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Medical Whistleblower
  November 2006


                                        Medical Whistleblower’s
  Volume 1 Issue 11



                                                  Canary Notes
     Inside this issue:
                                  UN Declaration—Rights of Disabled People
     UN Principles of Protec- 2
     tion—Persons with            The Declaration of the Rights of Disabled Persons was adopted by the United
     Mental Illness
                                  Nations in 1975. It defines ‘disabled person’ to mean ‘any person unable to en-
     Mental Health Advance 3      sure by himself or herself, wholly or partly, the necessities of normal individual
     Directives
                                  and/or social life, as a result of deficiency, whether congenital or not, in his or
     Mental Health Managed 4      her physical or mental capacities’. This definition includes people with a mental
     Care & Medical Privacy
                                  illness, whether or not they also have other disabilities. The Declaration recog-
     Privacy Principles      4    nizes that people with disabilities are entitled to:

                                  • The inherent right to respect for their human dignity; The same fundamental
                                  human rights as other citizens, whatever the origin nature and seriousness of
                                  their handicaps and disabilities, including the right to a decent life - as normal
                                  and full as possible;

                                  • The right to legal safeguards against abuse of any limitation of rights made
                                  necessary by the severity of a person’s handicap, including regular review and
                                  the right of appeal;

                                  • The right to any necessary treatment, rehabilitation, education, training and
                                  other services to help develop their skills and capabilities to the maximum;

Copies of UN law enforce-         • The right to economic and social security and the right, according to their ca-
ment, criminal justice and        pabilities, to secure and retain productive employment and to join trade unions;
human rights standards can
be obtained from :                • The right to have their needs considered in economic and social planning; The
Office of the High                right to family life, the right to participate in all social, recreational and creative
Commissioner for Human            activities and the right not to be subjected to more restrictive conditions of resi-
Rights, CH-1211                   dence than necessary;
Geneva 10, Switzerland
(http://www.un.org/cgi            • The right to protection against exploitation or discriminatory, abusive or de-
-bin/treaty 2.pl                  grading treatment;
or
                                  • The right to qualified legal assistance to protect their rights, and to have their
E-mail to: treaty@un.org)
                                  condition taken fully into account in any legal proceedings.
Page 2                              Medical Whistleblower’s Canary Notes                          Volume 1 Issue 11




                                    UN Principles for the Protection of Persons
    Durable Power of At-
                                    with Mental Illness
    torney for Health Care
    Manual: An Advocacy             Principles for the Protection of Persons with
    Tool for Mental Health
                                    Mental Illness and for the Improvement of Men-
                                    tal Health Care were adopted by the UN Gen-
    Consumer Empower-
                                    eral Assembly in 1991. The Mental Illness Prin-
    ment and Patient
                                    ciples focus mainly on human rights in relation
    Choice, (1994) Avail-
                                    to the mental health system but they also say:
    able from Protection
    and Advocacy Inc.,              • Every person with mental illness has the same
    Sacramento CA.                  rights as every other person, including the rights
                                    in the International Covenant on Civil and Politi-
                                    cal Rights and the rights recognized in the Dec-
                                    laration on the Rights of Disabled Persons;
                                    • Every person with a mental illness has the right to live and work, as far as pos-
                                    sible, in the community;
                                    • People being treated for a mental illness must be accorded the right to recogni-
                                    tion as a person before the law.
                                    • All persons have the right to the best available health care, which shall be part
Currently the American courts and   of the health and social care system and that;
medical profession recognize five
essential tenets of informed con-   • Every patient shall have the right to receive such health and social care as is
sent:                               appropriate according to his or her health needs, and is entitled to care and
1) The patient must be              treatment in accordance with the same standards as other ill persons.
competent (in the case of
minors, the competency of
                                    The UN Principles reaffirm that individuals who have experienced mental illness
parents or legal guardian           have the right to protection from economic or sexual exploitation or physical
would apply)                        abuse, sexual abuse or degrading treatment. These principles in relation to
2) Consent must be                  mental health care, deal with abuses and the means to prevent them, as well as
voluntary and not coerced.          recognizing the right of everyone in the community to have access to mental
3) Sufficient information           health care when necessary. The Principles emphasize that people with mental
must be disclosed.
                                    illness should not be stigmatized or disadvantaged in the care available because
                                    of the nature of the illness. There should not be a lower standard for mental
4) The information must
                                    health care than for the rest of the health system. They require that mental
be understood and
                                    health facilities be inspected by competent authorities often enough to ensure
evaluated in terms of the
                                    that conditions, treatment and care of patients comply with the Principles. The
patient’s (or guardian’s)           Principles emphasize the concept of ‘least restrictive alternative’ in relation to
own values                          treatment; the right to be treated and cared for, as far as possible, in the commu-
5) Consent should entail            nity in a way suitable to the individual’s cultural background; special protection
conscious or explicit               for children; and directing treatment towards enhancing personal autonomy, in-
permission.                         cluding respect for patients’ rights to privacy and opportunities for education and
                                    vocational training. There are detailed requirements for informed consent.
                                    Attorney Jim Gottstein of Anchorage Alaska runs the Law Project for Psychiat-
                                    ric Rights see his website http://psychrights.org/
Medical Whistleblower’s Canary Notes                          Volume 1 Issue 11                              Page 3



Mental Health Advance Directives
In most states in the USA, the law declares that an individual with capacity has
the ability to control decisions relating to his or her own health care (including
mental health). Most states recognize some form of Health Advance Directive
which can be an essential tool for an individual to express his or her choices at a
time when the effects of illness have not deprived him or her of the power to ex-
press his or her instructions or preferences. Consequently, many state legisla-
tures have affirmed that, pursuant to other provisions of law, a validly executed
mental health advance directive is to be respected by agents, guardians, and
other surrogate decision makers, health care providers, professional persons, and
health care facilities. A "Mental Health Advance Directive" or "Directive" means a
written document in which the principal makes a declaration of instructions or
preferences or appoints an agent to make decisions on behalf of the principal re-
garding the principal's mental health treatment. Some mental illnesses cause indi-
viduals to fluctuate between capacity and incapacity. Early treatment may prevent
an individual from becoming so ill that involuntary treatment is necessary; and
                                                                                          The International Center
mentally ill individuals need some method of expressing their instructions and
preferences for treatment and providing advance consent to or refusal of treat-           for the Study of
ment. A properly executed Advance Directive also helps prevent illegal coercion           Psychiatry and
of a mentally ill patient to treatment he/she would not have consented to if not in-      Psychology, Inc.
capacitated. Additional Legal Information on Mental Health Advance Directives             The International Office
can be found at: National Resource Center on Psychiatric Advance Directives
                                                                                          Dominick Riccio, Ph.D.
(NRC-PAD) is continuing to provide new information for consumers, family mem-
bers, clinicians, and policy makers interested in PADs.                                   Executive Director
http://www.psychrights.org                                                                1036 Park Ave.
http://www.nrc-pad.org/        http://www.brazelon.org                                    Suite 1B
                                                                                          New York, N.Y. 10028
Mental Health Managed Care and Medical Privacy                                            (212) 861-7400

Health care ethics call for great respect for patient privacy and confidentiality. Pri-   www.icspp.org
vacy is especially important in mental health since patients talk about sensitive         ICSPP United States
and personal topics such as being a victim of physical or sexual abuse, drug and          Lloyd Ross, Ph.D.,
alcohol use and family problems. Managed care disrespects privacy. True privacy
and confidentiality means sharing sensitive, personal information with a single           Regional Director
trusted professional chosen by the patient. Managed care however requires shar-           27 North Broad St.
ing private information with several people who are not chosen by the patient,            Ridgewood, N.J. 07450
such as gatekeepers and utilization reviewers who then store the information in
files accessible to thousands of employees. True privacy and confidentiality              (201) 445-0280
means protecting information so that it cannot be seen by anyone not involved in
treatment. Managed care usually only protects information to the extent of federal
and state law which, in the case of insurance records, is very little protection and
records are available to even employers. In true patient privacy and confidentiality
patients have the freedom to control, without coercion who can see their personal
and confidential records. In managed care patients are forced to giveaway up all
privacy to receive benefits.
Medical Whistleblower
                                                              The information contained through the Medical Whistle-
                                                              blower Canary Notes Newsletter is provided for general
                                                              information only. The information provided by the Medial
Dr. Janet Parker                                              Whistleblower Canary Notes does not constitute legal or
P.O. Box C                                                    professional advice nor is it conveyed or intended to be con-
Lawrence, KS 66044                                            veyed in the course of any adviser-client discourse, but is
Phone: 360-809-3058                                           intended to be general information with respect to common
Fax: None                                                     issues. It is not offered as and does not constitute legal or
E-mail: MedicalWhislteblower@gmail.com                        medical advice or opinion. It should not serve as a substitute
                                                              for advice from an attorney, qualified medical professional,
                                                              social worker, therapist or counselor familiar with the facts
We are on the Web!
                                                              of your specific situation. We encourage you in due diligence
MedicalWhistleblower.googlepages.com                          to seek additional information and resources before making
                                                              any decision. We make no warranty, express or implied,
                                                              concerning the accuracy or reliability of the content of this
                                                              newsletter due to the constantly changing nature of the legal
Supporting the Emotional Health of All Whistleblowers         and medical aspects of these issues .
and their Friends, Supporters and Families.




The National Coalition of        Privacy Principles
Mental Health Professionals
                                There are concerns and complaints regarding the provisions in HIPPA that allow the re-
and Consumers, Inc.
                                lease of patient information without patient consent. Privacy and confidentiality of medical
P.O. Box 438                    data is all but abolished in this age of computers and modern technology which can lead
                                to rapid transmission of sensitive data to many persons/entities with little possibility of re-
Commack, New York 11725         traction or deletion of data at a later time.
                                Privacy Principles:
                                1) Recognize that patients own their health data.
                                2) Give patients control over who can access their per-
                                sonally identifiable health information across
  Judge David L. Bazelon        electronic health information networks.
  Center for Mental Health      3) Give patients the right to opt-in and opt-out of elec-
  Law                           tronic systems.

  1101 15th Street, NW,         4) Give patients the right to segment sensitive information.

  Suite 1212                    5) Require audit trails of every disclosure of patient information and allow patients to re-
                                view those disclosures.
  Washington, DC 20005
                                6) Require that patients be notified of suspected or actual privacy breaches.
  www.brazelon.org
                                7) Deny employers access to employees’ medical records.
  Phone: 202-467-5730
                                8) Preserve stronger privacy protections in state laws.
  Fax: 202-223-0409
  Email:
  webmaster@bazelon.org                http://www.ahrp.org       http://www.followthemoney.org/index.phtml
                                       http://www.fda.gov/cder/warn/index.htm http://www.citizen.org/hrg
                                       http://www.publicintegrity.org/dtaweb/home.asp

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Medical Whistleblower Canary Notes Newsletter 11 Psychiatric Rights & The Law Nov 2006 Vol 1 Issue 11

  • 1. Medical Whistleblower November 2006 Medical Whistleblower’s Volume 1 Issue 11 Canary Notes Inside this issue: UN Declaration—Rights of Disabled People UN Principles of Protec- 2 tion—Persons with The Declaration of the Rights of Disabled Persons was adopted by the United Mental Illness Nations in 1975. It defines ‘disabled person’ to mean ‘any person unable to en- Mental Health Advance 3 sure by himself or herself, wholly or partly, the necessities of normal individual Directives and/or social life, as a result of deficiency, whether congenital or not, in his or Mental Health Managed 4 her physical or mental capacities’. This definition includes people with a mental Care & Medical Privacy illness, whether or not they also have other disabilities. The Declaration recog- Privacy Principles 4 nizes that people with disabilities are entitled to: • The inherent right to respect for their human dignity; The same fundamental human rights as other citizens, whatever the origin nature and seriousness of their handicaps and disabilities, including the right to a decent life - as normal and full as possible; • The right to legal safeguards against abuse of any limitation of rights made necessary by the severity of a person’s handicap, including regular review and the right of appeal; • The right to any necessary treatment, rehabilitation, education, training and other services to help develop their skills and capabilities to the maximum; Copies of UN law enforce- • The right to economic and social security and the right, according to their ca- ment, criminal justice and pabilities, to secure and retain productive employment and to join trade unions; human rights standards can be obtained from : • The right to have their needs considered in economic and social planning; The Office of the High right to family life, the right to participate in all social, recreational and creative Commissioner for Human activities and the right not to be subjected to more restrictive conditions of resi- Rights, CH-1211 dence than necessary; Geneva 10, Switzerland (http://www.un.org/cgi • The right to protection against exploitation or discriminatory, abusive or de- -bin/treaty 2.pl grading treatment; or • The right to qualified legal assistance to protect their rights, and to have their E-mail to: treaty@un.org) condition taken fully into account in any legal proceedings.
  • 2. Page 2 Medical Whistleblower’s Canary Notes Volume 1 Issue 11 UN Principles for the Protection of Persons Durable Power of At- with Mental Illness torney for Health Care Manual: An Advocacy Principles for the Protection of Persons with Tool for Mental Health Mental Illness and for the Improvement of Men- tal Health Care were adopted by the UN Gen- Consumer Empower- eral Assembly in 1991. The Mental Illness Prin- ment and Patient ciples focus mainly on human rights in relation Choice, (1994) Avail- to the mental health system but they also say: able from Protection and Advocacy Inc., • Every person with mental illness has the same Sacramento CA. rights as every other person, including the rights in the International Covenant on Civil and Politi- cal Rights and the rights recognized in the Dec- laration on the Rights of Disabled Persons; • Every person with a mental illness has the right to live and work, as far as pos- sible, in the community; • People being treated for a mental illness must be accorded the right to recogni- tion as a person before the law. • All persons have the right to the best available health care, which shall be part Currently the American courts and of the health and social care system and that; medical profession recognize five essential tenets of informed con- • Every patient shall have the right to receive such health and social care as is sent: appropriate according to his or her health needs, and is entitled to care and 1) The patient must be treatment in accordance with the same standards as other ill persons. competent (in the case of minors, the competency of The UN Principles reaffirm that individuals who have experienced mental illness parents or legal guardian have the right to protection from economic or sexual exploitation or physical would apply) abuse, sexual abuse or degrading treatment. These principles in relation to 2) Consent must be mental health care, deal with abuses and the means to prevent them, as well as voluntary and not coerced. recognizing the right of everyone in the community to have access to mental 3) Sufficient information health care when necessary. The Principles emphasize that people with mental must be disclosed. illness should not be stigmatized or disadvantaged in the care available because of the nature of the illness. There should not be a lower standard for mental 4) The information must health care than for the rest of the health system. They require that mental be understood and health facilities be inspected by competent authorities often enough to ensure evaluated in terms of the that conditions, treatment and care of patients comply with the Principles. The patient’s (or guardian’s) Principles emphasize the concept of ‘least restrictive alternative’ in relation to own values treatment; the right to be treated and cared for, as far as possible, in the commu- 5) Consent should entail nity in a way suitable to the individual’s cultural background; special protection conscious or explicit for children; and directing treatment towards enhancing personal autonomy, in- permission. cluding respect for patients’ rights to privacy and opportunities for education and vocational training. There are detailed requirements for informed consent. Attorney Jim Gottstein of Anchorage Alaska runs the Law Project for Psychiat- ric Rights see his website http://psychrights.org/
  • 3. Medical Whistleblower’s Canary Notes Volume 1 Issue 11 Page 3 Mental Health Advance Directives In most states in the USA, the law declares that an individual with capacity has the ability to control decisions relating to his or her own health care (including mental health). Most states recognize some form of Health Advance Directive which can be an essential tool for an individual to express his or her choices at a time when the effects of illness have not deprived him or her of the power to ex- press his or her instructions or preferences. Consequently, many state legisla- tures have affirmed that, pursuant to other provisions of law, a validly executed mental health advance directive is to be respected by agents, guardians, and other surrogate decision makers, health care providers, professional persons, and health care facilities. A "Mental Health Advance Directive" or "Directive" means a written document in which the principal makes a declaration of instructions or preferences or appoints an agent to make decisions on behalf of the principal re- garding the principal's mental health treatment. Some mental illnesses cause indi- viduals to fluctuate between capacity and incapacity. Early treatment may prevent an individual from becoming so ill that involuntary treatment is necessary; and The International Center mentally ill individuals need some method of expressing their instructions and preferences for treatment and providing advance consent to or refusal of treat- for the Study of ment. A properly executed Advance Directive also helps prevent illegal coercion Psychiatry and of a mentally ill patient to treatment he/she would not have consented to if not in- Psychology, Inc. capacitated. Additional Legal Information on Mental Health Advance Directives The International Office can be found at: National Resource Center on Psychiatric Advance Directives Dominick Riccio, Ph.D. (NRC-PAD) is continuing to provide new information for consumers, family mem- bers, clinicians, and policy makers interested in PADs. Executive Director http://www.psychrights.org 1036 Park Ave. http://www.nrc-pad.org/ http://www.brazelon.org Suite 1B New York, N.Y. 10028 Mental Health Managed Care and Medical Privacy (212) 861-7400 Health care ethics call for great respect for patient privacy and confidentiality. Pri- www.icspp.org vacy is especially important in mental health since patients talk about sensitive ICSPP United States and personal topics such as being a victim of physical or sexual abuse, drug and Lloyd Ross, Ph.D., alcohol use and family problems. Managed care disrespects privacy. True privacy and confidentiality means sharing sensitive, personal information with a single Regional Director trusted professional chosen by the patient. Managed care however requires shar- 27 North Broad St. ing private information with several people who are not chosen by the patient, Ridgewood, N.J. 07450 such as gatekeepers and utilization reviewers who then store the information in files accessible to thousands of employees. True privacy and confidentiality (201) 445-0280 means protecting information so that it cannot be seen by anyone not involved in treatment. Managed care usually only protects information to the extent of federal and state law which, in the case of insurance records, is very little protection and records are available to even employers. In true patient privacy and confidentiality patients have the freedom to control, without coercion who can see their personal and confidential records. In managed care patients are forced to giveaway up all privacy to receive benefits.
  • 4. Medical Whistleblower The information contained through the Medical Whistle- blower Canary Notes Newsletter is provided for general information only. The information provided by the Medial Dr. Janet Parker Whistleblower Canary Notes does not constitute legal or P.O. Box C professional advice nor is it conveyed or intended to be con- Lawrence, KS 66044 veyed in the course of any adviser-client discourse, but is Phone: 360-809-3058 intended to be general information with respect to common Fax: None issues. It is not offered as and does not constitute legal or E-mail: MedicalWhislteblower@gmail.com medical advice or opinion. It should not serve as a substitute for advice from an attorney, qualified medical professional, social worker, therapist or counselor familiar with the facts We are on the Web! of your specific situation. We encourage you in due diligence MedicalWhistleblower.googlepages.com to seek additional information and resources before making any decision. We make no warranty, express or implied, concerning the accuracy or reliability of the content of this newsletter due to the constantly changing nature of the legal Supporting the Emotional Health of All Whistleblowers and medical aspects of these issues . and their Friends, Supporters and Families. The National Coalition of Privacy Principles Mental Health Professionals There are concerns and complaints regarding the provisions in HIPPA that allow the re- and Consumers, Inc. lease of patient information without patient consent. Privacy and confidentiality of medical P.O. Box 438 data is all but abolished in this age of computers and modern technology which can lead to rapid transmission of sensitive data to many persons/entities with little possibility of re- Commack, New York 11725 traction or deletion of data at a later time. Privacy Principles: 1) Recognize that patients own their health data. 2) Give patients control over who can access their per- sonally identifiable health information across Judge David L. Bazelon electronic health information networks. Center for Mental Health 3) Give patients the right to opt-in and opt-out of elec- Law tronic systems. 1101 15th Street, NW, 4) Give patients the right to segment sensitive information. Suite 1212 5) Require audit trails of every disclosure of patient information and allow patients to re- view those disclosures. Washington, DC 20005 6) Require that patients be notified of suspected or actual privacy breaches. www.brazelon.org 7) Deny employers access to employees’ medical records. Phone: 202-467-5730 8) Preserve stronger privacy protections in state laws. Fax: 202-223-0409 Email: webmaster@bazelon.org http://www.ahrp.org http://www.followthemoney.org/index.phtml http://www.fda.gov/cder/warn/index.htm http://www.citizen.org/hrg http://www.publicintegrity.org/dtaweb/home.asp