Esdras Vera
1 SlideShare
Personal Information
Organization / Workplace
Miami/Fort Lauderdale Area United States
Occupation
President - Owner at FinServ Compliance
Industry
Finance / Banking / Insurance
Website
www.finservcompliance.com
About
My interest is in helping clients navigate through today's regulatory environment successfully. Broker-dealers, investment advisers and others involved in the securities industry can expect the highest level of dedication and professionalism.
Contact Details
Tags
regulatory ria registration broker-dealer finra compliance sec
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Finserv Compliance

7 years ago • 94 Views

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Personal Information
Organization / Workplace
Miami/Fort Lauderdale Area United States
Occupation
President - Owner at FinServ Compliance
Industry
Finance / Banking / Insurance
Website
www.finservcompliance.com
About
My interest is in helping clients navigate through today's regulatory environment successfully. Broker-dealers, investment advisers and others involved in the securities industry can expect the highest level of dedication and professionalism.
Tags
regulatory ria registration broker-dealer finra compliance sec
See more