
Don’t download unknown or unsolicited programs!
How to Report Security Incidents/ Breach?
Report lost or stolen laptops, blackberries,
PDAs, cell phones, flash drives, etc…
Loss or theft of any computing
device MUST be reported
immediately to the Advanced
Medical Imaging Privacy and
Security Officer at 360-337-6535.
Immediately report anything unusual, suspected
Security incidents, or breaches to Advanced Medical
Imaging Privacy and Security Officer.
This also goes for loss/theft of PHI in hardcopy
format(paper, films etc).
Privacy and Security Officer
360-337-6535
email: perkinss@amiradiology.com
 Your Lead/Manager
 Privacy & Security Officer: (360) 337-6535
 Privacy & Security Officer : Susan Perkins
 Email: perkinss@amiradiology.com
PASSWORD
REQUIRED
Password Protect
your computer
Backup electronic information
Send Email securely
Keep office secured
Keep disks locked up
Run anti-virus & and
anti spam software,
Anti-spyware

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Hipaa education

  • 2. HIPAA is a Federal law enacted to: Protect the privacy of a patient’s personal and health information. Provide for the physical and electronic security of personal health information. Simplify billing and other transactions with Standardized Code Sets and Transactions Specify new rights of patients to approve access/use of their medical information
  • 3. The Health Insurance Portability & Accountability Act (HIPAA) requires that Advanced Medical Imaging train all members of its workforce about the company’s HIPAA Policies and specific procedures required by HIPAA that may affect the work you do.
  • 4. To protect the privacy and security of an individual’s Protected Health Information (PHI) To require the use of “minimum necessary” To extend the rights of individuals over the use* of their protected health information *Use includes accessing or looking up a patient record in any of Advanced Medical Imaging systems or a paper record which is not required for your job.
  • 5. We must protect an individual’s personal and health information that…….. Is created, received or maintained by a health care provider or health plan Is written, spoken or electronic And, includes at least one of the 18 personal identifiers in association with health information.
  • 6.  Name  Postal address  All elements of dates except year  Telephone number  Fax number  Email address  URL address  IP address  Social security number  Account numbers  License numbers  Medical record number  Health plan beneficiary #  Device identifiers and their serial numbers  Vehicle identifiers and serial number  Biometric identifiers (finger and voice prints)  Full face photos and other comparable images  Any other unique identifying number, code, or characteristic.
  • 7.  Advanced Medical Imaging must give each patient Notice of Privacy Practices that:  Describes how Advanced Medical Imaging may use and disclose the patient’s protected health information (PHI) and  Advises the patient of his/her privacy rights  Advanced Medical Imaging must attempt to obtain a patient’s signature acknowledging receipt of the Notice, EXCEPT in emergency situations. If a signature is not obtained, Advanced Medical Imaging must document the reason it was not.  45 CFR164.520(a)(b)
  • 8. Unless required or permitted by law Advanced Medical Imaging must obtain written authorization from the patient to use, disclose or access patient information:  Patient Authorization - allows for Advanced Medical Imaging to disclose information for other purposes (§164.508)  Minimum necessary applies to all uses and disclosures for payment and all healthcare operations (§164.502(b), (§164.514(d))
  • 9. All personal and health information that exists for every individual in any form: Written Spoken Electronic This includes HIPAA protected health information and confidential information under State laws.
  • 10.  Patient Personal Information  Patient Financial Information  Patient Medical Information  Written, Spoken, Electronic PHI
  • 11. I do not provide Patient Care….. do I need training? I do not use or have contact with Patient health or Financial information….do I need training? And…..isn’t this just an IT problem?
  • 12.  Anyone who works with or may see health, financial, or confidential information with HIPAA PHI identifiers  Everyone who uses a computer or electronic device which stores and/or transmits information  Such as:  Advanced Medical Imaging employees  Radiologists  Volunteers (job shadow)  Administrative staff with access to PHI  Students who work with patients  Accounts Receivable  Accounting / Payroll staff  Almost Everyone – at one time or another!
  • 13.  We all want our privacy protected!  It’s the right thing to do!  HIPAA and Washington laws require us to protect a person’s privacy!  Advanced Medical Imaging requires everyone to follow the company’s privacy and security policies!
  • 14. Look at PHI? Use PHI? Share PHI? Only when required for treatment, payment or healthcare operations or when permitted or required by law.
  • 15. I work in admitting. A friend who works in the ER told me that she just saw a famous movie star get on the elevator. My friend read in the paper that the movie star has cancer and asked me to find out what floor the star is on because I know which floors are where cancer patients are treated.  Should you give your friend this information?
  • 16. Do you need to know which floor the movie star is on for you to do your job? Does your friend need to know if the movie star has cancer for her to do her job? Would you want strangers to have your private information?
  • 17. I am a file clerk. While opening radiology reports, I saw my manager’s CT results. Her test showed cancer. That night at a holiday party, I saw her with some friends, and told her how sorry I was that she Had cancer. Later I heard that she did Not know about the test results. I was the first person to tell her! Did I do the right thing?
  • 18. Did you need to read the radiology report to do your job? Is it your job to provide a patient with her Health information— even if the individual is a friend or fellow employee? Is it your job to let other people know an individual’s test results? Should an Advanced Medical Imaging employee look at another employee’s medical information if not required for his/her job? How would you feel if this had happened to you? Do not look at, read, use or tell others about an individual’s information (PHI) unless it is a part of your job.
  • 19. Use only if necessary To perform job duties Use the minimum necessary to perform your job Follow Advanced Medical Imaging’s policies and procedures for information confidentiality and security.
  • 20.  Criminal Penalties  $50,000 - $250,000 fines  Jail Terms up to10 years  Civil Monetary Penalties  $100 - $25,000/yr fines  more $ if multiple year violations  Fines & Penalties – Violation of State Law  Advanced Medical Imaging corrective & disciplinary action up to & including termination
  • 21. Verbal Awareness Written Paper / Hard Copy Protections Safe Computing Skills Reporting Suspected Security Incidents
  • 22.  Being asked to state out loud certain types of confidential or personal information  Overhearing conversations about PHI by staff performing their job duties  Being asked about their private information in a “loud voice” in public areas, in  clinics, waiting rooms, service areas  hallways, in elevators, on shuttles, on streets
  • 23. Patients may see normal clinical operations as violating their privacy (incidental disclosure) Ask yourself-”What if it were my information being discussed in this place or in this manner?”
  • 24. “Incidental”: a use or disclosure that cannot reasonably be prevented, is limited in nature and occurs as a by- product of an otherwise permitted use or disclosure. (§164.502(c)(1)(iii) Example: discussions during teaching rounds; calling out a patient’s name in the waiting room; sign in sheets in hospital and clinics.
  • 25.  Incidental uses and disclosures are permitted, so long as reasonable safeguards are used to protect PHI and minimum necessary standards are applied.  Commonly misunderstood by patients
  • 26. Physically lost or stolen… Paper copies, films, tapes, devices Lost anywhere at anytime-streets, restrooms, shuttles, coffee houses, left on top of car when driving away from Advanced Medical Imaging … Or Misdirected to outside world… Mislabeled mail, wrong fax number, wrong phone number Wrong email address Not using secured email Verbal release of information without patient approval
  • 27. Intake/creation of PHI Storage of PHI Destruction of PHI For any format of PHI
  • 28. Shredding bins work best When papers are put inside the bins. If it’s outside the bin, it’s … Daily gossip Daily trash Public
  • 29.  Lost/stolen laptops, PDAs, cell phones  Lost/stolen zip disks, CDs, floppies, flash drives  Unprotected systems were hacked  Email sent to the wrong address or wrong person (faxes have same issues)  User not logged off of system
  • 30.
  • 31. 1. Passwords 2. Lock Your Screen 3. Workstation Security 4. Portable Device 5. Data Management 6. Anti Virus 7. Computer Security 8. Email 9. Safe Internet Use 10. Reporting Security Incidents / Breach
  • 32. Use cryptic passwords that can’t be easily guessed and protect your passwords - don’t write them down and don’t share them!
  • 33. For a PC ~ <ctrl> <alt> <delete> <enter>
  • 34. Physically secure your area and data when unattended Secure your files and portable equipment - including memory sticks. Secure laptop computers with a lockdown cable. Never share your access code, card, or key.
  • 35.  Don’t keep confidential data on portable devices  Back-Up your data  Make backups a regular task, ideally at least once a day.  Backup data to your department’s secure server or store on removable media such as CD-RW or a USB memory stick.  Store backup media safely and separately from the equipment. Remember, your data is valuable!
  • 36. Data Back-ups- Ask yourself…. How effective would you be if your email, word processing documents, excel spreadsheets and contact database were wiped out? How many hours would it take to rebuild that information from scratch?
  • 37. Managing Confidential Data Know where this data is stored. Destroy confidential data which is no longer needed ~ shred or otherwise destroy restricted data before throwing it away erase information before disposing of or re- using drives Protect confidential and restricted data that you keep ~
  • 38. Make sure your computer has anti virus and all necessary security patches.
  • 39. Don’t install unknown or unsolicited programs on your computer.
  • 40. Practice safe e-mailing  Don’t open, forward, or reply to suspicious e-mails  Don’t open suspicious e-mail attachments or click on unknown website addresses  Delete spam  Before e-mailing patients, confirm a valid e-mail consent is in the medical record
  • 41. Practice safe internet use  Accessing patient information electronically can be tracked back to your User ID and computer and defines the documents and time spent accessing the records.  Accessing sites with questionable content often results in spam or release of viruses. And it bears repeating… Don’t download unknown or unsolicited programs!
  • 42. How to Report Security Incidents/ Breach? Report lost or stolen laptops, blackberries, PDAs, cell phones, flash drives, etc… Loss or theft of any computing device MUST be reported immediately to the Advanced Medical Imaging Privacy and Security Officer at 360-337-6535.
  • 43. Immediately report anything unusual, suspected Security incidents, or breaches to Advanced Medical Imaging Privacy and Security Officer. This also goes for loss/theft of PHI in hardcopy format(paper, films etc). Privacy and Security Officer 360-337-6535 email: perkinss@amiradiology.com
  • 44.  Your Lead/Manager  Privacy & Security Officer: (360) 337-6535  Privacy & Security Officer : Susan Perkins  Email: perkinss@amiradiology.com
  • 45. PASSWORD REQUIRED Password Protect your computer Backup electronic information Send Email securely Keep office secured Keep disks locked up Run anti-virus & and anti spam software, Anti-spyware