6. Risk & Compliance Obligation
“2014 will be the Year of enforcement” – SRA*
*Richard Collins (Exec. Dir. Of policy Risk, Strategy, Comms, Standards & Research)
Introduction to RilianceTidy up graphicsSuggest alternative graphics in line with Riliance brandPhase in by the following orderSpecialistsIndustry leaderPedigreeCustomer loyaltyClient servicesSolution for all
A graphical representation of the way firms operate without RilianceDiagram/graphic is open to suggestion but we are trying to depict all the current paper and electronic ways a firm will manage it’s risk and compliance (prior to having Riliance)Maybe there should be arrows from each circle going into the COLPMy diagram looks really basic and not very excitingI am thinking that the transition to the next slide should be something a bit sexy. i.e. it moves from something like this to the next slide which will depict life with Riliance and the transition should be visual
A world with RilianceThis could be just the reporting dashboard from V2/ If so then we need to work out how the sexy transition would workPlease liaise with Matt for any Graphics you need
Compliance in the Industry and the obligations as per the SRAThe chart is from the SRA and is their OFR Maturity Model. We need a sharper graphic which you may be able to get from their website or Matt, otherwise you will have to build No phasing
How do I get startedI hate my graphic but the idea here is to have a slide on screen which depicts two stagesChoose implementation planSign order form and direct debit
