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The Orange County
Preschool Plan:
Universal Quality,
Targeted Services
June 2008
n	 Developed by the Orange County
Preschool Planning Collaborative
n	 Convened and funded by the Orange
County Department of Education
n	 Written by Karen Hill-Scott, Ed.D.
Orange County
Preschool Plan
Page | i
ACKNOWLEDGEMENTS
Orange County Preschool Planning Collaborative Acknowledgements
Orange County Board of Education
Felix Rocha Jr. 1st District
Alexandria Coronado, D.M.A. 2nd District
Ken L. Williams Jr., D.O. 3rd District
John W. Bedell, Ph.D. 4th District
Elizabeth Parker 5th District
OCDE Administration
OCDE Management Team
Linda MacDonell Assistant Superintendent
Ellin Chariton Executive Director
Daria Waetjen Director
Cathy Wietstock Manager
Nicole Savio Coordinator
Work Group Chairs
Christie Baird Mary Kaarmaa Gwen Morgan- Beazell Sharon Seidman
Robin Hunter Laura Long Paul Ramirez
OCDE Work Group Liaisons
Shelia Arnold Christie Baird Dillon Henry Trisha Louie-Nash
Jeanne Awrey Jean Barbre Annette Jewel Jan Peterson
OCDE Staff
Amanda Blake Colleen Combs Kyla Groeneveld Sharon Riley Blanca Zimmerman
Linda Behnami Karol Gartner Julie Gundling Marilyn Rollins
William M. Habermehl County Superintendent of Schools
Lynn April Hartline Deputy Superintendent
John L. Nelson Associate Superintendent
Orange County
Preschool Plan
Page | ii
Acknowledgements (continued)
Collaborative Members
Cyndee Albertson Elaine Coggins Linda Hunter Donna McInteer Nicolas Romero
Alan Albright Mary Coggins Heather Huntley Debi Miles Kelly Rowe
Ingrid Anderson Dan Copple Marcela Ibanez June Millovich Michael Ruane
Paul Andresen Marilee Cosgrove Troy A. Jacobs Dian Milton Marcia Rudolph
Roseann Andrus Arthur Cummins Suzanne
Jaglowski
Diane Mohn Aracely Salazar
Juan Carlos
Araque
Darren Dang Maria Mora Roselma Samala
Pat Desimone Linda Jahneke Cinda
Muckenthaler
Catalina Sanchez
Desiree Avila Diana Diaz Pam Kahn Ann Saneto
Katie Baker Megan Drda Belinda Karge Krista Murphy Jeanine Sansone
Arleen Bates Mike Duvall Darcie Kass Jody Nguyen Sunny Schroeter
Lindell Belote Barbara Easton Charlotte Kies Sharon Nordheim Sheri Senter
Alicia Berhow Cheryl Erickson Lorrie Klevos Mary O'Neill Terry Shanahan
Mary Bishop Susie Estrada Crystal
Kochendofer
Sandra Orellana Susan Shipstead
Marcia B Marthaler Pat Evans Claudia Ornelas Irene Takahashi
Kim Bohannon Darcy Fehringer Lucinda Kramer Valerie Padilla Barbara Tamialis
Anne Broussard Jessica Fernandez Ana Landrian Lucia Palacios Gary Taylor
Fabiola Bruhl Laura
Finley-Sanbrano
Heather Lenore Chandinie
Parasram
Thu-Ha
Tran- NguyenAnna Bryson Christine Lightfoot
Lauralee Cabibi Sue Garnett Diane Limbo Deborah Paratore Dee Tucker
Jeannine
Campbell
Dolores
Gaunty-Porter
Dian Limbote Tina Paul Susie Valdez
Michele Lindstrom Barbara Paxton Lori Vasquez
Marjorie Cardenas Kevin Gilhooley Nilo Lipiz Lori Perez Colleen Versteeg
Nancy Carri Kristi Golden Cara Lockwood Peggy Phan
Nguyen
Gina Villarraga
John Cartafalsa Kathy Goodspeed Vinicio Lopez Dave Waller
Denise Casco Lily Gorban Barbara Lowry Kristi Piatkowski Phyllis Watanabe
Mary Castorena Fritzi Gragg Veronica Mackenney Kelly Pijl Jan Weiner
Connie
Castro-Reed
Gloria Guzman Wendi Mahaney Kris Powell Janis White
Joyce Hanson Betty Manuel Barbara Price Michele Winstrom
Christy Catron Christina Harper Mary Marlin Karyn Quick Karen Wunderlich
Claire Cavallero Leonor Hernandez Debora Martin Yumi Ramirez Hallie Yopp-Slowik
Jennifer Chaiyakal Nery Hernandez Lupe Martinez Tina Reinemann Stacey Zapanta
Tom Chiaromonte Joan Hersh Alyce Mastrianni Jennifer Rivera Pam Zvonec
Robyn Class Lorie Hoggard Paula Mathis Tom Rizzuti
Nancy Claxton Crystal Holbert Debbie McBee Sandie Skinner
Linda Clinard Merri Jo Hooven Anita McCarthy Chriss W. Street
Tina Coca Joyce Horowitz Kathleen McFarlin Andrea Sullivan
Orange County
Preschool Plan
Page | iii
Acknowledgements (continued)
Child Care Providers
Betsy Aasland Tarry Goeden Hilda Miramontes Sheri Senter Babette Webster
Farba Azahir Lily Gorban Sugeith Miramontes Monica Silveira Tammy Withana
Mahshid Azahir Karen Heffernan Fern Roundtree Gracie Swain
Marilee Cosgrove Connie Holtz Jeanine Sansone Elly Tsai
Kim Deans Jo Kelly Louise Senteno Tracy Uyemura
Parent Focus Groups
Rosie Achong Suemy Arruda Nidel Castaneda Estuardo Gifuentes Arlene Salazar
Cynthia Alfaro Jana Beekman Wendi Cramer Dylan Guggenmos Jennifer Thomas
Jay Arruda Bob Carr Elba Davila Kimberly Peabody
Consulting Staff
Karen Hill Scott, Ed.D. Christina Meono
John Harris Ariana Sani
The Orange County Department of Education would like to thank our convening partners:
n Anaheim City School District
n California State University Fullerton
n Children and Families Commission of Orange County
n Children’s Home Society of California
n Karen Hill Scott Company
n National Pediatric Support Services
n Newport-Mesa Unified School District
n Orange County Child Care and Development Planning Council
n Orange County Head Start, Inc.
n Orange County Social Services Agency
n Orange County United Way
n Santa Ana College, Rancho Santiago Community College District
n State of California Department of Social Services, Community Care Licensing Division
Thank you to all of the Orange County Preschool Planning Collaborative partners who
attended meetings and provided expertise and ideas for the development of the plan.
For a complete list of Orange County Preschool Planning Collaborative partners, see Appendix C.
Acknowledgements (continued)
Partners
Page iv
Orange County
Preschool Plan
Page | v
Table of Contents
ACKNOWLEDGEMENTS ............................................................................................. i
EXECUTIVE SUMMARY............................................................................................... 1 
CONSOLIDATED GOALS............................................................................................. 4 
PART I: WHAT WE DID ................................................................................................ 5 
1.0 OVERVIEW.....................................................................................................................................5 
Organization of the Plan........................................................................................................................ 5 
1.1. LAYING THE GROUNDWORK: THE PLANNING PROCESS.......................................................6 
Background ........................................................................................................................................... 6 
1.2. OUR PLANNING METHODOLOGY............................................................................................... 8 
1.2.1 The Theory................................................................................................................................... 8 
1.2.2. The Collaboration Process.......................................................................................................... 9 
1.2.3 Case Statements........................................................................................................................ 12 
1.3. ORANGE COUNTY ASSETS....................................................................................................... 13 
1.3.1. Positioned to Stay Ahead of the Curve ..................................................................................... 13 
1.3.2. A Bend in the Curve .................................................................................................................. 14 
1.3.3. Navigating the Curve................................................................................................................. 16 
1.3.4. Staying on Track ....................................................................................................................... 18 
1.3.5. Family Strengths, Family Threats ............................................................................................. 19 
1.4. THE LAY OF THE LAND.............................................................................................................. 20 
1.4.1. Demand: Where Are the Children?.......................................................................................... 21 
1.4.2. Supply: Where Are the Preschool Spaces?............................................................................. 23 
1.4.3. Preschool Gap: Where Are the Gaps?...................................................................................... 26 
1.4.4. Low API Schools: Are Decile 1-3 Schools Located in Areas of Greatest Need? ..................... 28 
1.4.5. Declining School Enrollment ..................................................................................................... 30 
Part II: WHAT WE WANT............................................................................................ 32 
2.0. THE PLAN.................................................................................................................................... 32 
The Vision ........................................................................................................................................... 32 
2.1 Meeting 1 – February 2007 ........................................................................................................... 32 
The Strategic Mission.......................................................................................................................... 35 
2.2. Meetings 2-5................................................................................................................................. 35 
2.3. July, September, and October Meetings...................................................................................... 38 
School District Superintendents Involvement...................................................................................... 52 
2.4. November Meeting....................................................................................................................... 52 
PART III: WHERE ARE WE HEADED?....................................................................... 53 
3.0 INCREMENTALISM ...................................................................................................................... 53 
3.1. RECOMMENDATIONS ................................................................................................................ 55 
3.1.1 Recommendation 1 .................................................................................................................... 56 
Work Scope and Composition of the Strategy Group......................................................................... 56 
Orange County
Preschool Plan
Page | vi
3.1.1.1. Facilitation of the Strategy Group........................................................................................... 57 
3.1.2. Recommendation 2 ................................................................................................................... 57 
3.1.3. Recommendation 3 ................................................................................................................... 58 
3.1.4. Recommendation 4 ................................................................................................................... 58 
3.1.5. Recommendation 5 ................................................................................................................... 59 
3.1.6. Recommendation 6 ................................................................................................................... 59 
3.1.7. Recommendation 7 ................................................................................................................... 60 
3.1.8 Recommendation 8 .................................................................................................................... 61 
3.1.9. Recommendation 9 ................................................................................................................... 61 
Parting Notes....................................................................................................................................... 62 
Acknowledgements from the Karen Hill Scott Company.............................................. 64 
References ................................................................................................................. 65 
List of Tables
Table 1: 1990 Population Categories ........................................................................................15
Table 2: 2006 Population ..........................................................................................................15
Table 3: 2006 Nuanced Classifications .....................................................................................16
Table 4: Today's Population Pipeline - 1980 Census Distribution..............................................17
Table 5: Tomorrow's Population Pipeline - 2006 Census Estimate............................................17
Table 6: NAEYC Accredited and Non-Accredited, Licensed Centers ........................................24
Table 7: Financial Projections - Saturation for API Decile 1-3 at Current Cost/Child .................38
List of Figures
Figure 1: The Planning Process Structure.................................................................................11 
Figure 2: Where Are the Children?............................................................................................22 
Figure 3: Where Are the Preschool Spaces? ............................................................................25 
Figure 4: Where Are the Gaps? ................................................................................................27 
Figure 5: Low API Decile 1-3 Schools in Hot Zones..................................................................29 
Figure 6: Change in Enrollment.................................................................................................31 
Figure 7: What’s Your Headline Template.................................................................................33 
Figure 8: Case Statement Template..........................................................................................34 
Figure 9: Strategic Mission Statement Template.......................................................................36 
.
The Orange County Preschool Plan:
Universal Quality, Targeted Services –
National studies consistently demonstrate that high
quality preschool experiences result in significant
educational and social benefits for children. Because the
Orange County Department of Education (OCDE) views
preschool as a vital experience for children and families,
the Orange County Preschool Planning Collaborative
(Collaborative) was convened in February, 2007.
Goals of the Collaborative
n	Increase quality of preschool programs
n	Increase access to preschool for families with
the greatest need
n	Improve coordination between preschool and
K-12 systems
n	Maximize existing resources
Background
From February to October, 2007, over 200 individuals,
including educators, public agency representatives,
child care providers, parents, and other early childhood
education stakeholders, met to develop a seven-year
comprehensive plan for preschool education in Orange
County. The plan needed to build upon prior work in the
county and throughout the state. The plan needed to be
action-oriented and prescriptive, laying out two-, five-,
and seven-year goals with indicators of achievement
to monitor the county’s progress. In addition, the plan
needed to bear the unique signature of Orange County
while being responsive to the state and local fiscal and
political climate.
The Orange County Preschool Plan addresses the above
criteria and more. The county has a blueprint for the next
seven years that will improve the overall level of quality in
preschool programs and will also increase access to high-
quality preschool experiences for the children who have
limited prospects of access today.
Where some counties choose to centralize functional
responsibility for preschool in one agency, Orange
County will follow the path of a voluntary and sustained
collaboration among different agencies, each fulfilling its
respective role for the overall effort. Where some counties
have few assets to build upon as they go forward, Orange
County has tremendous assets that can be leveraged to
stay ahead of the curve.
The Collaborative is committed to ensuring that the quest
for a quality education for every child, beginning with
preschool, starts in 2008. Thus, through this planning
process, Orange County developed its local signature:
Promoting preschool quality everywhere, while targeting
new services in the communities where they are
needed most.
The Orange County plan is comprehensive in scope,
realistic with regard to expected accomplishments, and
pragmatic in timing the roll-out of each component of
the plan.
executive summary
Page 1
Planning Process
The Collaborative participated in seven meetings over
the course of nine months. In addition, one child care
provider meeting and three parent focus groups were
held. Six work groups were established to develop goals
and objectives for the key content domains of the plan.
Preschool Plan Work Groups
n	Program Quality and Monitoring
n	Workforce/Professional Development
n	Parent and Community Engagement
n	Articulation and Coordination with K-12
n	Data
n	Facilities
Overarching Work Group Goals:
Program Quality and Monitoring
n	Encourage preschool programs to adopt agreed upon
community standards of quality that are inclusive of all
children and reflect research-based best practices in
all program components
Workforce/Professional Development
n	Create a workforce development model that provides
continuity between early childhood education course
work completed in secondary schools, regional
occupational programs, and community and four
year colleges
Parent and Community Engagement
n	Launch a local communication effort about the
benefits of preschool and the importance of early
childhood experiences targeted to parents of
preschool-age children
Articulation and Coordination with K-12
n	Develop a seamless transition process between early
childhood programs and elementary school
Data
n	Utilize a coordinated Geographic Information System (GIS)
containing demographic and preschool program data that is
updated on a regular basis and is accessible via the internet
for county planning purposes
Facilities
n	Increase the number of preschool spaces by expanding,
building, and/or renovating at least two to four new sites
per year
Overall Recommendations
n	Convene a new Strategy Group to guide the implementation
of the plan
n	Identify “best fit” stakeholders for the designated
responsibilities of implementing different components of
the plan – quality rating systems, workforce development,
parent and community engagement, alignment of preschool
to kindergarten, information accounting and evaluation, and
facility development
n	Designate a responsibility center for data collection to track
progress and facilitate local planning
n	Support workforce development and quality production
through collaboration among school districts, community
and four year colleges, and the county office of education
n	Adopt a policy framework and advocacy strategy where
local efforts are synchronized with state expansion for
preschool
Page 2
Recommendations for Universal Models of
Quality, Alignment, and Parent Engagement
n	Form a public/private multi-district task force to
develop an alignment and articulation handbook
based on input from local providers and school
district personnel, the California Preschool Learning
Foundations, and the Content Standards for California
Public Schools – Kindergarten Through Grade Twelve
n	Expand upon or refine the currently available quality
rating models to develop a voluntary countywide
system for certifying and recognizing the quality
standards that have been met by public or private
preschool programs
n	Create incentives to participate in the voluntary quality
rating system
n	Explore how local funds can be raised to support
the quality rating system, parent engagement,
and alignment and articulation from preschool to
kindergarten
n	Develop a centralized parent engagement platform that
serves as a complement to preschool to kindergarten
alignment, that can be implemented through various
organizations and programs
Recommendations for Increasing Access
n	Explore whether classroom space created by declining
enrollment in high need communities can be used for
preschool
n	Continue efforts to provide incentives for development
of preschool programs in high need areas by working
with community development corporations, faith-based
development organizations, and other private sector
ventures
n	Project various budget models and timetables for
fulfilling the goal of serving 70% of four year old children
in communities where elementary school Academic
Performance Index (API) scores fall within deciles 1-3
Next Steps
OCDE is appreciative of the dedicated efforts of
Collaborative members throughout the nine month planning
process. It will take creative ideas and maximization of
current resources to accomplish the important goals that
have been put forward. A Strategy Group, composed of
leaders from various early care and education stakeholder
organizations will be formed to guide the implementation
process. The plan is considered a blue print, and additional
input is always welcome. With committed partners, together
we will ensure Orange County’s young children have
the opportunity to learn and thrive in quality preschool
programs.
To get involved or to view the Orange County Preschool
Plan, visit http://ocpreschoolplan.ocde.us.
For additional information, contact Nicole Savio,
Coordinator, School and Community Services at
714-966-4385.
Page 3
The Orange County Preschool Plan: Universal Quality, Targeted Services
Consolidated Two-, Five-, and Seven-Year Goal Milestones
TWO-YEAR GOAL MILESTONE FIVE-YEAR GOAL MILESTONE SEVEN-YEAR GOAL MILESTONE
Program
Quality and
Monitoring
■ Build upon existing Success By 6
Star Quality Rating System (QRS)
and other program improvement
initiatives in the county to create
and pilot an Orange County quality
rating measurement for all programs.
(Piloting is implemented internally
by any interested programs and
externally by current and future
quality improvement efforts)
■ Evaluate, revise, and align
QRS with any new state
requirements, such as
CA Preschool Learning
Foundations
■ Develop new resources to
support program improvement
■ Introduce QRS to the
community-at-large
■ Evaluate QRS pilot program used to
identify areas for improvement and
develop more resources and funding
for quality improvement
■ Participation in QRS continues to rise
along with community understanding
about quality
Workforce and
Professional
Development
■ Complete career lattice for
Orange County
■ Ongoing collaboration of Institutes
of Higher Education (IHE) to
articulate program
■ Complete workforce study to target
areas of need
■ Roll out career lattice
■ Establish early childhood
education (ECE) website as a
clearing house for education,
training, and professional
growth that are aligned with
Quality Rating System
■ Full alignment agreements with IHEs
■ ECE advisors in every college and
available to consult in needed areas
■ Workforce surveys show general
increase in educational attainment of
ECE teachers and degree attainment
on the rise
Parent and
Community
Engagement
■ Identify and establish a
collaborative to decide on early
learning skills message
■ Identify county resources
■ Create a strategic plan to get info
and basic skills to parents
■ Disseminate resources on early
learning skills to community
■ Increase number of parents
who have access to early
learning skills
■ A consistent countywide message
to increase knowledge about the
importance of early childhood
experiences
■ Parents are actively involved
■ Community collaborations in place
■ Variety of resources, including
multicultural and multilingual
Articulation and
Coordination
with K-12
■ Standard protocol manual created
with clearly defined roles for
all stakeholders so there is the
beginning of universal transition
coordination
■ Desired Results Developmental
Profile (DRDP)/CA Preschool
Learning Foundations are
used to facilitate transition to
kindergarten and support early
intervention
■ Protocol manual is fully implemented
and there is a seamless transition
process between early childhood
programs and elementary school
Data ■ Identification of a centralized
Geographic Information System
(GIS) which will manage and
support ongoing countywide
preschool data collection
■ Identified centralized GIS
system will continue data
collection, complete county
needs assessment, and track
ongoing preschool data
■ Centralized GIS system will review
and amend standardized data
elements and continue to track
ongoing preschool data
Facilities ■ 3,000 children will be served
within two years
■ 1,000 Full Day
■ 2,000 Part Day
■ One new facility developed
per year with 4,500 additional
children served by the 5th
year = 187 classrooms
■ 6,500 children will be served daily,
including creation of 1,000 spaces for
full day child care = 229 classrooms
CONSOLIDATED GOALS
Page 4
Orange County
Preschool Plan
Page | 5
PART I: WHAT WE DID
1.0 OVERVIEW
Organization of the Plan
This plan document is divided into three parts as follows; Part I is “What We Did,” Part II is “What We
Want,” and Part III is “Where Are We Headed?”
Part I contains a description of the plan methodology including a description of meeting processes and
outputs. Also included is the asset mapping of Orange County. This includes a narrative and statistical
review of base capacity and demographics relevant to creating family success. It also covers our
geographic review of licensed preschool supply and demand for services based on the four year old
cohort. The data was gathered in the spring of 2007. Using computer-generated maps, we illustrate
where services are most needed and where those areas intersect with the location of schools with test
scores in the lowest three deciles on the 2006 California Academic Performance Index (API decile 1-3
range).1
In Part II, we develop a composite vision statement based on the inputs of the Orange County Preschool
Planning Collaborative (Collaborative), a broad based volunteer group of local preschool stakeholders.
Then we offer the composite strategic mission statement for the system as a whole and for each of the
content domains that comprise the core elements of a system. Each strategic mission requires metrics
for outcomes, so we also provide the proposed two, five, and seven year planning goals for each of the
six content domains. Our discussion of these goals and recommendations is tempered by the local and
state economic context, particularly as it bears on implementation.
Part III outlines implementation strategies for the plan. These strategies stress the need to adapt to
incrementalism; an acknowledgement that the state has shifted away from systemic overhaul to continual
fine tuning of an existing system.
1 The score can range from 200-1000. The California goal is 800. API decile 1-3 includes the lowest 30% of test scores. For more
information, see Appendix A: Glossary of Terms.
Orange County
Preschool Plan
Page | 6
1.1. LAYING THE GROUNDWORK: THE PLANNING PROCESS
Background
The Orange County Department of Education (OCDE), along with many other county offices of education
throughout the state, began exploring its role in preschool development in 2006. The State Master Plan
for School Readiness (2002)2 called for local administration of preschool to run through county offices and
by 2006, the California County Superintendents Educational Services Association (CCSESA) formally
endorsed preschool as a high priority for California education. There was ample precedent for the work
that was going to take place in Orange County.3
In 1997, Delaine Eastin, then Superintendent of Public Instruction, began to explore the possibility of a
statewide preschool system. Following the passage of the 1996 federal welfare reform legislation, she
felt that the most robust approach to “ending welfare as we know it” was to pre-empt welfare dependence
with education. The Universal Pre-School Task Force report, “Ready to Learn,”4 was published in 1998.
Also in 1998, voters passed Proposition 10, which created the California Children and Families
Commission (now known as First 5 California), the only state agency with a singular focus on the
relationship between the early years of life and longer term outcomes. The work of First 5 California is
wide ranging, and has had a much broader scope than education, but is still pointing in the same
direction: to make investments during the early years, engage parents in the process, and ultimately
change children’s life trajectories. First 5 California has worked in health, family support, family literacy
and preschool, and made School Readiness their banner initiative starting in 2000.
Soon after, in 2002, when the Joint Committee on Education launched the California Master Plan for
Education, Senator Dede Alpert called upon First 5 California to support the inclusion of early childhood
education in the plan. This effort yielded the School Readiness Master Plan, an ambitious effort that
called for a reorganization of the education system, inclusive of preschool through college.5 The current
P-16 Council, a statewide assembly of education, business, and community leaders charged with
developing strategies to better coordinate, integrate, and improve education for preschool through college
students, is one extension of the California Master Plan for Education.
2 Master Plan for Education, California Postsecondary Education Commission, 2002 is available at
http://www.cpec.ca.gov/CompleteReports/ExternalDocuments/2002_FINAL_COMPLETEMASTERPLAN_2.PDF
3 A listing of prior efforts and related reports is provided in the Orange County Preschool Plan, published by the Children and
Families Commission of Orange County, August 2007
4 Ready to Learn, California Department of Education, 1998
5 Master Plan for Education, Ibid
Orange County
Preschool Plan
Page | 7
Additionally, First 5 California formed joint ventures with county commissions to foster School Readiness
at the county level. The School Readiness plans were a direct antecedent to the School Readiness
Coordinators that ably support early learning in every school district in Orange County. Each county that
embarked on a School Readiness effort could create its own approach, and the Orange County project is
recognized throughout the state as eminently successful.
Concurrent with funding the School Readiness joint ventures, the state First 5 Commission supported the
development of the California Preschool Planning Tool Kit so others could replicate or develop their own
efforts. Most recently, First 5 made specific investments in nine Power of Preschool (PoP) Demonstration
Projects across the state. These projects, strategically selected for location and program model, provide
replicable demonstrations of high quality preschool programming and teacher training in high need
communities.
In 2003, shortly after completion of the State Master Plan for School Readiness, the David and Lucile
Packard Foundation decided to make a ten year commitment to developing preschool throughout the
state. Beginning in 2003, the Packard Foundation fostered preschool planning, research, and
communications efforts of diverse grantee organizations, one of which was the Children and Families
Commission of Orange County (Commission).
In 2005, the Commission developed a local preschool demonstration project focusing on the City of
Anaheim through a collaborative partnership between Anaheim City School District, Magnolia School
District, and Children’s Home Society of California, the local child care resource and referral agency.
While initially developed for the First 5 California Power of Preschool Demonstration Project, this project
is funded by the local Commission. In addition, the Commission organized a community planning
process for the development of a countywide preschool plan which was published by the Commission in
August, 2007 and funded by the Packard Foundation.6
When OCDE decided to embark upon this planning process in February, 2007, they set two important
goals for themselves. First, OCDE was to act as a convener and coordinator, not as a stakeholder with a
vested interest in the outcome. The Collaborative was organized as a convening of equals and the
participants came from diverse organizations in the public and private sector. Second, OCDE affirmed
that the approach for planning in Orange County should build upon all the relevant prior work in the
county and in other counties throughout the state. Our starting point benefits from all that has taken place
in California over the past ten years. The Collaborative confidently created a working blueprint for action
that can be implemented over the next seven years.
6 The Orange County Preschool Plan, published by the Children and Families Commission of Orange County, August 2007
Orange County
Preschool Plan
Page | 8
1.2. OUR PLANNING METHODOLOGY
1.2.1 The Theory
Early care and education services in California are decentralized and often depend on various funding
streams with a wide variety of regulations for their operation.7 Like most other counties, Orange County
service delivery mirrors the decentralization of revenue flows. Therefore, in developing a comprehensive
community plan for the county, OCDE sought to build a working collaborative of the key stakeholders in
order to create an effective and realistic plan. Furthermore, OCDE wanted an open collaborative that
encouraged public input and ideas. Several objectives drove this approach. First, consistent with its
chartered role, OCDE is a convener, coordinator, and facilitator of ideas and programs that are likely to
be implemented through school districts and other community institutions. Second, for a plan to have a
broad base of support, the potential implementers of preschool policies and programs should be involved
in the construction of the future. This would provide transparency, create buy-in for the decisions that
needed to be made, and catalyze commitment for the goals the plan would aim to achieve. Third,
because the early childhood education field is historically decentralized, a unified future requires strong
partnerships between all stakeholders, thereby investing the broadest possible base in the plan’s
success.
In working with OCDE to achieve these goals for the process, the Karen Hill Scott Company referenced
three classic works on planned change8 to underlie their model of strategic planning. First is the classic
Dynamics of Planned Change,9 which outlines the role of a change agent in supporting a planning
process. This theory starts with bringing all stakeholders to the realization that change is needed,
interrupting the inertia of the status quo, and moving toward the goal through collaboration on various
scenarios of a changed future. When the work toward the goal is complete, this theory asserts that the
change process must continue until the goal is stabilized and becomes the “new” institutional reality. In
that regard, this plan is truly just the beginning. This book, written forty years ago, has informed decades
of work in education and community collaboration. Second, the book Growing Pains,10 outlines the
stages of growth for entrepreneurial efforts that will need to manage growth of their organization from
start-up to a professional consolidated organization at some point in the future. The most important
7 Lynn A. Karoly, Elaine Reardon, Michelle Cho. RAND Preschool Study 2: Early Care and Education in the Golden State.
November 10, 2007
8 See Hill Scott, Karen. The Planning Process in the California Preschool Planning Toolkit, The Karen Hill Scott Company and
American Institutes of Research. (Funded by the Packard Foundation) 2006, also at www.plan4preschool.org.
9 Lippit, Ronald, Watson, Jeanne, and Westley, Bruce. The Dynamics of Planned Change. New York: Harcourt 1958.
10 Flamholz, Eric and Randle, Yvonne. Growing Pains (3rd Revised Edition). San Francisco: Jossey Bass Company 2007.
Orange County
Preschool Plan
Page | 9
contribution of this book to the planning process is the use of metrics, strategy, and indicators during the
planning process. It keeps the work focused on achievements, not just process. The last work was that
of Rubenstein, Moshe, and Firstenberg, The Minding Organization.11 They point out that the key to a
plan’s success is not working toward the future, but to “bring the future to the present.” In other words,
stakeholders reach agreement about what a vision of the future state of the community should look like,
then work backwards to outline what actions must take place to achieve that goal within a defined period
of time. In our case, the timeline is seven years.
1.2.2. The Collaboration Process
To begin the planning, the Collaborative was established, casting a wide net to hundreds of stakeholders
and key organizations involved with early education in Orange County. From the outset, transparency
was established, with a pledge from OCDE that all interested parties could participate in the process and
that all the content from the process would be posted on both the OCDE website and the consultant’s
website.
The Collaborative was organized around a series of open public meetings where the ground rules called
for equality among participants. The goal was to have open, respectful communications where everyone
worked together on each decision. The exchange and evaluation of ideas was quite robust.
The Collaborative was the plenary body for the planning process and it was augmented by six work
groups that managed the planning progress for key content domains. These were:
Program Quality and Monitoring
Workforce and Professional Development
Parent and Community Engagement
Articulation and Coordination
Data
Facilities
Each work group was led by volunteer co-chairs from participating stakeholder organizations and
supported by OCDE liaisons who helped with logistics, record keeping, and communications between the
work groups and the Collaborative.
11 Rubenstein, Moshe and Firstenberg, Iris. The Minding Organization. New York: Wiley, 1999.
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The process included four public meetings of the Collaborative, seven work group meetings, one child
care provider meeting, and three parent focus groups which took place from February 2007 to October
2007. A separate meeting of district superintendents took place in November 2007. The chart on the
following page provides a graphic of the process.
The Collaborative and work group meetings directly informed the content of this plan. Through activities,
polls, and poster-sized templates, the meetings engaged participants in doing the work, rather than
simply talking about the work that needed to be done. This approach harnessed and focused participants’
knowledge and expertise to produce a realistic and workable preschool plan
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FFiigguurree 11:: TThhee PPllaannnniinngg PPrroocceessss SSttrruuccttuurree
Collaborative 
Meeting 1 
FEBRUARY 
Work Group 
Meeting 1 
APRIL 
  
  
Work Group 
Meeting 3 
Collaborative 
Meeting 3 
JUNE 
Work Group 
Meeting 4 
NOVEMBERSEPTEMBER 
  
  
Work Group 
Meeting 6 
Collaborative 
Meeting 2 
MARCH 
Work Group 
Meeting 2 
MAY JULY
  
  
Work Group 
Meeting 5 
Collaborative 
Meeting 4 
OCTOBER 
Work Group 
Meeting 7 
February 
2007 
June 
2008
JUNE
Orange County Preschool Planning Collaborative 
February 2007 ‐ June 2008  
  
District         
Superintendent 
Meeting 
  
Child Care   
Provider   
Meeting 
Plan        
Completed
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1.2.3 Case Statements
One useful consensus-building activity that allowed the Collaborative to address important policy issues
was the Case Statements.12 This activity enabled the Collaborative to deal with a number of contentious
policy decisions in a time-effective and civil manner by polling the sentiment of the respondents in the
room, displaying the results, and collecting their written commentary for subsequent publishing. This
activity was used at every meeting, addressing five to ten questions on each occasion. The goal of Case
Statements is to work toward building a supermajority of support (about 75%) around a specific statement
in order to demonstrate to the group that the position has overwhelming support. If a Case Statement
could not reach this threshold, the question would be revised based on the feedback and tried again at
the next meeting.
This process aided the Collaborative in coming to consensus on a wide variety of issues, including
workforce education requirements, the use of a countywide quality rating system, and on ways to serve
all county children in the face of state policies focusing on targeted services. Additionally, it allowed every
participant to have an equal voice and influence, saving the need for lengthy and divisive debates during
the meetings that would have taken time away from system building. Of the 24 Case Statements
presented to the group, 14 attained consensuses immediately or through refinements in polling, five were
solved through the process of group work on different aspects of the plan, and five remain to be resolved
during implementation. A summary of the Case Statement results is in Appendix B.
12 Case Statements are a copyrighted game developed by Karen Hill Scott to test the level of agreement with policy ideas that are
under discussion locally or statewide. The response categories are “red light” “yellow light” and “green light” forcing a choice but
permitting explanations for that choice on the work template.
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1.3. ORANGE COUNTY ASSETS
1.3.1. Positioned to Stay Ahead of the Curve
If there is such a thing as a positive stereotype, Orange County is fortunate to typify many such
characterizations. The median family income of $80,19313 is well above the state median of $64,563.14
Though very populous (3,098,121), Orange County has a distinctly suburban feel, largely because over
30% of the county is composed of low-rise master planned communities developed over the past 40
years. There are abundant parks and recreational facilities for a multitude of outdoor activities, and
approximately 25% of the total land area (all of it toward the southeastern part of the county), is
designated open space (National Forrest and County Reserves). Master planning has also included
strategic land use for business development and office parks. These are, de facto, anchored by the Irvine
based business parks and comprise what is known as the “Tech Coast” belt. For learning and earning,
Orange County offers the full complement of educational and occupational opportunities for the present
and future economy. In fact, the 2007 unemployment rate in Orange County is 4.3%, which is 1.6% lower
than the state average of 5.9%.
Orange County public schools outperform the average California school by a 60-point margin on the
Academic Performance Index15 (API average 780 vs. 720).16 In 2007, 51% of Orange County schools
scored above the statewide API target of 800. In addition, Orange County schools also have higher
average SAT scores and lower drop-out rates than schools in neighboring Southern California counties,
and the state as a whole.17 The county is home to a diverse range of higher education institutions, private
and public, from vocational schools to nationally-ranked research universities.
Material wealth and creature comforts are but one dimension of overall life quality. Orange County
residents also have access to diverse religious and spiritual traditions. Two of the nation’s largest mega-
churches, the Crystal Cathedral and Saddleback Church, are based here. The Trinity Broadcasting
Network began and is still based in Orange County. Approximately 30% of the population is Roman
Catholic. The Muslim community is one of the largest in the nation with multiple Islamic Centers, a
13 The median is the “middle-most” income, but the mean income @ $105,849, is the actual average indicating there are more family
incomes at the higher end of the range.
14 U.S. Census, 2006 American Community Survey: Table B19119-California - Median Family Income in the Past 12 months (in
2006 inflation-adjusted Dollars).
15 See Appendix A: Glossary of Terms for an explanation of API.
16 Orange County Department of Education Community Report: February 2008.
17 Orange County Department of Education Community Report: February 2008.
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school, and mosques. The Pao Fa Temple in Irvine is one of the largest Buddhist monasteries and
temples in the United States.
Taken as a whole, this thumbnail sketch illustrates how easy it is to make overgeneralizations about the
good life in Orange County. Certainly, the physical environment, educational excellence, and a well-
developed business environment are amazing assets. Orange County can be differentiated from any
other county in the United States with an equivalent size population for several positive social, economic
and demographic dimensions. On the face of it, Orange County may actually be “the Magic Kingdom.”
1.3.2. A Bend in the Curve
The reality of Orange County is much deeper than the social indicators suggest. Often stereotyped as
racially homogenous, Orange County is, in fact, ethnically and culturally diverse. This diversity has
substantial significance in regard to both the evolution of preschool in Orange County and the
maintenance of its leading position for multiple social indicators.
Our analysis indicates that over the past 27 years, the county has always had more racial/ethnic diversity
than was assumed. However, in 1980, the population was majority White. Today there is no ethnic
majority, and the concept of diversity is visually much more apparent.
Beginning in 1990, the categorical order of diversity in Orange County has remained constant:
predominantly White, with a large Hispanic population, then an Asian minority, and followed by a very
small African-American minority. Interestingly, mixed race identifiers were larger than the African-
American population (Table 1).
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Table 1
1990 Population Categories18
Total Population 2,410,556
White, not Hispanic 1,329,765 55%
Hispanic 564,828 23%
Black or African American 42,681 2%
Native-American 12,165 1%
Asian 249,192 10%
Other including mixed race 211,925 9%
Total 2,410,556 100%
In 2006, the picture had evolved somewhat and new methods of counting have provided a more nuanced
picture of the county than the 1990 racial identification system. However, the table below conforms to the
1990 race categories for a base comparison.
Table 2
2006 Population19
Total Population by Primary Race Group
White 1,408,486 46.92%
Hispanic (of any race) 987,429 32.89%
Black 48,849 1.63%
American Indian and Alaska Native (only) 7,865 .26%
Asian 477,720 15.91%
Native Hawaiian and Other Pacific Islander 9,227 .31%
Some other race alone 16,553 .55%
Two or more races 45,920 1.53%
Total 3,002,049 100.00%
18 U.S. Census, 1990
19 U.S. Census, American Community Survey 2006, Social Characteristics of the Orange County Population.
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In the past 17 years, the Asian population had a 91% increase, and the Hispanic/Latino population
increased by 71%. Today, despite a persistently small but stable number of African-Americans, the
county has a more pluralistic look, mostly (but not majority) White, with substantial Hispanic and Asian
minorities. The county’s Vietnamese minority is the largest of its kind outside of Vietnam.20
The most interesting part of the population evolution in Orange County is due to a refinement of how the
census counts people. While it is possible to label people into broad “racial” categories as we saw in
1990, the 2006 census also permitted individuals to self-identify with a more complex form of racial
identification that included race combinations. Using this classification system, an additional 10% of the
Orange County population acknowledges a multi-racial heritage despite how they are listed in the census
and anywhere else, for that matter. The race minority and race combinations comprise 55% of the total
population, a completely different lens on the stereotype of homogeneity in Orange County.
Table 3
2006 - Nuanced Classifications
Individuals other than White only who report combinations with other races
Total Population 3,002,049
White in combination w/ other races 601,012 35.97%
African-American or Black w/ other races 62,878 3.76%
American Indian w/ other races 24,519 1.47%
Asian w/ other races 512,189 30.65%
Hawaii & other Pacific Islanders w/other races 14,942 0.89%
Other (mostly Hispanic) 455,401 27.25%
TOTAL 1,670,941 100.00%
Reported Combinations as a % of total 55.66%
Hispanic may be included in any category above
1.3.3. Navigating the Curve
What does all this demography have to do with preschool? The most direct connection relates to Orange
County staying ahead of the curve on the many quality of life indicators discussed earlier. Going back to
1980, the preschool children of that era were the population who came through the education pipeline to
fuel today’s economy in Orange County. The current pipeline of talent requires the same quality
20 U.S. Census, Profiles of General Demographic Characteristics, 2000.
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investment, and perhaps more, to keep the economic engine running in the future because a significant
proportion of the current generation's preschool children are English Language Learners (ELL). The
census statistics from 1980 to 2006 are illustrated in Tables 4 and 5 below.
Between 1980 and 2006, the Asian and Hispanic/Latino populations increased dramatically. The African-
American population has held the same small steady state for the duration, but the remaining population
shifts are transformational.
Over half of the children under age five are Hispanic, and a sizeable proportion of this group includes
English Language Learners. According to the OCDE 2008 Community Report, English Language
Learners comprised about 28% of the K-12 enrollment and are roughly 64% of the total Hispanic
enrollment. If the overall Orange County community wants to sustain today’s performance into the future,
an investment in preschool is absolutely the strongest and most constructive way to start.
21 American Communities Survey, Ibid.
22 U.S. Census 2006
Table 4
Today's Population Pipeline
1980 Census Distribution21
Table 5
Tomorrow's Population Pipeline
2006 Census Estimate22
Total 1,932,709 Total 3,002,048
Hispanic 286,339 15.00% Hispanic 987,428 32.89%
White 1,510,698 78.16% White 1,408,486 46.92%
African American 25,287 1.31% African American 48,849 1.63%
Native American 12,951 0.67% Native American 7,865 .26%
Asian 81,674 4.23% Asian 477,720 15.91%
Hawaiian/Pacific
Islander 5,192 0.27%
Hawaiian/Pacific
Islander 9,227 .31%
Other 10,568 0.55% Other 62,473 2.08%
TOTAL 1,932,709 100.00% TOTAL 3,002,048 100.00%
English Language Learner Overlay English Language Learner Overlay
All Children >5 129,531 All Children >5 222,421
Hispanic >5 33,671 26% of total Hispanic >5 122,332
55% of
total
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There is a growing body of economic research that shows the best investment for long-term education
outcomes is made with high quality preschool. James Heckman, the 2002 Nobel Prize winner in
Economics and a leading authority on human capital, strongly argues for public investment in early
education. He points out that comparative analyses of job training, adult education, and other
intervention programs aimed at promoting adult self-sufficiency demonstrate that investment in early
education for disadvantaged children is, by far, the best approach to changing a child’s lifetime
trajectory.23 Recent research on California’s children conducted by the RAND corporation (Karoly, 2007)
shows that children who start behind stay behind, and the gap widens as they get older.24 These data
clearly point to preschool as the best way to make a difference, as even small positive shifts in language
development or social behavior seem to have long-term impacts on employment and crime reduction for
low-income ethnic, minority children. 25,26
1.3.4. Staying on Track
The above data has direct implications for our approach to fulfilling the goals of this plan, specifically the
signature model of universal quality with targeted services. The population distribution affirms the
importance of targeted services, particularly for low-income English Language Learners in minority
communities. Not only can the efforts be targeted, but efficiency could be optimized by the focus on
certain geographic areas and by the reduced transaction costs accrued by working with a select group of
stakeholder organizations.
On the other hand, children from all groups live throughout the county, and there are pockets of children
who are achieving below proficiency levels in many parts of the county. We need to ensure that all
children receive access to high quality preschool experiences no matter where they live. We must be
prepared to work with the inherent diversity of Orange County, be responsive to culture and language in
approaches to adult-child communication, and be attentive to different strategies for promoting parent
engagement in children’s learning.
23 Heckman, James Interview for The Region, a publication of The Federal Reserve Bank of Minneapolis, June 2005.
24 Cannon, Jill and Lynn Karoly. “Who Is Ahead and Who Is Behind? Gaps in School Readiness and Student Achievement in the
Early Grades for California’s Children, “ DRR-4271, Santa Monica, California: RAND Corporation, June 2007
25 Reynolds, Arthur J., Judy A. Temple, Dylan L. Robertson, and Emily A. Mann, “Age 21 Cost Benefit Analysis of the Title I Chicago
Child-Parent Centers,” Educational Evaluation and Policy Analysis, Vol.24, No.4, Winter 2002, pp. 267-303.
26 Gormley, William T., and Ted Gayer, “Promoting School Readiness in Oklahoma: An Evaluation of Tulsa’s Pre-K Program,”
Journal of Human Resources, Vol 40, No.3, Summer 2005, pp. 553-558.
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1.3.5. Family Strengths, Family Threats
While it is true that Orange County families as a whole seem to be doing well, two recent reports, “The
Conditions of Children in Orange County,”27 and the Children Now “California Data Book 2007,”28 set out
a clear picture of how the aggregate indicators mask a less hospitable environment for children at risk.
These reports should be reviewed for more thorough information than is presented here, as we have
selectively reported findings that relate directly to the preschool plan and not the broader array of issues
pertaining to children under age 18.
Where minority, ethnicity, and low-income have combined, as in Santa Ana and Anaheim, there is also a
disproportionate share of the county’s preschool population. With lower-cost housing than the county as
a whole, these communities are more densely populated with young families.
Over half the children under age five (55%) are Hispanic/Latino,29 and most of these children live in Santa
Ana, Anaheim, and Garden Grove. There are 15 other cities where the Hispanic/Latino population
exceeds 10,000, but as the mapping shows, the lowest achieving schools are primarily found in these
three cities. The largest share of the county’s English Language Learners (28%) resides in these
communities. Only 30% are in preschool, compared to the countywide average of 40% and the statewide
average of 42%.30 Because a high quality early education is such a strong predictor of positive long-term
education outcomes, every effort should be made to find funding for a high-quality program that will
temper the bend in the curve and keep Orange County on the right track.
The case for ensuring that this plan goes forward is imperative. Because the state is looking to local
communities to inform the development of statewide policies related to preschool, local action must be
supported to create an even stronger early childhood education infrastructure. The development of this
plan is a step in the right direction for Orange County to be a significant contributor to state efforts.
27 The 13th Annual Report on the Conditions of Children in Orange County, 2007. Published by the Orange County Health
Information Center, 2007. www.ochealthinfo.com/cscc/report/home.htm
28 The 2007 California County Data Book. Published by Children Now, 2007.
www.publications.childrennow.org/publications/invest/cdb07/cdb07_orange.htm
29 U.S. Census 2006
30 Conditions of Children in Orange County
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1.4. THE LAY OF THE LAND
It is one thing to discuss the asset map of Orange County where the engine of prosperity seems to be
running at high performance levels, and it is another to find transforming opportunities for children who
will be expected to sustain this legacy in the future. As the previous section of the plan illustrated, deep
under the surface of a robust social and economic environment, the foundation is shifting just enough to
be noticed, but not yet enough to be the public’s “number one” concern.
The achievement levels among low-income minority children, many who are also English Language
Learners, are at the core of California’s (and Orange County’s) largest education challenge. Because
preschool can be a key instrument for mitigating low achievement, a review of the county’s preschool
asset base was necessary.
Maps that visually displayed the physical distribution of the countywide preschool asset base were
prepared before proposing that resources be committed to creating and implementing an expansion
program. The demand was calculated based on enrollment patterns in states with comprehensive
preschool systems. Finally, the size of the gap between where Orange County is now and where it would
need to be to fulfill the vision of this preschool plan was estimated.
The following maps and discussion are based on the most recent data available, that was updated,
refined, and recounted many times by the data work group of the Collaborative. The methodology
followed was developed by the principal consultant many years ago and is conceptually simple and
relatively easy to perform, but requires a tedious verification process to avoid costly mistakes. For
example, each new space could have a hypothetical value of at least $10,000 without land costs,
furnishings, and equipment. Thus, every 100 spaces would have a minimum cost of $1 million in
construction or renovation costs alone. Accuracy within an acceptable margin of error is critical.
The American Institutes of Research (AIR) database for Orange County was vetted against both local
data and state data sets. There were several adjustments to the number of spaces (supply) and some
refinements on demand before final tables could be generated.31 The database enumerates all center-
based spaces assigned to or likely to be used for four year old enrollment. Family child care homes are
31 These tables replace the Power Point Presentation at the February 2007 meeting when the preliminary database was used. A
comparison between the two shows the impact of the data verification process and the caution to rely on needs assessments only
for broad estimations unless data has been adequately vetted.
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not in the database, though that would not pre-empt home based child care providers from being included
in a countywide system.32
A user-friendly approach was developed for presenting the preschool data. Maps and simple graphics
were used wherever possible to display data, as well as to convey their meaning. In this section of the
report, we present four maps which summarize a community needs assessment: demand, supply,
“preschool gap,” and API decile 1-3 school locations. In addition to these, we have produced a fifth map
that considers a unique challenge and opportunity for Orange County. Some school districts, including
our densely populated minority communities, are experiencing a decline of kindergarten-12th grade
student enrollment. The question to consider is whether new preschool services, if funded, could be
managed on these sites.
1.4.1. Demand: Where Are the Children?
The map in Figure 2 identifies the location and concentration of the demand for preschool in the various
zip codes of Orange County. Our definition of “demand” is an estimate of the total number of four year
old children in any zip code. Because the census data is seven years old, we rely on recorded births,
categorized by the zip code of the mother’s residence as the best proxy for the number and location for
current four year old children.33 The birth totals have been found to correspond very closely to public
kindergarten enrollment numbers in the following year. Figure 2 shows that the demand for preschool is
heavily concentrated in the northern half of the county, with a few large zip codes to the south. This
demand is primarily based in the cities of Santa Ana, Anaheim, Garden Grove, Westminster, and Costa
Mesa, among others. There are approximately 45,238 four year olds in Orange County.
See Figure 2 on the following page
32 Licensed child care home participation in preschool systems is unique because there are not enough four year old children to
constitute a class of eight or more children and administrative costs are very high for the sponsoring agency.
33 California Department of Health Services, Vital Statistics 2003
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FFiigguurree 22:: WWhheerree AArree tthhee CChhiillddrreenn??
High Density Areas Four Year Old Children (2007)
Santa Ana 92704, 92703, 92701, 92707, 92706 Total 45,238
Anaheim 92805, 92804, 92801, 92802
Westminster 92683
Costa Mesa 92627
La Habra 90631
Tustin 92780
Garden Grove 92840, 92843
Laguna Beach 92656
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1.4.2. Supply: Where Are the Preschool Spaces?
The map in Figure 3 shows the distribution of preschool and child care spaces for four year olds in the
county. Included in the supply are private preschool, federal Head Start, State Preschool, (including the
Pre-kindergarten and Family Literacy Programs most recently funded by AB 172), and State-Funded
General Child Care Center spaces.34 The quality of the programs in these centers is likely to vary, largely
as a result of differing regulations.
All child care and child development centers must be licensed under Title 22 of the California Code of
Regulations. The only centers that are exempt from these regulations are centers where the parents are
on the premises most of the day. All private fee-based centers are regulated by Title 22. After receiving
the license, most centers are not visited for compliance issues but once every five years, or upon
complaint.
All centers that receive public subsidy directly from the state or federal government must be licensed and
meet additional regulations under Title 5 of the California Code of Regulations. These public programs
serve children at risk for low achievement whose families also meet low-income requirements. As a
condition of public funding, centers are required to operate at a higher standard with annual site visits and
financial audits. The presence of public funding is often the only basis for assuming a certain level of
quality at a center.
Private centers have the lowest requirements for teachers and administrators, but may choose to operate
at a higher quality level or to seek accreditation by an agency such as the National Association for the
Education of Young Children (NAEYC). There are only 74 NAEYC accredited centers in Orange County,
just 10% of the total of 718 licensed public and private centers. However, this rate is higher than the state
as a whole, where accredited centers account for only 7% of the total (Table 6). Other examples of
national accreditation organizations for early childhood programs include American Montessori Society,
Association of Christian Schools International, and National Accreditation Commission for Early Care and
Education Programs.
34
Supply data provided by the Child Care Resource and Referral Network-Market Survey. County Profiles are released annually by
the Network in the Profiles Data Book.
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Table 6: NAEYC Accredited and Non-Accredited, Licensed Centers
Among the total 23,529 preschool (four year old qualified) spaces in the county, about 7,300 are funded
by federal and state sources. All of the General Child Care Center spaces must have a sliding scale
parent co-payment based on family income, while Head Start and State Preschool are free to income
eligible consumers.
As seen in Figure 3, zip codes with a large number of preschool spaces are distributed throughout the
county, although many in the northern area are located on the periphery of some of the highest demand
areas. Private spaces constitute nearly three out of four of Orange County’s spaces for four year old
children.
See FIGURE 3 on the following page
35 www.naeyc.org/accreditation/search
36 www.ccld./ca.gov/res/pdf/countylist.pdf
NAEYC Accredited and Non-Accredited, Licensed Centers35
Accredited Centers Private & Public Licensed Centers36 % of Accredited Centers
Orange County 74 718 10%
California 718 10,417 7%
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FFiigguurree 33:: WWhheerree AArree tthhee PPrreesscchhooooll SSppaacceess??
High Density Supply Areas Total Spaces for Four Year Old Children
Costa Mesa 92627 Irvine 92604 Head Start- Four Year Olds only 3,442
Huntington Beach 92647 La Habra 90631
State Preschool and General Child
Care
4,388
Anaheim 92805, 92804 Orange 92869 Private 16,159
Laguna Niguel 92677 Fountain Valley 92708 Total 23,529
Yorba Linda 92886 Garden Grove 92840
Tustin 92780 Santa Ana 92701
Westminster 92683 92688
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1.4.3. Preschool Gap: Where Are the Gaps?
A gap is defined as the location of space shortages for preschool, assuming 70% of the four year old
children would be enrolled if services were available. We selected the 70% attendance level because in
every voluntary statewide preschool program in the United States enrollment rarely exceeds 70% of the
four year old population in that state, even when the program has no cost to the parents.37
The formula for computing the gap is:38
Supply – (Demand X .70 usage rate) = Preschool Gap
The following map of Orange County’s preschool gap mirrors that of Orange County’s high density
preschool population. However, there are a few areas in other parts of the county where supply has not
kept pace with the presence of young children in the population. The latter communities represent the
best opportunities for private fee-for-service preschool service expansion, unless they are also low-
income or at risk for low achievement. In that case, they would benefit from public investment.
Using this formula, there are at least 8,138 children with no access to preschool because services are
unavailable. Despite the fact that this seems like a large unmet need, our calculations are conservative.
There are theoretically 1,553 surplus spaces in a small number of zip codes that are available to children
in high need zip codes. It is highly unlikely that every surplus preschool space can be filled by a child from
a high need area, so there are potentially 9,691 children, in total, who have limited access to preschool.
See FIGURE 4 on the following page
37 National Institute for Early Education Research (NIEER) Yearbook, published in 2006.
38 Computing gaps for other more specialized services such as full-day child care, special education services, home visits, etc.
require different calculation sources, though the basic model of supply/demand is appropriate. In Orange County the simple
arithmetic is adjusted from high need zip codes. If distance to preschool were not an issue, the gross supply-demand formula would
predict a need for 8,100 spaces. However, there are zip codes throughout the county that appear to have a surplus of spaces.
These zip codes are geographically distant to the zip codes with shortages, so their surplus was set at zero. We summed the
available supply with this adjustment supply figure to yield a deficit of about 11,000 spaces across the total number of zip codes with
numerical shortages.
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FFiigguurree 44:: WWhheerree AArree tthhee GGaappss??
Preschool Gap – Four Year Olds (2007) HOT Zones
Total Preschool Gap 8,138 92704 (Santa Ana) 1,026
92703 (Santa Ana) 1,020
92707 (Santa Ana) 663
92801 (Anaheim) 585
92701 (Santa Ana) 543
92802 (Anaheim) 486
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1.4.4. Low API Schools: Are Decile 1-3 Schools Located in Areas of Greatest Need?
The map in Figure 5 overlays the location of elementary schools with Academic Performance Index (API)
scores in the bottom three deciles with our map of the preschool gaps. With a few exceptions, most of
Orange County’s API decile 1-3 elementary schools are located in, or adjacent to zip codes suffering from
a large gap between preschool demand and available spaces. This is not surprising given the substantial
body of research, including the recent RAND report,39 citing the “readiness gap” as a significant
contributor to the statewide achievement gap. On average, kids who start behind get further behind over
their school years.
Put plainly, the low-income communities where children are not likely to have attended any sort of
preschool are highly correlated with underperforming elementary schools. This map illuminates a
strategic opportunity to not only provide high-quality preschool in these communities, but also to support
Orange County’s public schools by ensuring that these children enter the K-12 system ready to learn.
With on-going data monitoring, an Orange County preschool system could track the increased provision
of preschool access and compare it to the API scores of these schools over time.
See FIGURE 5 on the following page
39 Cannon, Jill and Lynn Karoly, Ibid.
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Preschool Plan
Page | 29
FFiigguurree 55:: LLooww AAPPII DDeecciillee 11--33 SScchhoooollss iinn HHoott ZZoonneess
HOT Zones Preschool Gap – Four Year Olds (2007)
92704 (Santa Ana) 1,026 Total Preschool Gap 8,138
92703 (Santa Ana) 1,020
92707 (Santa Ana) 663
92801 (Anaheim) 585
92701 (Santa Ana) 543
92802 (Anaheim) 486
Orange County
Preschool Plan
Page | 30
1.4.5. Declining School Enrollment
The final map (Figure 6) considers the current enrollment decline in Orange County’s elementary school
districts. The map identifies to what extent each school district has been impacted since 2003, with a
projection to 2008.
The reality of declining enrollment is significant to this plan because it may be possible to cost-effectively
convert unused classroom spaces into preschool facilities to serve additional children. In combination,
these actions would not only support improvements in student achievement by producing more
kindergarteners who are ready for the K-12 curriculum, but it could also promote higher levels of parent
engagement and affinity to school attendance.
A discussion of procedure and possible legislation that could facilitate revenue flows is a specific focus in
the final section of this plan. Santa Ana Unified, Anaheim City, Orange Unified, and Garden Grove
Unified School Districts are experiencing some of the most pronounced enrollment declines in the county.
These cities also overlap with a great number of high need zip codes where preschool demand outstrips
supply. The nexus of these facts could provide an excellent opportunity for expanding preschool access
in Orange County. It could prove to be mutually beneficial for the preschool arena, and for education
overall, if districts experiencing declining enrollment could stem their revenue losses by offering additional
preschool services.
See FIGURE 6 on the following page
Orange County
Preschool Plan
Page | 31
FFiigguurree 66:: CChhaannggee iinn EEnnrroollllmmeenntt
Change in Enrollment Net Enrollment Decline
Santa Ana Unified -6,662 Enrollment Total FY 2002-03 495,576
Anaheim City -3,056 Enrollment Total FY 2007-08 485,185
Orange Unified -2,459 Change in Enrollment -10,391
Saddleback Valley Unified -1,994
Garden Grove Unified -1,616
Newport-Mesa Unified -967
Fullerton Joint Union High -1,211
Irvine Unified 1,360
Huntington Beach Union High 1,407
Anaheim Union High 2,007
Tustin Unified 2,327
Capistrano Unified 2,755
Orange County
Preschool Plan
Page | 32
Part II: WHAT WE WANT
2.0. THE PLAN
The Vision
The vision of the Orange County Preschool Plan is:
Promoting quality preschool everywhere, while targeting services to those most in need.
In order to create this vision, a planning model developed by Firstenberg and Rubenstein was utilized. In
their previously referenced groundbreaking book, The Minding Organization, they defined how to develop
a plan for the future by visioning where you want to be and work backward to the present. The process
that led to the development of the overall system vision and the strategic mission of the plan is described
below.
2.1 Meeting 1 – February 2007
In February, the focus of the Collaborative was to fashion a collective vision for preschool in Orange
County. Using a template activity called, “What’s Your Headline,” participants were encouraged to
imagine both what an ideal preschool system would look like and to describe the benefits it would provide
not only to the early care and education community, but to the K-12 system and Orange County as a
whole.
Naturally, the visions contained a bit of hyperbole, as participants wanted Orange County to be able to
boast about a world class early education program, much in the way the county takes such pride in the
overall performance of the public schools. A graphic of the “What’s Your Headline” template and sample
headlines extolling the benefits of Pre-K are shown below (Figure 7).
Orange County
Preschool Plan
Page | 33
FFiigguurree 77:: WWhhaatt’’ss YYoouurr HHeeaaddlliinnee TTeemmppllaattee
Sample Headlines from February Collaborative Meeting
Orange County Juvenile Justice Facility Closes…
No longer needed due to the long-term benefits of preschool!
OC Leads National Education Statistics
OC Juvenile Hall closes and funds diverted to Early Child Care
A Pre-K-12 System Ignites!
The knowledge gap narrows
Orange County Hits the Big “0”
0 dropout rate, 0 Crime, 0 Welfare!
Orange County Plan Becomes a National Model
Orange County Has Lowest Crime Rate in the Nation
Disney Spearheads Land Development for Preschool
Orange County
Preschool Plan
Page | 34
A meeting for child care providers was held on May 22, 2007, and participants also completed the
“What’s Your Headline” activity.
Sample Headlines from May Child Care Provider Meeting
Children from Quality Family Child Care Exceed All Expectations in Kindergarten
Family Child Care Making Big Steps Toward Enriching Children Through the Arts
Fullerton Achieves 100% Participation in Pre-K Program by Adding Ten New Facilities
The next activity was the Case Statement polling exercise. Meeting participants responded to four
statements, all relatively controversial, to determine where the group stood on these important issues.
Two of the statements were important to the vision statement for the system as a whole. One pertained
to focusing on children in low-achieving districts. The other focused on the participation of public and
private child care providers. A graphic of the Case Statement template and participant responses to
these two statements are shown below (Figure 8).
FFiigguurree 88:: CCaassee SSttaatteemmeenntt TTeemmppllaattee
Orange County
Preschool Plan
Page | 35
1. Orange County should focus on creating access to preschool ONLY for the children in low-
achieving school districts.
AGREE: 9% DISAGREE: 83% UNSURE: 8%
2. If preschool is expanded in our county, both public and private providers should be able to
participate in the system.
AGREE: 84% DISAGREE: 8% UNSURE: 8%
Both private provider groups and the mixed group of educators and other professionals at the
Collaborative meeting overwhelmingly disagreed with the idea of limiting access to children in low-
achieving school districts. The groups highly agreed that both public and private providers should be able
to participate in the system. These findings demonstrated that the groups were holding onto the principle
of universal preschool and also supported a mixed delivery system.
The Strategic Mission
2.2. Meetings 2-5
During March, April, May, and June, the Collaborative worked to agree upon what would be realistic and
achievable in creating a preschool system for Orange County. This included producing a strategic
mission statement for the system as a whole and for each work group. In creating a strategic mission
statement, groups were tasked with describing results, outlining how they could be quantifiably measured,
and identifying “customers” whom these actions would serve. Additionally, we reviewed a number of
budget and roll-out models to quantify the costs of system expansion depending on state budget
scenarios, groups of children served, quality levels, and facilities expansion.
The groups deliberated using worksheets and templates to guide the discussion. The final template each
work group used is shown below (Figure 9).
Orange County
Preschool Plan
Page | 36
FFiigguurree 99:: SSttrraatteeggiicc MMiissssiioonn SSttaatteemmeenntt TTeemmppllaattee
At the March meeting, several statements were crafted and later consolidated by the group to describe
the results, the metrics for the results, and for whom those results would pertain. The strategic mission
statements are summarized below.
By 2015, Orange County child care providers and school districts would:
Serve no less than 40% and up to 75% of four year old children
Provide high-quality preschool programs (as assessed using the United Way Star Quality Rating
System or other agreed upon quality rating system)
Provide facilities in new, re-purposed, and existing buildings
Have well-trained teachers, of which 35% would be on track for a yet to be developed early
education credential offered by a state supported professional development system
Orange County
Preschool Plan
Page | 37
Utilize practices based on appropriate pedagogy according to the California Preschool Learning
Foundations
The Orange County system of early learning would also:
Offer outstanding opportunities for parent engagement and advocacy (with 51% active
participation rates)
Provide children who attend preschool with the benefit of specific ancillary screenings and
assessments (at an expected rate of 10%-15%)
Produce, among enrolled children, a significantly higher level of performance on district adopted
kindergarten assessment tools or other instruments developed for use by 2015
These overall mission statements for the system are ambitious, but one must take into account that these
were developed immediately after the passage of AB 172, which made $100 million in new preschool
funding available to counties in California. In June 2006, Orange County had received 131% of its
allocation, a total of almost $7 million. This was enough to serve over 1,800 children in State Preschool.
If future funding continued at a normal level of apportionment ($3 million per year), our spreadsheets
predicted that Orange County could serve all the four year old children in API decile 1-3 school districts
by 2012 (see Table 7 below). This gave hope that Orange County could actually enroll all the children
most in need in a state-sponsored program.
Orange County
Preschool Plan
Page | 38
Table 7: Financial Projections – Saturation for API Decile 1-3 at Current Cost/Child
The most sobering development during the planning period was the slowly closing door of fiscal realities.
Over a period of ten months, the prospects for additional preschool funding diminished. Thus, the final
output of the work groups was modest in comparison to the exuberance of the original “What’s Your
Headline” exercises. Excitement about possibly closing the preschool gap in the county was tempered by
the need to consider deferring, NOT GIVING UP, hopes for achieving our goals within seven years. In a
very constructive adaptation to circumstance, the local signature for Orange County was developed:
As we work toward access for all, and possibly funding for all, we will increase access to quality preschool
programs and support alignment to kindergarten for all children, and we will target service delivery to
those most in need.
2.3. July, September, and October Meetings
In July, September, and October, the Collaborative worked to flesh out the details of an Orange County
preschool system. The work groups completed vision statements, developed program dimensions and
performance indicators, and developed two, five, and seven-year goals as system wide metrics. The
output was cross-checked among the work groups. Input was provided and opportunities for
collaboration among groups were identified.
Orange County
Preschool Plan
Page | 39
This work outlined the specific actions and timetables necessary to achieve the strategic missions
outlined earlier in the process. By identifying timetables for certain actions to be completed, the work
groups were able to “bring the future to the present” and align their activities more efficiently.
At the final meeting in October 2007, the work groups reported their progress to the group as a whole;
describing the process from visioning to implementation. The final activity required participants to
analyze a number of early implementation goals and determine their feasibility as a way to prioritize those
early efforts.
Following is a distillation of the work group efforts. Each group was required to develop a strategic
mission statement, cross walk that statement against the outputs of the other work groups to ensure
complementarities, and relate their goals to the vision of universal quality and targeted services. There
are additional work products, including priority statements and discussion notes that can be compiled for
knowledge transfer to inform implementation of the program. The strategic mission, key indicators, and
highlighted programmatic features listed in the charts below outline the direction necessary for the
preschool plan.
Orange County
Preschool Plan
Page | 40
PPrrooggrraamm QQuuaalliittyy aanndd MMoonniittoorriinngg
Vision Statement Strategic Mission
• Every Early Childhood Education (ECE) program
meets or exceeds the agreed upon community
standard of quality
• Quality standards
o Include guiding principles for best practices in
all program areas
o Build upon existing work in county
o Integrate all planning work groups
• Monitoring System
o Supports program assessment
o Supports continued program growth and
improvement
• Entire community understands quality standards
• By 2015, all Pre-K children in Orange County will benefit
from programs that have adopted quality standards that are
inclusive of all children and reflect research-based best
practices in all program components.
Major Program Dimensions
• Increased community awareness (families and ECE
professionals)
• Improved and intentional programs that meet the needs of
all children in all learning environments
• Increased access to all resources for all provider settings
that promote and support quality programs for all children
2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone
• Build upon existing Success by 6 Star
Quality Rating System (QRS) and other
program improvement initiatives in the
county to create and pilot an Orange
County quality rating measurement for
all programs (piloting implemented
internally by any interested programs
and externally by current and future
quality improvement efforts)
• Evaluate, revise, and align QRS
with any new state requirements,
such as CA Preschool Learning
Foundations
• Develop new resources to support
program improvement
• Introduce QRS to the community
at-large
• Evaluate QRS pilot program in
order to improve
• Develop more resources and
funding for quality improvement
• Increased number of programs
participating in QRS program
• Increased community
understanding about quality
Orange County
Preschool Plan
Page | 41
PPrrooggrraamm QQuuaalliittyy aanndd MMoonniittoorriinngg
Targeted (API Decile 1-3) Features
• Piloting of QRS targeted to programs serving decile 1-3
schools
• Some resources limited to these programs
• State-funded program requirements aligned in QRS
measures
Universal Features
• Any program can participate in QRS
• Many resources available to all programs
• All programs benefit from increased public awareness of
quality components
Recommendations for Next Steps
• Align all current quality measurements and improvement
efforts countywide
• Pool existing resources/efforts to promote quality
improvement and “readiness” for publicly funded preschool
• Work collaboratively to map quality improvement resources
Orange County
Preschool Plan
Page | 42
WWoorrkkffoorrccee aanndd PPrrooffeessssiioonnaall DDeevveellooppmmeenntt
Vision Statement
• All Early Childhood Education (ECE) staff in
Orange County will be well advised, supported
by an active professional development program,
and educated through diverse paths to hold child
development permits and/or Associate and
Bachelor’s degrees in Early Childhood
Education.
Strategic Mission
• To provide a highly qualified and diverse workforce for each
early childhood education setting (public, private, and non-profit)
through articulation of Orange County Institutions of Higher
Education (IHE), recruitment, and academic career advisement
of undergraduate students, approved ongoing professional
development (with a defined career lattice), and at least one
teacher with a Bachelor’s degree in ECE or related field in each
Orange County classroom
Major Program Dimensions
• Increase Associates of Arts and Bachelor of Arts degree attainment in the ECE workforce
• Ongoing articulation discussions and agreements with all Orange County Institutions of Higher Education
• Provision of universal career advisement
• Create Orange County ECE website
• Conduct annual workforce survey
2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone
• Complete OC career lattice
• Promote ongoing collaboration of
IHEs to articulate program
• Complete workforce study to
target areas of need
• Rollout OC career lattice
• Establish OC ECE website as a
clearing house for education,
training, and professional growth
activities that are aligned with
Quality Rating System
• Full alignment agreements with IHEs
• ECE advisors in every college and
available to consult in needed areas
• Workforce surveys show general
increase in educational attainment of
ECE teachers in OC and degree
attainment on the rise
Orange County
Preschool Plan
Page | 43
WWoorrkkffoorrccee aanndd PPrrooffeessssiioonnaall DDeevveellooppmmeenntt
Targeted (API Decile 1-3) Features Universal Features
• Workforce surveys to target areas of need in professional advisement and
professional development
• Increased support with articulation, transition, and curriculum alignment
between preschool and the K-12 systems
• OC career lattice
• OC ECE website
• Intact articulation agreements
Recommendations for Next Steps
• Review Spring 2007 workforce survey for patterns
• Set regular collaboration meeting with continued articulation (UC/CSU/private universities, community colleges)
• Begin to work on designing the OC career lattice
Orange County
Preschool Plan
Page | 44
PPaarreenntt aanndd CCoommmmuunniittyy EEnnggaaggeemmeenntt
Vision Statement Strategic Mission Major Program Dimensions
• By engaging all families in their child’s
early learning experiences, all
incoming kindergarteners enter school
healthy and ready to learn.
• By 2015, educators, parents and
community stakeholders will
collaborate to ensure that all
three and four year olds enter
kindergarten healthy and ready to
learn.
• A consistent countywide message will
advance the importance of early
childhood experiences
• Parents are actively involved
• Community collaborations
• Variety of resources (multicultural/
multilingual)
2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone
• Identify and establish a collaborative to
decide on early learning skills
message
• Identify county resources
• Create a strategic plan to get
information and early learning skills to
parents
• Disseminate resources on early
learning skills to community
• Increase number of parents who
have access to early learning
skills
• Advance the importance of quality
early childhood experiences through a
consistent, countywide message
Orange County
Preschool Plan
Page | 45
PPaarreenntt aanndd CCoommmmuunniittyy EEnnggaaggeemmeenntt
Targeted (API Decile 1-3) Features Universal Features
• Children in decile 1-3 districts are ready to learn
• Children are healthy and have been screened
• Children have been exposed to different modes of learning
• Parents have the primary role in their child’s learning
experiences
• Schools, family resource centers, and libraries help
support families
• Increased parent participation
Recommendations for Next Steps
• Convene a meeting of community stakeholders
• Identify existing resources
• Work with local communities (e.g. School Readiness Coordinators, Family Resource Centers) to implement
action steps that will lead to accomplishment of goals
Orange County
Preschool Plan
Page | 46
AArrttiiccuullaattiioonn aanndd CCoooorrddiinnaattiioonn
Vision Statement Strategic Mission Major Program Dimensions
• All stakeholders in Orange County
will have knowledge and
understanding of developmental
practices, parents will be valued as
equal partners, and there will be an
alignment of a spiral of learning from
preschool to elementary school.
• Recognizing the roles of families in
the education of their children,
100% of school districts with
kindergarten programs will
incorporate ongoing systematic
transition processes centered
around all stakeholders resulting in
seamless, articulated, and
coordinated practices.
• Standard protocol manual for
transitions defining a systematic
ongoing process with benchmarks
and a timeline
• Seamless transition between
preschool and elementary school
• Articulation of best practices with all
stakeholders
2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone
• Create standard protocol manual with
clearly defined roles for all stakeholders to
promote universal transition coordination
• Utilize Desired Results
Developmental Profile (DRDP)
and CA Preschool Learning
Foundations to facilitate transition
and support early intervention
• Implement standard protocol
manual throughout the county
• Implement seamless transition
process between early childhood
programs and elementary school
Orange County
Preschool Plan
Page | 47
AArrttiiccuullaattiioonn aanndd CCoooorrddiinnaattiioonn
Targeted (API Decile 1-3)
Features
Universal Features
Recommendations for
Next Steps
• Focus on countywide
implementation of Desired Results
Developmental Profile (DRDP)
and CA Preschool Learning
Foundations
• Involvement of all stakeholders,
including families
• Protocol manual supports articulation
and coordination for all
• DRDP and CA Preschool Learning
Foundations are fully implemented
• Create a process for exploring
existing articulation and
coordination materials
• Review existing materials and
determine scope and format
of protocol manual
Orange County
Preschool Plan
Page | 48
DDaattaa
Vision Statement Strategic Mission Major Program Dimensions
• Data collection should support the
work of the other OC Preschool
Planning Collaborative work groups
to identify and collect ongoing
relevant information and data
essential for providing quality ECE
programs and for assessing ECE
efficacy.
• Coordinate efforts to streamline
data collection necessary to the
work of the OC Preschool
Planning Collaborative and refine
data to maximize reliability and
validity, and compile, analyze
and disseminate information to
work groups to support their
mission and to the general public
• Coordinated Geographic Information
System (GIS) containing
demographic and program data that
is updated on a regular, ongoing
basis and is accessible via the
internet for county planning purposes
• Identify essential data elements for
preschool planning development
• GIS system produces maps/tables
that are disseminated to build
community approach and capacity
2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone
• Identify a centralized GIS system
which will manage data collection
and support ongoing countywide
preschool data collection
• Utilize centralized GIS system to
continue data collection,
complete county needs
assessment, and track the
ongoing preschool data
• Utilize centralized GIS system to
review and amend standardized
data elements and continue to track
ongoing preschool data
Orange County
Preschool Plan
Page | 49
DDaattaa
Targeted (API Decile 1-3) Features
• Tracking of a variety of demographic and ECE data to
support preschool planning, quality programming, and
development
• Coordinated GIS system will identify essential data
elements for low API areas, including system maps/tables
that are disseminated and available to build community
approach and capacity
Universal Features
• Ongoing data collection that is essential for preschool
planning and quality programming and development for all
preschool children in Orange County
Recommendations for Next Steps
• Create a process between existing agencies to research
potential funding sources that would support a centralized
GIS system
• The identified GIS system will track essential data elements
for quality preschool planning and development
• The identified GIS system will continue to support
countywide data collection, analysis, and dissemination of
information to the general public to work groups to support
their missions
Orange County
Preschool Plan
Page | 50
FFaacciilliittiieess
Vision Statement Strategic Mission Major Program Dimensions
• A facility is available to serve every
preschool-age child in the county
whose family wants him/her to be in
an early childhood education
program.
• By 2015, Orange County will
expand/build/renovate at least 2
to 4 new sites per year serving at
least 500 children per year
through diverse licensed facilities
that meet quality design
principles.
• Opening of 2 to 4 new preschool sites
per year
• Central clearing house for facility
development established through
ABCD Constructing Connections
• Child care policies incorporated into
city general plans and zoning
ordinances
2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone
• 3,000 children will be served within
two years
• 1,000 Full-Day
• 2,000 Part-Day
• One new facility developed per
year with 4,500 additional children
served by the 5th year = 187
classrooms
• 6,500 children will be served daily,
including creation of 1,000 spaces
for full-day child care = 229
classrooms
Orange County
Preschool Plan
Page | 51
FFaacciilliittiieess
Targeted (API Decile 1-3) Features
Universal Features
• Sites developed in highest need areas first
• Facilities designed and prepared to provide
highest quality of care and education
• Identify resources and seek financial support for
development of facilities in low income areas
• Child care policies included in city’s General
Plans and Land Use Elements for all target
areas
• Orange County United Way’s LINCC Project/Child Care
Connections Collaborative is utilized as a clearing house
system for facilities development (one-stop shop)
• One Center of Excellence is developed within each target area
to accommodate 100 full-day children
Recommendations for Next Steps
• Child Care Connections continues collaborative efforts to streamline the facilities development process in Orange
County
• Identify and initiate development of sites
• Seek financial supports to accommodate the development of facilities
Orange County
Preschool Plan
Page | 52
School District Superintendents Involvement
2.4. November Meeting
An additional meeting was held with local district superintendents, mainly focused on sharing the updated
supply-demand data and the additional data on declining enrollment. In the API decile 1-3 communities,
there is a possibility for school districts to begin filling the breech in supply because they have access to
facilities options that a local provider does not have. Also, with recent data on declining enrollment, it
may be possible to create enough preschool spaces to fill the gap for as many as 5-10 years, if the
enrollment declines run on a twelve-year cycle. The presentation for superintendents covered the
following essential points:
• There is a preschool gap in API decile 1-3 communities.
• Preschool will have a positive effect on school preparation.
• There is a possibility that schools could directly operate or contract with providers to offer preschool
services.
• There is a possibility that Pre-K may be able to qualify for Average Daily Attendance (ADA) and Title
I funds if school districts adopt the cohort as part of their primary education plan.
The superintendents were a receptive audience. While quite interested in preschool, they were also
worried about their district’s funding in general with the combination of declining enrollment and a looming
state budget crisis. Most agreed that if preschool financing could be obtained, they would support
multiple models to deliver service at school sites. Part III of this report discusses the potential of school
districts to adopt some innovations that have extraordinary synergies.
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Orange County Preschool Plan

  • 1. The Orange County Preschool Plan: Universal Quality, Targeted Services June 2008 n Developed by the Orange County Preschool Planning Collaborative n Convened and funded by the Orange County Department of Education n Written by Karen Hill-Scott, Ed.D.
  • 2. Orange County Preschool Plan Page | i ACKNOWLEDGEMENTS Orange County Preschool Planning Collaborative Acknowledgements Orange County Board of Education Felix Rocha Jr. 1st District Alexandria Coronado, D.M.A. 2nd District Ken L. Williams Jr., D.O. 3rd District John W. Bedell, Ph.D. 4th District Elizabeth Parker 5th District OCDE Administration OCDE Management Team Linda MacDonell Assistant Superintendent Ellin Chariton Executive Director Daria Waetjen Director Cathy Wietstock Manager Nicole Savio Coordinator Work Group Chairs Christie Baird Mary Kaarmaa Gwen Morgan- Beazell Sharon Seidman Robin Hunter Laura Long Paul Ramirez OCDE Work Group Liaisons Shelia Arnold Christie Baird Dillon Henry Trisha Louie-Nash Jeanne Awrey Jean Barbre Annette Jewel Jan Peterson OCDE Staff Amanda Blake Colleen Combs Kyla Groeneveld Sharon Riley Blanca Zimmerman Linda Behnami Karol Gartner Julie Gundling Marilyn Rollins William M. Habermehl County Superintendent of Schools Lynn April Hartline Deputy Superintendent John L. Nelson Associate Superintendent
  • 3. Orange County Preschool Plan Page | ii Acknowledgements (continued) Collaborative Members Cyndee Albertson Elaine Coggins Linda Hunter Donna McInteer Nicolas Romero Alan Albright Mary Coggins Heather Huntley Debi Miles Kelly Rowe Ingrid Anderson Dan Copple Marcela Ibanez June Millovich Michael Ruane Paul Andresen Marilee Cosgrove Troy A. Jacobs Dian Milton Marcia Rudolph Roseann Andrus Arthur Cummins Suzanne Jaglowski Diane Mohn Aracely Salazar Juan Carlos Araque Darren Dang Maria Mora Roselma Samala Pat Desimone Linda Jahneke Cinda Muckenthaler Catalina Sanchez Desiree Avila Diana Diaz Pam Kahn Ann Saneto Katie Baker Megan Drda Belinda Karge Krista Murphy Jeanine Sansone Arleen Bates Mike Duvall Darcie Kass Jody Nguyen Sunny Schroeter Lindell Belote Barbara Easton Charlotte Kies Sharon Nordheim Sheri Senter Alicia Berhow Cheryl Erickson Lorrie Klevos Mary O'Neill Terry Shanahan Mary Bishop Susie Estrada Crystal Kochendofer Sandra Orellana Susan Shipstead Marcia B Marthaler Pat Evans Claudia Ornelas Irene Takahashi Kim Bohannon Darcy Fehringer Lucinda Kramer Valerie Padilla Barbara Tamialis Anne Broussard Jessica Fernandez Ana Landrian Lucia Palacios Gary Taylor Fabiola Bruhl Laura Finley-Sanbrano Heather Lenore Chandinie Parasram Thu-Ha Tran- NguyenAnna Bryson Christine Lightfoot Lauralee Cabibi Sue Garnett Diane Limbo Deborah Paratore Dee Tucker Jeannine Campbell Dolores Gaunty-Porter Dian Limbote Tina Paul Susie Valdez Michele Lindstrom Barbara Paxton Lori Vasquez Marjorie Cardenas Kevin Gilhooley Nilo Lipiz Lori Perez Colleen Versteeg Nancy Carri Kristi Golden Cara Lockwood Peggy Phan Nguyen Gina Villarraga John Cartafalsa Kathy Goodspeed Vinicio Lopez Dave Waller Denise Casco Lily Gorban Barbara Lowry Kristi Piatkowski Phyllis Watanabe Mary Castorena Fritzi Gragg Veronica Mackenney Kelly Pijl Jan Weiner Connie Castro-Reed Gloria Guzman Wendi Mahaney Kris Powell Janis White Joyce Hanson Betty Manuel Barbara Price Michele Winstrom Christy Catron Christina Harper Mary Marlin Karyn Quick Karen Wunderlich Claire Cavallero Leonor Hernandez Debora Martin Yumi Ramirez Hallie Yopp-Slowik Jennifer Chaiyakal Nery Hernandez Lupe Martinez Tina Reinemann Stacey Zapanta Tom Chiaromonte Joan Hersh Alyce Mastrianni Jennifer Rivera Pam Zvonec Robyn Class Lorie Hoggard Paula Mathis Tom Rizzuti Nancy Claxton Crystal Holbert Debbie McBee Sandie Skinner Linda Clinard Merri Jo Hooven Anita McCarthy Chriss W. Street Tina Coca Joyce Horowitz Kathleen McFarlin Andrea Sullivan
  • 4. Orange County Preschool Plan Page | iii Acknowledgements (continued) Child Care Providers Betsy Aasland Tarry Goeden Hilda Miramontes Sheri Senter Babette Webster Farba Azahir Lily Gorban Sugeith Miramontes Monica Silveira Tammy Withana Mahshid Azahir Karen Heffernan Fern Roundtree Gracie Swain Marilee Cosgrove Connie Holtz Jeanine Sansone Elly Tsai Kim Deans Jo Kelly Louise Senteno Tracy Uyemura Parent Focus Groups Rosie Achong Suemy Arruda Nidel Castaneda Estuardo Gifuentes Arlene Salazar Cynthia Alfaro Jana Beekman Wendi Cramer Dylan Guggenmos Jennifer Thomas Jay Arruda Bob Carr Elba Davila Kimberly Peabody Consulting Staff Karen Hill Scott, Ed.D. Christina Meono John Harris Ariana Sani
  • 5. The Orange County Department of Education would like to thank our convening partners: n Anaheim City School District n California State University Fullerton n Children and Families Commission of Orange County n Children’s Home Society of California n Karen Hill Scott Company n National Pediatric Support Services n Newport-Mesa Unified School District n Orange County Child Care and Development Planning Council n Orange County Head Start, Inc. n Orange County Social Services Agency n Orange County United Way n Santa Ana College, Rancho Santiago Community College District n State of California Department of Social Services, Community Care Licensing Division Thank you to all of the Orange County Preschool Planning Collaborative partners who attended meetings and provided expertise and ideas for the development of the plan. For a complete list of Orange County Preschool Planning Collaborative partners, see Appendix C. Acknowledgements (continued) Partners Page iv
  • 6. Orange County Preschool Plan Page | v Table of Contents ACKNOWLEDGEMENTS ............................................................................................. i EXECUTIVE SUMMARY............................................................................................... 1  CONSOLIDATED GOALS............................................................................................. 4  PART I: WHAT WE DID ................................................................................................ 5  1.0 OVERVIEW.....................................................................................................................................5  Organization of the Plan........................................................................................................................ 5  1.1. LAYING THE GROUNDWORK: THE PLANNING PROCESS.......................................................6  Background ........................................................................................................................................... 6  1.2. OUR PLANNING METHODOLOGY............................................................................................... 8  1.2.1 The Theory................................................................................................................................... 8  1.2.2. The Collaboration Process.......................................................................................................... 9  1.2.3 Case Statements........................................................................................................................ 12  1.3. ORANGE COUNTY ASSETS....................................................................................................... 13  1.3.1. Positioned to Stay Ahead of the Curve ..................................................................................... 13  1.3.2. A Bend in the Curve .................................................................................................................. 14  1.3.3. Navigating the Curve................................................................................................................. 16  1.3.4. Staying on Track ....................................................................................................................... 18  1.3.5. Family Strengths, Family Threats ............................................................................................. 19  1.4. THE LAY OF THE LAND.............................................................................................................. 20  1.4.1. Demand: Where Are the Children?.......................................................................................... 21  1.4.2. Supply: Where Are the Preschool Spaces?............................................................................. 23  1.4.3. Preschool Gap: Where Are the Gaps?...................................................................................... 26  1.4.4. Low API Schools: Are Decile 1-3 Schools Located in Areas of Greatest Need? ..................... 28  1.4.5. Declining School Enrollment ..................................................................................................... 30  Part II: WHAT WE WANT............................................................................................ 32  2.0. THE PLAN.................................................................................................................................... 32  The Vision ........................................................................................................................................... 32  2.1 Meeting 1 – February 2007 ........................................................................................................... 32  The Strategic Mission.......................................................................................................................... 35  2.2. Meetings 2-5................................................................................................................................. 35  2.3. July, September, and October Meetings...................................................................................... 38  School District Superintendents Involvement...................................................................................... 52  2.4. November Meeting....................................................................................................................... 52  PART III: WHERE ARE WE HEADED?....................................................................... 53  3.0 INCREMENTALISM ...................................................................................................................... 53  3.1. RECOMMENDATIONS ................................................................................................................ 55  3.1.1 Recommendation 1 .................................................................................................................... 56  Work Scope and Composition of the Strategy Group......................................................................... 56 
  • 7. Orange County Preschool Plan Page | vi 3.1.1.1. Facilitation of the Strategy Group........................................................................................... 57  3.1.2. Recommendation 2 ................................................................................................................... 57  3.1.3. Recommendation 3 ................................................................................................................... 58  3.1.4. Recommendation 4 ................................................................................................................... 58  3.1.5. Recommendation 5 ................................................................................................................... 59  3.1.6. Recommendation 6 ................................................................................................................... 59  3.1.7. Recommendation 7 ................................................................................................................... 60  3.1.8 Recommendation 8 .................................................................................................................... 61  3.1.9. Recommendation 9 ................................................................................................................... 61  Parting Notes....................................................................................................................................... 62  Acknowledgements from the Karen Hill Scott Company.............................................. 64  References ................................................................................................................. 65  List of Tables Table 1: 1990 Population Categories ........................................................................................15 Table 2: 2006 Population ..........................................................................................................15 Table 3: 2006 Nuanced Classifications .....................................................................................16 Table 4: Today's Population Pipeline - 1980 Census Distribution..............................................17 Table 5: Tomorrow's Population Pipeline - 2006 Census Estimate............................................17 Table 6: NAEYC Accredited and Non-Accredited, Licensed Centers ........................................24 Table 7: Financial Projections - Saturation for API Decile 1-3 at Current Cost/Child .................38 List of Figures Figure 1: The Planning Process Structure.................................................................................11  Figure 2: Where Are the Children?............................................................................................22  Figure 3: Where Are the Preschool Spaces? ............................................................................25  Figure 4: Where Are the Gaps? ................................................................................................27  Figure 5: Low API Decile 1-3 Schools in Hot Zones..................................................................29  Figure 6: Change in Enrollment.................................................................................................31  Figure 7: What’s Your Headline Template.................................................................................33  Figure 8: Case Statement Template..........................................................................................34  Figure 9: Strategic Mission Statement Template.......................................................................36  .
  • 8. The Orange County Preschool Plan: Universal Quality, Targeted Services – National studies consistently demonstrate that high quality preschool experiences result in significant educational and social benefits for children. Because the Orange County Department of Education (OCDE) views preschool as a vital experience for children and families, the Orange County Preschool Planning Collaborative (Collaborative) was convened in February, 2007. Goals of the Collaborative n Increase quality of preschool programs n Increase access to preschool for families with the greatest need n Improve coordination between preschool and K-12 systems n Maximize existing resources Background From February to October, 2007, over 200 individuals, including educators, public agency representatives, child care providers, parents, and other early childhood education stakeholders, met to develop a seven-year comprehensive plan for preschool education in Orange County. The plan needed to build upon prior work in the county and throughout the state. The plan needed to be action-oriented and prescriptive, laying out two-, five-, and seven-year goals with indicators of achievement to monitor the county’s progress. In addition, the plan needed to bear the unique signature of Orange County while being responsive to the state and local fiscal and political climate. The Orange County Preschool Plan addresses the above criteria and more. The county has a blueprint for the next seven years that will improve the overall level of quality in preschool programs and will also increase access to high- quality preschool experiences for the children who have limited prospects of access today. Where some counties choose to centralize functional responsibility for preschool in one agency, Orange County will follow the path of a voluntary and sustained collaboration among different agencies, each fulfilling its respective role for the overall effort. Where some counties have few assets to build upon as they go forward, Orange County has tremendous assets that can be leveraged to stay ahead of the curve. The Collaborative is committed to ensuring that the quest for a quality education for every child, beginning with preschool, starts in 2008. Thus, through this planning process, Orange County developed its local signature: Promoting preschool quality everywhere, while targeting new services in the communities where they are needed most. The Orange County plan is comprehensive in scope, realistic with regard to expected accomplishments, and pragmatic in timing the roll-out of each component of the plan. executive summary Page 1
  • 9. Planning Process The Collaborative participated in seven meetings over the course of nine months. In addition, one child care provider meeting and three parent focus groups were held. Six work groups were established to develop goals and objectives for the key content domains of the plan. Preschool Plan Work Groups n Program Quality and Monitoring n Workforce/Professional Development n Parent and Community Engagement n Articulation and Coordination with K-12 n Data n Facilities Overarching Work Group Goals: Program Quality and Monitoring n Encourage preschool programs to adopt agreed upon community standards of quality that are inclusive of all children and reflect research-based best practices in all program components Workforce/Professional Development n Create a workforce development model that provides continuity between early childhood education course work completed in secondary schools, regional occupational programs, and community and four year colleges Parent and Community Engagement n Launch a local communication effort about the benefits of preschool and the importance of early childhood experiences targeted to parents of preschool-age children Articulation and Coordination with K-12 n Develop a seamless transition process between early childhood programs and elementary school Data n Utilize a coordinated Geographic Information System (GIS) containing demographic and preschool program data that is updated on a regular basis and is accessible via the internet for county planning purposes Facilities n Increase the number of preschool spaces by expanding, building, and/or renovating at least two to four new sites per year Overall Recommendations n Convene a new Strategy Group to guide the implementation of the plan n Identify “best fit” stakeholders for the designated responsibilities of implementing different components of the plan – quality rating systems, workforce development, parent and community engagement, alignment of preschool to kindergarten, information accounting and evaluation, and facility development n Designate a responsibility center for data collection to track progress and facilitate local planning n Support workforce development and quality production through collaboration among school districts, community and four year colleges, and the county office of education n Adopt a policy framework and advocacy strategy where local efforts are synchronized with state expansion for preschool Page 2
  • 10. Recommendations for Universal Models of Quality, Alignment, and Parent Engagement n Form a public/private multi-district task force to develop an alignment and articulation handbook based on input from local providers and school district personnel, the California Preschool Learning Foundations, and the Content Standards for California Public Schools – Kindergarten Through Grade Twelve n Expand upon or refine the currently available quality rating models to develop a voluntary countywide system for certifying and recognizing the quality standards that have been met by public or private preschool programs n Create incentives to participate in the voluntary quality rating system n Explore how local funds can be raised to support the quality rating system, parent engagement, and alignment and articulation from preschool to kindergarten n Develop a centralized parent engagement platform that serves as a complement to preschool to kindergarten alignment, that can be implemented through various organizations and programs Recommendations for Increasing Access n Explore whether classroom space created by declining enrollment in high need communities can be used for preschool n Continue efforts to provide incentives for development of preschool programs in high need areas by working with community development corporations, faith-based development organizations, and other private sector ventures n Project various budget models and timetables for fulfilling the goal of serving 70% of four year old children in communities where elementary school Academic Performance Index (API) scores fall within deciles 1-3 Next Steps OCDE is appreciative of the dedicated efforts of Collaborative members throughout the nine month planning process. It will take creative ideas and maximization of current resources to accomplish the important goals that have been put forward. A Strategy Group, composed of leaders from various early care and education stakeholder organizations will be formed to guide the implementation process. The plan is considered a blue print, and additional input is always welcome. With committed partners, together we will ensure Orange County’s young children have the opportunity to learn and thrive in quality preschool programs. To get involved or to view the Orange County Preschool Plan, visit http://ocpreschoolplan.ocde.us. For additional information, contact Nicole Savio, Coordinator, School and Community Services at 714-966-4385. Page 3
  • 11. The Orange County Preschool Plan: Universal Quality, Targeted Services Consolidated Two-, Five-, and Seven-Year Goal Milestones TWO-YEAR GOAL MILESTONE FIVE-YEAR GOAL MILESTONE SEVEN-YEAR GOAL MILESTONE Program Quality and Monitoring ■ Build upon existing Success By 6 Star Quality Rating System (QRS) and other program improvement initiatives in the county to create and pilot an Orange County quality rating measurement for all programs. (Piloting is implemented internally by any interested programs and externally by current and future quality improvement efforts) ■ Evaluate, revise, and align QRS with any new state requirements, such as CA Preschool Learning Foundations ■ Develop new resources to support program improvement ■ Introduce QRS to the community-at-large ■ Evaluate QRS pilot program used to identify areas for improvement and develop more resources and funding for quality improvement ■ Participation in QRS continues to rise along with community understanding about quality Workforce and Professional Development ■ Complete career lattice for Orange County ■ Ongoing collaboration of Institutes of Higher Education (IHE) to articulate program ■ Complete workforce study to target areas of need ■ Roll out career lattice ■ Establish early childhood education (ECE) website as a clearing house for education, training, and professional growth that are aligned with Quality Rating System ■ Full alignment agreements with IHEs ■ ECE advisors in every college and available to consult in needed areas ■ Workforce surveys show general increase in educational attainment of ECE teachers and degree attainment on the rise Parent and Community Engagement ■ Identify and establish a collaborative to decide on early learning skills message ■ Identify county resources ■ Create a strategic plan to get info and basic skills to parents ■ Disseminate resources on early learning skills to community ■ Increase number of parents who have access to early learning skills ■ A consistent countywide message to increase knowledge about the importance of early childhood experiences ■ Parents are actively involved ■ Community collaborations in place ■ Variety of resources, including multicultural and multilingual Articulation and Coordination with K-12 ■ Standard protocol manual created with clearly defined roles for all stakeholders so there is the beginning of universal transition coordination ■ Desired Results Developmental Profile (DRDP)/CA Preschool Learning Foundations are used to facilitate transition to kindergarten and support early intervention ■ Protocol manual is fully implemented and there is a seamless transition process between early childhood programs and elementary school Data ■ Identification of a centralized Geographic Information System (GIS) which will manage and support ongoing countywide preschool data collection ■ Identified centralized GIS system will continue data collection, complete county needs assessment, and track ongoing preschool data ■ Centralized GIS system will review and amend standardized data elements and continue to track ongoing preschool data Facilities ■ 3,000 children will be served within two years ■ 1,000 Full Day ■ 2,000 Part Day ■ One new facility developed per year with 4,500 additional children served by the 5th year = 187 classrooms ■ 6,500 children will be served daily, including creation of 1,000 spaces for full day child care = 229 classrooms CONSOLIDATED GOALS Page 4
  • 12. Orange County Preschool Plan Page | 5 PART I: WHAT WE DID 1.0 OVERVIEW Organization of the Plan This plan document is divided into three parts as follows; Part I is “What We Did,” Part II is “What We Want,” and Part III is “Where Are We Headed?” Part I contains a description of the plan methodology including a description of meeting processes and outputs. Also included is the asset mapping of Orange County. This includes a narrative and statistical review of base capacity and demographics relevant to creating family success. It also covers our geographic review of licensed preschool supply and demand for services based on the four year old cohort. The data was gathered in the spring of 2007. Using computer-generated maps, we illustrate where services are most needed and where those areas intersect with the location of schools with test scores in the lowest three deciles on the 2006 California Academic Performance Index (API decile 1-3 range).1 In Part II, we develop a composite vision statement based on the inputs of the Orange County Preschool Planning Collaborative (Collaborative), a broad based volunteer group of local preschool stakeholders. Then we offer the composite strategic mission statement for the system as a whole and for each of the content domains that comprise the core elements of a system. Each strategic mission requires metrics for outcomes, so we also provide the proposed two, five, and seven year planning goals for each of the six content domains. Our discussion of these goals and recommendations is tempered by the local and state economic context, particularly as it bears on implementation. Part III outlines implementation strategies for the plan. These strategies stress the need to adapt to incrementalism; an acknowledgement that the state has shifted away from systemic overhaul to continual fine tuning of an existing system. 1 The score can range from 200-1000. The California goal is 800. API decile 1-3 includes the lowest 30% of test scores. For more information, see Appendix A: Glossary of Terms.
  • 13. Orange County Preschool Plan Page | 6 1.1. LAYING THE GROUNDWORK: THE PLANNING PROCESS Background The Orange County Department of Education (OCDE), along with many other county offices of education throughout the state, began exploring its role in preschool development in 2006. The State Master Plan for School Readiness (2002)2 called for local administration of preschool to run through county offices and by 2006, the California County Superintendents Educational Services Association (CCSESA) formally endorsed preschool as a high priority for California education. There was ample precedent for the work that was going to take place in Orange County.3 In 1997, Delaine Eastin, then Superintendent of Public Instruction, began to explore the possibility of a statewide preschool system. Following the passage of the 1996 federal welfare reform legislation, she felt that the most robust approach to “ending welfare as we know it” was to pre-empt welfare dependence with education. The Universal Pre-School Task Force report, “Ready to Learn,”4 was published in 1998. Also in 1998, voters passed Proposition 10, which created the California Children and Families Commission (now known as First 5 California), the only state agency with a singular focus on the relationship between the early years of life and longer term outcomes. The work of First 5 California is wide ranging, and has had a much broader scope than education, but is still pointing in the same direction: to make investments during the early years, engage parents in the process, and ultimately change children’s life trajectories. First 5 California has worked in health, family support, family literacy and preschool, and made School Readiness their banner initiative starting in 2000. Soon after, in 2002, when the Joint Committee on Education launched the California Master Plan for Education, Senator Dede Alpert called upon First 5 California to support the inclusion of early childhood education in the plan. This effort yielded the School Readiness Master Plan, an ambitious effort that called for a reorganization of the education system, inclusive of preschool through college.5 The current P-16 Council, a statewide assembly of education, business, and community leaders charged with developing strategies to better coordinate, integrate, and improve education for preschool through college students, is one extension of the California Master Plan for Education. 2 Master Plan for Education, California Postsecondary Education Commission, 2002 is available at http://www.cpec.ca.gov/CompleteReports/ExternalDocuments/2002_FINAL_COMPLETEMASTERPLAN_2.PDF 3 A listing of prior efforts and related reports is provided in the Orange County Preschool Plan, published by the Children and Families Commission of Orange County, August 2007 4 Ready to Learn, California Department of Education, 1998 5 Master Plan for Education, Ibid
  • 14. Orange County Preschool Plan Page | 7 Additionally, First 5 California formed joint ventures with county commissions to foster School Readiness at the county level. The School Readiness plans were a direct antecedent to the School Readiness Coordinators that ably support early learning in every school district in Orange County. Each county that embarked on a School Readiness effort could create its own approach, and the Orange County project is recognized throughout the state as eminently successful. Concurrent with funding the School Readiness joint ventures, the state First 5 Commission supported the development of the California Preschool Planning Tool Kit so others could replicate or develop their own efforts. Most recently, First 5 made specific investments in nine Power of Preschool (PoP) Demonstration Projects across the state. These projects, strategically selected for location and program model, provide replicable demonstrations of high quality preschool programming and teacher training in high need communities. In 2003, shortly after completion of the State Master Plan for School Readiness, the David and Lucile Packard Foundation decided to make a ten year commitment to developing preschool throughout the state. Beginning in 2003, the Packard Foundation fostered preschool planning, research, and communications efforts of diverse grantee organizations, one of which was the Children and Families Commission of Orange County (Commission). In 2005, the Commission developed a local preschool demonstration project focusing on the City of Anaheim through a collaborative partnership between Anaheim City School District, Magnolia School District, and Children’s Home Society of California, the local child care resource and referral agency. While initially developed for the First 5 California Power of Preschool Demonstration Project, this project is funded by the local Commission. In addition, the Commission organized a community planning process for the development of a countywide preschool plan which was published by the Commission in August, 2007 and funded by the Packard Foundation.6 When OCDE decided to embark upon this planning process in February, 2007, they set two important goals for themselves. First, OCDE was to act as a convener and coordinator, not as a stakeholder with a vested interest in the outcome. The Collaborative was organized as a convening of equals and the participants came from diverse organizations in the public and private sector. Second, OCDE affirmed that the approach for planning in Orange County should build upon all the relevant prior work in the county and in other counties throughout the state. Our starting point benefits from all that has taken place in California over the past ten years. The Collaborative confidently created a working blueprint for action that can be implemented over the next seven years. 6 The Orange County Preschool Plan, published by the Children and Families Commission of Orange County, August 2007
  • 15. Orange County Preschool Plan Page | 8 1.2. OUR PLANNING METHODOLOGY 1.2.1 The Theory Early care and education services in California are decentralized and often depend on various funding streams with a wide variety of regulations for their operation.7 Like most other counties, Orange County service delivery mirrors the decentralization of revenue flows. Therefore, in developing a comprehensive community plan for the county, OCDE sought to build a working collaborative of the key stakeholders in order to create an effective and realistic plan. Furthermore, OCDE wanted an open collaborative that encouraged public input and ideas. Several objectives drove this approach. First, consistent with its chartered role, OCDE is a convener, coordinator, and facilitator of ideas and programs that are likely to be implemented through school districts and other community institutions. Second, for a plan to have a broad base of support, the potential implementers of preschool policies and programs should be involved in the construction of the future. This would provide transparency, create buy-in for the decisions that needed to be made, and catalyze commitment for the goals the plan would aim to achieve. Third, because the early childhood education field is historically decentralized, a unified future requires strong partnerships between all stakeholders, thereby investing the broadest possible base in the plan’s success. In working with OCDE to achieve these goals for the process, the Karen Hill Scott Company referenced three classic works on planned change8 to underlie their model of strategic planning. First is the classic Dynamics of Planned Change,9 which outlines the role of a change agent in supporting a planning process. This theory starts with bringing all stakeholders to the realization that change is needed, interrupting the inertia of the status quo, and moving toward the goal through collaboration on various scenarios of a changed future. When the work toward the goal is complete, this theory asserts that the change process must continue until the goal is stabilized and becomes the “new” institutional reality. In that regard, this plan is truly just the beginning. This book, written forty years ago, has informed decades of work in education and community collaboration. Second, the book Growing Pains,10 outlines the stages of growth for entrepreneurial efforts that will need to manage growth of their organization from start-up to a professional consolidated organization at some point in the future. The most important 7 Lynn A. Karoly, Elaine Reardon, Michelle Cho. RAND Preschool Study 2: Early Care and Education in the Golden State. November 10, 2007 8 See Hill Scott, Karen. The Planning Process in the California Preschool Planning Toolkit, The Karen Hill Scott Company and American Institutes of Research. (Funded by the Packard Foundation) 2006, also at www.plan4preschool.org. 9 Lippit, Ronald, Watson, Jeanne, and Westley, Bruce. The Dynamics of Planned Change. New York: Harcourt 1958. 10 Flamholz, Eric and Randle, Yvonne. Growing Pains (3rd Revised Edition). San Francisco: Jossey Bass Company 2007.
  • 16. Orange County Preschool Plan Page | 9 contribution of this book to the planning process is the use of metrics, strategy, and indicators during the planning process. It keeps the work focused on achievements, not just process. The last work was that of Rubenstein, Moshe, and Firstenberg, The Minding Organization.11 They point out that the key to a plan’s success is not working toward the future, but to “bring the future to the present.” In other words, stakeholders reach agreement about what a vision of the future state of the community should look like, then work backwards to outline what actions must take place to achieve that goal within a defined period of time. In our case, the timeline is seven years. 1.2.2. The Collaboration Process To begin the planning, the Collaborative was established, casting a wide net to hundreds of stakeholders and key organizations involved with early education in Orange County. From the outset, transparency was established, with a pledge from OCDE that all interested parties could participate in the process and that all the content from the process would be posted on both the OCDE website and the consultant’s website. The Collaborative was organized around a series of open public meetings where the ground rules called for equality among participants. The goal was to have open, respectful communications where everyone worked together on each decision. The exchange and evaluation of ideas was quite robust. The Collaborative was the plenary body for the planning process and it was augmented by six work groups that managed the planning progress for key content domains. These were: Program Quality and Monitoring Workforce and Professional Development Parent and Community Engagement Articulation and Coordination Data Facilities Each work group was led by volunteer co-chairs from participating stakeholder organizations and supported by OCDE liaisons who helped with logistics, record keeping, and communications between the work groups and the Collaborative. 11 Rubenstein, Moshe and Firstenberg, Iris. The Minding Organization. New York: Wiley, 1999.
  • 17. Orange County Preschool Plan Page | 10 The process included four public meetings of the Collaborative, seven work group meetings, one child care provider meeting, and three parent focus groups which took place from February 2007 to October 2007. A separate meeting of district superintendents took place in November 2007. The chart on the following page provides a graphic of the process. The Collaborative and work group meetings directly informed the content of this plan. Through activities, polls, and poster-sized templates, the meetings engaged participants in doing the work, rather than simply talking about the work that needed to be done. This approach harnessed and focused participants’ knowledge and expertise to produce a realistic and workable preschool plan
  • 18. Orange County Preschool Plan Page | 11 FFiigguurree 11:: TThhee PPllaannnniinngg PPrroocceessss SSttrruuccttuurree Collaborative  Meeting 1  FEBRUARY  Work Group  Meeting 1  APRIL        Work Group  Meeting 3  Collaborative  Meeting 3  JUNE  Work Group  Meeting 4  NOVEMBERSEPTEMBER        Work Group  Meeting 6  Collaborative  Meeting 2  MARCH  Work Group  Meeting 2  MAY JULY       Work Group  Meeting 5  Collaborative  Meeting 4  OCTOBER  Work Group  Meeting 7  February  2007  June  2008 JUNE Orange County Preschool Planning Collaborative  February 2007 ‐ June 2008      District          Superintendent  Meeting     Child Care    Provider    Meeting  Plan         Completed
  • 19. Orange County Preschool Plan Page | 12 1.2.3 Case Statements One useful consensus-building activity that allowed the Collaborative to address important policy issues was the Case Statements.12 This activity enabled the Collaborative to deal with a number of contentious policy decisions in a time-effective and civil manner by polling the sentiment of the respondents in the room, displaying the results, and collecting their written commentary for subsequent publishing. This activity was used at every meeting, addressing five to ten questions on each occasion. The goal of Case Statements is to work toward building a supermajority of support (about 75%) around a specific statement in order to demonstrate to the group that the position has overwhelming support. If a Case Statement could not reach this threshold, the question would be revised based on the feedback and tried again at the next meeting. This process aided the Collaborative in coming to consensus on a wide variety of issues, including workforce education requirements, the use of a countywide quality rating system, and on ways to serve all county children in the face of state policies focusing on targeted services. Additionally, it allowed every participant to have an equal voice and influence, saving the need for lengthy and divisive debates during the meetings that would have taken time away from system building. Of the 24 Case Statements presented to the group, 14 attained consensuses immediately or through refinements in polling, five were solved through the process of group work on different aspects of the plan, and five remain to be resolved during implementation. A summary of the Case Statement results is in Appendix B. 12 Case Statements are a copyrighted game developed by Karen Hill Scott to test the level of agreement with policy ideas that are under discussion locally or statewide. The response categories are “red light” “yellow light” and “green light” forcing a choice but permitting explanations for that choice on the work template.
  • 20. Orange County Preschool Plan Page | 13 1.3. ORANGE COUNTY ASSETS 1.3.1. Positioned to Stay Ahead of the Curve If there is such a thing as a positive stereotype, Orange County is fortunate to typify many such characterizations. The median family income of $80,19313 is well above the state median of $64,563.14 Though very populous (3,098,121), Orange County has a distinctly suburban feel, largely because over 30% of the county is composed of low-rise master planned communities developed over the past 40 years. There are abundant parks and recreational facilities for a multitude of outdoor activities, and approximately 25% of the total land area (all of it toward the southeastern part of the county), is designated open space (National Forrest and County Reserves). Master planning has also included strategic land use for business development and office parks. These are, de facto, anchored by the Irvine based business parks and comprise what is known as the “Tech Coast” belt. For learning and earning, Orange County offers the full complement of educational and occupational opportunities for the present and future economy. In fact, the 2007 unemployment rate in Orange County is 4.3%, which is 1.6% lower than the state average of 5.9%. Orange County public schools outperform the average California school by a 60-point margin on the Academic Performance Index15 (API average 780 vs. 720).16 In 2007, 51% of Orange County schools scored above the statewide API target of 800. In addition, Orange County schools also have higher average SAT scores and lower drop-out rates than schools in neighboring Southern California counties, and the state as a whole.17 The county is home to a diverse range of higher education institutions, private and public, from vocational schools to nationally-ranked research universities. Material wealth and creature comforts are but one dimension of overall life quality. Orange County residents also have access to diverse religious and spiritual traditions. Two of the nation’s largest mega- churches, the Crystal Cathedral and Saddleback Church, are based here. The Trinity Broadcasting Network began and is still based in Orange County. Approximately 30% of the population is Roman Catholic. The Muslim community is one of the largest in the nation with multiple Islamic Centers, a 13 The median is the “middle-most” income, but the mean income @ $105,849, is the actual average indicating there are more family incomes at the higher end of the range. 14 U.S. Census, 2006 American Community Survey: Table B19119-California - Median Family Income in the Past 12 months (in 2006 inflation-adjusted Dollars). 15 See Appendix A: Glossary of Terms for an explanation of API. 16 Orange County Department of Education Community Report: February 2008. 17 Orange County Department of Education Community Report: February 2008.
  • 21. Orange County Preschool Plan Page | 14 school, and mosques. The Pao Fa Temple in Irvine is one of the largest Buddhist monasteries and temples in the United States. Taken as a whole, this thumbnail sketch illustrates how easy it is to make overgeneralizations about the good life in Orange County. Certainly, the physical environment, educational excellence, and a well- developed business environment are amazing assets. Orange County can be differentiated from any other county in the United States with an equivalent size population for several positive social, economic and demographic dimensions. On the face of it, Orange County may actually be “the Magic Kingdom.” 1.3.2. A Bend in the Curve The reality of Orange County is much deeper than the social indicators suggest. Often stereotyped as racially homogenous, Orange County is, in fact, ethnically and culturally diverse. This diversity has substantial significance in regard to both the evolution of preschool in Orange County and the maintenance of its leading position for multiple social indicators. Our analysis indicates that over the past 27 years, the county has always had more racial/ethnic diversity than was assumed. However, in 1980, the population was majority White. Today there is no ethnic majority, and the concept of diversity is visually much more apparent. Beginning in 1990, the categorical order of diversity in Orange County has remained constant: predominantly White, with a large Hispanic population, then an Asian minority, and followed by a very small African-American minority. Interestingly, mixed race identifiers were larger than the African- American population (Table 1).
  • 22. Orange County Preschool Plan Page | 15 Table 1 1990 Population Categories18 Total Population 2,410,556 White, not Hispanic 1,329,765 55% Hispanic 564,828 23% Black or African American 42,681 2% Native-American 12,165 1% Asian 249,192 10% Other including mixed race 211,925 9% Total 2,410,556 100% In 2006, the picture had evolved somewhat and new methods of counting have provided a more nuanced picture of the county than the 1990 racial identification system. However, the table below conforms to the 1990 race categories for a base comparison. Table 2 2006 Population19 Total Population by Primary Race Group White 1,408,486 46.92% Hispanic (of any race) 987,429 32.89% Black 48,849 1.63% American Indian and Alaska Native (only) 7,865 .26% Asian 477,720 15.91% Native Hawaiian and Other Pacific Islander 9,227 .31% Some other race alone 16,553 .55% Two or more races 45,920 1.53% Total 3,002,049 100.00% 18 U.S. Census, 1990 19 U.S. Census, American Community Survey 2006, Social Characteristics of the Orange County Population.
  • 23. Orange County Preschool Plan Page | 16 In the past 17 years, the Asian population had a 91% increase, and the Hispanic/Latino population increased by 71%. Today, despite a persistently small but stable number of African-Americans, the county has a more pluralistic look, mostly (but not majority) White, with substantial Hispanic and Asian minorities. The county’s Vietnamese minority is the largest of its kind outside of Vietnam.20 The most interesting part of the population evolution in Orange County is due to a refinement of how the census counts people. While it is possible to label people into broad “racial” categories as we saw in 1990, the 2006 census also permitted individuals to self-identify with a more complex form of racial identification that included race combinations. Using this classification system, an additional 10% of the Orange County population acknowledges a multi-racial heritage despite how they are listed in the census and anywhere else, for that matter. The race minority and race combinations comprise 55% of the total population, a completely different lens on the stereotype of homogeneity in Orange County. Table 3 2006 - Nuanced Classifications Individuals other than White only who report combinations with other races Total Population 3,002,049 White in combination w/ other races 601,012 35.97% African-American or Black w/ other races 62,878 3.76% American Indian w/ other races 24,519 1.47% Asian w/ other races 512,189 30.65% Hawaii & other Pacific Islanders w/other races 14,942 0.89% Other (mostly Hispanic) 455,401 27.25% TOTAL 1,670,941 100.00% Reported Combinations as a % of total 55.66% Hispanic may be included in any category above 1.3.3. Navigating the Curve What does all this demography have to do with preschool? The most direct connection relates to Orange County staying ahead of the curve on the many quality of life indicators discussed earlier. Going back to 1980, the preschool children of that era were the population who came through the education pipeline to fuel today’s economy in Orange County. The current pipeline of talent requires the same quality 20 U.S. Census, Profiles of General Demographic Characteristics, 2000.
  • 24. Orange County Preschool Plan Page | 17 investment, and perhaps more, to keep the economic engine running in the future because a significant proportion of the current generation's preschool children are English Language Learners (ELL). The census statistics from 1980 to 2006 are illustrated in Tables 4 and 5 below. Between 1980 and 2006, the Asian and Hispanic/Latino populations increased dramatically. The African- American population has held the same small steady state for the duration, but the remaining population shifts are transformational. Over half of the children under age five are Hispanic, and a sizeable proportion of this group includes English Language Learners. According to the OCDE 2008 Community Report, English Language Learners comprised about 28% of the K-12 enrollment and are roughly 64% of the total Hispanic enrollment. If the overall Orange County community wants to sustain today’s performance into the future, an investment in preschool is absolutely the strongest and most constructive way to start. 21 American Communities Survey, Ibid. 22 U.S. Census 2006 Table 4 Today's Population Pipeline 1980 Census Distribution21 Table 5 Tomorrow's Population Pipeline 2006 Census Estimate22 Total 1,932,709 Total 3,002,048 Hispanic 286,339 15.00% Hispanic 987,428 32.89% White 1,510,698 78.16% White 1,408,486 46.92% African American 25,287 1.31% African American 48,849 1.63% Native American 12,951 0.67% Native American 7,865 .26% Asian 81,674 4.23% Asian 477,720 15.91% Hawaiian/Pacific Islander 5,192 0.27% Hawaiian/Pacific Islander 9,227 .31% Other 10,568 0.55% Other 62,473 2.08% TOTAL 1,932,709 100.00% TOTAL 3,002,048 100.00% English Language Learner Overlay English Language Learner Overlay All Children >5 129,531 All Children >5 222,421 Hispanic >5 33,671 26% of total Hispanic >5 122,332 55% of total
  • 25. Orange County Preschool Plan Page | 18 There is a growing body of economic research that shows the best investment for long-term education outcomes is made with high quality preschool. James Heckman, the 2002 Nobel Prize winner in Economics and a leading authority on human capital, strongly argues for public investment in early education. He points out that comparative analyses of job training, adult education, and other intervention programs aimed at promoting adult self-sufficiency demonstrate that investment in early education for disadvantaged children is, by far, the best approach to changing a child’s lifetime trajectory.23 Recent research on California’s children conducted by the RAND corporation (Karoly, 2007) shows that children who start behind stay behind, and the gap widens as they get older.24 These data clearly point to preschool as the best way to make a difference, as even small positive shifts in language development or social behavior seem to have long-term impacts on employment and crime reduction for low-income ethnic, minority children. 25,26 1.3.4. Staying on Track The above data has direct implications for our approach to fulfilling the goals of this plan, specifically the signature model of universal quality with targeted services. The population distribution affirms the importance of targeted services, particularly for low-income English Language Learners in minority communities. Not only can the efforts be targeted, but efficiency could be optimized by the focus on certain geographic areas and by the reduced transaction costs accrued by working with a select group of stakeholder organizations. On the other hand, children from all groups live throughout the county, and there are pockets of children who are achieving below proficiency levels in many parts of the county. We need to ensure that all children receive access to high quality preschool experiences no matter where they live. We must be prepared to work with the inherent diversity of Orange County, be responsive to culture and language in approaches to adult-child communication, and be attentive to different strategies for promoting parent engagement in children’s learning. 23 Heckman, James Interview for The Region, a publication of The Federal Reserve Bank of Minneapolis, June 2005. 24 Cannon, Jill and Lynn Karoly. “Who Is Ahead and Who Is Behind? Gaps in School Readiness and Student Achievement in the Early Grades for California’s Children, “ DRR-4271, Santa Monica, California: RAND Corporation, June 2007 25 Reynolds, Arthur J., Judy A. Temple, Dylan L. Robertson, and Emily A. Mann, “Age 21 Cost Benefit Analysis of the Title I Chicago Child-Parent Centers,” Educational Evaluation and Policy Analysis, Vol.24, No.4, Winter 2002, pp. 267-303. 26 Gormley, William T., and Ted Gayer, “Promoting School Readiness in Oklahoma: An Evaluation of Tulsa’s Pre-K Program,” Journal of Human Resources, Vol 40, No.3, Summer 2005, pp. 553-558.
  • 26. Orange County Preschool Plan Page | 19 1.3.5. Family Strengths, Family Threats While it is true that Orange County families as a whole seem to be doing well, two recent reports, “The Conditions of Children in Orange County,”27 and the Children Now “California Data Book 2007,”28 set out a clear picture of how the aggregate indicators mask a less hospitable environment for children at risk. These reports should be reviewed for more thorough information than is presented here, as we have selectively reported findings that relate directly to the preschool plan and not the broader array of issues pertaining to children under age 18. Where minority, ethnicity, and low-income have combined, as in Santa Ana and Anaheim, there is also a disproportionate share of the county’s preschool population. With lower-cost housing than the county as a whole, these communities are more densely populated with young families. Over half the children under age five (55%) are Hispanic/Latino,29 and most of these children live in Santa Ana, Anaheim, and Garden Grove. There are 15 other cities where the Hispanic/Latino population exceeds 10,000, but as the mapping shows, the lowest achieving schools are primarily found in these three cities. The largest share of the county’s English Language Learners (28%) resides in these communities. Only 30% are in preschool, compared to the countywide average of 40% and the statewide average of 42%.30 Because a high quality early education is such a strong predictor of positive long-term education outcomes, every effort should be made to find funding for a high-quality program that will temper the bend in the curve and keep Orange County on the right track. The case for ensuring that this plan goes forward is imperative. Because the state is looking to local communities to inform the development of statewide policies related to preschool, local action must be supported to create an even stronger early childhood education infrastructure. The development of this plan is a step in the right direction for Orange County to be a significant contributor to state efforts. 27 The 13th Annual Report on the Conditions of Children in Orange County, 2007. Published by the Orange County Health Information Center, 2007. www.ochealthinfo.com/cscc/report/home.htm 28 The 2007 California County Data Book. Published by Children Now, 2007. www.publications.childrennow.org/publications/invest/cdb07/cdb07_orange.htm 29 U.S. Census 2006 30 Conditions of Children in Orange County
  • 27. Orange County Preschool Plan Page | 20 1.4. THE LAY OF THE LAND It is one thing to discuss the asset map of Orange County where the engine of prosperity seems to be running at high performance levels, and it is another to find transforming opportunities for children who will be expected to sustain this legacy in the future. As the previous section of the plan illustrated, deep under the surface of a robust social and economic environment, the foundation is shifting just enough to be noticed, but not yet enough to be the public’s “number one” concern. The achievement levels among low-income minority children, many who are also English Language Learners, are at the core of California’s (and Orange County’s) largest education challenge. Because preschool can be a key instrument for mitigating low achievement, a review of the county’s preschool asset base was necessary. Maps that visually displayed the physical distribution of the countywide preschool asset base were prepared before proposing that resources be committed to creating and implementing an expansion program. The demand was calculated based on enrollment patterns in states with comprehensive preschool systems. Finally, the size of the gap between where Orange County is now and where it would need to be to fulfill the vision of this preschool plan was estimated. The following maps and discussion are based on the most recent data available, that was updated, refined, and recounted many times by the data work group of the Collaborative. The methodology followed was developed by the principal consultant many years ago and is conceptually simple and relatively easy to perform, but requires a tedious verification process to avoid costly mistakes. For example, each new space could have a hypothetical value of at least $10,000 without land costs, furnishings, and equipment. Thus, every 100 spaces would have a minimum cost of $1 million in construction or renovation costs alone. Accuracy within an acceptable margin of error is critical. The American Institutes of Research (AIR) database for Orange County was vetted against both local data and state data sets. There were several adjustments to the number of spaces (supply) and some refinements on demand before final tables could be generated.31 The database enumerates all center- based spaces assigned to or likely to be used for four year old enrollment. Family child care homes are 31 These tables replace the Power Point Presentation at the February 2007 meeting when the preliminary database was used. A comparison between the two shows the impact of the data verification process and the caution to rely on needs assessments only for broad estimations unless data has been adequately vetted.
  • 28. Orange County Preschool Plan Page | 21 not in the database, though that would not pre-empt home based child care providers from being included in a countywide system.32 A user-friendly approach was developed for presenting the preschool data. Maps and simple graphics were used wherever possible to display data, as well as to convey their meaning. In this section of the report, we present four maps which summarize a community needs assessment: demand, supply, “preschool gap,” and API decile 1-3 school locations. In addition to these, we have produced a fifth map that considers a unique challenge and opportunity for Orange County. Some school districts, including our densely populated minority communities, are experiencing a decline of kindergarten-12th grade student enrollment. The question to consider is whether new preschool services, if funded, could be managed on these sites. 1.4.1. Demand: Where Are the Children? The map in Figure 2 identifies the location and concentration of the demand for preschool in the various zip codes of Orange County. Our definition of “demand” is an estimate of the total number of four year old children in any zip code. Because the census data is seven years old, we rely on recorded births, categorized by the zip code of the mother’s residence as the best proxy for the number and location for current four year old children.33 The birth totals have been found to correspond very closely to public kindergarten enrollment numbers in the following year. Figure 2 shows that the demand for preschool is heavily concentrated in the northern half of the county, with a few large zip codes to the south. This demand is primarily based in the cities of Santa Ana, Anaheim, Garden Grove, Westminster, and Costa Mesa, among others. There are approximately 45,238 four year olds in Orange County. See Figure 2 on the following page 32 Licensed child care home participation in preschool systems is unique because there are not enough four year old children to constitute a class of eight or more children and administrative costs are very high for the sponsoring agency. 33 California Department of Health Services, Vital Statistics 2003
  • 29. Orange County Preschool Plan Page | 22 FFiigguurree 22:: WWhheerree AArree tthhee CChhiillddrreenn?? High Density Areas Four Year Old Children (2007) Santa Ana 92704, 92703, 92701, 92707, 92706 Total 45,238 Anaheim 92805, 92804, 92801, 92802 Westminster 92683 Costa Mesa 92627 La Habra 90631 Tustin 92780 Garden Grove 92840, 92843 Laguna Beach 92656
  • 30. Orange County Preschool Plan Page | 23 1.4.2. Supply: Where Are the Preschool Spaces? The map in Figure 3 shows the distribution of preschool and child care spaces for four year olds in the county. Included in the supply are private preschool, federal Head Start, State Preschool, (including the Pre-kindergarten and Family Literacy Programs most recently funded by AB 172), and State-Funded General Child Care Center spaces.34 The quality of the programs in these centers is likely to vary, largely as a result of differing regulations. All child care and child development centers must be licensed under Title 22 of the California Code of Regulations. The only centers that are exempt from these regulations are centers where the parents are on the premises most of the day. All private fee-based centers are regulated by Title 22. After receiving the license, most centers are not visited for compliance issues but once every five years, or upon complaint. All centers that receive public subsidy directly from the state or federal government must be licensed and meet additional regulations under Title 5 of the California Code of Regulations. These public programs serve children at risk for low achievement whose families also meet low-income requirements. As a condition of public funding, centers are required to operate at a higher standard with annual site visits and financial audits. The presence of public funding is often the only basis for assuming a certain level of quality at a center. Private centers have the lowest requirements for teachers and administrators, but may choose to operate at a higher quality level or to seek accreditation by an agency such as the National Association for the Education of Young Children (NAEYC). There are only 74 NAEYC accredited centers in Orange County, just 10% of the total of 718 licensed public and private centers. However, this rate is higher than the state as a whole, where accredited centers account for only 7% of the total (Table 6). Other examples of national accreditation organizations for early childhood programs include American Montessori Society, Association of Christian Schools International, and National Accreditation Commission for Early Care and Education Programs. 34 Supply data provided by the Child Care Resource and Referral Network-Market Survey. County Profiles are released annually by the Network in the Profiles Data Book.
  • 31. Orange County Preschool Plan Page | 24 Table 6: NAEYC Accredited and Non-Accredited, Licensed Centers Among the total 23,529 preschool (four year old qualified) spaces in the county, about 7,300 are funded by federal and state sources. All of the General Child Care Center spaces must have a sliding scale parent co-payment based on family income, while Head Start and State Preschool are free to income eligible consumers. As seen in Figure 3, zip codes with a large number of preschool spaces are distributed throughout the county, although many in the northern area are located on the periphery of some of the highest demand areas. Private spaces constitute nearly three out of four of Orange County’s spaces for four year old children. See FIGURE 3 on the following page 35 www.naeyc.org/accreditation/search 36 www.ccld./ca.gov/res/pdf/countylist.pdf NAEYC Accredited and Non-Accredited, Licensed Centers35 Accredited Centers Private & Public Licensed Centers36 % of Accredited Centers Orange County 74 718 10% California 718 10,417 7%
  • 32. Orange County Preschool Plan Page | 25 FFiigguurree 33:: WWhheerree AArree tthhee PPrreesscchhooooll SSppaacceess?? High Density Supply Areas Total Spaces for Four Year Old Children Costa Mesa 92627 Irvine 92604 Head Start- Four Year Olds only 3,442 Huntington Beach 92647 La Habra 90631 State Preschool and General Child Care 4,388 Anaheim 92805, 92804 Orange 92869 Private 16,159 Laguna Niguel 92677 Fountain Valley 92708 Total 23,529 Yorba Linda 92886 Garden Grove 92840 Tustin 92780 Santa Ana 92701 Westminster 92683 92688
  • 33. Orange County Preschool Plan Page | 26 1.4.3. Preschool Gap: Where Are the Gaps? A gap is defined as the location of space shortages for preschool, assuming 70% of the four year old children would be enrolled if services were available. We selected the 70% attendance level because in every voluntary statewide preschool program in the United States enrollment rarely exceeds 70% of the four year old population in that state, even when the program has no cost to the parents.37 The formula for computing the gap is:38 Supply – (Demand X .70 usage rate) = Preschool Gap The following map of Orange County’s preschool gap mirrors that of Orange County’s high density preschool population. However, there are a few areas in other parts of the county where supply has not kept pace with the presence of young children in the population. The latter communities represent the best opportunities for private fee-for-service preschool service expansion, unless they are also low- income or at risk for low achievement. In that case, they would benefit from public investment. Using this formula, there are at least 8,138 children with no access to preschool because services are unavailable. Despite the fact that this seems like a large unmet need, our calculations are conservative. There are theoretically 1,553 surplus spaces in a small number of zip codes that are available to children in high need zip codes. It is highly unlikely that every surplus preschool space can be filled by a child from a high need area, so there are potentially 9,691 children, in total, who have limited access to preschool. See FIGURE 4 on the following page 37 National Institute for Early Education Research (NIEER) Yearbook, published in 2006. 38 Computing gaps for other more specialized services such as full-day child care, special education services, home visits, etc. require different calculation sources, though the basic model of supply/demand is appropriate. In Orange County the simple arithmetic is adjusted from high need zip codes. If distance to preschool were not an issue, the gross supply-demand formula would predict a need for 8,100 spaces. However, there are zip codes throughout the county that appear to have a surplus of spaces. These zip codes are geographically distant to the zip codes with shortages, so their surplus was set at zero. We summed the available supply with this adjustment supply figure to yield a deficit of about 11,000 spaces across the total number of zip codes with numerical shortages.
  • 34. Orange County Preschool Plan Page | 27 FFiigguurree 44:: WWhheerree AArree tthhee GGaappss?? Preschool Gap – Four Year Olds (2007) HOT Zones Total Preschool Gap 8,138 92704 (Santa Ana) 1,026 92703 (Santa Ana) 1,020 92707 (Santa Ana) 663 92801 (Anaheim) 585 92701 (Santa Ana) 543 92802 (Anaheim) 486
  • 35. Orange County Preschool Plan Page | 28 1.4.4. Low API Schools: Are Decile 1-3 Schools Located in Areas of Greatest Need? The map in Figure 5 overlays the location of elementary schools with Academic Performance Index (API) scores in the bottom three deciles with our map of the preschool gaps. With a few exceptions, most of Orange County’s API decile 1-3 elementary schools are located in, or adjacent to zip codes suffering from a large gap between preschool demand and available spaces. This is not surprising given the substantial body of research, including the recent RAND report,39 citing the “readiness gap” as a significant contributor to the statewide achievement gap. On average, kids who start behind get further behind over their school years. Put plainly, the low-income communities where children are not likely to have attended any sort of preschool are highly correlated with underperforming elementary schools. This map illuminates a strategic opportunity to not only provide high-quality preschool in these communities, but also to support Orange County’s public schools by ensuring that these children enter the K-12 system ready to learn. With on-going data monitoring, an Orange County preschool system could track the increased provision of preschool access and compare it to the API scores of these schools over time. See FIGURE 5 on the following page 39 Cannon, Jill and Lynn Karoly, Ibid.
  • 36. Orange County Preschool Plan Page | 29 FFiigguurree 55:: LLooww AAPPII DDeecciillee 11--33 SScchhoooollss iinn HHoott ZZoonneess HOT Zones Preschool Gap – Four Year Olds (2007) 92704 (Santa Ana) 1,026 Total Preschool Gap 8,138 92703 (Santa Ana) 1,020 92707 (Santa Ana) 663 92801 (Anaheim) 585 92701 (Santa Ana) 543 92802 (Anaheim) 486
  • 37. Orange County Preschool Plan Page | 30 1.4.5. Declining School Enrollment The final map (Figure 6) considers the current enrollment decline in Orange County’s elementary school districts. The map identifies to what extent each school district has been impacted since 2003, with a projection to 2008. The reality of declining enrollment is significant to this plan because it may be possible to cost-effectively convert unused classroom spaces into preschool facilities to serve additional children. In combination, these actions would not only support improvements in student achievement by producing more kindergarteners who are ready for the K-12 curriculum, but it could also promote higher levels of parent engagement and affinity to school attendance. A discussion of procedure and possible legislation that could facilitate revenue flows is a specific focus in the final section of this plan. Santa Ana Unified, Anaheim City, Orange Unified, and Garden Grove Unified School Districts are experiencing some of the most pronounced enrollment declines in the county. These cities also overlap with a great number of high need zip codes where preschool demand outstrips supply. The nexus of these facts could provide an excellent opportunity for expanding preschool access in Orange County. It could prove to be mutually beneficial for the preschool arena, and for education overall, if districts experiencing declining enrollment could stem their revenue losses by offering additional preschool services. See FIGURE 6 on the following page
  • 38. Orange County Preschool Plan Page | 31 FFiigguurree 66:: CChhaannggee iinn EEnnrroollllmmeenntt Change in Enrollment Net Enrollment Decline Santa Ana Unified -6,662 Enrollment Total FY 2002-03 495,576 Anaheim City -3,056 Enrollment Total FY 2007-08 485,185 Orange Unified -2,459 Change in Enrollment -10,391 Saddleback Valley Unified -1,994 Garden Grove Unified -1,616 Newport-Mesa Unified -967 Fullerton Joint Union High -1,211 Irvine Unified 1,360 Huntington Beach Union High 1,407 Anaheim Union High 2,007 Tustin Unified 2,327 Capistrano Unified 2,755
  • 39. Orange County Preschool Plan Page | 32 Part II: WHAT WE WANT 2.0. THE PLAN The Vision The vision of the Orange County Preschool Plan is: Promoting quality preschool everywhere, while targeting services to those most in need. In order to create this vision, a planning model developed by Firstenberg and Rubenstein was utilized. In their previously referenced groundbreaking book, The Minding Organization, they defined how to develop a plan for the future by visioning where you want to be and work backward to the present. The process that led to the development of the overall system vision and the strategic mission of the plan is described below. 2.1 Meeting 1 – February 2007 In February, the focus of the Collaborative was to fashion a collective vision for preschool in Orange County. Using a template activity called, “What’s Your Headline,” participants were encouraged to imagine both what an ideal preschool system would look like and to describe the benefits it would provide not only to the early care and education community, but to the K-12 system and Orange County as a whole. Naturally, the visions contained a bit of hyperbole, as participants wanted Orange County to be able to boast about a world class early education program, much in the way the county takes such pride in the overall performance of the public schools. A graphic of the “What’s Your Headline” template and sample headlines extolling the benefits of Pre-K are shown below (Figure 7).
  • 40. Orange County Preschool Plan Page | 33 FFiigguurree 77:: WWhhaatt’’ss YYoouurr HHeeaaddlliinnee TTeemmppllaattee Sample Headlines from February Collaborative Meeting Orange County Juvenile Justice Facility Closes… No longer needed due to the long-term benefits of preschool! OC Leads National Education Statistics OC Juvenile Hall closes and funds diverted to Early Child Care A Pre-K-12 System Ignites! The knowledge gap narrows Orange County Hits the Big “0” 0 dropout rate, 0 Crime, 0 Welfare! Orange County Plan Becomes a National Model Orange County Has Lowest Crime Rate in the Nation Disney Spearheads Land Development for Preschool
  • 41. Orange County Preschool Plan Page | 34 A meeting for child care providers was held on May 22, 2007, and participants also completed the “What’s Your Headline” activity. Sample Headlines from May Child Care Provider Meeting Children from Quality Family Child Care Exceed All Expectations in Kindergarten Family Child Care Making Big Steps Toward Enriching Children Through the Arts Fullerton Achieves 100% Participation in Pre-K Program by Adding Ten New Facilities The next activity was the Case Statement polling exercise. Meeting participants responded to four statements, all relatively controversial, to determine where the group stood on these important issues. Two of the statements were important to the vision statement for the system as a whole. One pertained to focusing on children in low-achieving districts. The other focused on the participation of public and private child care providers. A graphic of the Case Statement template and participant responses to these two statements are shown below (Figure 8). FFiigguurree 88:: CCaassee SSttaatteemmeenntt TTeemmppllaattee
  • 42. Orange County Preschool Plan Page | 35 1. Orange County should focus on creating access to preschool ONLY for the children in low- achieving school districts. AGREE: 9% DISAGREE: 83% UNSURE: 8% 2. If preschool is expanded in our county, both public and private providers should be able to participate in the system. AGREE: 84% DISAGREE: 8% UNSURE: 8% Both private provider groups and the mixed group of educators and other professionals at the Collaborative meeting overwhelmingly disagreed with the idea of limiting access to children in low- achieving school districts. The groups highly agreed that both public and private providers should be able to participate in the system. These findings demonstrated that the groups were holding onto the principle of universal preschool and also supported a mixed delivery system. The Strategic Mission 2.2. Meetings 2-5 During March, April, May, and June, the Collaborative worked to agree upon what would be realistic and achievable in creating a preschool system for Orange County. This included producing a strategic mission statement for the system as a whole and for each work group. In creating a strategic mission statement, groups were tasked with describing results, outlining how they could be quantifiably measured, and identifying “customers” whom these actions would serve. Additionally, we reviewed a number of budget and roll-out models to quantify the costs of system expansion depending on state budget scenarios, groups of children served, quality levels, and facilities expansion. The groups deliberated using worksheets and templates to guide the discussion. The final template each work group used is shown below (Figure 9).
  • 43. Orange County Preschool Plan Page | 36 FFiigguurree 99:: SSttrraatteeggiicc MMiissssiioonn SSttaatteemmeenntt TTeemmppllaattee At the March meeting, several statements were crafted and later consolidated by the group to describe the results, the metrics for the results, and for whom those results would pertain. The strategic mission statements are summarized below. By 2015, Orange County child care providers and school districts would: Serve no less than 40% and up to 75% of four year old children Provide high-quality preschool programs (as assessed using the United Way Star Quality Rating System or other agreed upon quality rating system) Provide facilities in new, re-purposed, and existing buildings Have well-trained teachers, of which 35% would be on track for a yet to be developed early education credential offered by a state supported professional development system
  • 44. Orange County Preschool Plan Page | 37 Utilize practices based on appropriate pedagogy according to the California Preschool Learning Foundations The Orange County system of early learning would also: Offer outstanding opportunities for parent engagement and advocacy (with 51% active participation rates) Provide children who attend preschool with the benefit of specific ancillary screenings and assessments (at an expected rate of 10%-15%) Produce, among enrolled children, a significantly higher level of performance on district adopted kindergarten assessment tools or other instruments developed for use by 2015 These overall mission statements for the system are ambitious, but one must take into account that these were developed immediately after the passage of AB 172, which made $100 million in new preschool funding available to counties in California. In June 2006, Orange County had received 131% of its allocation, a total of almost $7 million. This was enough to serve over 1,800 children in State Preschool. If future funding continued at a normal level of apportionment ($3 million per year), our spreadsheets predicted that Orange County could serve all the four year old children in API decile 1-3 school districts by 2012 (see Table 7 below). This gave hope that Orange County could actually enroll all the children most in need in a state-sponsored program.
  • 45. Orange County Preschool Plan Page | 38 Table 7: Financial Projections – Saturation for API Decile 1-3 at Current Cost/Child The most sobering development during the planning period was the slowly closing door of fiscal realities. Over a period of ten months, the prospects for additional preschool funding diminished. Thus, the final output of the work groups was modest in comparison to the exuberance of the original “What’s Your Headline” exercises. Excitement about possibly closing the preschool gap in the county was tempered by the need to consider deferring, NOT GIVING UP, hopes for achieving our goals within seven years. In a very constructive adaptation to circumstance, the local signature for Orange County was developed: As we work toward access for all, and possibly funding for all, we will increase access to quality preschool programs and support alignment to kindergarten for all children, and we will target service delivery to those most in need. 2.3. July, September, and October Meetings In July, September, and October, the Collaborative worked to flesh out the details of an Orange County preschool system. The work groups completed vision statements, developed program dimensions and performance indicators, and developed two, five, and seven-year goals as system wide metrics. The output was cross-checked among the work groups. Input was provided and opportunities for collaboration among groups were identified.
  • 46. Orange County Preschool Plan Page | 39 This work outlined the specific actions and timetables necessary to achieve the strategic missions outlined earlier in the process. By identifying timetables for certain actions to be completed, the work groups were able to “bring the future to the present” and align their activities more efficiently. At the final meeting in October 2007, the work groups reported their progress to the group as a whole; describing the process from visioning to implementation. The final activity required participants to analyze a number of early implementation goals and determine their feasibility as a way to prioritize those early efforts. Following is a distillation of the work group efforts. Each group was required to develop a strategic mission statement, cross walk that statement against the outputs of the other work groups to ensure complementarities, and relate their goals to the vision of universal quality and targeted services. There are additional work products, including priority statements and discussion notes that can be compiled for knowledge transfer to inform implementation of the program. The strategic mission, key indicators, and highlighted programmatic features listed in the charts below outline the direction necessary for the preschool plan.
  • 47. Orange County Preschool Plan Page | 40 PPrrooggrraamm QQuuaalliittyy aanndd MMoonniittoorriinngg Vision Statement Strategic Mission • Every Early Childhood Education (ECE) program meets or exceeds the agreed upon community standard of quality • Quality standards o Include guiding principles for best practices in all program areas o Build upon existing work in county o Integrate all planning work groups • Monitoring System o Supports program assessment o Supports continued program growth and improvement • Entire community understands quality standards • By 2015, all Pre-K children in Orange County will benefit from programs that have adopted quality standards that are inclusive of all children and reflect research-based best practices in all program components. Major Program Dimensions • Increased community awareness (families and ECE professionals) • Improved and intentional programs that meet the needs of all children in all learning environments • Increased access to all resources for all provider settings that promote and support quality programs for all children 2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone • Build upon existing Success by 6 Star Quality Rating System (QRS) and other program improvement initiatives in the county to create and pilot an Orange County quality rating measurement for all programs (piloting implemented internally by any interested programs and externally by current and future quality improvement efforts) • Evaluate, revise, and align QRS with any new state requirements, such as CA Preschool Learning Foundations • Develop new resources to support program improvement • Introduce QRS to the community at-large • Evaluate QRS pilot program in order to improve • Develop more resources and funding for quality improvement • Increased number of programs participating in QRS program • Increased community understanding about quality
  • 48. Orange County Preschool Plan Page | 41 PPrrooggrraamm QQuuaalliittyy aanndd MMoonniittoorriinngg Targeted (API Decile 1-3) Features • Piloting of QRS targeted to programs serving decile 1-3 schools • Some resources limited to these programs • State-funded program requirements aligned in QRS measures Universal Features • Any program can participate in QRS • Many resources available to all programs • All programs benefit from increased public awareness of quality components Recommendations for Next Steps • Align all current quality measurements and improvement efforts countywide • Pool existing resources/efforts to promote quality improvement and “readiness” for publicly funded preschool • Work collaboratively to map quality improvement resources
  • 49. Orange County Preschool Plan Page | 42 WWoorrkkffoorrccee aanndd PPrrooffeessssiioonnaall DDeevveellooppmmeenntt Vision Statement • All Early Childhood Education (ECE) staff in Orange County will be well advised, supported by an active professional development program, and educated through diverse paths to hold child development permits and/or Associate and Bachelor’s degrees in Early Childhood Education. Strategic Mission • To provide a highly qualified and diverse workforce for each early childhood education setting (public, private, and non-profit) through articulation of Orange County Institutions of Higher Education (IHE), recruitment, and academic career advisement of undergraduate students, approved ongoing professional development (with a defined career lattice), and at least one teacher with a Bachelor’s degree in ECE or related field in each Orange County classroom Major Program Dimensions • Increase Associates of Arts and Bachelor of Arts degree attainment in the ECE workforce • Ongoing articulation discussions and agreements with all Orange County Institutions of Higher Education • Provision of universal career advisement • Create Orange County ECE website • Conduct annual workforce survey 2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone • Complete OC career lattice • Promote ongoing collaboration of IHEs to articulate program • Complete workforce study to target areas of need • Rollout OC career lattice • Establish OC ECE website as a clearing house for education, training, and professional growth activities that are aligned with Quality Rating System • Full alignment agreements with IHEs • ECE advisors in every college and available to consult in needed areas • Workforce surveys show general increase in educational attainment of ECE teachers in OC and degree attainment on the rise
  • 50. Orange County Preschool Plan Page | 43 WWoorrkkffoorrccee aanndd PPrrooffeessssiioonnaall DDeevveellooppmmeenntt Targeted (API Decile 1-3) Features Universal Features • Workforce surveys to target areas of need in professional advisement and professional development • Increased support with articulation, transition, and curriculum alignment between preschool and the K-12 systems • OC career lattice • OC ECE website • Intact articulation agreements Recommendations for Next Steps • Review Spring 2007 workforce survey for patterns • Set regular collaboration meeting with continued articulation (UC/CSU/private universities, community colleges) • Begin to work on designing the OC career lattice
  • 51. Orange County Preschool Plan Page | 44 PPaarreenntt aanndd CCoommmmuunniittyy EEnnggaaggeemmeenntt Vision Statement Strategic Mission Major Program Dimensions • By engaging all families in their child’s early learning experiences, all incoming kindergarteners enter school healthy and ready to learn. • By 2015, educators, parents and community stakeholders will collaborate to ensure that all three and four year olds enter kindergarten healthy and ready to learn. • A consistent countywide message will advance the importance of early childhood experiences • Parents are actively involved • Community collaborations • Variety of resources (multicultural/ multilingual) 2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone • Identify and establish a collaborative to decide on early learning skills message • Identify county resources • Create a strategic plan to get information and early learning skills to parents • Disseminate resources on early learning skills to community • Increase number of parents who have access to early learning skills • Advance the importance of quality early childhood experiences through a consistent, countywide message
  • 52. Orange County Preschool Plan Page | 45 PPaarreenntt aanndd CCoommmmuunniittyy EEnnggaaggeemmeenntt Targeted (API Decile 1-3) Features Universal Features • Children in decile 1-3 districts are ready to learn • Children are healthy and have been screened • Children have been exposed to different modes of learning • Parents have the primary role in their child’s learning experiences • Schools, family resource centers, and libraries help support families • Increased parent participation Recommendations for Next Steps • Convene a meeting of community stakeholders • Identify existing resources • Work with local communities (e.g. School Readiness Coordinators, Family Resource Centers) to implement action steps that will lead to accomplishment of goals
  • 53. Orange County Preschool Plan Page | 46 AArrttiiccuullaattiioonn aanndd CCoooorrddiinnaattiioonn Vision Statement Strategic Mission Major Program Dimensions • All stakeholders in Orange County will have knowledge and understanding of developmental practices, parents will be valued as equal partners, and there will be an alignment of a spiral of learning from preschool to elementary school. • Recognizing the roles of families in the education of their children, 100% of school districts with kindergarten programs will incorporate ongoing systematic transition processes centered around all stakeholders resulting in seamless, articulated, and coordinated practices. • Standard protocol manual for transitions defining a systematic ongoing process with benchmarks and a timeline • Seamless transition between preschool and elementary school • Articulation of best practices with all stakeholders 2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone • Create standard protocol manual with clearly defined roles for all stakeholders to promote universal transition coordination • Utilize Desired Results Developmental Profile (DRDP) and CA Preschool Learning Foundations to facilitate transition and support early intervention • Implement standard protocol manual throughout the county • Implement seamless transition process between early childhood programs and elementary school
  • 54. Orange County Preschool Plan Page | 47 AArrttiiccuullaattiioonn aanndd CCoooorrddiinnaattiioonn Targeted (API Decile 1-3) Features Universal Features Recommendations for Next Steps • Focus on countywide implementation of Desired Results Developmental Profile (DRDP) and CA Preschool Learning Foundations • Involvement of all stakeholders, including families • Protocol manual supports articulation and coordination for all • DRDP and CA Preschool Learning Foundations are fully implemented • Create a process for exploring existing articulation and coordination materials • Review existing materials and determine scope and format of protocol manual
  • 55. Orange County Preschool Plan Page | 48 DDaattaa Vision Statement Strategic Mission Major Program Dimensions • Data collection should support the work of the other OC Preschool Planning Collaborative work groups to identify and collect ongoing relevant information and data essential for providing quality ECE programs and for assessing ECE efficacy. • Coordinate efforts to streamline data collection necessary to the work of the OC Preschool Planning Collaborative and refine data to maximize reliability and validity, and compile, analyze and disseminate information to work groups to support their mission and to the general public • Coordinated Geographic Information System (GIS) containing demographic and program data that is updated on a regular, ongoing basis and is accessible via the internet for county planning purposes • Identify essential data elements for preschool planning development • GIS system produces maps/tables that are disseminated to build community approach and capacity 2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone • Identify a centralized GIS system which will manage data collection and support ongoing countywide preschool data collection • Utilize centralized GIS system to continue data collection, complete county needs assessment, and track the ongoing preschool data • Utilize centralized GIS system to review and amend standardized data elements and continue to track ongoing preschool data
  • 56. Orange County Preschool Plan Page | 49 DDaattaa Targeted (API Decile 1-3) Features • Tracking of a variety of demographic and ECE data to support preschool planning, quality programming, and development • Coordinated GIS system will identify essential data elements for low API areas, including system maps/tables that are disseminated and available to build community approach and capacity Universal Features • Ongoing data collection that is essential for preschool planning and quality programming and development for all preschool children in Orange County Recommendations for Next Steps • Create a process between existing agencies to research potential funding sources that would support a centralized GIS system • The identified GIS system will track essential data elements for quality preschool planning and development • The identified GIS system will continue to support countywide data collection, analysis, and dissemination of information to the general public to work groups to support their missions
  • 57. Orange County Preschool Plan Page | 50 FFaacciilliittiieess Vision Statement Strategic Mission Major Program Dimensions • A facility is available to serve every preschool-age child in the county whose family wants him/her to be in an early childhood education program. • By 2015, Orange County will expand/build/renovate at least 2 to 4 new sites per year serving at least 500 children per year through diverse licensed facilities that meet quality design principles. • Opening of 2 to 4 new preschool sites per year • Central clearing house for facility development established through ABCD Constructing Connections • Child care policies incorporated into city general plans and zoning ordinances 2-Year Goal Milestone 5-Year Goal Milestone 7-Year Goal Milestone • 3,000 children will be served within two years • 1,000 Full-Day • 2,000 Part-Day • One new facility developed per year with 4,500 additional children served by the 5th year = 187 classrooms • 6,500 children will be served daily, including creation of 1,000 spaces for full-day child care = 229 classrooms
  • 58. Orange County Preschool Plan Page | 51 FFaacciilliittiieess Targeted (API Decile 1-3) Features Universal Features • Sites developed in highest need areas first • Facilities designed and prepared to provide highest quality of care and education • Identify resources and seek financial support for development of facilities in low income areas • Child care policies included in city’s General Plans and Land Use Elements for all target areas • Orange County United Way’s LINCC Project/Child Care Connections Collaborative is utilized as a clearing house system for facilities development (one-stop shop) • One Center of Excellence is developed within each target area to accommodate 100 full-day children Recommendations for Next Steps • Child Care Connections continues collaborative efforts to streamline the facilities development process in Orange County • Identify and initiate development of sites • Seek financial supports to accommodate the development of facilities
  • 59. Orange County Preschool Plan Page | 52 School District Superintendents Involvement 2.4. November Meeting An additional meeting was held with local district superintendents, mainly focused on sharing the updated supply-demand data and the additional data on declining enrollment. In the API decile 1-3 communities, there is a possibility for school districts to begin filling the breech in supply because they have access to facilities options that a local provider does not have. Also, with recent data on declining enrollment, it may be possible to create enough preschool spaces to fill the gap for as many as 5-10 years, if the enrollment declines run on a twelve-year cycle. The presentation for superintendents covered the following essential points: • There is a preschool gap in API decile 1-3 communities. • Preschool will have a positive effect on school preparation. • There is a possibility that schools could directly operate or contract with providers to offer preschool services. • There is a possibility that Pre-K may be able to qualify for Average Daily Attendance (ADA) and Title I funds if school districts adopt the cohort as part of their primary education plan. The superintendents were a receptive audience. While quite interested in preschool, they were also worried about their district’s funding in general with the combination of declining enrollment and a looming state budget crisis. Most agreed that if preschool financing could be obtained, they would support multiple models to deliver service at school sites. Part III of this report discusses the potential of school districts to adopt some innovations that have extraordinary synergies.