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Importance of Drug Quality: Impact on
 Clinical O
 C        Outcomes Around the World



                  Carlo Nalin, Ph D
                        Nalin Ph.D.
            Global Head of Brand Integrity
                 Novartis Oncology
Overview of Presentation Today
Drug Approval Requirements and Substandard copies
โ— How drugs are approved around the world
โ— What we know about substandard copies
โ— Clinical implications for patients from substandard drugs

            Quality issues are a global concern
    This presentation concerns substandard copy products not
    legitimate generic pharmaceuticals.

    Novartis supports legitimate, high-quality g
               pp       g       , g q        y generics and has a
    major generic business in its portfolio: Sandoz
Globalization of Pharmaceutical
      Markets & Drug Production
โ— M di i
  Medicines and pharmaceutical t t
              d h            ti l treatments are
                                           t
  manufactured, sold, distributed, and dispensed
  across th globe t d
         the l b today
  โ€“ This has had enormous benefits for patients who can
    now access medicines that were in the past either not
    produced locally or were far too expensive to import and
    access1

โ— World Health Organization (
                  g           (WHO) has said that
                                    )
  globalization has also increased the spread and
  p
  prevalence of medicines that are unsafe or may be
                                                y
  ineffective2            1   Torstensson, D. and M. Pugatch, โ€œKeeping Medicine Safeโ€ Stockholm Network 2010
                                                                  2 WHO, โ€œThe World Medicines Situationโ€ 2004
Substandard Copies:
                     A Global Concern
The
Th quality of medicines varies greatly, and not just in low- and middle-income countries
      lit f     di i       i       tl     d tj ti l            d iddl i            ti
                                                                    China (2007)
                                                                    200 patient with serious side
                                                                    effects taking contaminated
                                                                    methotrexate (nonGMP)




                                                                         Sources: Various Media
How Should We Define a
                   Substandard Therapy?
                                      A Regulatory View
Originator Drug                    Generic          Substandard              Counterfeit
                                                      Therapy
   Evidence based            Bioequivalence and    Relies on originator     No data. Unknown
   clinical efficacy,           quality testing    documentation and      origin and composition
  quality and safety                                  label.
                                                      label Has no
                                                  bioequivalence and/or
                                                  quality demonstrated

                           Legally Approved                                  Illegal Drug

Substandard Therapy 1: a Substandard Therapy 1: a drug that
                   py     drug that
                              g             py          g
1) Does not not meet specifications necessaryensure quality, efficacy andand safety
    1) Does meet specifications necessary to to ensure quality, efficacy safety
2) Has not demonstrated bioequivalence or similarity* to the originator; or may not meet
2) Has not demonstrated bioequivalence or similarity* to the originator; or may not meet
    EU or US quality standards EU or US quality standards
3) Does not have sufficient evidence to demonstrate originator data can be referenced
 3) Does not have sufficient evidence to demonstrate originator data can be referenced

* as required for biosimilar approved pathways
How Quality is Determined in
                  Pharmaceuticals
โ— International standards &                                           โ— Internal Standards
  guidelines                                                                โ€“ Good Manufacturing Practice
        โ€“ International Conference on                                         (GMP)
          Harmonization (ICH)1                                              โ€“ Standard operating procedures
        โ€“ Pharmacopeias like EU, US,                                        โ€“ Supplier vetting and inspection
          Japan etc.                                                        โ€“ Specifications
โ— International and stringent                                                      โ€ข Raw materials
  standards                                                                        โ€ข Finished product
        โ€“ EMEA2 or FDA3 requirements                                        โ€“ Process control
          for drug approval, incl.                                                 โ€ข Quality control
          Bioequivalence where
          Bi     i l        h                                                      โ€ข Q lit assurance
                                                                                     Quality
          necessary (e.g. new drug
          forms)




  1   International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use
                                      2EMA = European Medicines Agency, Committee for Medicinal Products for Human Use
                                                      3 FDA = US Food and Drug Administration, Code of Federal Regulations
Substandard Copies May Gain
                  Registration Without Evidence
                 Countries differ on legal approval of medicines
     Registration requirements for Generics by authorities                   EMA1     FDA2
     that are usually used as a reference (examples)                                          Other countries
     Bioavailability and bioequivalence testing with sound
     Bi      il bili   d bi    i l          i    ih      d
     scientific methodology and ethical committee
     surveillance
                                                                             ๏ƒผ        ๏ƒผ       Not a common
     Evaluation of active ingredient quality including                                         requirement,
     identification and quantification of impurities (e.g.
     genotoxic impurities)
                                                                             ๏ƒผ        ๏ƒผ        in some not
                                                                                              required at all
     Pre and post approval when source of active
     ingredient changes                                                      ๏ƒผ        ๏ƒผ
     Identification and qualification of degradation
     production in medicines, not just stability testing                     ๏ƒผ        ๏ƒผ           Not a
                                                                                               requirement

     Strict cGMP and field inspections of plants                             ๏ƒผ        ๏ƒผ         Just a few
                                                                                             countries require
                                                                                                  Not a
     Actual laboratory testing of finished product, not
     โ€œstamping and paper workโ€                                               ๏ƒผ        ๏ƒผ       requirement in
                                                                                                   most
1   EMA = European Medicines Agency, Committee for Medicinal Products for Human Use
2   FDA = US Food and Drug Administration, Code of Federal Regulations
Bioequivalence for Generic Drugs

โ— Two drugs are bioequivalent if they are
  pharmaceutically equivalent, and if their
  bioavailability is similar so that the effects
  on efficacy and safety are essentially the
  same
โ— H
  How d you prove bi
      do          bioequivalence?
                        i l     ?
    โ€“ Two period, two crossover design, single
      dose study is usually needed (minimum of
      12 h lth volunteers)
          healthy l t       )
    โ€“ Most important parameters: AUC, Cmax
      ratios
    โ€“ Limits: AUC 90% confidence interval
      between 0.8 โ€“ 1.25
โ— Comparative in vitro dissolution data have
  to be provided to complement
  bioequivalence study                                            US Food and Drug Administration,
                                             Center for Drug Evaluation and Research (CDER) 2003
Impurities in the Drug Substance
           may be pharmacologically active
      โ— Quality of drug substance is key for clinical outcome and safety

      โ— Action of a pharmaceutical formulation may be severely impaired by
                    p                            y           y p         y
            โ€“ Impurities:
                  โ€ข Resulting from the manufacturing process
                  โ€ข Intentionally or unintentionally added
            โ€“ Different polymorph (= a different drug substance)
                  โ€ข e.g. different bioequivalence
                  โ€ข e.g. diff
                         different dissolution rate
                                 t di   l ti     t

      โ— Science and Technology advances must not be ignored
            โ€“ State of the art methods and technologies should be used
            โ€“ Continuous improvement of GMP1 processes (cGMP)




GMP = Good Manufacturing Practice
Detect Quality Issues Before Patients
   Are Exposed to Potential Risks
                               Level 3 โ€“Clinical Use
                                                                            Evidence about
                               โ— Clinical outcome not comparable
                               โ— Patients lose disease control
                                                                            Clinical Outcomes
 Patient
Exposure


               Level 2 โ€“ Laboratory Testing
               Post-Registration Process                           Evidence about
               โ— Identifying toxic impurities                      Drug Quality
               โ— Quality inconsistencies




  Level 1- Hypothesis / Concerns
  Registration process:
                                                         Evidence about
  โ— Data reliance not appropriate
  โ— Registration data incomplete
                                                         Regulatory Surveillance
  โ— N t perfectly interchangeable
    Not    f tl i t h         bl
Genotoxic Impurities
  Potentially carcinogenic โ€“ dose and exposure important
โ— EMA Specifications1: Limit for sum of all genotoxic impurities
  combined โ‰ค 1 5 micrograms per d f chronic d
     bi d 1.5 i                   day for h i drug
  โ€ข Chemicals used for synthesis:
    Esters of methanesulfonic acid from reaction of mesylate ion and alcohol
                                                       y
  โ€ข Potential degradation product
    4-Hydroxybenzoic Acid is a by-product from synthesis and degradation
  โ€ข May form during shelf life under adverse storage conditions

โ— Rationale: ICH guidelines say reduce genotoxic impurities to
  levels โ€˜as low as reasonably possibleโ€™



                            1   EMA/CHMP/QWP/251344/2006 - GUIDELINES ON THE LIMITS OF GENOTOXIC IMPURITIES
Daily Patients Exposure to
                                                Genotoxic Impurities1
Amount
Amo nt patient would recei e each da of treatment with cop dr g
                o ld receive      day              ith copy drug
                                   10003
                                                                                            High: 535 ug daily
                             erial Ingested



                                                                                            per high dose
                                              2.5
                                              25
                                                      Median: 27.8 ug
                                          1002        per high dose
                            ose
                   otoxic Mate
                   scribed Do




                                              1.5
                 (Lo Scale)




                                                     EMA
                                              10     Daily Limit
                                                1    < 1.5 ug
                   og
             at Pres
    Micrograms Geno




                                              0.5
                                               1
                                                0
                                                             Low: 0.4 ug
                                                             per low dose                                                       n=41
                                              -0.5
                                              0.1
                                                -1
                                                                      Copy Products Tested1
                                                                                      in 2010
                                                                            1   Quantitative analysis of qualified impurities with genotoxic potential
                                                                                                    Source: Novartis Quality Systems (data on file)
Detect Quality Issues Before Patients
   Are Exposed to Potential Risks
Patient
Exposure                    Level 3 โ€“Clinical Use

                            โ— Clinical outcome not comparable
                            โ— Patients lose disease control
                                                                     Clinical evidence
                                                                     C



              Level 2 โ€“ Laboratory Testing
              Post-Registration Process
              โ— Identifying toxic impurities
                                                                Drug Quality evidence
              โ— Quality inconsistencies




 Level 1- Hypothesis / Concerns
 Registration process:
 โ— Data reliance not appropriate                        Document only evidence
 โ— Registration data incomplete
 โ— Not perfectly interchangeable
Common Issues with Substandard Therapiesp
  and Potential Implications for Patients
                    Common Issues of Copies          Potential consequences for patients
                                                     โ— Potentially increased risk of developing cancer
                    High level of known genotoxic
           edient
           erties




                                                     โ— Potential risk is particularly important in chronic, long-term
                    impurities
                                                       treatments
(API) Prope
Active Ingre




                                                     โ—   Interruption of treatment due to potentially serious side effects
                    High level of unknown            โ—   Impurities may be carcinogenic
                    impurities                       โ—   Increased resistance to treatment
A
(




                                                     โ—   Turn a potentially beneficial treatment into failure
                                                     โ— Ineffective treatment
                    Poor in vitro dissolution rate   โ— Increased resistance to treatment leaving the patient without
                                                       treatment option or in need for a more expensive alternative
Drug Product
  roperties




                                                     โ— Higher content may lead to increased toxicity
                    High or low content of active
                                                     โ— Lower content may lead to sub-therapeutic doses
                    ingredient
                                                     โ— Treatments may be either toxic or ineffective
 Pr




                                                     โ—   Every time a patient take a pill a different dose may be applied
                                                     โ—   Treatments may become less effective
                    Poor content uniformity
                                                     โ—   Higher doses may increase the risk of toxicity
                                                     โ—   Lower doses may increase the risk of treatment resistance

                    Lack of quality consistency      โ— All mentioned above
Treatment Expectations vs
                    Individual Response
          How to assess individual patient outcomes?
    Standard of Care or Treatment Guidelines1,2 based on long
    term patient follow-up from controlled clinical trials
                 follow up
    If treatment expectations are not met, what are the
    possible reasons?
       โ— Disease features?
       โ— Therapy selection?
                py
       โ— Bad luck?
       โ— Small sample size?
                    p
       โ— Original drug or substandard copy product?

1Baccarani M, Cortes J, Pane F, et al: Chronic myeloid leukemia: an update of concepts and management recommendations of
    European LeukemiaNet. J Clin Oncol 2009 27:6041-51 2 National Comprehensive Cancer Network: NCCN: Clinical practice
guidelines in oncology. Chronic Myelogenous Leukemia. Version 2. 2010. 1. OBrien, et al. Imatinib compared with interferon and
                                               low-dose cytarabine for newly diagnosed CP-CML. NEJM 2003; 348: 994-1004.
A call for action for High Regulatory
 Standards and Pharmacovigilance
General recommendations:
G     l         d ti
1. Create better understanding at the regulatory, policy
   and public level of the differences between drugs
    โ— Originator vs substandard vs generics vs counterfeit

2. Recognize that substandard drugs puts patients at risk
3. Acknowledge the extent to which governments can
   control access to drugs that may be substandard

Some problems can be addressed relatively easily, while
others require hard thinking, large resources, and national
โ€“ or even international โ€“ coordination.
                                      Source: โ€œKeeping Medicine Safeโ€ Stockholm Network 2010
Drug Quality: a Commitment to
Patients and Healthcare Professionals
โ— Hi h manufacturing standards are needed for quality drugs
  High     f t i      t d d           d df       lit d
 โ€“ Commitment to international guidelines and regulations

 โ€“ Continuously improved manufacturing processes

 โ€“ Reducing exposure to potential impurities for patient safety

โ— Bioequivalence to the originator needs to be demonstrated

โ— Sufficient evidence should be provided to show that the
  originator data can be referenced

     Assure patients of access to high quality
        drugs for life-changing therapies

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Importance of drug quality impact on clinical outcomes around the world

  • 1. Importance of Drug Quality: Impact on Clinical O C Outcomes Around the World Carlo Nalin, Ph D Nalin Ph.D. Global Head of Brand Integrity Novartis Oncology
  • 2. Overview of Presentation Today Drug Approval Requirements and Substandard copies โ— How drugs are approved around the world โ— What we know about substandard copies โ— Clinical implications for patients from substandard drugs Quality issues are a global concern This presentation concerns substandard copy products not legitimate generic pharmaceuticals. Novartis supports legitimate, high-quality g pp g , g q y generics and has a major generic business in its portfolio: Sandoz
  • 3. Globalization of Pharmaceutical Markets & Drug Production โ— M di i Medicines and pharmaceutical t t d h ti l treatments are t manufactured, sold, distributed, and dispensed across th globe t d the l b today โ€“ This has had enormous benefits for patients who can now access medicines that were in the past either not produced locally or were far too expensive to import and access1 โ— World Health Organization ( g (WHO) has said that ) globalization has also increased the spread and p prevalence of medicines that are unsafe or may be y ineffective2 1 Torstensson, D. and M. Pugatch, โ€œKeeping Medicine Safeโ€ Stockholm Network 2010 2 WHO, โ€œThe World Medicines Situationโ€ 2004
  • 4. Substandard Copies: A Global Concern The Th quality of medicines varies greatly, and not just in low- and middle-income countries lit f di i i tl d tj ti l d iddl i ti China (2007) 200 patient with serious side effects taking contaminated methotrexate (nonGMP) Sources: Various Media
  • 5. How Should We Define a Substandard Therapy? A Regulatory View Originator Drug Generic Substandard Counterfeit Therapy Evidence based Bioequivalence and Relies on originator No data. Unknown clinical efficacy, quality testing documentation and origin and composition quality and safety label. label Has no bioequivalence and/or quality demonstrated Legally Approved Illegal Drug Substandard Therapy 1: a Substandard Therapy 1: a drug that py drug that g py g 1) Does not not meet specifications necessaryensure quality, efficacy andand safety 1) Does meet specifications necessary to to ensure quality, efficacy safety 2) Has not demonstrated bioequivalence or similarity* to the originator; or may not meet 2) Has not demonstrated bioequivalence or similarity* to the originator; or may not meet EU or US quality standards EU or US quality standards 3) Does not have sufficient evidence to demonstrate originator data can be referenced 3) Does not have sufficient evidence to demonstrate originator data can be referenced * as required for biosimilar approved pathways
  • 6. How Quality is Determined in Pharmaceuticals โ— International standards & โ— Internal Standards guidelines โ€“ Good Manufacturing Practice โ€“ International Conference on (GMP) Harmonization (ICH)1 โ€“ Standard operating procedures โ€“ Pharmacopeias like EU, US, โ€“ Supplier vetting and inspection Japan etc. โ€“ Specifications โ— International and stringent โ€ข Raw materials standards โ€ข Finished product โ€“ EMEA2 or FDA3 requirements โ€“ Process control for drug approval, incl. โ€ข Quality control Bioequivalence where Bi i l h โ€ข Q lit assurance Quality necessary (e.g. new drug forms) 1 International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use 2EMA = European Medicines Agency, Committee for Medicinal Products for Human Use 3 FDA = US Food and Drug Administration, Code of Federal Regulations
  • 7. Substandard Copies May Gain Registration Without Evidence Countries differ on legal approval of medicines Registration requirements for Generics by authorities EMA1 FDA2 that are usually used as a reference (examples) Other countries Bioavailability and bioequivalence testing with sound Bi il bili d bi i l i ih d scientific methodology and ethical committee surveillance ๏ƒผ ๏ƒผ Not a common Evaluation of active ingredient quality including requirement, identification and quantification of impurities (e.g. genotoxic impurities) ๏ƒผ ๏ƒผ in some not required at all Pre and post approval when source of active ingredient changes ๏ƒผ ๏ƒผ Identification and qualification of degradation production in medicines, not just stability testing ๏ƒผ ๏ƒผ Not a requirement Strict cGMP and field inspections of plants ๏ƒผ ๏ƒผ Just a few countries require Not a Actual laboratory testing of finished product, not โ€œstamping and paper workโ€ ๏ƒผ ๏ƒผ requirement in most 1 EMA = European Medicines Agency, Committee for Medicinal Products for Human Use 2 FDA = US Food and Drug Administration, Code of Federal Regulations
  • 8. Bioequivalence for Generic Drugs โ— Two drugs are bioequivalent if they are pharmaceutically equivalent, and if their bioavailability is similar so that the effects on efficacy and safety are essentially the same โ— H How d you prove bi do bioequivalence? i l ? โ€“ Two period, two crossover design, single dose study is usually needed (minimum of 12 h lth volunteers) healthy l t ) โ€“ Most important parameters: AUC, Cmax ratios โ€“ Limits: AUC 90% confidence interval between 0.8 โ€“ 1.25 โ— Comparative in vitro dissolution data have to be provided to complement bioequivalence study US Food and Drug Administration, Center for Drug Evaluation and Research (CDER) 2003
  • 9. Impurities in the Drug Substance may be pharmacologically active โ— Quality of drug substance is key for clinical outcome and safety โ— Action of a pharmaceutical formulation may be severely impaired by p y y p y โ€“ Impurities: โ€ข Resulting from the manufacturing process โ€ข Intentionally or unintentionally added โ€“ Different polymorph (= a different drug substance) โ€ข e.g. different bioequivalence โ€ข e.g. diff different dissolution rate t di l ti t โ— Science and Technology advances must not be ignored โ€“ State of the art methods and technologies should be used โ€“ Continuous improvement of GMP1 processes (cGMP) GMP = Good Manufacturing Practice
  • 10. Detect Quality Issues Before Patients Are Exposed to Potential Risks Level 3 โ€“Clinical Use Evidence about โ— Clinical outcome not comparable โ— Patients lose disease control Clinical Outcomes Patient Exposure Level 2 โ€“ Laboratory Testing Post-Registration Process Evidence about โ— Identifying toxic impurities Drug Quality โ— Quality inconsistencies Level 1- Hypothesis / Concerns Registration process: Evidence about โ— Data reliance not appropriate โ— Registration data incomplete Regulatory Surveillance โ— N t perfectly interchangeable Not f tl i t h bl
  • 11. Genotoxic Impurities Potentially carcinogenic โ€“ dose and exposure important โ— EMA Specifications1: Limit for sum of all genotoxic impurities combined โ‰ค 1 5 micrograms per d f chronic d bi d 1.5 i day for h i drug โ€ข Chemicals used for synthesis: Esters of methanesulfonic acid from reaction of mesylate ion and alcohol y โ€ข Potential degradation product 4-Hydroxybenzoic Acid is a by-product from synthesis and degradation โ€ข May form during shelf life under adverse storage conditions โ— Rationale: ICH guidelines say reduce genotoxic impurities to levels โ€˜as low as reasonably possibleโ€™ 1 EMA/CHMP/QWP/251344/2006 - GUIDELINES ON THE LIMITS OF GENOTOXIC IMPURITIES
  • 12. Daily Patients Exposure to Genotoxic Impurities1 Amount Amo nt patient would recei e each da of treatment with cop dr g o ld receive day ith copy drug 10003 High: 535 ug daily erial Ingested per high dose 2.5 25 Median: 27.8 ug 1002 per high dose ose otoxic Mate scribed Do 1.5 (Lo Scale) EMA 10 Daily Limit 1 < 1.5 ug og at Pres Micrograms Geno 0.5 1 0 Low: 0.4 ug per low dose n=41 -0.5 0.1 -1 Copy Products Tested1 in 2010 1 Quantitative analysis of qualified impurities with genotoxic potential Source: Novartis Quality Systems (data on file)
  • 13. Detect Quality Issues Before Patients Are Exposed to Potential Risks Patient Exposure Level 3 โ€“Clinical Use โ— Clinical outcome not comparable โ— Patients lose disease control Clinical evidence C Level 2 โ€“ Laboratory Testing Post-Registration Process โ— Identifying toxic impurities Drug Quality evidence โ— Quality inconsistencies Level 1- Hypothesis / Concerns Registration process: โ— Data reliance not appropriate Document only evidence โ— Registration data incomplete โ— Not perfectly interchangeable
  • 14. Common Issues with Substandard Therapiesp and Potential Implications for Patients Common Issues of Copies Potential consequences for patients โ— Potentially increased risk of developing cancer High level of known genotoxic edient erties โ— Potential risk is particularly important in chronic, long-term impurities treatments (API) Prope Active Ingre โ— Interruption of treatment due to potentially serious side effects High level of unknown โ— Impurities may be carcinogenic impurities โ— Increased resistance to treatment A ( โ— Turn a potentially beneficial treatment into failure โ— Ineffective treatment Poor in vitro dissolution rate โ— Increased resistance to treatment leaving the patient without treatment option or in need for a more expensive alternative Drug Product roperties โ— Higher content may lead to increased toxicity High or low content of active โ— Lower content may lead to sub-therapeutic doses ingredient โ— Treatments may be either toxic or ineffective Pr โ— Every time a patient take a pill a different dose may be applied โ— Treatments may become less effective Poor content uniformity โ— Higher doses may increase the risk of toxicity โ— Lower doses may increase the risk of treatment resistance Lack of quality consistency โ— All mentioned above
  • 15. Treatment Expectations vs Individual Response How to assess individual patient outcomes? Standard of Care or Treatment Guidelines1,2 based on long term patient follow-up from controlled clinical trials follow up If treatment expectations are not met, what are the possible reasons? โ— Disease features? โ— Therapy selection? py โ— Bad luck? โ— Small sample size? p โ— Original drug or substandard copy product? 1Baccarani M, Cortes J, Pane F, et al: Chronic myeloid leukemia: an update of concepts and management recommendations of European LeukemiaNet. J Clin Oncol 2009 27:6041-51 2 National Comprehensive Cancer Network: NCCN: Clinical practice guidelines in oncology. Chronic Myelogenous Leukemia. Version 2. 2010. 1. OBrien, et al. Imatinib compared with interferon and low-dose cytarabine for newly diagnosed CP-CML. NEJM 2003; 348: 994-1004.
  • 16. A call for action for High Regulatory Standards and Pharmacovigilance General recommendations: G l d ti 1. Create better understanding at the regulatory, policy and public level of the differences between drugs โ— Originator vs substandard vs generics vs counterfeit 2. Recognize that substandard drugs puts patients at risk 3. Acknowledge the extent to which governments can control access to drugs that may be substandard Some problems can be addressed relatively easily, while others require hard thinking, large resources, and national โ€“ or even international โ€“ coordination. Source: โ€œKeeping Medicine Safeโ€ Stockholm Network 2010
  • 17. Drug Quality: a Commitment to Patients and Healthcare Professionals โ— Hi h manufacturing standards are needed for quality drugs High f t i t d d d df lit d โ€“ Commitment to international guidelines and regulations โ€“ Continuously improved manufacturing processes โ€“ Reducing exposure to potential impurities for patient safety โ— Bioequivalence to the originator needs to be demonstrated โ— Sufficient evidence should be provided to show that the originator data can be referenced Assure patients of access to high quality drugs for life-changing therapies